János Von Neumann
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John von Neumann ( ; ; December 28, 1903 â€“ February 8, 1957) was a Hungarian and American
mathematician A mathematician is someone who uses an extensive knowledge of mathematics in their work, typically to solve mathematical problems. Mathematicians are concerned with numbers, data, quantity, mathematical structure, structure, space, Mathematica ...
,
physicist A physicist is a scientist who specializes in the field of physics, which encompasses the interactions of matter and energy at all length and time scales in the physical universe. Physicists generally are interested in the root or ultimate cau ...
,
computer scientist A computer scientist is a scientist who specializes in the academic study of computer science. Computer scientists typically work on the theoretical side of computation. Although computer scientists can also focus their work and research on ...
and
engineer Engineers, as practitioners of engineering, are professionals who Invention, invent, design, build, maintain and test machines, complex systems, structures, gadgets and materials. They aim to fulfill functional objectives and requirements while ...
. Von Neumann had perhaps the widest coverage of any mathematician of his time, integrating pure and
applied sciences Applied science is the application of the scientific method and scientific knowledge to attain practical goals. It includes a broad range of disciplines, such as engineering and medicine. Applied science is often contrasted with basic science, ...
and making major contributions to many fields, including
mathematics Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
,
physics Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
,
economics Economics () is a behavioral science that studies the Production (economics), production, distribution (economics), distribution, and Consumption (economics), consumption of goods and services. Economics focuses on the behaviour and interac ...
,
computing Computing is any goal-oriented activity requiring, benefiting from, or creating computer, computing machinery. It includes the study and experimentation of algorithmic processes, and the development of both computer hardware, hardware and softw ...
, and
statistics Statistics (from German language, German: ', "description of a State (polity), state, a country") is the discipline that concerns the collection, organization, analysis, interpretation, and presentation of data. In applying statistics to a s ...
. He was a pioneer in building the mathematical framework of
quantum physics Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
, in the development of
functional analysis Functional analysis is a branch of mathematical analysis, the core of which is formed by the study of vector spaces endowed with some kind of limit-related structure (for example, Inner product space#Definition, inner product, Norm (mathematics ...
, and in
game theory Game theory is the study of mathematical models of strategic interactions. It has applications in many fields of social science, and is used extensively in economics, logic, systems science and computer science. Initially, game theory addressed ...
, introducing or codifying concepts including
cellular automata A cellular automaton (pl. cellular automata, abbrev. CA) is a discrete model of computation studied in automata theory. Cellular automata are also called cellular spaces, tessellation automata, homogeneous structures, cellular structures, tessel ...
, the universal constructor and the
digital computer A computer is a machine that can be programmed to automatically carry out sequences of arithmetic or logical operations (''computation''). Modern digital electronic computers can perform generic sets of operations known as ''programs'', wh ...
. His analysis of the structure of
self-replication Self-replication is any behavior of a dynamical system that yields construction of an identical or similar copy of itself. Biological cells, given suitable environments, reproduce by cell division. During cell division, DNA is replicated and c ...
preceded the discovery of the structure of
DNA Deoxyribonucleic acid (; DNA) is a polymer composed of two polynucleotide chains that coil around each other to form a double helix. The polymer carries genetic instructions for the development, functioning, growth and reproduction of al ...
. During
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, von Neumann worked on the
Manhattan Project The Manhattan Project was a research and development program undertaken during World War II to produce the first nuclear weapons. It was led by the United States in collaboration with the United Kingdom and Canada. From 1942 to 1946, the ...
. He developed the mathematical models behind the
explosive lens An explosive lens—as used, for example, in nuclear weapons—is a highly specialized shaped charge. In general, it is a device composed of several explosive charges. These charges are arranged and formed with the intent to control the sha ...
es used in the
implosion-type nuclear weapon Nuclear weapons design are physical, chemical, and engineering arrangements that cause the physics package of a nuclear weapon to detonate. There are three existing basic design types: # Pure fission weapons are the simplest, least technically de ...
. Before and after the war, he consulted for many organizations including the
Office of Scientific Research and Development The Office of Scientific Research and Development (OSRD) was an agency of the United States federal government created to coordinate scientific research for military purposes during World War II. Arrangements were made for its creation during May ...
, the Army's
Ballistic Research Laboratory The Ballistic Research Laboratory (BRL) was a research facility under the U.S. Army Ordnance Corps and later the U.S. Army Materiel Command that specialized in ballistics as well as vulnerability and lethality analysis. Situated at Aberdeen Pr ...
, the Armed Forces Special Weapons Project and the
Oak Ridge National Laboratory Oak Ridge National Laboratory (ORNL) is a federally funded research and development centers, federally funded research and development center in Oak Ridge, Tennessee, United States. Founded in 1943, the laboratory is sponsored by the United Sta ...
. At the peak of his influence in the 1950s, he chaired a number of Defense Department committees including the Strategic Missile Evaluation Committee and the
ICBM An intercontinental ballistic missile (ICBM) is a ballistic missile with a range (aeronautics), range greater than , primarily designed for nuclear weapons delivery (delivering one or more Thermonuclear weapon, thermonuclear warheads). Conven ...
Scientific Advisory Committee. He was also a member of the influential Atomic Energy Commission in charge of all atomic energy development in the country. He played a key role alongside Bernard Schriever and Trevor Gardner in the design and development of the United States' first
ICBM An intercontinental ballistic missile (ICBM) is a ballistic missile with a range (aeronautics), range greater than , primarily designed for nuclear weapons delivery (delivering one or more Thermonuclear weapon, thermonuclear warheads). Conven ...
programs. At that time he was considered the nation's foremost expert on
nuclear weapon A nuclear weapon is an explosive device that derives its destructive force from nuclear reactions, either fission (fission or atomic bomb) or a combination of fission and fusion reactions (thermonuclear weapon), producing a nuclear exp ...
ry and the leading defense scientist at the U.S. Department of Defense. Von Neumann's contributions and intellectual ability drew praise from colleagues in physics, mathematics, and beyond. Accolades he received range from the Medal of Freedom to a crater on the Moon named in his honor.


Life and education


Family background

Von Neumann was born in
Budapest Budapest is the Capital city, capital and List of cities and towns of Hungary, most populous city of Hungary. It is the List of cities in the European Union by population within city limits, tenth-largest city in the European Union by popul ...
, Kingdom of Hungary (then part of Austria-Hungary), on December 28, 1903, to a wealthy, non-observant
Jewish Jews (, , ), or the Jewish people, are an ethnoreligious group and nation, originating from the Israelites of History of ancient Israel and Judah, ancient Israel and Judah. They also traditionally adhere to Judaism. Jewish ethnicity, rel ...
family. His birth name was Neumann János Lajos. In Hungarian, the family name comes first, and his given names are equivalent to John Louis in English. He was the eldest of three brothers; his two younger siblings were Mihály (Michael) and Miklós (Nicholas). His father Neumann Miksa (Max von Neumann) was a banker and held a doctorate in law. He had moved to Budapest from
Pécs Pécs ( , ; ; Slovak language, Slovak: ''Päťkostolie''; also known by #Name, alternative names) is List of cities and towns of Hungary#Largest cities in Hungary, the fifth largest city in Hungary, on the slopes of the Mecsek mountains in the c ...
at the end of the 1880s. Miksa's father and grandfather were born in Ond (now part of Szerencs),
Zemplén County Zemplén (, , , ) was an administrative county (Comitatus (Kingdom of Hungary), comitatus) of the Kingdom of Hungary. The northern part of its territory is now situated in eastern Slovakia (Zemplín (region), Zemplín region), while a smaller so ...
, northern Hungary. John's mother was Kann Margit (Margaret Kann); her parents were Kann Jákab and Meisels Katalin of the Meisels family. Three generations of the Kann family lived in spacious apartments above the Kann-Heller offices in Budapest; von Neumann's family occupied an 18-room apartment on the top floor. On February 20, 1913, Emperor Franz Joseph elevated John's father to the Hungarian nobility for his service to the Austro-Hungarian Empire. The Neumann family thus acquired the hereditary appellation ''Margittai'', meaning "of Margitta" (today Marghita, Romania). The family had no connection with the town; the appellation was chosen in reference to Margaret, as was their chosen
coat of arms A coat of arms is a heraldry, heraldic communication design, visual design on an escutcheon (heraldry), escutcheon (i.e., shield), surcoat, or tabard (the last two being outer garments), originating in Europe. The coat of arms on an escutcheon f ...
depicting three marguerites. Neumann János became margittai Neumann János (John Neumann de Margitta), which he later changed to the German Johann von Neumann.


Child prodigy

Von Neumann was a
child prodigy A child prodigy is, technically, a child under the age of 10 who produces meaningful work in some domain at the level of an adult expert. The term is also applied more broadly to describe young people who are extraordinarily talented in some f ...
who at six years old could divide two eight-digit numbers in his head and converse in
Ancient Greek Ancient Greek (, ; ) includes the forms of the Greek language used in ancient Greece and the classical antiquity, ancient world from around 1500 BC to 300 BC. It is often roughly divided into the following periods: Mycenaean Greek (), Greek ...
. He, his brothers and his cousins were instructed by governesses. Von Neumann's father believed that knowledge of languages other than their native Hungarian was essential, so the children were tutored in English, French, German and
Italian Italian(s) may refer to: * Anything of, from, or related to the people of Italy over the centuries ** Italians, a Romance ethnic group related to or simply a citizen of the Italian Republic or Italian Kingdom ** Italian language, a Romance languag ...
. By age eight, von Neumann was familiar with differential and
integral calculus In mathematics, an integral is the continuous analog of a sum, which is used to calculate areas, volumes, and their generalizations. Integration, the process of computing an integral, is one of the two fundamental operations of calculus,Int ...
, and by twelve he had read Borel's ''La Théorie des Fonctions''. He was also interested in history, reading Wilhelm Oncken's 46-volume world history series (''General History in Monographs''). One of the rooms in the apartment was converted into a library and reading room. Von Neumann entered the Lutheran Fasori Evangélikus Gimnázium in 1914.
Eugene Wigner Eugene Paul Wigner (, ; November 17, 1902 – January 1, 1995) was a Hungarian-American theoretical physicist who also contributed to mathematical physics. He received the Nobel Prize in Physics in 1963 "for his contributions to the theory of th ...
was a year ahead of von Neumann at the school and soon became his friend. Although von Neumann's father insisted that he attend school at the grade level appropriate to his age, he agreed to hire private tutors to give von Neumann advanced instruction. At 15, he began to study advanced calculus under the analyst
Gábor SzegÅ‘ Gábor SzegÅ‘ () (January 20, 1895 – August 7, 1985) was a Hungarian-American mathematician. He was one of the foremost mathematical analysts of his generation and made fundamental contributions to the theory of orthogonal polynomials and ...
. On their first meeting, Szegő was so astounded by von Neumann's mathematical talent and speed that, as recalled by his wife, he came back home with tears in his eyes. By 19, von Neumann had published two major mathematical papers, the second of which gave the modern definition of
ordinal numbers In set theory, an ordinal number, or ordinal, is a generalization of ordinal numerals (first, second, th, etc.) aimed to extend enumeration to infinite sets. A finite set can be enumerated by successively labeling each element with the leas ...
, which superseded
Georg Cantor Georg Ferdinand Ludwig Philipp Cantor ( ; ;  â€“ 6 January 1918) was a mathematician who played a pivotal role in the creation of set theory, which has become a foundations of mathematics, fundamental theory in mathematics. Cantor establi ...
's definition. At the conclusion of his education at the gymnasium, he applied for and won the Eötvös Prize, a national award for mathematics.


University studies

According to his friend Theodore von Kármán, von Neumann's father wanted John to follow him into industry, and asked von Kármán to persuade his son not to take mathematics. Von Neumann and his father decided that the best career path was
chemical engineer A chemical engineer is a professional equipped with the knowledge of chemistry and other basic sciences who works principally in the chemical industry to convert basic raw materials into a variety of Product (chemistry), products and deals with ...
ing. This was not something that von Neumann had much knowledge of, so it was arranged for him to take a two-year, non-degree course in chemistry at the
University of Berlin The Humboldt University of Berlin (, abbreviated HU Berlin) is a public research university in the central borough of Mitte in Berlin, Germany. The university was established by Frederick William III on the initiative of Wilhelm von Humbol ...
, after which he sat for the entrance exam to
ETH Zurich ETH Zurich (; ) is a public university in Zurich, Switzerland. Founded in 1854 with the stated mission to educate engineers and scientists, the university focuses primarily on science, technology, engineering, and mathematics. ETH Zurich ran ...
, which he passed in September 1923. Simultaneously von Neumann entered Pázmány Péter University, then known as the University of Budapest, as a Ph.D. candidate in
mathematics Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
. For his thesis, he produced an
axiomatization In mathematics and logic, an axiomatic system is a set of formal statements (i.e. axioms) used to logically derive other statements such as lemmas or theorems. A proof within an axiom system is a sequence of deductive steps that establishes ...
of Cantor's set theory. In 1926, he graduated as a
chemical engineer A chemical engineer is a professional equipped with the knowledge of chemistry and other basic sciences who works principally in the chemical industry to convert basic raw materials into a variety of Product (chemistry), products and deals with ...
from ETH Zurich and simultaneously passed his final examinations ''
summa cum laude Latin honors are a system of Latin phrases used in some colleges and universities to indicate the level of distinction with which an academic degree has been earned. The system is primarily used in the United States. It is also used in some Sout ...
'' for his Ph.D. in mathematics (with minors in
experimental physics Experimental physics is the category of disciplines and sub-disciplines in the field of physics that are concerned with the observation of physical phenomena and experiments. Methods vary from discipline to discipline, from simple experiments and o ...
and chemistry) at the University of Budapest. He then went to the
University of Göttingen The University of Göttingen, officially the Georg August University of Göttingen (, commonly referred to as Georgia Augusta), is a Public university, public research university in the city of Göttingen, Lower Saxony, Germany. Founded in 1734 ...
on a grant from the
Rockefeller Foundation The Rockefeller Foundation is an American private foundation and philanthropic medical research and arts funding organization based at 420 Fifth Avenue, New York City. The foundation was created by Standard Oil magnate John D. Rockefeller (" ...
to study mathematics under
David Hilbert David Hilbert (; ; 23 January 1862 – 14 February 1943) was a German mathematician and philosopher of mathematics and one of the most influential mathematicians of his time. Hilbert discovered and developed a broad range of fundamental idea ...
.
Hermann Weyl Hermann Klaus Hugo Weyl (; ; 9 November 1885 – 8 December 1955) was a German mathematician, theoretical physicist, logician and philosopher. Although much of his working life was spent in Zürich, Switzerland, and then Princeton, New Jersey, ...
remembers how in the winter of 1926–1927 von Neumann,
Emmy Noether Amalie Emmy Noether (23 March 1882 – 14 April 1935) was a German mathematician who made many important contributions to abstract algebra. She also proved Noether's theorem, Noether's first and Noether's second theorem, second theorems, which ...
, and he would walk through "the cold, wet, rain-wet streets of
Göttingen Göttingen (, ; ; ) is a college town, university city in Lower Saxony, central Germany, the Capital (political), capital of Göttingen (district), the eponymous district. The River Leine runs through it. According to the 2022 German census, t ...
" after class discussing
hypercomplex number In mathematics, hypercomplex number is a traditional term for an element (mathematics), element of a finite-dimensional Algebra over a field#Unital algebra, unital algebra over a field, algebra over the field (mathematics), field of real numbers. ...
systems and their representations.


Career and private life

Von Neumann's
habilitation Habilitation is the highest university degree, or the procedure by which it is achieved, in Germany, France, Italy, Poland and some other European and non-English-speaking countries. The candidate fulfills a university's set criteria of excelle ...
was completed on December 13, 1927, and he began to give lectures as a ''
Privatdozent ''Privatdozent'' (for men) or ''Privatdozentin'' (for women), abbreviated PD, P.D. or Priv.-Doz., is an academic title conferred at some European universities, especially in German-speaking countries, to someone who holds certain formal qualifi ...
'' at the University of Berlin in 1928. He was the youngest person elected ''Privatdozent'' in the university's history. He began writing nearly one major mathematics paper per month. In 1929, he briefly became a ''Privatdozent'' at the
University of Hamburg The University of Hamburg (, also referred to as UHH) is a public university, public research university in Hamburg, Germany. It was founded on 28 March 1919 by combining the previous General Lecture System ('':de:Allgemeines Vorlesungswesen, ...
, where the prospects of becoming a tenured professor were better, then in October of that year moved to
Princeton University Princeton University is a private university, private Ivy League research university in Princeton, New Jersey, United States. Founded in 1746 in Elizabeth, New Jersey, Elizabeth as the College of New Jersey, Princeton is the List of Colonial ...
as a visiting lecturer in
mathematical physics Mathematical physics is the development of mathematics, mathematical methods for application to problems in physics. The ''Journal of Mathematical Physics'' defines the field as "the application of mathematics to problems in physics and the de ...
. Von Neumann was baptized a Catholic in 1930. Shortly afterward, he married Marietta Kövesi, who had studied economics at Budapest University. Von Neumann and Marietta had a daughter,
Marina A marina (from Spanish , Portuguese and Italian : "related to the sea") is a dock or basin with moorings and supplies for yachts and small boats. A marina differs from a port in that a marina does not handle large passenger ships or cargo ...
, born in 1935; she would become a professor. The couple divorced on November 2, 1937. On November 17, 1938, von Neumann married Klára Dán. In 1933 Von Neumann accepted a tenured professorship at the
Institute for Advanced Study The Institute for Advanced Study (IAS) is an independent center for theoretical research and intellectual inquiry located in Princeton, New Jersey. It has served as the academic home of internationally preeminent scholars, including Albert Ein ...
in New Jersey, when that institution's plan to appoint
Hermann Weyl Hermann Klaus Hugo Weyl (; ; 9 November 1885 – 8 December 1955) was a German mathematician, theoretical physicist, logician and philosopher. Although much of his working life was spent in Zürich, Switzerland, and then Princeton, New Jersey, ...
appeared to have failed. His mother, brothers and in-laws followed von Neumann to the United States in 1939. Von Neumann
anglicized Anglicisation or anglicization is a form of cultural assimilation whereby something non-English becomes assimilated into or influenced by the culture of England. It can be sociocultural, in which a non-English place adopts the English language ...
his name to John, keeping the German-aristocratic surname
von The term () is used in German surnames either as a nobiliary particle indicating a noble patrilineality, or as a simple preposition used by commoners that means or . Nobility directories like the often abbreviate the noble term to ''v.'' ...
Neumann. Von Neumann became a naturalized U.S. citizen in 1937, and immediately tried to become a
lieutenant A lieutenant ( , ; abbreviated Lt., Lt, LT, Lieut and similar) is a Junior officer, junior commissioned officer rank in the armed forces of many nations, as well as fire services, emergency medical services, Security agency, security services ...
in the U.S. Army's Officers Reserve Corps. He passed the exams but was rejected because of his age. Klára and John von Neumann were socially active within the local academic community. His white clapboard house on Westcott Road was one of Princeton's largest private residences. He always wore formal suits. He enjoyed
Yiddish Yiddish, historically Judeo-German, is a West Germanic language historically spoken by Ashkenazi Jews. It originated in 9th-century Central Europe, and provided the nascent Ashkenazi community with a vernacular based on High German fused with ...
and "off-color" humor. In Princeton, he received complaints for playing extremely loud German march music; Von Neumann did some of his best work in noisy, chaotic environments. According to Churchill Eisenhart, von Neumann could attend parties until the early hours of the morning and then deliver a lecture at 8:30. He was known for always being happy to provide others of all ability levels with scientific and mathematical advice. Wigner wrote that he perhaps supervised more work (in a casual sense) than any other modern mathematician. His daughter wrote that he was very concerned with his legacy in two aspects: his life and the durability of his intellectual contributions to the world. Many considered him an excellent chairman of committees, deferring rather easily on personal or organizational matters but pressing on technical ones.
Herbert York Herbert Frank York (24 November 1921 – 19 May 2009) was an American nuclear physicist of Mohawk origin. He held numerous research and administrative positions at various United States government and educational institutes. Biography Her ...
described the many "Von Neumann Committees" that he participated in as "remarkable in style as well as output". The way the committees von Neumann chaired worked directly and intimately with the necessary military or corporate entities became a blueprint for all
Air Force An air force in the broadest sense is the national military branch that primarily conducts aerial warfare. More specifically, it is the branch of a nation's armed services that is responsible for aerial warfare as distinct from an army aviati ...
long-range missile programs. Many people who had known von Neumann were puzzled by his relationship to the military and to power structures in general.
StanisÅ‚aw Ulam StanisÅ‚aw Marcin Ulam ( ; 13 April 1909 â€“ 13 May 1984) was a Polish and American mathematician, nuclear physicist and computer scientist. He participated in the Manhattan Project, originated the History of the Teller–Ulam design, Telle ...
suspected that he had a hidden admiration for people or organizations that could influence the thoughts and decision making of others. He also maintained his knowledge of languages learnt in his youth. He knew Hungarian, French, German and English fluently, and maintained a conversational level of Italian, Yiddish, Latin and Ancient Greek. His Spanish was less perfect. He had a passion for and encyclopedic knowledge of ancient history, and he enjoyed reading
Ancient Greek Ancient Greek (, ; ) includes the forms of the Greek language used in ancient Greece and the classical antiquity, ancient world from around 1500 BC to 300 BC. It is often roughly divided into the following periods: Mycenaean Greek (), Greek ...
historians in the original Greek. Ulam suspected they may have shaped his views on how future events could play out and how human nature and society worked in general. Von Neumann's closest friend in the United States was the mathematician
StanisÅ‚aw Ulam StanisÅ‚aw Marcin Ulam ( ; 13 April 1909 â€“ 13 May 1984) was a Polish and American mathematician, nuclear physicist and computer scientist. He participated in the Manhattan Project, originated the History of the Teller–Ulam design, Telle ...
. Von Neumann believed that much of his mathematical thought occurred intuitively; he would often go to sleep with a problem unsolved and know the answer upon waking up. Ulam noted that von Neumann's way of thinking might not be visual, but more aural. Ulam recalled, "Quite independently of his liking for abstract wit, he had a strong appreciation (one might say almost a hunger) for the more earthy type of comedy and humor".


Illness and death

In 1955, a mass was found near von Neumann's collarbone, which turned out to be cancer originating in the
skeleton A skeleton is the structural frame that supports the body of most animals. There are several types of skeletons, including the exoskeleton, which is a rigid outer shell that holds up an organism's shape; the endoskeleton, a rigid internal fra ...
,
pancreas The pancreas (plural pancreases, or pancreata) is an Organ (anatomy), organ of the Digestion, digestive system and endocrine system of vertebrates. In humans, it is located in the abdominal cavity, abdomen behind the stomach and functions as a ...
or
prostate The prostate is an male accessory gland, accessory gland of the male reproductive system and a muscle-driven mechanical switch between urination and ejaculation. It is found in all male mammals. It differs between species anatomically, chemica ...
. (While there is general agreement that the tumor had
metastasis Metastasis is a pathogenic agent's spreading from an initial or primary site to a different or secondary site within the host's body; the term is typically used when referring to metastasis by a cancerous tumor. The newly pathological sites, ...
ed, sources differ on the location of the primary cancer.) The malignancy may have been caused by exposure to
radiation In physics, radiation is the emission or transmission of energy in the form of waves or particles through space or a material medium. This includes: * ''electromagnetic radiation'' consisting of photons, such as radio waves, microwaves, infr ...
at
Los Alamos National Laboratory Los Alamos National Laboratory (often shortened as Los Alamos and LANL) is one of the sixteen research and development Laboratory, laboratories of the United States Department of Energy National Laboratories, United States Department of Energy ...
. As death neared he asked for a priest, though the priest later recalled that von Neumann found little comfort in receiving the
last rites The last rites, also known as the Commendation of the Dying, are the last prayers and ministrations given to an individual of Christian faith, when possible, shortly before death. The Commendation of the Dying is practiced in liturgical Chri ...
he remained terrified of death and unable to accept it. Of his religious views, Von Neumann reportedly said, "So long as there is the possibility of eternal damnation for nonbelievers it is more logical to be a believer at the end," referring to Pascal's wager. He confided to his mother, "There probably has to be a God. Many things are easier to explain if there is than if there isn't." He died Roman Catholic on February 8, 1957, at Walter Reed Army Medical Hospital and was buried at Princeton Cemetery.


Mathematics


Set theory

At the beginning of the 20th century, efforts to base mathematics on
naive set theory Naive set theory is any of several theories of sets used in the discussion of the foundations of mathematics. Unlike axiomatic set theories, which are defined using formal logic, naive set theory is defined informally, in natural language. It de ...
suffered a setback due to
Russell's paradox In mathematical logic, Russell's paradox (also known as Russell's antinomy) is a set-theoretic paradox published by the British philosopher and mathematician, Bertrand Russell, in 1901. Russell's paradox shows that every set theory that contains ...
(on the set of all sets that do not belong to themselves). The problem of an adequate axiomatization of
set theory Set theory is the branch of mathematical logic that studies Set (mathematics), sets, which can be informally described as collections of objects. Although objects of any kind can be collected into a set, set theory – as a branch of mathema ...
was resolved implicitly about twenty years later by
Ernst Zermelo Ernst Friedrich Ferdinand Zermelo (; ; 27 July 187121 May 1953) was a German logician and mathematician, whose work has major implications for the foundations of mathematics. He is known for his role in developing Zermelo–Fraenkel set theory, Z ...
and
Abraham Fraenkel Abraham Fraenkel (; 17 February, 1891 – 15 October, 1965) was a German-born Israeli mathematician. He was an early Zionist and the first Dean of Mathematics at the Hebrew University of Jerusalem. He is known for his contributions to axiomatic ...
.
Zermelo–Fraenkel set theory In set theory, Zermelo–Fraenkel set theory, named after mathematicians Ernst Zermelo and Abraham Fraenkel, is an axiomatic system that was proposed in the early twentieth century in order to formulate a theory of sets free of paradoxes suc ...
provided a series of principles that allowed for the construction of the sets used in the everyday practice of mathematics, but did not explicitly exclude the possibility of the existence of a set that belongs to itself. In his 1925 doctoral thesis, von Neumann demonstrated two techniques to exclude such sets—the '' axiom of foundation'' and the notion of ''
class Class, Classes, or The Class may refer to: Common uses not otherwise categorized * Class (biology), a taxonomic rank * Class (knowledge representation), a collection of individuals or objects * Class (philosophy), an analytical concept used d ...
.'' The axiom of foundation proposed that every set can be constructed from the bottom up in an ordered succession of steps by way of the Zermelo–Fraenkel principles. If one set belongs to another, then the first must necessarily come before the second in the succession. This excludes the possibility of a set belonging to itself. To demonstrate that the addition of this new axiom to the others did not produce contradictions, von Neumann introduced the ''method of
inner model In set theory, a branch of mathematical logic, an inner model for a theory ''T'' is a substructure of a model ''M'' of a set theory that is both a model for ''T'' and contains all the ordinals of ''M''. Definition Let ''L'' = âŸ¨âˆˆâŸ ...
s'', which became an essential demonstration instrument in set theory. The second approach to the problem of sets belonging to themselves took as its base the notion of
class Class, Classes, or The Class may refer to: Common uses not otherwise categorized * Class (biology), a taxonomic rank * Class (knowledge representation), a collection of individuals or objects * Class (philosophy), an analytical concept used d ...
, and defines a set as a class that belongs to other classes, while a ''proper class'' is defined as a class that does not belong to other classes. On the Zermelo–Fraenkel approach, the axioms impede the construction of a set of all sets that do not belong to themselves. In contrast, on von Neumann's approach, the class of all sets that do not belong to themselves can be constructed, but it is a ''proper class'', not a set. Overall, von Neumann's major achievement in set theory was an "axiomatization of set theory and (connected with that) elegant theory of the ordinal and
cardinal number In mathematics, a cardinal number, or cardinal for short, is what is commonly called the number of elements of a set. In the case of a finite set, its cardinal number, or cardinality is therefore a natural number. For dealing with the cas ...
s as well as the first strict formulation of principles of definitions by the
transfinite induction Transfinite induction is an extension of mathematical induction to well-ordered sets, for example to sets of ordinal numbers or cardinal numbers. Its correctness is a theorem of ZFC. Induction by cases Let P(\alpha) be a property defined for a ...
".


Von Neumann paradox

Building on the Hausdorff paradox of
Felix Hausdorff Felix Hausdorff ( , ; November 8, 1868 – January 26, 1942) was a German mathematician, pseudonym Paul Mongré (''à mogré' (Fr.) = "according to my taste"), who is considered to be one of the founders of modern topology and who contributed sig ...
(1914),
Stefan Banach Stefan Banach ( ; 30 March 1892 – 31 August 1945) was a Polish mathematician who is generally considered one of the 20th century's most important and influential mathematicians. He was the founder of modern functional analysis, and an original ...
and
Alfred Tarski Alfred Tarski (; ; born Alfred Teitelbaum;School of Mathematics and Statistics, University of St Andrews ''School of Mathematics and Statistics, University of St Andrews''. January 14, 1901 – October 26, 1983) was a Polish-American logician ...
in 1924 showed how to subdivide a three-dimensional
ball A ball is a round object (usually spherical, but sometimes ovoid) with several uses. It is used in ball games, where the play of the game follows the state of the ball as it is hit, kicked or thrown by players. Balls can also be used for s ...
into
disjoint sets In set theory in mathematics and Logic#Formal logic, formal logic, two Set (mathematics), sets are said to be disjoint sets if they have no element (mathematics), element in common. Equivalently, two disjoint sets are sets whose intersection (se ...
, then translate and rotate these sets to form two identical copies of the same ball; this is the
Banach–Tarski paradox The Banach–Tarski paradox is a theorem in set-theoretic geometry, which states the following: Given a solid ball in three-dimensional space, there exists a decomposition of the ball into a finite number of disjoint subsets, which can then ...
. They also proved that a two-dimensional disk has no such paradoxical decomposition. But in 1929, von Neumann subdivided the disk into finitely many pieces and rearranged them into two disks, using area-preserving
affine transformation In Euclidean geometry, an affine transformation or affinity (from the Latin, '' affinis'', "connected with") is a geometric transformation that preserves lines and parallelism, but not necessarily Euclidean distances and angles. More general ...
s instead of translations and rotations. The result depended on finding
free group In mathematics, the free group ''F'S'' over a given set ''S'' consists of all words that can be built from members of ''S'', considering two words to be different unless their equality follows from the group axioms (e.g. ''st'' = ''suu''− ...
s of affine transformations, an important technique extended later by von Neumann in his work on measure theory.


Proof theory

With the contributions of von Neumann to sets, the axiomatic system of the theory of sets avoided the contradictions of earlier systems and became usable as a foundation for mathematics, despite the lack of a proof of its
consistency In deductive logic, a consistent theory is one that does not lead to a logical contradiction. A theory T is consistent if there is no formula \varphi such that both \varphi and its negation \lnot\varphi are elements of the set of consequences ...
. The next question was whether it provided definitive answers to all mathematical questions that could be posed in it, or whether it might be improved by adding stronger
axioms An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or f ...
that could be used to prove a broader class of theorems. By 1927, von Neumann was involving himself in discussions in Göttingen on whether
elementary arithmetic Elementary arithmetic is a branch of mathematics involving addition, subtraction, multiplication, and Division (mathematics), division. Due to its low level of abstraction, broad range of application, and position as the foundation of all mathema ...
followed from
Peano axioms In mathematical logic, the Peano axioms (, ), also known as the Dedekind–Peano axioms or the Peano postulates, are axioms for the natural numbers presented by the 19th-century Italian mathematician Giuseppe Peano. These axioms have been used nea ...
. Building on the work of Ackermann, he began attempting to prove (using the finistic methods of Hilbert's school) the consistency of first-order arithmetic. He succeeded in proving the consistency of a fragment of arithmetic of natural numbers (through the use of restrictions on induction). He continued looking for a more general proof of the consistency of classical mathematics using methods from
proof theory Proof theory is a major branchAccording to , proof theory is one of four domains mathematical logic, together with model theory, axiomatic set theory, and recursion theory. consists of four corresponding parts, with part D being about "Proof The ...
. A strongly negative answer to whether it was definitive arrived in September 1930 at the Second Conference on the Epistemology of the Exact Sciences, in which
Kurt Gödel Kurt Friedrich Gödel ( ; ; April 28, 1906 â€“ January 14, 1978) was a logician, mathematician, and philosopher. Considered along with Aristotle and Gottlob Frege to be one of the most significant logicians in history, Gödel profoundly ...
announced his first theorem of incompleteness: the usual axiomatic systems are incomplete, in the sense that they cannot prove every truth expressible in their language. Moreover, every consistent extension of these systems necessarily remains incomplete. At the conference, von Neumann suggested to Gödel that he should try to transform his results for undecidable propositions about integers. Less than a month later, von Neumann communicated to Gödel an interesting consequence of his theorem: the usual axiomatic systems are unable to demonstrate their own consistency. Gödel replied that he had already discovered this consequence, now known as his second incompleteness theorem, and that he would send a preprint of his article containing both results, which never appeared. Von Neumann acknowledged Gödel's priority in his next letter. However, von Neumann's method of proof differed from Gödel's, and he was also of the opinion that the second incompleteness theorem had dealt a much stronger blow to Hilbert's program than Gödel thought it did. With this discovery, which drastically changed his views on mathematical rigor, von Neumann ceased research in the
foundations of mathematics Foundations of mathematics are the mathematical logic, logical and mathematics, mathematical framework that allows the development of mathematics without generating consistency, self-contradictory theories, and to have reliable concepts of theo ...
and
metamathematics Metamathematics is the study of mathematics itself using mathematical methods. This study produces metatheory, metatheories, which are Mathematical theory, mathematical theories about other mathematical theories. Emphasis on metamathematics (and ...
and instead spent time on problems connected with applications.


Ergodic theory

In a series of papers published in 1932, von Neumann made foundational contributions to
ergodic theory Ergodic theory is a branch of mathematics that studies statistical properties of deterministic dynamical systems; it is the study of ergodicity. In this context, "statistical properties" refers to properties which are expressed through the behav ...
, a branch of mathematics that involves the states of
dynamical systems In mathematics, a dynamical system is a system in which a Function (mathematics), function describes the time dependence of a Point (geometry), point in an ambient space, such as in a parametric curve. Examples include the mathematical models ...
with an
invariant measure In mathematics, an invariant measure is a measure that is preserved by some function. The function may be a geometric transformation. For examples, circular angle is invariant under rotation, hyperbolic angle is invariant under squeeze mappin ...
. Of the 1932 papers on ergodic theory,
Paul Halmos Paul Richard Halmos (; 3 March 1916 – 2 October 2006) was a Kingdom of Hungary, Hungarian-born United States, American mathematician and probabilist who made fundamental advances in the areas of mathematical logic, probability theory, operat ...
wrote that even "if von Neumann had never done anything else, they would have been sufficient to guarantee him mathematical immortality". By then von Neumann had already written his articles on
operator theory In mathematics, operator theory is the study of linear operators on function spaces, beginning with differential operators and integral operators. The operators may be presented abstractly by their characteristics, such as bounded linear operato ...
, and the application of this work was instrumental in his mean ergodic theorem. The theorem is about arbitrary one-parameter
unitary group Unitary may refer to: Mathematics * Unitary divisor * Unitary element * Unitary group * Unitary matrix * Unitary morphism * Unitary operator * Unitary transformation * Unitary representation * Unitarity (physics) * ''E''-unitary inverse semi ...
s \mathit \to \mathit and states that for every vector \phi in the
Hilbert space In mathematics, a Hilbert space is a real number, real or complex number, complex inner product space that is also a complete metric space with respect to the metric induced by the inner product. It generalizes the notion of Euclidean space. The ...
, \lim_ \frac \int_^ V_t(\phi) \, dt exists in the sense of the metric defined by the Hilbert norm and is a vector \psi which is such that V_t(\psi) = \psi for all t. This was proven in the first paper. In the second paper, von Neumann argued that his results here were sufficient for physical applications relating to Boltzmann's
ergodic hypothesis In physics and thermodynamics, the ergodic hypothesis says that, over long periods of time, the time spent by a system in some region of the phase space of microstates with the same energy is proportional to the volume of this region, i.e., tha ...
. He also pointed out that
ergodicity In mathematics, ergodicity expresses the idea that a point of a moving system, either a dynamical system or a stochastic process, will eventually visit all parts of the space that the system moves in, in a uniform and random sense. This implies th ...
had not yet been achieved and isolated this for future work. Later in the year he published another influential paper that began the systematic study of ergodicity. He gave and proved a decomposition theorem showing that the ergodic measure preserving actions of the real line are the fundamental building blocks from which all measure preserving actions can be built. Several other key theorems are given and proven. The results in this paper and another in conjunction with
Paul Halmos Paul Richard Halmos (; 3 March 1916 – 2 October 2006) was a Kingdom of Hungary, Hungarian-born United States, American mathematician and probabilist who made fundamental advances in the areas of mathematical logic, probability theory, operat ...
have significant applications in other areas of mathematics.


Measure theory

In
measure theory In mathematics, the concept of a measure is a generalization and formalization of geometrical measures (length, area, volume) and other common notions, such as magnitude (mathematics), magnitude, mass, and probability of events. These seemingl ...
, the "problem of measure" for an -dimensional
Euclidean space Euclidean space is the fundamental space of geometry, intended to represent physical space. Originally, in Euclid's ''Elements'', it was the three-dimensional space of Euclidean geometry, but in modern mathematics there are ''Euclidean spaces ...
may be stated as: "does there exist a positive, normalized, invariant, and additive set function on the class of all subsets of ?" The work of
Felix Hausdorff Felix Hausdorff ( , ; November 8, 1868 – January 26, 1942) was a German mathematician, pseudonym Paul Mongré (''à mogré' (Fr.) = "according to my taste"), who is considered to be one of the founders of modern topology and who contributed sig ...
and
Stefan Banach Stefan Banach ( ; 30 March 1892 – 31 August 1945) was a Polish mathematician who is generally considered one of the 20th century's most important and influential mathematicians. He was the founder of modern functional analysis, and an original ...
had implied that the problem of measure has a positive solution if or and a negative solution (because of the
Banach–Tarski paradox The Banach–Tarski paradox is a theorem in set-theoretic geometry, which states the following: Given a solid ball in three-dimensional space, there exists a decomposition of the ball into a finite number of disjoint subsets, which can then ...
) in all other cases. Von Neumann's work argued that the "problem is essentially group-theoretic in character": the existence of a measure could be determined by looking at the properties of the
transformation group In mathematics, the automorphism group of an object ''X'' is the group consisting of automorphisms of ''X'' under composition of morphisms. For example, if ''X'' is a finite-dimensional vector space, then the automorphism group of ''X'' is the gr ...
of the given space. The positive solution for spaces of dimension at most two, and the negative solution for higher dimensions, comes from the fact that the
Euclidean group In mathematics, a Euclidean group is the group of (Euclidean) isometries of a Euclidean space \mathbb^n; that is, the transformations of that space that preserve the Euclidean distance between any two points (also called Euclidean transformati ...
is a
solvable group In mathematics, more specifically in the field of group theory, a solvable group or soluble group is a group that can be constructed from abelian groups using extensions. Equivalently, a solvable group is a group whose derived series terminat ...
for dimension at most two, and is not solvable for higher dimensions. "Thus, according to von Neumann, it is the change of group that makes a difference, not the change of space." Around 1942 he told Dorothy Maharam how to prove that every complete σ-finite
measure space A measure space is a basic object of measure theory, a branch of mathematics that studies generalized notions of volumes. It contains an underlying set, the subsets of this set that are feasible for measuring (the -algebra) and the method that ...
has a multiplicative lifting; he did not publish this proof and she later came up with a new one. In a number of von Neumann's papers, the methods of argument he employed are considered even more significant than the results. In anticipation of his later study of dimension theory in algebras of operators, von Neumann used results on equivalence by finite decomposition, and reformulated the problem of measure in terms of functions. A major contribution von Neumann made to measure theory was the result of a paper written to answer a question of Haar regarding whether there existed an
algebra Algebra is a branch of mathematics that deals with abstract systems, known as algebraic structures, and the manipulation of expressions within those systems. It is a generalization of arithmetic that introduces variables and algebraic ope ...
of all bounded functions on the real number line such that they form "a complete system of representatives of the classes of almost everywhere-equal measurable bounded functions". He proved this in the positive, and in later papers with
Stone In geology, rock (or stone) is any naturally occurring solid mass or aggregate of minerals or mineraloid matter. It is categorized by the minerals included, its Chemical compound, chemical composition, and the way in which it is formed. Rocks ...
discussed various generalizations and algebraic aspects of this problem. He also proved by new methods the existence of disintegrations for various general types of measures. Von Neumann also gave a new proof on the uniqueness of Haar measures by using the mean values of functions, although this method only worked for
compact group In mathematics, a compact (topological) group is a topological group whose topology realizes it as a compact topological space (when an element of the group is operated on, the result is also within the group). Compact groups are a natural gen ...
s. He had to create entirely new techniques to apply this to
locally compact group In mathematics, a locally compact group is a topological group ''G'' for which the underlying topology is locally compact and Hausdorff. Locally compact groups are important because many examples of groups that arise throughout mathematics are lo ...
s. He also gave a new, ingenious proof for the
Radon–Nikodym theorem In mathematics, the Radon–Nikodym theorem is a result in measure theory that expresses the relationship between two measures defined on the same measurable space. A ''measure'' is a set function that assigns a consistent magnitude to the measurab ...
. His lecture notes on measure theory at the Institute for Advanced Study were an important source for knowledge on the topic in America at the time, and were later published.


Topological groups

Using his previous work on measure theory, von Neumann made several contributions to the theory of
topological group In mathematics, topological groups are the combination of groups and topological spaces, i.e. they are groups and topological spaces at the same time, such that the continuity condition for the group operations connects these two structures ...
s, beginning with a paper on almost periodic functions on groups, where von Neumann extended Bohr's theory of
almost periodic function In mathematics, an almost periodic function is, loosely speaking, a function of a real variable that is periodic to within any desired level of accuracy, given suitably long, well-distributed "almost-periods". The concept was first studied by ...
s to arbitrary groups. He continued this work with another paper in conjunction with Bochner that improved the theory of almost periodicity to include functions that took on elements of linear spaces as values rather than numbers. In 1938, he was awarded the
Bôcher Memorial Prize The Bôcher Memorial Prize was founded by the American Mathematical Society in 1923 in memory of Maxime Bôcher with an initial endowment of $1,450 (contributed by members of that society). It is awarded every three years (formerly every five yea ...
for his work in
analysis Analysis (: analyses) is the process of breaking a complex topic or substance into smaller parts in order to gain a better understanding of it. The technique has been applied in the study of mathematics and logic since before Aristotle (38 ...
in relation to these papers. In a 1933 paper, he used the newly discovered
Haar measure In mathematical analysis, the Haar measure assigns an "invariant volume" to subsets of locally compact topological groups, consequently defining an integral for functions on those groups. This Measure (mathematics), measure was introduced by Alfrà ...
in the solution of Hilbert's fifth problem for the case of
compact group In mathematics, a compact (topological) group is a topological group whose topology realizes it as a compact topological space (when an element of the group is operated on, the result is also within the group). Compact groups are a natural gen ...
s. The basic idea behind this was discovered several years earlier when von Neumann published a paper on the analytic properties of groups of
linear transformations In mathematics, and more specifically in linear algebra, a linear map (also called a linear mapping, linear transformation, vector space homomorphism, or in some contexts linear function) is a mapping V \to W between two vector spaces that pr ...
and found that closed
subgroup In group theory, a branch of mathematics, a subset of a group G is a subgroup of G if the members of that subset form a group with respect to the group operation in G. Formally, given a group (mathematics), group under a binary operation  ...
s of a general
linear group In mathematics, a matrix group is a group ''G'' consisting of invertible matrices over a specified field ''K'', with the operation of matrix multiplication. A linear group is a group that is isomorphic to a matrix group (that is, admitting a ...
are
Lie group In mathematics, a Lie group (pronounced ) is a group (mathematics), group that is also a differentiable manifold, such that group multiplication and taking inverses are both differentiable. A manifold is a space that locally resembles Eucli ...
s. This was later extended by Cartan to arbitrary Lie groups in the form of the closed-subgroup theorem.


Functional analysis

Von Neumann was the first to axiomatically define an abstract
Hilbert space In mathematics, a Hilbert space is a real number, real or complex number, complex inner product space that is also a complete metric space with respect to the metric induced by the inner product. It generalizes the notion of Euclidean space. The ...
. He defined it as a complex vector space with a Hermitian scalar product, with the corresponding norm being both separable and complete. In the same papers he also proved the general form of the
Cauchy–Schwarz inequality The Cauchy–Schwarz inequality (also called Cauchy–Bunyakovsky–Schwarz inequality) is an upper bound on the absolute value of the inner product between two vectors in an inner product space in terms of the product of the vector norms. It is ...
that had previously been known only in specific examples. He continued with the development of the
spectral theory In mathematics, spectral theory is an inclusive term for theories extending the eigenvector and eigenvalue theory of a single square matrix to a much broader theory of the structure of operator (mathematics), operators in a variety of mathematical ...
of operators in Hilbert space in three seminal papers between 1929 and 1932. This work cumulated in his '' Mathematical Foundations of Quantum Mechanics'' which alongside two other books by
Stone In geology, rock (or stone) is any naturally occurring solid mass or aggregate of minerals or mineraloid matter. It is categorized by the minerals included, its Chemical compound, chemical composition, and the way in which it is formed. Rocks ...
and Banach in the same year were the first monographs on Hilbert space theory. Previous work by others showed that a theory of weak topologies could not be obtained by using
sequences In mathematics, a sequence is an enumerated collection of objects in which repetitions are allowed and order matters. Like a set, it contains members (also called ''elements'', or ''terms''). The number of elements (possibly infinite) is call ...
. Von Neumann was the first to outline a program of how to overcome the difficulties, which resulted in him defining locally convex spaces and
topological vector spaces In mathematics, a topological vector space (also called a linear topological space and commonly abbreviated TVS or t.v.s.) is one of the basic structures investigated in functional analysis. A topological vector space is a vector space that is als ...
for the first time. In addition several other topological properties he defined at the time (he was among the first mathematicians to apply new topological ideas from Hausdorff from Euclidean to Hilbert spaces) such as boundness and total boundness are still used today. For twenty years von Neumann was considered the 'undisputed master' of this area. These developments were primarily prompted by needs in
quantum mechanics Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
where von Neumann realized the need to extend the spectral theory of Hermitian operators from the bounded to the unbounded case. Other major achievements in these papers include a complete elucidation of spectral theory for
normal operator In mathematics, especially functional analysis, a normal operator on a complex number, complex Hilbert space H is a continuous function (topology), continuous linear operator N\colon H\rightarrow H that commutator, commutes with its Hermitian adjo ...
s, the first abstract presentation of the trace of a positive operator, a generalisation of Riesz's presentation of
Hilbert David Hilbert (; ; 23 January 1862 – 14 February 1943) was a German mathematician and philosophy of mathematics, philosopher of mathematics and one of the most influential mathematicians of his time. Hilbert discovered and developed a broad ...
's spectral theorems at the time, and the discovery of Hermitian operators in a Hilbert space, as distinct from
self-adjoint operator In mathematics, a self-adjoint operator on a complex vector space ''V'' with inner product \langle\cdot,\cdot\rangle is a linear map ''A'' (from ''V'' to itself) that is its own adjoint. That is, \langle Ax,y \rangle = \langle x,Ay \rangle for al ...
s, which enabled him to give a description of all Hermitian operators which extend a given Hermitian operator. He wrote a paper detailing how the usage of infinite matrices, common at the time in spectral theory, was inadequate as a representation for Hermitian operators. His work on operator theory lead to his most profound invention in pure mathematics, the study of von Neumann algebras and in general of
operator algebra In functional analysis, a branch of mathematics, an operator algebra is an algebra of continuous linear operators on a topological vector space, with the multiplication given by the composition of mappings. The results obtained in the study o ...
s. His later work on rings of operators lead to him revisiting his work on spectral theory and providing a new way of working through the geometric content by the use of direct integrals of Hilbert spaces. Like in his work on measure theory he proved several theorems that he did not find time to publish. He told
Nachman Aronszajn Nachman Aronszajn (26 July 1907 – 5 February 1980) was a Polish American mathematician. Aronszajn's main field of study was mathematical analysis, where he systematically developed the concept of reproducing kernel Hilbert space. He also contrib ...
and K. T. Smith that in the early 1930s he proved the existence of proper invariant subspaces for completely continuous operators in a Hilbert space while working on the
invariant subspace problem In the field of mathematics known as functional analysis, the invariant subspace problem is a partially unresolved problem asking whether every bounded operator on a complex Banach space sends some non-trivial closed subspace to itself. Many v ...
. With I. J. Schoenberg he wrote several items investigating
translation invariant In physics and mathematics, continuous translational symmetry is the invariance of a system of equations under any translation (without rotation). Discrete translational symmetry is invariant under discrete translation. Analogously, an operato ...
Hilbertian
metrics Metric or metrical may refer to: Measuring * Metric system, an internationally adopted decimal system of measurement * An adjective indicating relation to measurement in general, or a noun describing a specific type of measurement Mathematics ...
on the
real number line A number line is a graphical representation of a straight line that serves as spatial representation of numbers, usually graduated like a ruler with a particular origin point representing the number zero and evenly spaced marks in either direc ...
which resulted in their complete classification. Their motivation lie in various questions related to embedding
metric space In mathematics, a metric space is a Set (mathematics), set together with a notion of ''distance'' between its Element (mathematics), elements, usually called point (geometry), points. The distance is measured by a function (mathematics), functi ...
s into Hilbert spaces. With
Pascual Jordan Ernst Pascual Jordan (; 18 October 1902 – 31 July 1980) was a German theoretical and mathematical physicist who made significant contributions to quantum mechanics and quantum field theory. He contributed much to the mathematical form of matri ...
he wrote a short paper giving the first derivation of a given norm from an
inner product In mathematics, an inner product space (or, rarely, a Hausdorff pre-Hilbert space) is a real vector space or a complex vector space with an operation called an inner product. The inner product of two vectors in the space is a scalar, ofte ...
by means of the
parallelogram identity In mathematics, the simplest form of the parallelogram law (also called the parallelogram identity) belongs to elementary geometry. It states that the sum of the squares of the lengths of the four sides of a parallelogram equals the sum of the s ...
. His trace inequality is a key result of matrix theory used in matrix approximation problems. He also first presented the idea that the dual of a pre-norm is a norm in the first major paper discussing the theory of unitarily invariant norms and symmetric gauge functions (now known as symmetric absolute norms). This paper leads naturally to the study of symmetric operator ideals and is the beginning point for modern studies of symmetric operator spaces. Later with Robert Schatten he initiated the study of
nuclear operator In mathematics, nuclear operators are an important class of linear operators introduced by Alexander Grothendieck in his doctoral dissertation. Nuclear operators are intimately tied to the projective tensor product of two topological vector space ...
s on Hilbert spaces, tensor products of Banach spaces, introduced and studied
trace class In mathematics, specifically functional analysis, a trace-class operator is a linear operator for which a trace may be defined, such that the trace is a finite number independent of the choice of basis used to compute the trace. This trace of tra ...
operators, their ideals, and their duality with
compact operator In functional analysis, a branch of mathematics, a compact operator is a linear operator T: X \to Y, where X,Y are normed vector spaces, with the property that T maps bounded subsets of X to relatively compact subsets of Y (subsets with compact ...
s, and preduality with
bounded operator In functional analysis and operator theory, a bounded linear operator is a linear transformation L : X \to Y between topological vector spaces (TVSs) X and Y that maps bounded subsets of X to bounded subsets of Y. If X and Y are normed vector ...
s. The generalization of this topic to the study of nuclear operators on Banach spaces was among the first achievements of
Alexander Grothendieck Alexander Grothendieck, later Alexandre Grothendieck in French (; ; ; 28 March 1928 â€“ 13 November 2014), was a German-born French mathematician who became the leading figure in the creation of modern algebraic geometry. His research ext ...
. Previously in 1937 von Neumann published several results in this area, for example giving 1-parameter scale of different cross norms on \textit\,_2^n\otimes\textit\,_2^n and proving several other results on what are now known as Schatten–von Neumann ideals.


Operator algebras

Von Neumann founded the study of rings of operators, through the
von Neumann algebra In mathematics, a von Neumann algebra or W*-algebra is a *-algebra of bounded operators on a Hilbert space that is closed in the weak operator topology and contains the identity operator. It is a special type of C*-algebra. Von Neumann al ...
s (originally called W*-algebras). While his original ideas for rings of operators existed already in 1930, he did not begin studying them in depth until he met F. J. Murray several years later. A von Neumann algebra is a *-algebra of bounded operators on a
Hilbert space In mathematics, a Hilbert space is a real number, real or complex number, complex inner product space that is also a complete metric space with respect to the metric induced by the inner product. It generalizes the notion of Euclidean space. The ...
that is closed in the weak operator topology and contains the
identity operator Graph of the identity function on the real numbers In mathematics, an identity function, also called an identity relation, identity map or identity transformation, is a function that always returns the value that was used as its argument, unc ...
. The von Neumann bicommutant theorem shows that the analytic definition is equivalent to a purely algebraic definition as being equal to the
bicommutant In algebra, the bicommutant of a subset ''S'' of a semigroup (such as an algebra or a group) is the commutant of the commutant of that subset. It is also known as the double commutant or second commutant and is written S^. The bicommutant is part ...
. After elucidating the study of the
commutative algebra Commutative algebra, first known as ideal theory, is the branch of algebra that studies commutative rings, their ideal (ring theory), ideals, and module (mathematics), modules over such rings. Both algebraic geometry and algebraic number theo ...
case, von Neumann embarked in 1936, with the partial collaboration of Murray, on the
noncommutative In mathematics, a binary operation is commutative if changing the order of the operands does not change the result. It is a fundamental property of many binary operations, and many mathematical proofs depend on it. Perhaps most familiar as a p ...
case, the general study of factors classification of von Neumann algebras. The six major papers in which he developed that theory between 1936 and 1940 "rank among the masterpieces of analysis in the twentieth century"; they collect many foundational results and started several programs in operator algebra theory that mathematicians worked on for decades afterwards. An example is the classification of factors. In addition in 1938 he proved that every von Neumann algebra on a separable Hilbert space is a direct integral of factors; he did not find time to publish this result until 1949. Von Neumann algebras relate closely to a theory of noncommutative integration, something that von Neumann hinted to in his work but did not explicitly write out. Another important result on
polar decomposition In mathematics, the polar decomposition of a square real or complex matrix A is a factorization of the form A = U P, where U is a unitary matrix, and P is a positive semi-definite Hermitian matrix (U is an orthogonal matrix, and P is a posit ...
was published in 1932.


Lattice theory

Between 1935 and 1937, von Neumann worked on
lattice theory A lattice is an abstract structure studied in the mathematical subdisciplines of order theory and abstract algebra. It consists of a partially ordered set in which every pair of elements has a unique supremum (also called a least upper bou ...
, the theory of
partially ordered set In mathematics, especially order theory, a partial order on a Set (mathematics), set is an arrangement such that, for certain pairs of elements, one precedes the other. The word ''partial'' is used to indicate that not every pair of elements need ...
s in which every two elements have a greatest lower bound and a least upper bound. As
Garrett Birkhoff Garrett Birkhoff (January 19, 1911 – November 22, 1996) was an American mathematician. He is best known for his work in lattice theory. The mathematician George Birkhoff (1884–1944) was his father. Life The son of the mathematician Ge ...
wrote, "John von Neumann's brilliant mind blazed over lattice theory like a meteor". Von Neumann combined traditional projective geometry with modern algebra (
linear algebra Linear algebra is the branch of mathematics concerning linear equations such as :a_1x_1+\cdots +a_nx_n=b, linear maps such as :(x_1, \ldots, x_n) \mapsto a_1x_1+\cdots +a_nx_n, and their representations in vector spaces and through matrix (mathemat ...
, ring theory, lattice theory). Many previously geometric results could then be interpreted in the case of general modules over rings. His work laid the foundations for some of the modern work in projective geometry. His biggest contribution was founding the field of
continuous geometry In mathematics, continuous geometry is an analogue of complex projective geometry introduced by , where instead of the dimension of a subspace being in a discrete set 0, 1, \dots, \textit, it can be an element of the unit interval ,1 Von Neuman ...
. It followed his path-breaking work on rings of operators. In mathematics, continuous geometry is a substitute of complex
projective geometry In mathematics, projective geometry is the study of geometric properties that are invariant with respect to projective transformations. This means that, compared to elementary Euclidean geometry, projective geometry has a different setting (''p ...
, where instead of the
dimension In physics and mathematics, the dimension of a mathematical space (or object) is informally defined as the minimum number of coordinates needed to specify any point within it. Thus, a line has a dimension of one (1D) because only one coo ...
of a subspace being in a discrete set 0, 1, ..., \mathit it can be an element of the
unit interval In mathematics, the unit interval is the closed interval , that is, the set of all real numbers that are greater than or equal to 0 and less than or equal to 1. It is often denoted ' (capital letter ). In addition to its role in real analysi ...
,1/math>. Earlier, Menger and Birkhoff had axiomatized complex projective geometry in terms of the properties of its lattice of linear subspaces. Von Neumann, following his work on rings of operators, weakened those
axiom An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or ...
s to describe a broader class of lattices, the continuous geometries. While the dimensions of the subspaces of projective geometries are a discrete set (the non-negative integers), the dimensions of the elements of a continuous geometry can range continuously across the unit interval ,1/math>. Von Neumann was motivated by his discovery of
von Neumann algebra In mathematics, a von Neumann algebra or W*-algebra is a *-algebra of bounded operators on a Hilbert space that is closed in the weak operator topology and contains the identity operator. It is a special type of C*-algebra. Von Neumann al ...
s with a dimension function taking a continuous range of dimensions, and the first example of a continuous geometry other than projective space was the projections of the hyperfinite type II factor. In more pure lattice theoretical work, he solved the difficult problem of characterizing the class of \mathit (continuous-dimensional projective geometry over an arbitrary
division ring In algebra, a division ring, also called a skew field (or, occasionally, a sfield), is a nontrivial ring in which division by nonzero elements is defined. Specifically, it is a nontrivial ring in which every nonzero element has a multiplicativ ...
\mathit\,) in abstract language of lattice theory. Von Neumann provided an abstract exploration of dimension in completed complemented modular topological lattices (properties that arise in the lattices of subspaces of
inner product space In mathematics, an inner product space (or, rarely, a Hausdorff pre-Hilbert space) is a real vector space or a complex vector space with an operation called an inner product. The inner product of two vectors in the space is a scalar, ofte ...
s):
Dimension is determined, up to a positive linear transformation, by the following two properties. It is conserved by perspective mappings ("perspectivities") and ordered by inclusion. The deepest part of the proof concerns the equivalence of perspectivity with "projectivity by decomposition"—of which a corollary is the transitivity of perspectivity.
For any integer n > 3 every \mathit-dimensional abstract projective geometry is
isomorphic In mathematics, an isomorphism is a structure-preserving mapping or morphism between two structures of the same type that can be reversed by an inverse mapping. Two mathematical structures are isomorphic if an isomorphism exists between the ...
to the subspace-lattice of an \mathit-dimensional
vector space In mathematics and physics, a vector space (also called a linear space) is a set (mathematics), set whose elements, often called vector (mathematics and physics), ''vectors'', can be added together and multiplied ("scaled") by numbers called sc ...
V_n(F) over a (unique) corresponding division ring F. This is known as the
Veblen–Young theorem In mathematics, the Veblen–Young theorem, proved by , states that a projective space of dimension at least 3 can be constructed as the projective space associated to a vector space over a division ring. Non-Desarguesian planes give examples of ...
. Von Neumann extended this fundamental result in projective geometry to the continuous dimensional case. This coordinatization theorem stimulated considerable work in abstract projective geometry and lattice theory, much of which continued using von Neumann's techniques. Birkhoff described this theorem as follows:
Any complemented modular lattice having a "basis" of pairwise perspective elements, is isomorphic with the lattice of all principal right-ideals of a suitable
regular ring In commutative algebra, a regular local ring is a Noetherian local ring having the property that the minimal number of generators of its maximal ideal is equal to its Krull dimension. In symbols, let A be any Noetherian local ring with unique maxi ...
. This conclusion is the culmination of 140 pages of brilliant and incisive algebra involving entirely novel axioms. Anyone wishing to get an unforgettable impression of the razor edge of von Neumann's mind, need merely try to pursue this chain of exact reasoning for himself—realizing that often five pages of it were written down before breakfast, seated at a living room writing-table in a bathrobe.
This work required the creation of regular rings. A von Neumann regular ring is a
ring (The) Ring(s) may refer to: * Ring (jewellery), a round band, usually made of metal, worn as ornamental jewelry * To make a sound with a bell, and the sound made by a bell Arts, entertainment, and media Film and TV * ''The Ring'' (franchise), a ...
where for every a, an element x exists such that axa = a. These rings came from and have connections to his work on von Neumann algebras, as well as AW*-algebras and various kinds of
C*-algebra In mathematics, specifically in functional analysis, a C∗-algebra (pronounced "C-star") is a Banach algebra together with an involution satisfying the properties of the adjoint. A particular case is that of a complex algebra ''A'' of contin ...
s. Many smaller technical results were proven during the creation and proof of the above theorems, particularly regarding
distributivity In mathematics, the distributive property of binary operations is a generalization of the distributive law, which asserts that the equality x \cdot (y + z) = x \cdot y + x \cdot z is always true in elementary algebra. For example, in elementary ...
(such as infinite distributivity), von Neumann developing them as needed. He also developed a theory of valuations in lattices, and shared in developing the general theory of metric lattices. Birkhoff noted in his posthumous article on von Neumann that most of these results were developed in an intense two-year period of work, and that while his interests continued in lattice theory after 1937, they became peripheral and mainly occurred in letters to other mathematicians. A final contribution in 1940 was for a joint seminar he conducted with Birkhoff at the Institute for Advanced Study on the subject where he developed a theory of σ-complete lattice ordered rings. He never wrote up the work for publication.


Mathematical statistics

Von Neumann made fundamental contributions to
mathematical statistics Mathematical statistics is the application of probability theory and other mathematical concepts to statistics, as opposed to techniques for collecting statistical data. Specific mathematical techniques that are commonly used in statistics inc ...
. In 1941, he derived the exact distribution of the ratio of the mean square of successive differences to the sample variance for independent and identically normally distributed variables. This ratio was applied to the residuals from regression models and is commonly known as the
Durbin–Watson statistic In statistics, the Durbin–Watson statistic is a test statistic used to detect the presence of autocorrelation at lag 1 in the residuals (prediction errors) from a regression analysis. It is named after James Durbin and Geoffrey Watson. The ...
for testing the null hypothesis that the errors are serially independent against the alternative that they follow a stationary first order autoregression. Subsequently, Denis Sargan and
Alok Bhargava Alok Bhargava (born 13 July 1954) is an Indian econometrician. He studied mathematics at Delhi University and economics and econometrics at the London School of Economics. He is currently a full professor at the University of Maryland Schoo ...
extended the results for testing whether the errors on a regression model follow a Gaussian
random walk In mathematics, a random walk, sometimes known as a drunkard's walk, is a stochastic process that describes a path that consists of a succession of random steps on some Space (mathematics), mathematical space. An elementary example of a rand ...
(''i.e.'', possess a
unit root In probability theory and statistics, a unit root is a feature of some stochastic processes (such as random walks) that can cause problems in statistical inference involving time series models. A linear stochastic process has a unit root if ...
) against the alternative that they are a stationary first order autoregression.


Other work

In his early years, von Neumann published several papers related to set-theoretical real analysis and number theory. In a paper from 1925, he proved that for any dense sequence of points in ,1/math>, there existed a rearrangement of those points that is uniformly distributed. In 1926 his sole publication was on Prüfer's theory of ideal algebraic numbers where he found a new way of constructing them, thus extending Prüfer's theory to the field of all
algebraic number In mathematics, an algebraic number is a number that is a root of a function, root of a non-zero polynomial in one variable with integer (or, equivalently, Rational number, rational) coefficients. For example, the golden ratio (1 + \sqrt)/2 is ...
s, and clarified their relation to
p-adic number In number theory, given a prime number , the -adic numbers form an extension of the rational numbers which is distinct from the real numbers, though with some similar properties; -adic numbers can be written in a form similar to (possibly infin ...
s. In 1928 he published two additional papers continuing with these themes. The first dealt with partitioning an interval into
countably In mathematics, a set is countable if either it is finite or it can be made in one to one correspondence with the set of natural numbers. Equivalently, a set is ''countable'' if there exists an injective function from it into the natural numbers ...
many
congruent Congruence may refer to: Mathematics * Congruence (geometry), being the same size and shape * Congruence or congruence relation, in abstract algebra, an equivalence relation on an algebraic structure that is compatible with the structure * In modu ...
subset In mathematics, a Set (mathematics), set ''A'' is a subset of a set ''B'' if all Element (mathematics), elements of ''A'' are also elements of ''B''; ''B'' is then a superset of ''A''. It is possible for ''A'' and ''B'' to be equal; if they a ...
s. It solved a problem of Hugo Steinhaus asking whether an interval is \aleph_0-divisible. Von Neumann proved that indeed that all intervals, half-open, open, or closed are \aleph_0-divisible by translations (i.e. that these intervals can be decomposed into \aleph_0 subsets that are congruent by translation). His next paper dealt with giving a
constructive proof In mathematics, a constructive proof is a method of mathematical proof, proof that demonstrates the existence of a mathematical object by creating or providing a method for creating the object. This is in contrast to a non-constructive proof (also ...
without the
axiom of choice In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
that 2^
algebraically independent In abstract algebra, a subset S of a field L is algebraically independent over a subfield K if the elements of S do not satisfy any non- trivial polynomial equation with coefficients in K. In particular, a one element set \ is algebraically i ...
reals exist. He proved that A_r = \textstyle\sum_^ 2^\! \big/ \, 2^ are algebraically independent for r > 0. Consequently, there exists a perfect algebraically independent set of reals the size of the continuum. Other minor results from his early career include a proof of a
maximum principle In the mathematical fields of differential equations and geometric analysis, the maximum principle is one of the most useful and best known tools of study. Solutions of a differential inequality in a domain ''D'' satisfy the maximum principle i ...
for the gradient of a minimizing function in the field of
calculus of variations The calculus of variations (or variational calculus) is a field of mathematical analysis that uses variations, which are small changes in Function (mathematics), functions and functional (mathematics), functionals, to find maxima and minima of f ...
, and a small simplification of
Hermann Minkowski Hermann Minkowski (22 June 1864 – 12 January 1909) was a mathematician and professor at the University of Königsberg, the University of Zürich, and the University of Göttingen, described variously as German, Polish, Lithuanian-German, o ...
's theorem for linear forms in geometric number theory. Later in his career together with
Pascual Jordan Ernst Pascual Jordan (; 18 October 1902 – 31 July 1980) was a German theoretical and mathematical physicist who made significant contributions to quantum mechanics and quantum field theory. He contributed much to the mathematical form of matri ...
and
Eugene Wigner Eugene Paul Wigner (, ; November 17, 1902 – January 1, 1995) was a Hungarian-American theoretical physicist who also contributed to mathematical physics. He received the Nobel Prize in Physics in 1963 "for his contributions to the theory of th ...
he wrote a foundational paper classifying all
finite-dimensional In mathematics, the dimension of a vector space ''V'' is the cardinality (i.e., the number of vectors) of a basis of ''V'' over its base field. p. 44, §2.36 It is sometimes called Hamel dimension (after Georg Hamel) or algebraic dimension to d ...
formally real Jordan algebras and discovering the Albert algebras while attempting to look for a better mathematical formalism for quantum theory. In 1936 he attempted to further the program of replacing the axioms of his previous Hilbert space program with those of Jordan algebras in a paper investigating the infinite-dimensional case; he planned to write at least one further paper on the topic but never did. Nevertheless, these axioms formed the basis for further investigations of algebraic quantum mechanics started by
Irving Segal Irving Ezra Segal (1918–1998) was an American mathematician known for work on theoretical quantum mechanics. He shares credit for what is often referred to as the Segal–Shale–Weil representation. Early in his career Segal became known for h ...
.


Physics


Quantum mechanics

Von Neumann was the first to establish a rigorous mathematical framework for
quantum mechanics Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
, known as the Dirac–von Neumann axioms, in his influential 1932 work '' Mathematical Foundations of Quantum Mechanics''. After having completed the axiomatization of set theory, he began to confront the axiomatization of quantum mechanics. He realized in 1926 that a state of a quantum system could be represented by a point in a (complex) Hilbert space that, in general, could be infinite-dimensional even for a single particle. In this formalism of quantum mechanics, observable quantities such as position or momentum are represented as
linear operators In mathematics, and more specifically in linear algebra, a linear map (also called a linear mapping, linear transformation, vector space homomorphism, or in some contexts linear function) is a mapping V \to W between two vector spaces that pr ...
acting on the Hilbert space associated with the quantum system. The ''physics'' of quantum mechanics was thereby reduced to the ''mathematics'' of Hilbert spaces and linear operators acting on them. For example, the
uncertainty principle The uncertainty principle, also known as Heisenberg's indeterminacy principle, is a fundamental concept in quantum mechanics. It states that there is a limit to the precision with which certain pairs of physical properties, such as position a ...
, according to which the determination of the position of a particle prevents the determination of its momentum and vice versa, is translated into the ''non-commutativity'' of the two corresponding operators. This new mathematical formulation included as special cases the formulations of both Heisenberg and Schrödinger. Von Neumann's abstract treatment permitted him to confront the foundational issue of determinism versus non-determinism, and in the book he presented a
proof Proof most often refers to: * Proof (truth), argument or sufficient evidence for the truth of a proposition * Alcohol proof, a measure of an alcoholic drink's strength Proof may also refer to: Mathematics and formal logic * Formal proof, a co ...
that the statistical results of quantum mechanics could not possibly be averages of an underlying set of determined "hidden variables", as in classical statistical mechanics. In 1935,
Grete Hermann Grete Hermann (2 March 1901 – 15 April 1984) was a German mathematician and philosopher noted for her work in mathematics, physics, philosophy and education. She is noted for her early philosophical work on the foundations of quantum mechanics ...
published a paper arguing that the proof contained a conceptual error and was therefore invalid. Hermann's work was largely ignored until after John S. Bell made essentially the same argument in 1966. In 2010, Jeffrey Bub argued that Bell had misconstrued von Neumann's proof, and pointed out that the proof, though not valid for all
hidden variable theories In physics, a hidden-variable theory is a deterministic model which seeks to explain the probabilistic nature of quantum mechanics by introducing additional, possibly inaccessible, variables. The mathematical formulation of quantum mechanics as ...
, does rule out a well-defined and important subset. Bub also suggests that von Neumann was aware of this limitation and did not claim that his proof completely ruled out hidden variable theories. The validity of Bub's argument is, in turn, disputed.
Gleason's theorem In mathematical physics, Gleason's theorem shows that the rule one uses to calculate probabilities in quantum physics, the Born rule, can be derived from the usual mathematical representation of measurements in quantum physics together with the a ...
of 1957 provided an argument against hidden variables along the lines of von Neumann's, but founded on assumptions seen as better motivated and more physically meaningful. Von Neumann's proof inaugurated a line of research that ultimately led, through
Bell's theorem Bell's theorem is a term encompassing a number of closely related results in physics, all of which determine that quantum mechanics is incompatible with local hidden-variable theories, given some basic assumptions about the nature of measuremen ...
and the experiments of Alain Aspect in 1982, to the demonstration that quantum physics either requires a ''notion of reality'' substantially different from that of classical physics, or must include nonlocality in apparent violation of special relativity. In a chapter of ''The Mathematical Foundations of Quantum Mechanics'', von Neumann deeply analyzed the so-called
measurement problem In quantum mechanics, the measurement problem is the ''problem of definite outcomes:'' quantum systems have superpositions but quantum measurements only give one definite result. The wave function in quantum mechanics evolves deterministically ...
. He concluded that the entire physical universe could be made subject to the universal
wave function In quantum physics, a wave function (or wavefunction) is a mathematical description of the quantum state of an isolated quantum system. The most common symbols for a wave function are the Greek letters and (lower-case and capital psi (letter) ...
. Since something "outside the calculation" was needed to collapse the wave function, von Neumann concluded that the collapse was caused by the consciousness of the experimenter. He argued that the mathematics of quantum mechanics allows the collapse of the wave function to be placed at any position in the causal chain from the measurement device to the "subjective consciousness" of the human observer. In other words, while the line between observer and observed could be drawn in different places, the theory only makes sense if an observer exists somewhere. Although the idea of consciousness causing collapse was accepted by Eugene Wigner, this interpretation never gained acceptance among the majority of physicists. Though theories of quantum mechanics continue to evolve, a basic framework for the mathematical formalism of problems in quantum mechanics underlying most approaches can be traced back to the mathematical formalisms and techniques first used by von Neumann. Discussions about interpretation of the theory, and extensions to it, are now mostly conducted on the basis of shared assumptions about the mathematical foundations. Viewing von Neumann's work on quantum mechanics as a part of the fulfilment of Hilbert's sixth problem, mathematical physicist Arthur Wightman said in 1974 his axiomization of quantum theory was perhaps the most important axiomization of a physical theory to date. With his 1932 book, quantum mechanics became a mature theory in the sense it had a precise mathematical form, which allowed for clear answers to conceptual problems. Nevertheless, von Neumann in his later years felt he had failed in this aspect of his scientific work as despite all the mathematics he developed, he did not find a satisfactory mathematical framework for quantum theory as a whole.


Von Neumann entropy

Von Neumann entropy is extensively used in different forms ( conditional entropy,
relative entropy Relative may refer to: General use *Kinship and family, the principle binding the most basic social units of society. If two people are connected by circumstances of birth, they are said to be ''relatives''. Philosophy *Relativism, the concept t ...
, etc.) in the framework of
quantum information theory Quantum information is the information of the state of a quantum system. It is the basic entity of study in quantum information theory, and can be manipulated using quantum information processing techniques. Quantum information refers to both t ...
. Entanglement measures are based upon some quantity directly related to the von Neumann entropy. Given a
statistical ensemble In physics, specifically statistical mechanics, an ensemble (also statistical ensemble) is an idealization consisting of a large number of virtual copies (sometimes infinitely many) of a system, considered all at once, each of which represents a ...
of quantum mechanical systems with the
density matrix In quantum mechanics, a density matrix (or density operator) is a matrix used in calculating the probabilities of the outcomes of measurements performed on physical systems. It is a generalization of the state vectors or wavefunctions: while th ...
\rho, it is given by S(\rho) = -\operatorname(\rho \ln \rho). \, Many of the same entropy measures in classical information theory can also be generalized to the quantum case, such as Holevo entropy and conditional quantum entropy. Quantum information theory is largely concerned with the interpretation and uses of von Neumann entropy, a cornerstone in the former's development; the
Shannon entropy Shannon may refer to: People * Shannon (given name) * Shannon (surname) * Shannon (American singer), stage name of singer Brenda Shannon Greene (born 1958) * Shannon (South Korean singer), British-South Korean singer and actress Shannon Arrum ...
applies to classical information theory.


Density matrix

The formalism of density operators and matrices was introduced by von Neumann in 1927 and independently, but less systematically by
Lev Landau Lev Davidovich Landau (; 22 January 1908 – 1 April 1968) was a Soviet physicist who made fundamental contributions to many areas of theoretical physics. He was considered as one of the last scientists who were universally well-versed and ma ...
and
Felix Bloch Felix Bloch (; ; 23 October 1905 – 10 September 1983) was a Swiss-American physicist who shared the 1952 Nobel Prize in Physics with Edward Mills Purcell "for their development of new methods for nuclear magnetic precision measurements and di ...
in 1927 and 1946 respectively. The density matrix allows the representation of probabilistic mixtures of quantum states ( mixed states) in contrast to
wavefunction In quantum physics, a wave function (or wavefunction) is a mathematical description of the quantum state of an isolated quantum system. The most common symbols for a wave function are the Greek letters and (lower-case and capital psi (letter) ...
s, which can only represent
pure state In quantum physics, a quantum state is a mathematical entity that embodies the knowledge of a quantum system. Quantum mechanics specifies the construction, evolution, and measurement of a quantum state. The result is a prediction for the system re ...
s.


Von Neumann measurement scheme

The von Neumann measurement scheme, the ancestor of quantum decoherence theory, represents measurements projectively by taking into account the measuring apparatus which is also treated as a quantum object. The 'projective measurement' scheme introduced by von Neumann led to the development of quantum decoherence theories.


Quantum logic

Von Neumann first proposed a quantum logic in his 1932 treatise '' Mathematical Foundations of Quantum Mechanics'', where he noted that projections on a
Hilbert space In mathematics, a Hilbert space is a real number, real or complex number, complex inner product space that is also a complete metric space with respect to the metric induced by the inner product. It generalizes the notion of Euclidean space. The ...
can be viewed as propositions about physical observables. The field of quantum logic was subsequently inaugurated in a 1936 paper by von Neumann and Garrett Birkhoff, the first to introduce quantum logics, wherein von Neumann and Birkhoff first proved that quantum mechanics requires a
propositional calculus The propositional calculus is a branch of logic. It is also called propositional logic, statement logic, sentential calculus, sentential logic, or sometimes zeroth-order logic. Sometimes, it is called ''first-order'' propositional logic to contra ...
substantially different from all classical logics and rigorously isolated a new algebraic structure for quantum logics. The concept of creating a propositional calculus for quantum logic was first outlined in a short section in von Neumann's 1932 work, but in 1936, the need for the new propositional calculus was demonstrated through several proofs. For example, photons cannot pass through two successive filters that are polarized perpendicularly (e.g., horizontally and vertically), and therefore, '' a fortiori'', it cannot pass if a third filter polarized diagonally is added to the other two, either before or after them in the succession, but if the third filter is added ''between'' the other two, the photons will indeed pass through. This experimental fact is translatable into logic as the ''non-commutativity'' of conjunction (A\land B)\ne (B\land A). It was also demonstrated that the laws of distribution of classical logic, P\lor(Q\land R) = (P\lor Q)\land(P\lor R) and P\land (Q\lor R) =(P\land Q)\lor(P\land R), are not valid for quantum theory. The reason for this is that a quantum disjunction, unlike the case for classical disjunction, can be true even when both of the disjuncts are false and this is in turn attributable to the fact that it is frequently the case in quantum mechanics that a pair of alternatives are semantically determinate, while each of its members is necessarily indeterminate. Consequently, the
distributive law In mathematics, the distributive property of binary operations is a generalization of the distributive law, which asserts that the equality x \cdot (y + z) = x \cdot y + x \cdot z is always true in elementary algebra. For example, in elementary ...
of classical logic must be replaced with a weaker condition. Instead of a distributive lattice, propositions about a quantum system form an orthomodular lattice isomorphic to the lattice of subspaces of the Hilbert space associated with that system. Nevertheless, he was never satisfied with his work on quantum logic. He intended it to be a joint synthesis of formal logic and probability theory and when he attempted to write up a paper for the Henry Joseph Lecture he gave at the Washington Philosophical Society in 1945 he found that he could not, especially given that he was busy with war work at the time. During his address at the 1954
International Congress of Mathematicians The International Congress of Mathematicians (ICM) is the largest conference for the topic of mathematics. It meets once every four years, hosted by the International Mathematical Union (IMU). The Fields Medals, the IMU Abacus Medal (known before ...
he gave this issue as one of the unsolved problems that future mathematicians could work on.


Fluid dynamics

Von Neumann made fundamental contributions in the field of
fluid dynamics In physics, physical chemistry and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids – liquids and gases. It has several subdisciplines, including (the study of air and other gases in motion ...
, including the classic flow solution to blast waves, and the co-discovery (independently by
Yakov Borisovich Zel'dovich Yakov Borisovich Zeldovich (, ; 8 March 1914 – 2 December 1987), also known as YaB, was a leading Soviet physicist of Belarusian origin, who is known for his prolific contributions in physical cosmology, physics of thermonuclear reactions ...
and Werner Döring) of the ZND detonation model of explosives. During the 1930s, von Neumann became an authority on the mathematics of shaped charges. Later with Robert D. Richtmyer, von Neumann developed an algorithm defining ''artificial
viscosity Viscosity is a measure of a fluid's rate-dependent drag (physics), resistance to a change in shape or to movement of its neighboring portions relative to one another. For liquids, it corresponds to the informal concept of ''thickness''; for e ...
'' that improved the understanding of
shock wave In physics, a shock wave (also spelled shockwave), or shock, is a type of propagating disturbance that moves faster than the local speed of sound in the medium. Like an ordinary wave, a shock wave carries energy and can propagate through a me ...
s. When computers solved hydrodynamic or aerodynamic problems, they put too many computational grid points at regions of sharp discontinuity (shock waves). The mathematics of artificial viscosity smoothed the shock transition without sacrificing basic physics. Von Neumann soon applied computer modelling to the field, developing software for his ballistics research. During World War II, he approached R. H. Kent, the director of the US Army's
Ballistic Research Laboratory The Ballistic Research Laboratory (BRL) was a research facility under the U.S. Army Ordnance Corps and later the U.S. Army Materiel Command that specialized in ballistics as well as vulnerability and lethality analysis. Situated at Aberdeen Pr ...
, with a computer program for calculating a one-dimensional model of 100 molecules to simulate a shock wave. Von Neumann gave a seminar on his program to an audience which included his friend Theodore von Kármán. After von Neumann had finished, von Kármán said "Of course you realize
Lagrange Joseph-Louis Lagrange (born Giuseppe Luigi Lagrangiacontinuum mechanics Continuum mechanics is a branch of mechanics that deals with the deformation of and transmission of forces through materials modeled as a ''continuous medium'' (also called a ''continuum'') rather than as discrete particles. Continuum mec ...
." Von Neumann had been unaware of Lagrange's .


Other work

While not as prolific in physics as he was in mathematics, he nevertheless made several other notable contributions. His pioneering papers with
Subrahmanyan Chandrasekhar Subrahmanyan Chandrasekhar (; 19 October 1910 – 21 August 1995) was an Indian Americans, Indian-American theoretical physicist who made significant contributions to the scientific knowledge about the structure of stars, stellar evolution and ...
on the statistics of a fluctuating
gravitational field In physics, a gravitational field or gravitational acceleration field is a vector field used to explain the influences that a body extends into the space around itself. A gravitational field is used to explain gravitational phenomena, such as ...
generated by randomly distributed
star A star is a luminous spheroid of plasma (physics), plasma held together by Self-gravitation, self-gravity. The List of nearest stars and brown dwarfs, nearest star to Earth is the Sun. Many other stars are visible to the naked eye at night sk ...
s were considered a ''tour de force''. In this paper they developed a theory of two-body relaxation and used the Holtsmark distribution to model the dynamics of stellar systems. He wrote several other unpublished manuscripts on topics in
stellar structure Stellar structure models describe the internal structure of a star in detail and make predictions about the luminosity, the color and the future evolution of the star. Different classes and ages of stars have different internal structures, refle ...
, some of which were included in Chandrasekhar's other works. In earlier work led by
Oswald Veblen Oswald Veblen (June 24, 1880 – August 10, 1960) was an American mathematician, geometer and topologist, whose work found application in atomic physics and the theory of relativity. He proved the Jordan curve theorem in 1905; while this was lo ...
von Neumann helped develop basic ideas involving
spinor In geometry and physics, spinors (pronounced "spinner" IPA ) are elements of a complex numbers, complex vector space that can be associated with Euclidean space. A spinor transforms linearly when the Euclidean space is subjected to a slight (infi ...
s that would lead to
Roger Penrose Sir Roger Penrose (born 8 August 1931) is an English mathematician, mathematical physicist, Philosophy of science, philosopher of science and Nobel Prize in Physics, Nobel Laureate in Physics. He is Emeritus Rouse Ball Professor of Mathematics i ...
's
twistor theory In theoretical physics, twistor theory was proposed by Roger Penrose in 1967 as a possible path to quantum gravity and has evolved into a widely studied branch of theoretical and mathematical physics. Penrose's idea was that twistor space should ...
. Much of this was done in seminars conducted at the IAS during the 1930s. From this work he wrote a paper with A. H. Taub and Veblen extending the
Dirac equation In particle physics, the Dirac equation is a relativistic wave equation derived by British physicist Paul Dirac in 1928. In its free form, or including electromagnetic interactions, it describes all spin-1/2 massive particles, called "Dirac ...
to projective relativity, with a key focus on maintaining invariance with regards to coordinate, spin, and
gauge Gauge ( ) may refer to: Measurement * Gauge (instrument), any of a variety of measuring instruments * Gauge (firearms) * Wire gauge, a measure of the size of a wire ** American wire gauge, a common measure of nonferrous wire diameter, especia ...
transformations, as a part of early research into potential theories of
quantum gravity Quantum gravity (QG) is a field of theoretical physics that seeks to describe gravity according to the principles of quantum mechanics. It deals with environments in which neither gravitational nor quantum effects can be ignored, such as in the v ...
in the 1930s. In the same time period he made several proposals to colleagues for dealing with the problems in the newly created
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
and for quantizing spacetime; however, both his colleagues and he did not consider the ideas fruitful and did not pursue them. Nevertheless, he maintained at least some interest, in 1940 writing a manuscript on the Dirac equation in de Sitter space.


Economics


Game theory

Von Neumann founded the field of
game theory Game theory is the study of mathematical models of strategic interactions. It has applications in many fields of social science, and is used extensively in economics, logic, systems science and computer science. Initially, game theory addressed ...
as a mathematical discipline. He proved his
minimax theorem In the mathematical area of game theory and of convex optimization, a minimax theorem is a theorem that claims that : \max_ \min_ f(x,y) = \min_ \max_f(x,y) under certain conditions on the sets X and Y and on the function f. It is always true that ...
in 1928. It establishes that in
zero-sum game Zero-sum game is a Mathematical model, mathematical representation in game theory and economic theory of a situation that involves two competition, competing entities, where the result is an advantage for one side and an equivalent loss for the o ...
s with
perfect information Perfect information is a concept in game theory and economics that describes a situation where all players in a game or all participants in a market have knowledge of all relevant information in the system. This is different than complete informat ...
(i.e., in which players know at each time all moves that have taken place so far), there exists a pair of strategies for both players that allows each to minimize their maximum losses. Such strategies are called ''optimal''. Von Neumann showed that their minimaxes are equal (in absolute value) and contrary (in sign). He improved and extended the
minimax theorem In the mathematical area of game theory and of convex optimization, a minimax theorem is a theorem that claims that : \max_ \min_ f(x,y) = \min_ \max_f(x,y) under certain conditions on the sets X and Y and on the function f. It is always true that ...
to include games involving imperfect information and games with more than two players, publishing this result in his 1944 ''
Theory of Games and Economic Behavior ''Theory of Games and Economic Behavior'', published in 1944 by Princeton University Press, is a book by mathematician John von Neumann and economist Oskar Morgenstern which is considered the groundbreaking text that created the interdisciplinar ...
'', written with
Oskar Morgenstern Oskar Morgenstern (; January 24, 1902 – July 26, 1977) was a German-born economist. In collaboration with mathematician John von Neumann, he is credited with founding the field of game theory and its application to social sciences and strategic ...
. The public interest in this work was such that ''
The New York Times ''The New York Times'' (''NYT'') is an American daily newspaper based in New York City. ''The New York Times'' covers domestic, national, and international news, and publishes opinion pieces, investigative reports, and reviews. As one of ...
'' ran a front-page story. In this book, von Neumann declared that economic theory needed to use
functional analysis Functional analysis is a branch of mathematical analysis, the core of which is formed by the study of vector spaces endowed with some kind of limit-related structure (for example, Inner product space#Definition, inner product, Norm (mathematics ...
, especially
convex set In geometry, a set of points is convex if it contains every line segment between two points in the set. For example, a solid cube (geometry), cube is a convex set, but anything that is hollow or has an indent, for example, a crescent shape, is n ...
s and the
topological Topology (from the Greek words , and ) is the branch of mathematics concerned with the properties of a geometric object that are preserved under continuous deformations, such as stretching, twisting, crumpling, and bending; that is, wit ...
fixed-point theorem In mathematics, a fixed-point theorem is a result saying that a function ''F'' will have at least one fixed point (a point ''x'' for which ''F''(''x'') = ''x''), under some conditions on ''F'' that can be stated in general terms. In mathematica ...
, rather than the traditional differential calculus, because the maximum-operator did not preserve differentiable functions. Von Neumann's functional-analytic techniques—the use of duality pairings of real
vector space In mathematics and physics, a vector space (also called a linear space) is a set (mathematics), set whose elements, often called vector (mathematics and physics), ''vectors'', can be added together and multiplied ("scaled") by numbers called sc ...
s to represent prices and quantities, the use of supporting and separating hyperplanes and convex sets, and fixed-point theory—have been primary tools of mathematical economics ever since.


Mathematical economics

Von Neumann raised the mathematical level of economics in several influential publications. For his model of an expanding economy, he proved the existence and uniqueness of an equilibrium using his generalization of the
Brouwer fixed-point theorem Brouwer's fixed-point theorem is a fixed-point theorem in topology, named after Luitzen Egbertus Jan Brouwer, L. E. J. (Bertus) Brouwer. It states that for any continuous function f mapping a nonempty compactness, compact convex set to itself, the ...
. Von Neumann's model of an expanding economy considered the matrix pencil '' A âˆ’ Î»B'' with nonnegative matrices A and B; von Neumann sought
probability Probability is a branch of mathematics and statistics concerning events and numerical descriptions of how likely they are to occur. The probability of an event is a number between 0 and 1; the larger the probability, the more likely an e ...
vectors ''p'' and ''q'' and a positive number ''λ'' that would solve the complementarity equation p^T (A - \lambda B) q = 0 along with two inequality systems expressing economic efficiency. In this model, the (
transpose In linear algebra, the transpose of a Matrix (mathematics), matrix is an operator which flips a matrix over its diagonal; that is, it switches the row and column indices of the matrix by producing another matrix, often denoted by (among other ...
d) probability vector ''p'' represents the prices of the goods while the probability vector q represents the "intensity" at which the production process would run. The unique solution ''λ'' represents the growth factor which is 1 plus the rate of growth of the economy; the rate of growth equals the
interest rate An interest rate is the amount of interest due per period, as a proportion of the amount lent, deposited, or borrowed (called the principal sum). The total interest on an amount lent or borrowed depends on the principal sum, the interest rate, ...
. Von Neumann's results have been viewed as a special case of
linear programming Linear programming (LP), also called linear optimization, is a method to achieve the best outcome (such as maximum profit or lowest cost) in a mathematical model whose requirements and objective are represented by linear function#As a polynomia ...
, where his model uses only nonnegative matrices. The study of his model of an expanding economy continues to interest mathematical economists. This paper has been called the greatest paper in mathematical economics by several authors, who recognized its introduction of fixed-point theorems, linear inequalities, complementary slackness, and saddlepoint duality. In the proceedings of a conference on von Neumann's growth model, Paul Samuelson said that many mathematicians had developed methods useful to economists, but that von Neumann was unique in having made significant contributions to economic theory itself. The lasting importance of the work on general equilibria and the methodology of fixed point theorems is underscored by the awarding of
Nobel prize The Nobel Prizes ( ; ; ) are awards administered by the Nobel Foundation and granted in accordance with the principle of "for the greatest benefit to humankind". The prizes were first awarded in 1901, marking the fifth anniversary of Alfred N ...
s in 1972 to
Kenneth Arrow Kenneth Joseph Arrow (August 23, 1921 – February 21, 2017) was an American economist, mathematician and political theorist. He received the John Bates Clark Medal in 1957, and the Nobel Memorial Prize in Economic Sciences in 1972, along with ...
, in 1983 to
Gérard Debreu Gérard Debreu (; 4 July 1921 – 31 December 2004) was a French-born economist and mathematician. Best known as a professor of economics at the University of California, Berkeley, where he began work in 1962, he won the 1983 Nobel Memorial Prize ...
, and in 1994 to John Nash who used fixed point theorems to establish equilibria for non-cooperative games and for
bargaining problem Cooperative bargaining is a process in which two people decide how to share a surplus that they can jointly generate. In many cases, the surplus created by the two players can be shared in many ways, forcing the players to negotiate which division ...
s in his Ph.D. thesis. Arrow and Debreu also used linear programming, as did Nobel laureates
Tjalling Koopmans Tjalling Charles Koopmans (August 28, 1910 – February 26, 1985) was a Dutch-American mathematician and economist. He was the joint winner with Leonid Kantorovich of the 1975 Nobel Memorial Prize in Economic Sciences for his work on the theory ...
,
Leonid Kantorovich Leonid Vitalyevich Kantorovich (, ; 19 January 19127 April 1986) was a Soviet mathematician and economist, known for his theory and development of techniques for the optimal allocation of resources. He is regarded as the founder of linear programm ...
,
Wassily Leontief Wassily Wassilyevich Leontief (; August 5, 1905 – February 5, 1999) was a Soviet-American economist known for his research on input–output analysis and how changes in one economic sector may affect other sectors. Leontief won the Nobel Memo ...
,
Paul Samuelson Paul Anthony Samuelson (May 15, 1915 – December 13, 2009) was an American economist who was the first American to win the Nobel Memorial Prize in Economic Sciences. When awarding the prize in 1970, the Swedish Royal Academies stated that he "h ...
, Robert Dorfman,
Robert Solow Robert Merton Solow, GCIH (; August 23, 1924 – December 21, 2023) was an American economist who received the 1987 Nobel Memorial Prize in Economic Sciences, and whose work on the theory of economic growth culminated in the exogenous growth ...
, and
Leonid Hurwicz Leonid Hurwicz (; August 21, 1917 – June 24, 2008) was a Polish–American economist and mathematician, known for his work in game theory and mechanism design. He originated the concept of incentive compatibility, and showed how desired outcom ...
. Von Neumann's interest in the topic began while he was lecturing at Berlin in 1928 and 1929. He spent his summers in Budapest, as did the economist
Nicholas Kaldor Nicholas Kaldor, Baron Kaldor (12 May 1908 – 30 September 1986), born Káldor Miklós, was a Hungarian-born British economist. He developed the "compensation" criteria called Kaldor–Hicks efficiency for welfare spending, welfare comparisons ...
; Kaldor recommended that von Neumann read a book by the mathematical economist
Léon Walras Marie-Esprit-Léon Walras (; 16 December 1834 – 5 January 1910) was a French mathematical economics, mathematical economist and Georgist. He formulated the Marginalism, marginal theory of value (independently of William Stanley Jevons and Carl ...
. Von Neumann noticed that Walras's
General Equilibrium Theory In economics, general equilibrium theory attempts to explain the behavior of supply, demand, and prices in a whole economy with several or many interacting markets, by seeking to prove that the interaction of demand and supply will result in an ov ...
and Walras's law, which led to systems of simultaneous linear equations, could produce the absurd result that profit could be maximized by producing and selling a negative quantity of a product. He replaced the equations by inequalities, introduced dynamic equilibria, among other things, and eventually produced his paper.


Linear programming

Building on his results on matrix games and on his model of an expanding economy, von Neumann invented the theory of duality in linear programming when George Dantzig described his work in a few minutes, and an impatient von Neumann asked him to get to the point. Dantzig then listened dumbfounded while von Neumann provided an hourlong lecture on convex sets, fixed-point theory, and duality, conjecturing the equivalence between matrix games and linear programming. Later, von Neumann suggested a new method of
linear programming Linear programming (LP), also called linear optimization, is a method to achieve the best outcome (such as maximum profit or lowest cost) in a mathematical model whose requirements and objective are represented by linear function#As a polynomia ...
, using the homogeneous linear system of
Paul Gordan Paul Albert Gordan (27 April 1837 – 21 December 1912) was a German mathematician known for work in invariant theory and for the Clebsch–Gordan coefficients and Gordan's lemma. He was called "the king of invariant theory". His most famous ...
(1873), which was later popularized by Karmarkar's algorithm. Von Neumann's method used a pivoting algorithm between
simplices In geometry, a simplex (plural: simplexes or simplices) is a generalization of the notion of a triangle or tetrahedron to arbitrary dimensions. The simplex is so-named because it represents the simplest possible polytope in any given dimension. ...
, with the pivoting decision determined by a nonnegative
least squares The method of least squares is a mathematical optimization technique that aims to determine the best fit function by minimizing the sum of the squares of the differences between the observed values and the predicted values of the model. The me ...
subproblem with a convexity constraint ( projecting the zero-vector onto the
convex hull In geometry, the convex hull, convex envelope or convex closure of a shape is the smallest convex set that contains it. The convex hull may be defined either as the intersection of all convex sets containing a given subset of a Euclidean space, ...
of the active simplex). Von Neumann's algorithm was the first
interior point method Interior-point methods (also referred to as barrier methods or IPMs) are algorithms for solving Linear programming, linear and nonlinear programming, non-linear convex optimization problems. IPMs combine two advantages of previously-known algorit ...
of linear programming.


Computer science

Von Neumann was a founding figure in
computing Computing is any goal-oriented activity requiring, benefiting from, or creating computer, computing machinery. It includes the study and experimentation of algorithmic processes, and the development of both computer hardware, hardware and softw ...
, with significant contributions to computing hardware design, to
theoretical computer science Theoretical computer science is a subfield of computer science and mathematics that focuses on the Abstraction, abstract and mathematical foundations of computation. It is difficult to circumscribe the theoretical areas precisely. The Associati ...
, to
scientific computing Computational science, also known as scientific computing, technical computing or scientific computation (SC), is a division of science, and more specifically the Computer Sciences, which uses advanced computing capabilities to understand and s ...
, and to the
philosophy of computer science The philosophy of computer science is concerned with the philosophy, philosophical questions that arise within the study of computer science. There is still no common understanding of the content, aims, focus, or topics of the philosophy of comput ...
.


Hardware

Von Neumann consulted for the Army's
Ballistic Research Laboratory The Ballistic Research Laboratory (BRL) was a research facility under the U.S. Army Ordnance Corps and later the U.S. Army Materiel Command that specialized in ballistics as well as vulnerability and lethality analysis. Situated at Aberdeen Pr ...
, most notably on the
ENIAC ENIAC (; Electronic Numerical Integrator and Computer) was the first Computer programming, programmable, Electronics, electronic, general-purpose digital computer, completed in 1945. Other computers had some of these features, but ENIAC was ...
project, as a member of its Scientific Advisory Committee. Although the single-memory, stored-program architecture is commonly called
von Neumann architecture The von Neumann architecture—also known as the von Neumann model or Princeton architecture—is a computer architecture based on the '' First Draft of a Report on the EDVAC'', written by John von Neumann in 1945, describing designs discus ...
, the architecture was based on the work of J. Presper Eckert and
John Mauchly John William Mauchly ( ; August 30, 1907 â€“ January 8, 1980) was an American physicist who, along with J. Presper Eckert, designed ENIAC, the first general-purpose electronic digital computer, as well as EDVAC, BINAC and UNIVAC I, the f ...
, inventors of ENIAC and its successor,
EDVAC EDVAC (Electronic Discrete Variable Automatic Computer) was one of the earliest electronic computers. It was built by Moore School of Electrical Engineering at the University of Pennsylvania. Along with ORDVAC, it was a successor to the ENIAC. ...
. While consulting for the EDVAC project at the
University of Pennsylvania The University of Pennsylvania (Penn or UPenn) is a Private university, private Ivy League research university in Philadelphia, Pennsylvania, United States. One of nine colonial colleges, it was chartered in 1755 through the efforts of f ...
, von Neumann wrote an incomplete ''
First Draft of a Report on the EDVAC The ''First Draft of a Report on the EDVAC'' (commonly shortened to ''First Draft'') is an incomplete 101-page document written by John von Neumann and distributed on June 30, 1945 by Herman Goldstine, security officer on the classified ENIAC pr ...
''. The paper, whose premature distribution nullified the patent claims of Eckert and Mauchly, described a computer that stored both its data and its program in the same address space, unlike the earliest computers which stored their programs separately on
paper tape Five- and eight-hole wide punched paper tape Paper tape reader on the Harwell computer with a small piece of five-hole tape connected in a circle – creating a physical program loop Punched tape or perforated paper tape is a form of data st ...
or
plugboard A plugboard or control panel (the term used depends on the application area) is an array of jack (connector), jacks or sockets (often called hubs) into which patch cords can be inserted to complete an electrical circuit. Control panels are som ...
s. This architecture became the basis of most modern computer designs. Next, von Neumann designed the
IAS machine The IAS machine was the first electronic computer built at the Institute for Advanced Study (IAS) in Princeton, New Jersey. It is sometimes called the von Neumann machine, since the paper describing its design was edited by John von Neumann, a ...
at the Institute for Advanced Study in Princeton, New Jersey. He arranged its financing, and the components were designed and built at the RCA Research Laboratory nearby. Von Neumann recommended that the
IBM 701 The IBM 701 Electronic Data Processing Machine, known as the Defense Calculator while in development, was IBM’s first commercial scientific computer and its first series production mainframe computer, which was announced to the public on May 2 ...
, nicknamed ''the defense computer'', include a magnetic drum. It was a faster version of the IAS machine and formed the basis for the commercially successful
IBM 704 The IBM 704 is the model name of a large digital computer, digital mainframe computer introduced by IBM in 1954. Designed by John Backus and Gene Amdahl, it was the first mass-produced computer with hardware for floating-point arithmetic. The I ...
.


Algorithms

Von Neumann was the inventor, in 1945, of the
merge sort In computer science, merge sort (also commonly spelled as mergesort and as ) is an efficient, general-purpose, and comparison sort, comparison-based sorting algorithm. Most implementations of merge sort are Sorting algorithm#Stability, stable, wh ...
algorithm, in which the first and second halves of an array are each sorted recursively and then merged. As part of Von Neumann's hydrogen bomb work, he and Stanisław Ulam developed simulations for hydrodynamic computations. He also contributed to the development of the
Monte Carlo method Monte Carlo methods, or Monte Carlo experiments, are a broad class of computational algorithms that rely on repeated random sampling to obtain numerical results. The underlying concept is to use randomness to solve problems that might be ...
, which used random numbers to approximate the solutions to complicated problems. Von Neumann's algorithm for simulating a
fair coin In probability theory and statistics, a sequence of Independence (probability theory), independent Bernoulli trials with probability 1/2 of success on each trial is metaphorically called a fair coin. One for which the probability is not 1/2 is ca ...
with a biased coin is used in the "software whitening" stage of some
hardware random number generator In computing, a hardware random number generator (HRNG), true random number generator (TRNG), non-deterministic random bit generator (NRBG), or physical random number generator is a device that generates random numbers from a physical process c ...
s. Because obtaining "truly" random numbers was impractical, von Neumann developed a form of
pseudorandomness A pseudorandom sequence of numbers is one that appears to be statistically random, despite having been produced by a completely deterministic and repeatable process. Pseudorandom number generators are often used in computer programming, as tradi ...
, using the middle-square method. He justified this crude method as faster than any other method at his disposal, writing that "Anyone who considers arithmetical methods of producing random digits is, of course, in a state of sin." He also noted that when this method went awry it did so obviously, unlike other methods which could be subtly incorrect. Stochastic computing was introduced by von Neumann in 1953, but could not be implemented until advances in computing of the 1960s. Around 1950 he was also among the first to talk about the
time complexity In theoretical computer science, the time complexity is the computational complexity that describes the amount of computer time it takes to run an algorithm. Time complexity is commonly estimated by counting the number of elementary operations ...
of
computation A computation is any type of arithmetic or non-arithmetic calculation that is well-defined. Common examples of computation are mathematical equation solving and the execution of computer algorithms. Mechanical or electronic devices (or, hist ...
s, which eventually evolved into the field of
computational complexity theory In theoretical computer science and mathematics, computational complexity theory focuses on classifying computational problems according to their resource usage, and explores the relationships between these classifications. A computational problem ...
.


Cellular automata, DNA and the universal constructor

Von Neumann's mathematical analysis of the structure of
self-replication Self-replication is any behavior of a dynamical system that yields construction of an identical or similar copy of itself. Biological cells, given suitable environments, reproduce by cell division. During cell division, DNA is replicated and c ...
preceded the discovery of the structure of DNA. Ulam and von Neumann are also generally credited with creating the field of
cellular automata A cellular automaton (pl. cellular automata, abbrev. CA) is a discrete model of computation studied in automata theory. Cellular automata are also called cellular spaces, tessellation automata, homogeneous structures, cellular structures, tessel ...
, beginning in the 1940s, as a simplified mathematical model of biological systems. In lectures in 1948 and 1949, von Neumann proposed a
kinematic In physics, kinematics studies the geometrical aspects of motion of physical objects independent of forces that set them in motion. Constrained motion such as linked machine parts are also described as kinematics. Kinematics is concerned with s ...
self-reproducing automaton. By 1952, he was treating the problem more abstractly. He designed an elaborate 2D
cellular automaton A cellular automaton (pl. cellular automata, abbrev. CA) is a discrete model of computation studied in automata theory. Cellular automata are also called cellular spaces, tessellation automata, homogeneous structures, cellular structures, tessel ...
that would automatically make a copy of its initial configuration of cells. The Von Neumann universal constructor based on the
von Neumann cellular automaton Von Neumann cellular automata are the original expression of cellular automata, the development of which was prompted by suggestions made to John von Neumann by his close friend and fellow mathematician Stanislaw Ulam. Their original purpose w ...
was fleshed out in his posthumous ''Theory of Self Reproducing Automata''. The
von Neumann neighborhood In cellular automata, the von Neumann neighborhood (or 4-neighborhood) is classically defined on a two-dimensional square lattice and is composed of a central cell and its four adjacent cells. The neighborhood is named after John von Neumann, ...
, in which each cell in a two-dimensional grid has the four orthogonally adjacent grid cells as neighbors, continues to be used for other cellular automata.


Scientific computing and numerical analysis

Considered to be possibly "the most influential researcher in
scientific computing Computational science, also known as scientific computing, technical computing or scientific computation (SC), is a division of science, and more specifically the Computer Sciences, which uses advanced computing capabilities to understand and s ...
of all time", von Neumann made several contributions to the field, both technically and administratively. He developed the Von Neumann stability analysis procedure, still commonly used to avoid errors from building up in numerical methods for linear partial differential equations. His paper with Herman Goldstine in 1947 was the first to describe backward error analysis, although implicitly. He was also one of the first to write about the Jacobi method. At Los Alamos, he wrote several classified reports on solving problems of
gas dynamics Compressible flow (or gas dynamics) is the branch of fluid mechanics that deals with flows having significant changes in fluid density. While all flows are compressible, flows are usually treated as being incompressible when the Mach number (the ...
numerically. However, he was frustrated by the lack of progress with analytic methods for these
nonlinear In mathematics and science, a nonlinear system (or a non-linear system) is a system in which the change of the output is not proportional to the change of the input. Nonlinear problems are of interest to engineers, biologists, physicists, mathe ...
problems. As a result, he turned towards computational methods. Under his influence Los Alamos became the leader in computational science during the 1950s and early 1960s. From this work von Neumann realized that computation was not just a tool to brute force the solution to a problem numerically, but could also provide insight for solving problems analytically, and that there was an enormous variety of scientific and engineering problems towards which computers would be useful, most significant of which were nonlinear problems. In June 1945 at the First Canadian Mathematical Congress he gave his first talk on general ideas of how to solve problems, particularly of fluid dynamics numerically. He also described how
wind tunnel A wind tunnel is "an apparatus for producing a controlled stream of air for conducting aerodynamic experiments". The experiment is conducted in the test section of the wind tunnel and a complete tunnel configuration includes air ducting to and f ...
s were actually
analog computer An analog computer or analogue computer is a type of computation machine (computer) that uses physical phenomena such as Electrical network, electrical, Mechanics, mechanical, or Hydraulics, hydraulic quantities behaving according to the math ...
s, and how digital computers would replace them and bring a new era of fluid dynamics.
Garrett Birkhoff Garrett Birkhoff (January 19, 1911 – November 22, 1996) was an American mathematician. He is best known for his work in lattice theory. The mathematician George Birkhoff (1884–1944) was his father. Life The son of the mathematician Ge ...
described it as "an unforgettable sales pitch". He expanded this talk with Goldstine into the manuscript "On the Principles of Large Scale Computing Machines" and used it to promote the support of scientific computing. His papers also developed the concepts of inverting matrices,
random matrices In probability theory and mathematical physics, a random matrix is a matrix-valued random variable—that is, a matrix in which some or all of its entries are sampled randomly from a probability distribution. Random matrix theory (RMT) is the ...
and automated relaxation methods for solving elliptic boundary value problems.


Weather systems and global warming

As part of his research into possible applications of computers, von Neumann became interested in weather prediction, noting similarities between the problems in the field and those he had worked on during the Manhattan Project. In 1946 von Neumann founded the "Meteorological Project" at the Institute for Advanced Study, securing funding for his project from the Weather Bureau, the
US Air Force The United States Air Force (USAF) is the Air force, air service branch of the United States Department of Defense. It is one of the six United States Armed Forces and one of the eight uniformed services of the United States. Tracing its ori ...
and US Navy weather services.''Weather Architecture'' By Jonathan Hill (Routledge, 2013), page 216 With Carl-Gustaf Rossby, considered the leading theoretical meteorologist at the time, he gathered a group of twenty meteorologists to work on various problems in the field. However, given his other postwar work he was not able to devote enough time to proper leadership of the project and little was accomplished. This changed when a young Jule Gregory Charney took up co-leadership of the project from Rossby. By 1950 von Neumann and Charney wrote the world's first climate modelling software, and used it to perform the world's first numerical
weather forecasts Weather is the state of the atmosphere, describing for example the degree to which it is hot or cold, wet or dry, calm or stormy, clear or cloud cover, cloudy. On Earth, most weather phenomena occur in the lowest layer of the planet's atmo ...
on the ENIAC computer that von Neumann had arranged to be used; von Neumann and his team published the results as ''Numerical Integration of the Barotropic Vorticity Equation''. Together they played a leading role in efforts to integrate sea-air exchanges of energy and moisture into the study of climate. Though primitive, news of the ENIAC forecasts quickly spread around the world and a number of parallel projects in other locations were initiated. In 1955 von Neumann, Charney and their collaborators convinced their funders to open the Joint Numerical Weather Prediction Unit (JNWPU) in
Suitland, Maryland Suitland is a suburb of Washington, D.C., approximately one mile (1.6 km) southeast of Washington, D.C. Suitland is a census designated place (CDP), as of the 2020 census, its population was 25,839. Prior to 2010, it was part of the Suitland ...
, which began routine real-time weather forecasting. Next up, von Neumann proposed a research program for climate modeling:
The approach is to first try short-range forecasts, then long-range forecasts of those properties of the circulation that can perpetuate themselves over arbitrarily long periods of time, and only finally to attempt forecast for medium-long time periods which are too long to treat by simple hydrodynamic theory and too short to treat by the general principle of equilibrium theory.
Positive results of Norman A. Phillips in 1955 prompted immediate reaction and von Neumann organized a conference at Princeton on "Application of Numerical Integration Techniques to the Problem of the General Circulation". Once again he strategically organized the program as a predictive one to ensure continued support from the Weather Bureau and the military, leading to the creation of the General Circulation Research Section (now the Geophysical Fluid Dynamics Laboratory) next to the JNWPU. He continued work both on technical issues of modelling and in ensuring continuing funding for these projects. During the late 19th century,
Svante Arrhenius Svante August Arrhenius ( , ; 19 February 1859 – 2 October 1927) was a Swedish scientist. Originally a physicist, but often referred to as a chemist, Arrhenius was one of the founders of the science of physical chemistry. In 1903, he received ...
suggested that human activity could cause
global warming Present-day climate change includes both global warming—the ongoing increase in global average temperature—and its wider effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes ...
by adding carbon dioxide to the atmosphere. In 1955, von Neumann observed that this may already have begun: "Carbon dioxide released into the atmosphere by industry's burning of coal and oil – more than half of it during the last generation – may have changed the atmosphere's composition sufficiently to account for a general warming of the world by about one degree Fahrenheit."''Engineering: Its Role and Function in Human Society'' edited by William H. Davenport, Daniel I. Rosenthal (Elsevier 2016), page 266 His research into weather systems and meteorological prediction led him to propose manipulating the environment by spreading colorants on the polar ice caps to enhance absorption of solar radiation (by reducing the albedo). However, he urged caution in any program of atmosphere modification:
What ''could'' be done, of course, is no index to what ''should'' be done... In fact, to evaluate the ultimate consequences of either a general cooling or a general heating would be a complex matter. Changes would affect the level of the seas, and hence the habitability of the continental coastal shelves; the evaporation of the seas, and hence general precipitation and glaciation levels; and so on... But there is little doubt that one ''could'' carry out the necessary analyses needed to predict the results, intervene on any desired scale, and ultimately achieve rather fantastic results.
He also warned that weather and climate control could have military uses, telling United States Congress, Congress in 1956 that they could pose an even bigger risk than Intercontinental ballistic missile, ICBMs.


Technological singularity hypothesis

The first use of the concept of a Wiktionary:singularity, singularity in the technological context is attributed to von Neumann, who according to Ulam discussed the "ever accelerating progress of technology and changes in the mode of human life, which gives the appearance of approaching some essential singularity in the history of the race beyond which human affairs, as we know them, could not continue." This concept was later fleshed out in the 1970 book ''Future Shock'' by Alvin Toffler.


Defense work


Manhattan Project

Beginning in the late 1930s, von Neumann developed an expertise in explosions—phenomena that are difficult to model mathematically. During this period, he was the leading authority of the mathematics of shaped charges, leading him to a large number of military consultancies and consequently his involvement in the
Manhattan Project The Manhattan Project was a research and development program undertaken during World War II to produce the first nuclear weapons. It was led by the United States in collaboration with the United Kingdom and Canada. From 1942 to 1946, the ...
. The involvement included frequent trips to the project's secret research facilities at the Los Alamos Laboratory in New Mexico. Von Neumann made his principal contribution to the Nuclear weapon, atomic bomb in the concept and design of the nuclear weapon design, explosive lenses that were needed to compress the plutonium core of the Fat Man weapon that was later dropped on Nagasaki. While von Neumann did not originate the "Nuclear weapon design#Implosion-type weapon, implosion" concept, he was one of its most persistent proponents, encouraging its continued development against the instincts of many of his colleagues, who felt such a design to be unworkable. He also eventually came up with the idea of using more powerful shaped charges and less fissionable material to greatly increase the speed of "assembly". When it turned out that there would not be enough uranium-235 to make more than one bomb, the implosive lens project was greatly expanded and von Neumann's idea was implemented. Implosion was the only method that could be used with the plutonium-239 that was available from the Hanford Site. He established the design of the
explosive lens An explosive lens—as used, for example, in nuclear weapons—is a highly specialized shaped charge. In general, it is a device composed of several explosive charges. These charges are arranged and formed with the intent to control the sha ...
es required, but there remained concerns about "edge effects" and imperfections in the explosives. His calculations showed that implosion would work if it did not depart by more than 5% from spherical symmetry. After a series of failed attempts with models, this was achieved by George Kistiakowsky, and the construction of the Trinity bomb was completed in July 1945. In a visit to Los Alamos in September 1944, von Neumann showed that the pressure increase from explosion shock wave reflection from solid objects was greater than previously believed if the angle of incidence of the shock wave was between 90° and some limiting angle. As a result, it was determined that the effectiveness of an atomic bomb would be enhanced with detonation some kilometers above the target, rather than at ground level. Von Neumann was included in the target selection committee that was responsible for choosing the Japanese cities of Hiroshima and Nagasaki as the Atomic bombings of Hiroshima and Nagasaki, first targets of the atomic bomb. Von Neumann oversaw computations related to the expected size of the bomb blasts, estimated death tolls, and the distance above the ground at which the bombs should be detonated for optimum shock wave propagation. The cultural capital Kyoto was von Neumann's first choice, a selection seconded by Manhattan Project leader General Leslie Groves. However, this target was dismissed by United States Secretary of War, Secretary of War Henry L. Stimson. On July 16, 1945, von Neumann and numerous other Manhattan Project personnel were eyewitnesses to the first test of an atomic bomb detonation, which was code-named Trinity (nuclear test), Trinity. The event was conducted as a test of the implosion method device, at the Alamogordo Bombing Range in New Mexico. Based on his observation alone, von Neumann estimated the test had resulted in a blast equivalent to but Enrico Fermi produced a more accurate estimate of 10 kilotons by dropping scraps of torn-up paper as the shock wave passed his location and watching how far they scattered. The actual power of the explosion had been between 20 and 22 kilotons. It was in von Neumann's 1944 papers that the expression "kilotons" appeared for the first time. Von Neumann continued unperturbed in his work and became, along with Edward Teller, one of those who sustained the Thermonuclear weapon, hydrogen bomb project. He collaborated with Klaus Fuchs on further development of the bomb, and in 1946 the two filed a secret patent outlining a scheme for using a fission bomb to compress fusion fuel to initiate nuclear fusion. The Fuchs–von Neumann patent used radiation implosion, but not in the same way as is used in what became the final hydrogen bomb design, the History of the Teller–Ulam design, Teller–Ulam design. Their work was, however, incorporated into the "George" shot of Operation Greenhouse, which was instructive in testing out concepts that went into the final design. The Fuchs–von Neumann work was passed on to the Soviet Union by Fuchs as part of his nuclear espionage, but it was not used in the Soviets' own, independent development of the Teller–Ulam design. The historian Jeremy Bernstein has pointed out that ironically, "John von Neumann and Klaus Fuchs, produced a brilliant invention in 1946 that could have changed the whole course of the development of the hydrogen bomb, but was not fully understood until after the bomb had been successfully made." For his wartime services, von Neumann was awarded the Navy Distinguished Civilian Service Award in July 1946, and the Medal for Merit in October 1946.


Post-war work

In 1950, von Neumann became a consultant to the Weapons Systems Evaluation Group, whose function was to advise the Joint Chiefs of Staff and the United States Secretary of Defense on the development and use of new technologies. He also became an adviser to the Armed Forces Special Weapons Project, which was responsible for the military aspects on
nuclear weapon A nuclear weapon is an explosive device that derives its destructive force from nuclear reactions, either fission (fission or atomic bomb) or a combination of fission and fusion reactions (thermonuclear weapon), producing a nuclear exp ...
s. Over the following two years, he became a consultant across the US government. This included the Central Intelligence Agency (CIA), a member of the influential General Advisory Committee of the Atomic Energy Commission, a consultant to the newly established Lawrence Livermore National Laboratory, and a member of the Scientific Advisory Group of the United States Air Force During this time he became a "superstar" defense scientist at the Pentagon. His authority was considered infallible at the highest levels of the US government and military. During several meetings of the advisory board of the US Air Force, von Neumann and Edward Teller predicted that by 1960 the US would be able to build a hydrogen bomb light enough to fit on top of a rocket. In 1953 Bernard Schriever, who was present at the meeting, paid a personal visit to von Neumann at Princeton to confirm this possibility. Schriever enlisted Trevor Gardner, who in turn visited von Neumann several weeks later to fully understand the future possibilities before beginning his campaign for such a weapon in Washington. Now either chairing or serving on several boards dealing with strategic missiles and nuclear weaponry, von Neumann was able to inject several crucial arguments regarding potential Soviet Union, Soviet advancements in both these areas and in strategic defenses against American bombers into government reports to argue for the creation of Intercontinental ballistic missile, ICBMs. Gardner on several occasions brought von Neumann to meetings with the US Department of Defense to discuss with various senior officials his reports. Several design decisions in these reports such as inertial guidance mechanisms would form the basis for all ICBMs thereafter. By 1954, von Neumann was also regularly testifying to various United States Congress, Congressional military subcommittees to ensure continued support for the ICBM program. However, this was not enough. To have the ICBM program run at full throttle they needed direct action by the President of the United States. They convinced Dwight D. Eisenhower, President Eisenhower in a direct meeting in July 1955, which resulted in a presidential directive on September 13, 1955. It stated that "there would be the gravest repercussions on the national security and on the cohesion of the free world" if the Soviet Union developed the ICBM before the US and therefore designated the ICBM project "a research and development program of the highest priority above all others." The Secretary of Defense was ordered to commence the project with "maximum urgency". Evidence would later show that the Soviets indeed were already testing their own intermediate-range ballistic missiles at the time. Von Neumann would continue to meet the President, including at his home in Gettysburg, Pennsylvania, and other high-level government officials as a key advisor on ICBMs until his death.


Atomic Energy Commission

In 1955, von Neumann became a commissioner of the Atomic Energy Commission (AEC), which at the time was the highest official position available to scientists in the government. (While his appointment formally required that he sever all his other consulting contracts, an exemption was made for von Neumann to continue working with several critical military committees after the
Air Force An air force in the broadest sense is the national military branch that primarily conducts aerial warfare. More specifically, it is the branch of a nation's armed services that is responsible for aerial warfare as distinct from an army aviati ...
and several key United States Senate, senators raised concerns.) He used this position to further the production of compact hydrogen bombs suitable for intercontinental ballistic missile (ICBM) delivery. He involved himself in correcting the severe shortage of tritium and lithium 6 needed for these weapons, and he argued against settling for the intermediate-range missiles that the Army wanted. He was adamant that H-bombs delivered deep into enemy territory by an ICBM would be the most effective weapon possible, and that the relative inaccuracy of the missile would not be a problem with an H-bomb. He said the Russians would probably be building a similar weapon system, which turned out to be the case. While Lewis Strauss was away in the second half of 1955 von Neumann took over as acting chairman of the commission. In his final years before his death from cancer, von Neumann headed the United States government's top-secret ICBM committee, which would sometimes meet in his home. Its purpose was to decide on the feasibility of building an ICBM large enough to carry a thermonuclear weapon. Von Neumann had long argued that while the technical obstacles were sizable, they could be overcome. The SM-65 Atlas passed its first fully functional test in 1959, two years after his death. The more advanced Titan (rocket family), Titan rockets were deployed in 1962. Both had been proposed in the ICBM committees von Neumann chaired. The feasibility of the ICBMs owed as much to improved, smaller warheads that did not have guidance or heat resistance issues as it did to developments in rocketry, and his understanding of the former made his advice invaluable. Von Neumann entered government service primarily because he felt that, if freedom and civilization were to survive, it would have to be because the United States would triumph over totalitarianism from Nazism, Fascism and Ideology of the Communist Party of the Soviet Union, Soviet Communism. During a United States Senate, Senate committee hearing he described his political ideology as "violently Anti-communism, anti-communist, and much more militaristic than the norm".


Personality


Work habits

Herman Goldstine commented on von Neumann's ability to intuit hidden errors and remember old material perfectly. When he had difficulties he would not labor on them; instead, he would go home and sleep on it and come back later with a solution. This style, 'taking the path of least resistance', sometimes meant that he could go off on tangents. It also meant that if the difficulty was great from the very beginning, he would simply switch to another problem, not trying to find weak spots from which he could break through. At times he could be ignorant of the standard mathematical literature, finding it easier to rederive basic information he needed rather than chase references. After
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
began, he became extremely busy with both academic and military commitments. His habit of not writing up talks or publishing results worsened. He did not find it easy to discuss a topic formally in writing unless it was already mature in his mind; if it was not, he would, in his own words, "develop the worst traits of pedantism and inefficiency".


Mathematical range

The mathematician Jean Dieudonné said that von Neumann "may have been the last representative of a once-flourishing and numerous group, the great mathematicians who were equally at home in pure and applied mathematics and who throughout their careers maintained a steady production in both directions". According to Dieudonné, his specific genius was in analysis and "combinatorics", with combinatorics being understood in a very wide sense that described his ability to organize and axiomize complex works that previously seemed to have little connection with mathematics. His style in analysis followed the German school, based on foundations in
linear algebra Linear algebra is the branch of mathematics concerning linear equations such as :a_1x_1+\cdots +a_nx_n=b, linear maps such as :(x_1, \ldots, x_n) \mapsto a_1x_1+\cdots +a_nx_n, and their representations in vector spaces and through matrix (mathemat ...
and general topology. While von Neumann had an encyclopedic background, his range in pure mathematics was not as wide as Henri Poincaré, Poincaré,
Hilbert David Hilbert (; ; 23 January 1862 – 14 February 1943) was a German mathematician and philosophy of mathematics, philosopher of mathematics and one of the most influential mathematicians of his time. Hilbert discovered and developed a broad ...
or even Hermann Weyl, Weyl: von Neumann never did significant work in number theory, algebraic topology, algebraic geometry or differential geometry. However, in applied mathematics his work equalled that of Carl Friedrich Gauss, Gauss, Augustin-Louis Cauchy, Cauchy or Henri Poincaré, Poincaré. According to Wigner, "Nobody knows all science, not even von Neumann did. But as for mathematics, he contributed to every part of it except number theory and topology. That is, I think, something unique." Halmos noted that while von Neumann knew lots of mathematics, the most notable gaps were in algebraic topology and number theory; he recalled an incident where von Neumann failed to recognize the topological definition of a torus. Von Neumann admitted to Herman Goldstine that he had no facility at all in topology and he was never comfortable with it, with Goldstine later bringing this up when comparing him to
Hermann Weyl Hermann Klaus Hugo Weyl (; ; 9 November 1885 – 8 December 1955) was a German mathematician, theoretical physicist, logician and philosopher. Although much of his working life was spent in Zürich, Switzerland, and then Princeton, New Jersey, ...
, who he thought was deeper and broader. In his biography of von Neumann, Salomon Bochner wrote that much of von Neumann's works in pure mathematics involved finite and infinite dimensional
vector space In mathematics and physics, a vector space (also called a linear space) is a set (mathematics), set whose elements, often called vector (mathematics and physics), ''vectors'', can be added together and multiplied ("scaled") by numbers called sc ...
s, which at the time, covered much of the total area of mathematics. However he pointed out this still did not cover an important part of the mathematical landscape, in particular, anything that involved geometry "in the global sense", topics such as topology, differential geometry and Hodge theory, harmonic integrals, algebraic geometry and other such fields. Von Neumann rarely worked in these fields and, as Bochner saw it, had little affinity for them. In one of von Neumann's last articles, he lamented that pure mathematicians could no longer attain deep knowledge of even a fraction of the field. In the early 1940s, Ulam had concocted for him a doctoral-style examination to find weaknesses in his knowledge; von Neumann was unable to answer satisfactorily a question each in differential geometry, number theory, and algebra. They concluded that doctoral exams might have "little permanent meaning". However, when Weyl turned down an offer to write a history of mathematics of the 20th century, arguing that no one person could do it, Ulam thought von Neumann could have aspired to do so.


Preferred problem-solving techniques

Ulam remarked that most mathematicians could master one technique that they then used repeatedly, whereas von Neumann had mastered three: # A facility with the symbolic manipulation of linear operators; # An intuitive feeling for the logical structure of any new mathematical theory; # An intuitive feeling for the combinatorial superstructure of new theories. Although he was commonly described as an analyst, he once classified himself an algebraist, and his style often displayed a mix of algebraic technique and set-theoretical intuition. He loved obsessive detail and had no issues with excess repetition or overly explicit notation. An example of this was a paper of his on rings of operators, where he extended the normal functional notation, \phi (x) to \phi ((x)). However, this process ended up being repeated several times, where the final result were equations such as (\psi((((a)))))^2 = \phi((((a)))). The 1936 paper became known to students as "von Neumann's onion" because the equations "needed to be peeled before they could be digested". Overall, although his writings were clear and powerful, they were not clean or elegant. Although powerful technically, his primary concern was more with the clear and viable formation of fundamental issues and questions of science rather than just the solution of mathematical puzzles. According to Ulam, von Neumann surprised physicists by doing dimensional estimates and algebraic computations in his head with fluency Ulam likened to blindfold chess. His impression was that von Neumann analyzed physical situations by abstract logical deduction rather than concrete visualization.


Lecture style

Goldstine compared his lectures to being on glass, smooth and lucid. By comparison, Goldstine thought his scientific articles were written in a much harsher manner, and with much less insight. Paul Halmos, Halmos described his lectures as "dazzling", with his speech clear, rapid, precise and all encompassing. Like Goldstine, he also described how everything seemed "so easy and natural" in lectures but puzzling on later reflection. He was a quick speaker: Banesh Hoffmann found it very difficult to take notes, even in shorthand, and Albert W. Tucker, Albert Tucker said that people often had to ask von Neumann questions to slow him down so they could think through the ideas he was presenting. Von Neumann knew about this and was grateful for his audience telling him when he was going too quickly. Although he did spend time preparing for lectures, he rarely used notes, instead jotting down points of what he would discuss and for how long.


Eidetic memory

Von Neumann was also noted for his eidetic memory, particularly of the symbolic kind. Herman Goldstine writes: Von Neumann was reportedly able to memorize the pages of telephone directories. He entertained friends by asking them to randomly call out page numbers; he then recited the names, addresses and numbers therein.
StanisÅ‚aw Ulam StanisÅ‚aw Marcin Ulam ( ; 13 April 1909 â€“ 13 May 1984) was a Polish and American mathematician, nuclear physicist and computer scientist. He participated in the Manhattan Project, originated the History of the Teller–Ulam design, Telle ...
believed that von Neumann's memory was auditory rather than visual.


Mathematical quickness

Von Neumann's mathematical fluency, calculation speed, and general problem-solving ability were widely noted by his peers.
Paul Halmos Paul Richard Halmos (; 3 March 1916 – 2 October 2006) was a Kingdom of Hungary, Hungarian-born United States, American mathematician and probabilist who made fundamental advances in the areas of mathematical logic, probability theory, operat ...
called his speed "awe-inspiring." Lothar Wolfgang Nordheim described him as the "fastest mind I ever met". Enrico Fermi told physicist Herbert L. Anderson: "You know, Herb, Johnny can do calculations in his head ten times as fast as I can! And I can do them ten times as fast as you can, Herb, so you can see how impressive Johnny is!" Edward Teller admitted that he "never could keep up with him", and Israel Halperin described trying to keep up as like riding a "tricycle chasing a racing car." He had an unusual ability to solve novel problems quickly. George Pólya, whose lectures at ETH Zürich von Neumann attended as a student, said, "Johnny was the only student I was ever afraid of. If in the course of a lecture I stated an unsolved problem, the chances were he'd come to me at the end of the lecture with the complete solution scribbled on a slip of paper." When George Dantzig brought von Neumann an unsolved problem in linear programming "as I would to an ordinary mortal", on which there had been no published literature, he was astonished when von Neumann said "Oh, that!", before offhandedly giving a lecture of over an hour, explaining how to solve the problem using the hitherto unconceived Linear programming#Duality, theory of duality. A story about von Neumann's encounter with the famous fly puzzle has entered Mathematical folklore#Stories, sayings and jokes, mathematical folklore. In this puzzle, two bicycles begin 20 miles apart, and each travels toward the other at 10 miles per hour until they collide; meanwhile, a fly travels continuously back and forth between the bicycles at 15 miles per hour until it is squashed in the collision. The questioner asks how far the fly traveled in total; the "trick" for a quick answer is to realize that the fly's individual transits do not matter, only that it has been traveling at 15 miles per hour for one hour. As
Eugene Wigner Eugene Paul Wigner (, ; November 17, 1902 – January 1, 1995) was a Hungarian-American theoretical physicist who also contributed to mathematical physics. He received the Nobel Prize in Physics in 1963 "for his contributions to the theory of th ...
tells it, Max Born posed the riddle to von Neumann. The other scientists to whom he had posed it had laboriously computed the distance, so when von Neumann was immediately ready with the correct answer of 15 miles, Born observed that he must have guessed the trick. "What trick?" von Neumann replied. "All I did was sum the geometric series."


Self-doubts

Gian-Carlo Rota, Rota wrote that von Neumann had "deep-seated and recurring self-doubts". John L. Kelley reminisced in 1989 that "Johnny von Neumann has said that he will be forgotten while
Kurt Gödel Kurt Friedrich Gödel ( ; ; April 28, 1906 â€“ January 14, 1978) was a logician, mathematician, and philosopher. Considered along with Aristotle and Gottlob Frege to be one of the most significant logicians in history, Gödel profoundly ...
is remembered with Pythagoras, but the rest of us viewed Johnny with awe." Ulam suggests that some of his self-doubts with regard for his own creativity may have come from the fact he had not discovered several important ideas that others had, even though he was more than capable of doing so, giving the Gödel's incompleteness theorems, incompleteness theorems and George David Birkhoff, Birkhoff's Ergodic theory#Ergodic theorems, pointwise ergodic theorem as examples. Von Neumann had a virtuosity in following complicated reasoning and had supreme insights, yet he perhaps felt he did not have the gift for seemingly irrational proofs and theorems or intuitive insights. Ulam describes how during one of his stays at Princeton while von Neumann was working on rings of operators, continuous geometries and quantum logic he felt that von Neumann was not convinced of the importance of his work, and only when finding some ingenious technical trick or new approach did he take some pleasure in it. However, according to Rota, von Neumann still had an "incomparably stronger technique" compared to his friend, despite describing Ulam as the more creative mathematician.


Legacy


Accolades

Nobel Laureate Hans Bethe said "I have sometimes wondered whether a brain like von Neumann's does not indicate a species superior to that of man". Edward Teller observed "von Neumann would carry on a conversation with my 3-year-old son, and the two of them would talk as equals, and I sometimes wondered if he used the same principle when he talked to the rest of us." Peter Lax wrote "Von Neumann was addicted to thinking, and in particular to thinking about mathematics".
Eugene Wigner Eugene Paul Wigner (, ; November 17, 1902 – January 1, 1995) was a Hungarian-American theoretical physicist who also contributed to mathematical physics. He received the Nobel Prize in Physics in 1963 "for his contributions to the theory of th ...
said, "He understood mathematical problems not only in their initial aspect, but in their full complexity." Claude Shannon called him "the smartest person I've ever met", a common opinion. Jacob Bronowski wrote "He was the cleverest man I ever knew, without exception. He was a genius." Due to his wide reaching influence and contributions to many fields, von Neumann is widely considered a polymath. Wigner noted the extraordinary mind that von Neumann had, and he described von Neumann as having a mind faster than anyone he knew, stating that: "It seems fair to say that if the influence of a scientist is interpreted broadly enough to include impact on fields beyond science proper, then John von Neumann was probably the most influential mathematician who ever lived," wrote Miklós Rédei. Peter Lax commented that von Neumann would have won a Nobel Prize in Economics had he lived longer, and that "if there were Nobel Prizes in computer science and mathematics, he would have been honored by these, too." Rota writes that "he was the first to have a vision of the boundless possibilities of computing, and he had the resolve to gather the considerable intellectual and engineering resources that led to the construction of the first large computer" and consequently that "No other mathematician in this century has had as deep and lasting an influence on the course of civilization." He is widely regarded as one of the greatest and most influential mathematicians and scientists of the 20th century. Neurophysiology, Neurophysiologist Leon Harmon described him in a similar manner, calling him the only "true genius" he had ever met: "von Neumann's mind was all-encompassing. He could solve problems in any domain. ... And his mind was always working, always restless." While consulting for non-academic projects von Neumann's combination of outstanding scientific ability and practicality gave him a high credibility with military officers, engineers, and industrialists that no other scientist could match. In Nuclear weapon, nuclear missilery he was considered "the clearly dominant advisory figure" according to
Herbert York Herbert Frank York (24 November 1921 – 19 May 2009) was an American nuclear physicist of Mohawk origin. He held numerous research and administrative positions at various United States government and educational institutes. Biography Her ...
. Economist
Nicholas Kaldor Nicholas Kaldor, Baron Kaldor (12 May 1908 – 30 September 1986), born Káldor Miklós, was a Hungarian-born British economist. He developed the "compensation" criteria called Kaldor–Hicks efficiency for welfare spending, welfare comparisons ...
said he was "unquestionably the nearest thing to a genius I have ever encountered." Likewise,
Paul Samuelson Paul Anthony Samuelson (May 15, 1915 – December 13, 2009) was an American economist who was the first American to win the Nobel Memorial Prize in Economic Sciences. When awarding the prize in 1970, the Swedish Royal Academies stated that he "h ...
wrote, "We economists are grateful for von Neumann's genius. It is not for us to calculate whether he was a Carl Friedrich Gauss, Gauss, or a Henri Poincaré, Poincaré, or a
Hilbert David Hilbert (; ; 23 January 1862 – 14 February 1943) was a German mathematician and philosophy of mathematics, philosopher of mathematics and one of the most influential mathematicians of his time. Hilbert discovered and developed a broad ...
. He was the incomparable Johnny von Neumann. He darted briefly into our domain and it has never been the same since."


Honors and awards

Events and awards named in recognition of von Neumann include the annual John von Neumann Theory Prize of the Institute for Operations Research and the Management Sciences, IEEE John von Neumann Medal, and the John von Neumann Prize of the Society for Industrial and Applied Mathematics. Both the crater Von Neumann (crater), von Neumann on the Moon and the asteroid 22824 von Neumann are named in his honor. Von Neumann received awards including the Medal for Merit in 1947, the Medal of Freedom in 1956, and the Enrico Fermi Award also in 1956. He was elected a member of multiple honorary societies, including the American Academy of Arts and Sciences and the National Academy of Sciences, and he held eight honorary doctorates. On May 4, 2005, the United States Postal Service issued the ''American Scientists'' commemorative postage stamp series, designed by artist Victor Stabin. The scientists depicted were von Neumann, Barbara McClintock, Josiah Willard Gibbs, and Richard Feynman. was established in Kecskemét, Hungary in 2016, as a successor to Kecskemét College.


Selected works

Von Neumann's first published paper was ''On the position of zeroes of certain minimum polynomials'', co-authored with Michael Fekete and published when von Neumann was 18. At 19, his solo paper ''On the introduction of transfinite numbers'' was published. He expanded his second solo paper, ''An axiomatization of set theory'', to create his PhD thesis. His first book, ''Mathematical Foundations of Quantum Mechanics'', was published in 1932. Following this, von Neumann switched from publishing in German to publishing in English, and his publications became more selective and expanded beyond pure mathematics. His 1942 ''Theory of Detonation Waves'' contributed to military research, his work on computing began with the unpublished 1946 ''On the principles of large scale computing machines'', and his publications on weather prediction began with the 1950 ''Numerical integration of the barotropic vorticity equation''. Alongside his later papers were informal essays targeted at colleagues and the general public, such as his 1947 ''The Mathematician'', described as a "farewell to pure mathematics", and his 1955 ''Can we survive technology?'', which considered a bleak future including nuclear warfare and deliberate climate change. His complete works have been compiled into a six-volume set.


See also

* List of pioneers in computer science * Teapot Committee * ''The MANIAC (book), The MANIAC'', 2023 book about von Neumann * (English title: ''Adventures of a Mathematician''), biopic about Stanislaw Ulam also features John von Neumann.


Notes


References

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Further reading

Books * * * * * * * * * * * * * Popular periodicals * Journals * * * * *


External links



by Nelson H. F. Beebe *
von Neumann's profile
at Google Scholar
Oral History Project
- The Princeton Mathematics Community in the 1930s, contains many interviews that describe contact and anecdotes of von Neumann and others at the Princeton University and Institute for Advanced Study community. * Oral history interviews (from the Charles Babbage Institute, University of Minnesota) with
Alice R. Burks and Arthur W. BurksEugene P. Wigner
an
Nicholas C. Metropolis

zbMATH profile

Query for "von neumann"
on the digital repository of the Institute for Advanced Study.
Von Neumann vs. Dirac on Quantum Theory and Mathematical Rigor
– from ''Stanford Encyclopedia of Philosophy''
Quantum Logic and Probability Theory
- from ''Stanford Encyclopedia of Philosophy''
FBI files on John von Neumann released via FOI

Biographical video
by David Brailsford (John Dunford Professor Emeritus of computer science at the University of Nottingham)
John von Neumann: Prophet of the 21st Century
2013 Arte documentary on John von Neumann and his influence in the modern world (in German and French with English subtitles).
John von Neumann - A Documentary
1966 detailed documentary by the Mathematical Association of America containing remarks by several of his colleagues including Ulam, Wigner, Halmos, Morgenstern, Bethe, Goldstine, Strauss and Teller. {{DEFAULTSORT:Neumann, John von John von Neumann, 1903 births 1957 deaths 20th-century American mathematicians 20th-century American physicists Algebraists American anti-communists American computer scientists American nuclear physicists American operations researchers American people of Hungarian-Jewish descent American Roman Catholics Hungarian physicists American systems scientists Mathematicians from Austria-Hungary Ballistics experts Burials at Princeton Cemetery Deaths from cancer in Washington, D.C. Carl-Gustaf Rossby Research Medal recipients Cellular automatists Computer designers Converts to Roman Catholicism from Judaism Cyberneticists Elected Members of the International Statistical Institute Enrico Fermi Award recipients ETH Zurich alumni Fasori Gimnázium alumni Fellows of the American Physical Society Fellows of the Econometric Society Fluid dynamicists Functional analysts Game theorists Hungarian anti-communists Hungarian computer scientists Hungarian emigrants to the United States 20th-century Hungarian inventors 20th-century Hungarian Jews 20th-century Hungarian mathematicians 20th-century Hungarian physicists Hungarian nobility Hungarian nuclear physicists Hungarian Roman Catholics Institute for Advanced Study faculty Jewish anti-communists Jewish American physicists Lattice theorists Manhattan Project people Mathematical economists Mathematical physicists Mathematicians from Budapest Measure theorists Medal for Merit recipients Members of the American Philosophical Society Members of the Lincean Academy Members of the Royal Netherlands Academy of Arts and Sciences Members of the United States National Academy of Sciences Mental calculators Monte Carlo methodologists Naturalized citizens of the United States Numerical analysts Oak Ridge National Laboratory people Operations researchers Operator theorists People from Pest, Hungary Presidents of the American Mathematical Society Princeton University faculty Probability theorists Quantum physicists RAND Corporation people Recipients of the Medal of Freedom Researchers of artificial life Set theorists Theoretical physicists Academic staff of the University of Göttingen Von Neumann family, John Yiddish-speaking people Academic staff of the University of Hamburg Recipients of the Navy Distinguished Civilian Service Award