The Guardianship or Governance/''Wilāyat'' of/by an Islamic Jurist/''
Faqīh
A faqīh (plural ''fuqahā'', ar, فقيه, pl. ) is an Islamic jurist, an expert in ''fiqh'', or Islamic jurisprudence and Islamic Law.
Definition
Islamic jurisprudence or ''fiqh'' is the human understanding of the Sharia (bel ...
'' ( fa, , Velâyat-e Faqih; ar, وِلاَيَةُ ٱلْفَقِيهِ, Wilāyat al-Faqīh), is a concept in
Twelver
Twelver Shīʿīsm ( ar, ٱثْنَا عَشَرِيَّة; '), also known as Imāmīyyah ( ar, إِمَامِيَّة), is the largest branch of Shīʿa Islam, comprising about 85 percent of all Shīʿa Muslims. The term ''Twelver'' refers t ...
Shia Islam
Shīʿa Islam or Shīʿīsm is the second-largest branch of Islam. It holds that the Islamic prophet Muhammad designated ʿAlī ibn Abī Ṭālib as his successor (''khalīfa'') and the Imam (spiritual and political leader) after him, m ...
ic
law
Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior,Robertson, ''Crimes against humanity'', 90. with its precise definition a matter of longstanding debate. It has been vario ...
which holds that until the
reappearance of the "infallible
Imam
Imam (; ar, إمام '; plural: ') is an Islamic leadership position. For Sunni Muslims, Imam is most commonly used as the title of a worship leader of a mosque. In this context, imams may lead Islamic worship services, lead prayers, ser ...
" (sometime before
Judgement Day
The Last Judgment, Final Judgment, Day of Reckoning, Day of Judgment, Judgment Day, Doomsday, Day of Resurrection or The Day of the Lord (; ar, یوم القيامة, translit=Yawm al-Qiyāmah or ar, یوم الدین, translit=Yawm ad-Dīn, ...
), at least some of the "religious and social affairs" of the Muslim world should be administered by righteous Shi'i jurists.
Shia disagree over whose "religious and social affairs" are to be administered and what those affairs are.
[
Wilāyat al-Faqīh is associated in particular with ]Ayatollah
Ayatollah ( ; fa, آیتالله, āyatollāh) is an Title of honor, honorific title for high-ranking Twelver Shia clergy in Iran and Iraq that came into widespread usage in the 20th century.
Etymology
The title is originally derived from ...
Ruhollah Khomeini
Ruhollah Khomeini, Ayatollah Khomeini, Imam Khomeini ( , ; ; 17 May 1900 – 3 June 1989) was an Iranian political and religious leader who served as the first supreme leader of Iran from 1979 until his death in 1989. He was the founder of ...
and the Islamic Republic of Iran
Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
.
In a series of lectures in 1970, Khomeini advanced the idea of guardianship in its "absolute" form as rule of the state and society. This version of guardianship now forms the basis of the Constitution of the Islamic Republic of Iran
The Constitution of the Islamic Republic of Iran ( fa, قانون اساسی جمهوری اسلامی ایران, ''Qanun-e Asasi-ye Jomhuri-ye Eslâmi-ye Iran'') was December 1979 Iranian constitutional referendum, adopted by referendum on 2 ...
, which calls for a ''Vali-ye faqih'' (Guardian Jurist), to serve as the Supreme Leader of that country.
Under the "absolute authority of the jurist" (''velayat-e motlaqaye faqih''), the jurist/faqih has control over all public matters including governance of states, all religious affairs including even being able to (temporary) suspend religious obligations, such as the salat
(, plural , romanized: or Old Arabic ͡sˤaˈloːh, ( or Old Arabic ͡sˤaˈloːtʰin construct state) ), also known as ( fa, نماز) and also spelled , are prayers performed by Muslims. Facing the , the direction of the Kaaba wit ...
prayer or hajj
The Hajj (; ar, حَجّ '; sometimes also spelled Hadj, Hadji or Haj in English) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for Muslims that must be carried ...
.[''Keyhan'', January 8, 1988] Obedience to him is more important (according to proponents) than performing those religious obligations.[ Abrahamian, ''Khomeinism'', 1993: p.56]
Other Shi'i Islamic scholars disagree, with some limiting guardianship to a much narrower scope -- things like mediating disputes, and providing guardianship for orphaned children, the mentally incapable, and others lacking someone to protect their interests.
There is also disagreement over how widely supported Khomeini's doctrine is. Whether "the absolute authority and guardianship" of a high-ranking Islamic jurist is "universally accepted amongst all Shi’a theories of governance" and forms "a central pillar of Imami hi'ipolitical thought" (Ahmed Vaezi, Mohammad-Taqi Mesbah-Yazdi
Ayatollah Taqi Mesbah ( fa, تقی مصباح; born Taqi Givechi, fa, تقی گیوهچی), commonly known as Mohammad-Taqi Mesbah-Yazdi ( fa, محمدتقی مصباح یزدی, 31 January 1935 – 1 January 2021) was an Iranian Shi' ...
); or whether there is no consensus in favor of the model of the Islamic Republic of Iran, either among the public in Iran (Alireza Nader, David E Thaler, S. R. Bohandy), or among most religious leaders in the leading centers of Shia thought (i.e. Qom and Najaf
Najaf ( ar, ٱلنَّجَف) or An-Najaf al-Ashraf ( ar, ٱلنَّجَف ٱلْأَشْرَف), also known as Baniqia ( ar, بَانِيقِيَا), is a city in central Iraq about 160 km (100 mi) south of Baghdad. Its estimated popula ...
), (Ali Mamouri).
Terminology
''Wilayat'' conveys several meanings which are involved in Twelver
Twelver Shīʿīsm ( ar, ٱثْنَا عَشَرِيَّة; '), also known as Imāmīyyah ( ar, إِمَامِيَّة), is the largest branch of Shīʿa Islam, comprising about 85 percent of all Shīʿa Muslims. The term ''Twelver'' refers t ...
Islamic history.
Morphologically, ''Wilāyat'' is derived from the Arabic verbal root "w-l-y", ''wilaya
A wilayah ( ar, وَلاية, wālāya or ''wilāya'', plural ; Urdu and fa, ولایت, ''velâyat''; tr, vilayet) is an administrative division, usually translated as "state", "province" or occasionally as "governorate". The word comes fr ...
'', meaning “to be near or close to someone or something", also, to be a friend, to be in charge, etc.
Meanings of ''Wilayat'' include: rule, supremacy or sovereignty, "guardianship" or "authority", "guardianship, mandate, governance and rulership"
or "governorship" or "province". In another sense, ''wilayat'' means friendship, loyalty, or guardianship (see Wali
A wali (''wali'' ar, وَلِيّ, '; plural , '), the Arabic word which has been variously translated "master", "authority", "custodian", "protector", is most commonly used by Muslims to indicate an Islamic saint, otherwise referred to by the ...
).
In Islam, jurists are (''faqīh
A faqīh (plural ''fuqahā'', ar, فقيه, pl. ) is an Islamic jurist, an expert in ''fiqh'', or Islamic jurisprudence and Islamic Law.
Definition
Islamic jurisprudence or ''fiqh'' is the human understanding of the Sharia (bel ...
'', plural ''fuquaha'').
For those who support a government based on rule of a faqih, ''Wilāyat al-Faqīh'' has been translated as "rule of the jurisconsult," "mandate of the jurist," "governance of the jurist", "the discretionary authority of the jurist". More ambiguous translations are "guardianship of the jurist", "trusteeship of the jurist". (Shaykh Murtadha al-Ansari
Grand Ayatollah Sheikh Murtadha al-Ansari al-Tostari (1781–1864), ( ar, مرتضی الأنصاري التستري; fa, مرتضی انصاری شوشتری ), also transliterated as Mortaza Ansari Shushtari, was a Shia jurist who "was genera ...
and Abu al-Qasim al-Khoei
Grand Ayatollah Sayyid Abu al-Qasim al-Musawi al-Khoei ( ; ar, أبو القاسم الموسوي الخوئي; fa, ; November 19, 1899 – August 8, 1992) was an Iranian- Iraqi Shia marja'. Al-Khoei is considered one of the most influential t ...
, for example, would talk of the "guardianship of the jurisprudent", not "the mandate
of the jurisprudent".)
Some definitions of uses of the term “Wilayat” (not necessarily involving jurists) in Islamic jurisprudence (fiqh) terminology (or at least Twelver terminology) are:
* ''Wilayat al-Qaraba'' -- authority (Wilayat) given to a father or paternal grandfather over minors and the mentally ill.
*''Wilayat al-Qada’'' -- authority given to a just and capable faqih during the absence of the Imam to judge "amongst the people based upon God's law and revelation", and collect Islamic taxes/tithes (zakat, sadaqa, kharaj).
*''Wilayat al-Hakim'' -- the guardian of those who have no guardian; authority given to a regular administrator of justice (hakim), to supervise the interests of a person who does not have a natural guardian and who is unable to take care of his own affairs; such as a mentally ill or mentally disabled person.
*''Wilayat al-Usuba'' -- authority over administration of inheritance, and rights of inheritors in Sunni fiqh. (This authority is "not accepted by Imami scholars".)
Regarding jurist involvement in governance, definitions include:
*''Wilayat al-Mutlaqa'' (''absolute'' rule/authority, الولایه المطلقه) of the supreme faqih/jurisprudent, also transliterated as ''velayat-e motlagh-e faghih'', ''velayat-e motlaqeh-ye faqıh'', also called ''Wilayat al- Mutlaqa al-Elahiya'',
**has been defined as discretionary authority bestowed on the prophet Muhammad and on the Imams (Ahmed Vaezi);
**has been defined (by the Ayatollah Khomeini circa 1988), to mean that the Islamic state has the religious mandate to suspend, if not revoke, substantive divine ordinances (''ahkam-e far‘ıyeh-ye elahıyeh'') such as hajj
The Hajj (; ar, حَجّ '; sometimes also spelled Hadj, Hadji or Haj in English) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for Muslims that must be carried ...
or fasting if sees the need to;
**it has also been used (by Iranian conservatives circa 2010) to mean that at least in the case of the Islamic Republic of Iran, the head faqih has "the absolute right to make decisions for the state", notwithstanding the desires of any elected office holders or institutions or the general public. It is a "new term", applied by Khomeini "publicly", in 1990 when it "was enshrined in the constitution of Islamic Iran".
*''wilayat al-muqayada'' ("conditional" authority" of the faqih/jurisprudent) "restricts the right of the faqih for issuing governmental orders" to "permissibility cases" (''mubahat''), which must not be "in opposition" to "obligatory Islamic laws.
*''Wilayat al-amma'' ("universal authority" of the faqih/jurisprudent). Supporters of this concept believe orders given by a jurist holder of "wilayat al-amma" are not restricted "to merely the administration of justice". They "may issue orders" and their orders are "incumbent upon all Muslims, even other fuqaha, to obey". "right and duty to lead the Shi’a community and undertake the full function and responsibilities of an infallible Imam". This is "the highest form of authority (Wilayat) bestowed upon the faqih" according to at least one cleric (Ahmed Vaezi).
*''Wilayat al-siyasiyya'' -- political authority, is one of the elements included in ''Wilayat al-amma''.
In common use, ''Wilāyat al-Faqīh''/''velayat-e faqih'' may sometimes be used as shorthand for Ayatollah Khomeini's vision of velayat-e faqih in Islamic government, with those who support limited velayat-e faqih being described as "rejecting" velayat-e faqih.
Arabic language phrases associated with Guardianship of the Jurist, such as ''Wilāyat al-Faqīh'', ''Wali al-Faqīh'', are widely used, Arabic being the original language of Islamic sources such as the Quran
The Quran (, ; Standard Arabic: , Classical Arabic, Quranic Arabic: , , 'the recitation'), also romanized Qur'an or Koran, is the central religious text of Islam, believed by Muslims to be a revelation in Islam, revelation from God in Islam, ...
, hadith
Ḥadīth ( or ; ar, حديث, , , , , , , literally "talk" or "discourse") or Athar ( ar, أثر, , literally "remnant"/"effect") refers to what the majority of Muslims believe to be a record of the words, actions, and the silent approval ...
, and much other literature.
However, the Persian language
Persian (), also known by its endonym Farsi (, ', ), is a Western Iranian language belonging to the Iranian branch of the Indo-Iranian subdivision of the Indo-European languages. Persian is a pluricentric language predominantly spoken and ...
translation, ''Velayat-e Faqih'', ''Vali-e-faqih'' are also commonly used in discussion about the concept and practice in Iran
Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
, which is both the largest Shi'i majority country, and as the Islamic Republic of Iran
Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
, is also the one country in the world where ''Wilāyat al-Faqīh'' is part of the structure of government.
The term "mullahcracy" (rule by mullahs, i.e. by Islamic clerics) has been used as a pejorative term to describe Wilāyat al-Faqīh as government and specifically the Islamic Republic of Iran.
History
Early Islam
A foundational belief of Twelver Shi'ism
Twelver Shīʿīsm ( ar, ٱثْنَا عَشَرِيَّة; '), also known as Imāmīyyah ( ar, إِمَامِيَّة), is the largest branch of Shīʿa Islam, comprising about 85 percent of all Shīʿa Muslims. The term ''Twelver'' refers t ...
is that the spiritual and political successors of (the Islamic prophet) Muhammad
Muhammad ( ar, مُحَمَّد; 570 – 8 June 632 Common Era, CE) was an Arab religious, social, and political leader and the founder of Islam. According to Muhammad in Islam, Islamic doctrine, he was a prophet Divine inspiration, di ...
are not caliph
A caliphate or khilāfah ( ar, خِلَافَة, ) is an institution or public office under the leadership of an Islamic steward with the title of caliph (; ar, خَلِيفَة , ), a person considered a political-religious successor to th ...
s (as Sunni Muslims believe), but the "Imams
Imam (; ar, إمام '; plural: ') is an Islamic leadership position. For Sunni Muslims, Imam is most commonly used as the title of a worship leader of a mosque. In this context, imams may lead Islamic worship services, lead prayers, serve ...
" -- a line starting with Muhammad's cousin, son-in-law and companion, Ali
ʿAlī ibn Abī Ṭālib ( ar, عَلِيّ بْن أَبِي طَالِب; 600 – 661 CE) was the last of four Rightly Guided Caliphs to rule Islam (r. 656 – 661) immediately after the death of Muhammad, and he was the first Shia Imam ...
(died 661 CE), and continuing with his male descendants. Imams were almost never in a position to rule territory, but did have the loyalty of their followers and delegated some of their functions, to "qualified members" of their community, "particularly in the judicial sphere.
In the late 9th century (873-874 CE) the Twelfth Imam, a boy at the time, mysteriously disappeared. Shi'i jurists "responded by developing the idea" of the "occultation
An occultation is an event that occurs when one object is hidden from the observer by another object that passes between them. The term is often used in astronomy, but can also refer to any situation in which an object in the foreground blocks ...
",[ whereby the 12th Imam was still alive but had "been withdrawn by God from the eyes of people" to protect his life until conditions were ripe for his reappearance.]
The Shi'i community (''ummah''), has had to determine who, if anyone, has his authority (''wilayah'') for what functions during the Imam's absence. The delegation of some functions—for example, the collection and disbursement of religiously mandated tithes (zakat
Zakat ( ar, زكاة; , "that which purifies", also Zakat al-mal , "zakat on wealth", or Zakah) is a form of almsgiving, often collected by the Muslim Ummah. It is considered in Islam as a religious obligation, and by Quranic ranking, is ne ...
and khums
In Islam, khums ( ar, خُمْس , literally 'one fifth') refers to the required religious obligation of any Muslims to pay 20% of their acquired wealth from certain sources toward specified causes. It is treated differently in Shia and Su ...
) — continued during occultation, but others were limited. Shi'i jurists, and especially al-Sharif al-Murtada
Abū al-Qāsim ʿAlī ibn al-Ḥusayn al-Sharīf al-Murtaḍā (Arabic: أبو القاسم علي بن الحسين الشريف المرتضى ) (commonly known as: Sharīf Murtaḍā, Sayyid Murtaḍā, (Murtazā instead of Murtaḍā in non-Ara ...
(d. 1044 CE), forbade "waging of offensive jihad
Jihad (; ar, جهاد, jihād ) is an Arabic word which literally means "striving" or "struggling", especially with a praiseworthy aim. In an Islamic context, it can refer to almost any effort to make personal and social life conform with Go ...
or (according to some jurists) the holding of Friday prayers", as this power was in abeyance (''saqit'') until the return of the Imam.
Al-Murtada also excluded implementing the penal code (''hudud
''Hudud'' (Arabic: ''Ḥudūd'', also transliterated ''hadud'', ''hudood''; plural of ''hadd'', ) is an Arabic word meaning "borders, boundaries, limits". In the religion of Islam it refers to punishments that under Islamic law ( sharīʿah) ar ...
''), leading the community in jihad
Jihad (; ar, جهاد, jihād ) is an Arabic word which literally means "striving" or "struggling", especially with a praiseworthy aim. In an Islamic context, it can refer to almost any effort to make personal and social life conform with Go ...
, and giving allegiance to any leader.
For many centuries, according to at least two historians (Moojan Momen
Moojan Momen is a retired physician and historian specializing in Baháʼí studies who has published numerous books and articles about the Baháʼí Faith and Islam, especially Shia Islam, including for Encyclopædia Iranica*
*
* the British Li ...
, Ervand Abrahamian
Ervand Abrahamian; hy, Երուանդ Աբրահամեան (born 1940) is an Iranian-American historian of the Middle East. He is Distinguished Professor of History at Baruch College and the Graduate Center, CUNY, Graduate Center of the City Un ...
), Shia jurists have tended to stick to one of three approaches to the state: cooperated with it, trying to influence policies by becoming active in politics, or most commonly, remaining aloof from it.[ Momen, ''Introduction to Shi'i Islam'', 1985: p. 193.] Firm supporter of governance by jurist Mohammad-Taqi Mesbah-Yazdi
Ayatollah Taqi Mesbah ( fa, تقی مصباح; born Taqi Givechi, fa, تقی گیوهچی), commonly known as Mohammad-Taqi Mesbah-Yazdi ( fa, محمدتقی مصباح یزدی, 31 January 1935 – 1 January 2021) was an Iranian Shi' ...
describes the arrival of rule of jurist in Iran as a revolution after fourteen centuries of "lamentable" governance in the Islamic world.
Others (Ahmed Vaezi) insist the idea that the governance by jurist is "new" is erroneous because it is the logical conclusion of arguments made by high-level Shia faqih of medieval times who argued that high-level Shia faqih be given authority, although their use of Taqiya
In Shi'ism, ''Taqiya'' or ''Taqiyya'' ( ar, تقیة ', literally "prudence, fear")R. STROTHMANN, MOKTAR DJEBLI. Encyclopedia of Islam, 2nd ed, Brill. "TAKIYYA", vol. 10, p. 134. Quote: "TAKIYYA "prudence, fear" ..denotes dispensing with th ...
(precautionary dissimulation) prevents this from being obvious to us.
A significant event in Islamic and especially Shia history was the rise of the Safavid dynasty
The Safavid dynasty (; fa, دودمان صفوی, Dudmâne Safavi, ) was one of Iran's most significant ruling dynasties reigning from 1501 to 1736. Their rule is often considered the beginning of modern Iranian history, as well as one of th ...
(1501–1702), ruling a vast area of modern day Iran and beyond at its height and forcibly converting Iran's population to the state religion of Twelver Shi'ism, (Iran's population continuing to have a large Shi'i majority). According to Hamid Algar
Hamid Algar (born 1940) is a British-American Professor Emeritus of Persian studies at the Faculty of Near Eastern Studies, University of California, Berkeley. He writes on Persian and Arabic literature and contemporary history of Iran, Turkey, the ...
,
(a convert to Islam and supporter of Ruhollah Khomeini
Ruhollah Khomeini, Ayatollah Khomeini, Imam Khomeini ( , ; ; 17 May 1900 – 3 June 1989) was an Iranian political and religious leader who served as the first supreme leader of Iran from 1979 until his death in 1989. He was the founder of ...
), under the Safavids, the general deputyship "occasionally was interpreted to include all the prerogatives of rule that in principle had belonged to the imams, but no special emphasis was placed on this." And in the nineteenth century, ''velayat-e faqih'' began "to be discussed as a distinct legal topic".
Absolute ''Wilāyat al-Faqīh'' was probably first introduced in the Fiqh of Ja'far al-Sadiq
Jaʿfar ibn Muḥammad ibn ʿAlī al-Ṣādiq ( ar, جعفر بن محمد الصادق; 702 – 765 CE), commonly known as Jaʿfar al-Ṣādiq (), was an 8th-century Shia Muslim scholar, jurist, and theologian.. He was the founder of th ...
in the famous textbook Javaher-ol-Kalaam (). Iranian Molla Mohammad Mahdee Naraqi, or at least his son Molla Ahmad Naraqi (1771-1829 C.E.), argued that "the scope of wilayat al-faqıh extends to political authority", more than a century earlier than Khomeini, but never tried to establish, nor called for the establishment of a state based on ''wilayat al-faqıh al-siyasıyah'' (the divine mandate of the jurisprudent to rule).
Colonial and post-colonial era
In the late 19th and early 20th centuries, there were two major instances of jurist involvement in politics in Iran, (which continued to be the largest Shia-majority state and went on to be a major petroleum exporter).
* A fatwa in 1891 by Mirza Shirazi al-Mujadid al-Shirazi, ar, المجدد الشيرازي
, birth_name =
, birth_date = April 25, 1815
, birth_place = Shiraz, Qajar Iran
, death_date =
, death_place = Samarra, Ottoman Iraq
, resting_ ...
declaring tobacco forbidden, successfully undermining the overly generous 1890 tobacco concession granted to British imperialists by the monarch of Persia; and
*the support by Marja'
Marji ( ar, مرجع, transliteration: ''marjiʿ''; plural: ''marājiʿ''), literally meaning "source to follow" or "religious reference", is a title given to the highest level of Twelver Shia authority, a Grand Ayatollah with the authority giv ...
Muhammad Kazim Khurasani
Ayatullah Sheikh Muhammad Kazim Khurasani ( fa, ; 1839 – 12 December 1911), commonly known as Akhund Khurasani ( fa, ) was a Shia jurist and political activist.
He is known for using his position as a Marja as legitimizing force behind the ...
(see above), for the democratic Persian Constitutional Revolution
The Persian Constitutional Revolution ( fa, مشروطیت, Mashrūtiyyat, or ''Enghelāb-e Mashrūteh''), also known as the Constitutional Revolution of Iran, took place between 1905 and 1911. The revolution led to the establishment of a par ...
of 1905–1911
The Tobacco Protest and Constitutional Revolution (and not the Islamic revolution), have been described both as
*exceptions to apolitical stance of leading Shia jurists (Ervand Abrahamian
Ervand Abrahamian; hy, Երուանդ Աբրահամեան (born 1940) is an Iranian-American historian of the Middle East. He is Distinguished Professor of History at Baruch College and the Graduate Center, CUNY, Graduate Center of the City Un ...
); and as
*the beginning of the end of a 1000 years of quietism among Shi'i, or the "real shift in Shiite political thought"
"when Shiites began to see the possibility of freely experimenting with politics". (Khalid bin Sulieman Addadh).
Ayatollah Sheikh Fazlollah Nouri
Sheikh Fazlollah bin Abbas Mazindarani (; 24 December 1843 – 31 July 1909), also known as Fazlollah Noori (), was a twelver Shia Muslim scholar and politician in Qajar Iran during the late 19th and early 20th century and founder of islamist S ...
who fought against a democratic law-making parliament in the Iranian Constitutional Revolution
The Persian Constitutional Revolution ( fa, مشروطیت, Mashrūtiyyat, or ''Enghelāb-e Mashrūteh''), also known as the Constitutional Revolution of Iran, took place between 1905 and 1911. The revolution led to the establishment of a par ...
(), predating Khomeini in supporting rule by sharia and opposing and Western influence in Iran.
Khomeini and Guardianship of the Islamic jurist as Islamic government
In early 1970, Ayatollah Ruhollah Khomeini
Ruhollah Khomeini, Ayatollah Khomeini, Imam Khomeini ( , ; ; 17 May 1900 – 3 June 1989) was an Iranian political and religious leader who served as the first supreme leader of Iran from 1979 until his death in 1989. He was the founder of ...
, the leading cleric fighting the Shah of the secularist Pahlavi dynasty
The Pahlavi dynasty ( fa, دودمان پهلوی) was the last Iranian royal dynasty, ruling for almost 54 years between 1925 and 1979. The dynasty was founded by Reza Shah Pahlavi, a non-aristocratic Mazanderani soldier in modern times, who ...
who was exiled to the holy Shia city of Najaf
Najaf ( ar, ٱلنَّجَف) or An-Najaf al-Ashraf ( ar, ٱلنَّجَف ٱلْأَشْرَف), also known as Baniqia ( ar, بَانِيقِيَا), is a city in central Iraq about 160 km (100 mi) south of Baghdad. Its estimated popula ...
at the time, gave a series of lectures on how "Islamic Government" required Wilayat Al Faqih. Leading up to the revolution, a book based on the lectures (''The Jurist's Guardianship, Islamic Government
''Islamic Government'' ( fa, حکومت اسلامی, ''Hokumat-i Eslami''), also known as ''The Jurist's Guardianship: Islamic Government'',
( fa, حکومت اسلامی ولایت فقیه, ''Velayat-e faqih: Hokumat-i Eslami '') Abrahamian, ...
'') was spread widely among his network of followers in Iran.[ Moin, ''Khomeini'', 1999: p.157]
Khomeini had originally supported an interpretation of ''Velayat-e faqih'' limited to "legal rulings, religious judgments, and intervention to protect the property of minors and the weak", even when "rulers are oppressive". In his 1941/1943 book ''Secrets Revealed'';[''Kashf-i Asrar'', (Secrets Revealed) (Tehran, n.d.) p.186; quoted in Abrahamian, Ervand, ''Iran Between Two Revolutions'', p.476] he specifically stated "we do not say that government must be in the hands of the ''faqih''".[ Khomeini, "A Warning to the Nation", 1981: p.170]
But in his 1970 book he argued not that Faqih should get involved in politics in special situations, but that they must rule the state and society, and that monarchy or any other sort of government are "systems of unbelief" "all traces" of which it is the duty of Muslims to "destroy".[ Khomeini, ''Islamic Government'', 1981: p.48] In a true Islamic state (he maintained) only those who have knowledge of Sharia should hold government posts, and the country's ruler should be the ''faqih'' (a guardian jurist, ''Vali-ye faqih'') who "surpasses all others in knowledge" of Islamic law and justice[ Khomeini, ''Islamic Government'', 1981: p.59] — known as a Marjaʿ — as well as having intelligence and administrative ability. Not only is the rule of Islamic jurists and obedience toward them an obligation of Islam, it is as important a religious obligation as any a Muslim has. "Our obeying holders of authority", like Islamic jurists, "is actually an expression of obedience to God."[ Khomeini, ''Islamic Government'', 1981: p.91] Preserving Islam — for which Wilāyat al-Faqīh is necessary — "is more necessary even than prayer and fasting".[ Khomeini, ''Islamic Government'', 1981: p.75]
The necessity of a Jurist leader to serve the people as "a vigilant trustee", enforcing "law and order", is not an ideal to be sought after but a matter of survival for Islam and Muslims. Without him, Islam will fall victim "to obsolescence and decay", as heretics, "atheists and unbelievers" add and subtract rites, institutions, and ordinances from the religion;[ Khomeini, ''Islamic Government'', 1981: p.52-3] Muslim society will stay divided "into two groups: oppressors and oppressed";[ Khomeini, ''Islamic Government'', 1981: p.49] Muslim government(s) will continue to be infested with corruption, "constant embezzlement";[ Khomeini, ''Islamic Government'', 1981: p.58] not just lacking in competence and virtue, but actively serving as agents to imperialist Western powers.
"Foreign experts have studied our country and have discovered all our mineral reserves -- gold, copper, petroleum, and so on. They have also made an assessment of our people's intelligence and come to the conclusion that the only barrier blocking their way n exploiting Iran
N, or n, is the fourteenth Letter (alphabet), letter in the Latin alphabet, used in the English alphabet, modern English alphabet, the alphabets of other western European languages and others worldwide. Its name in English is English alphabet# ...
are Islam and the religious leadership."[ Khomeini, ''Islamic Government'', 1981: p.139-40]
Their goal is
"to keep us backward, to keep us in our present miserable state so they can exploit our riches, our underground wealth, our lands and our human resources. They want us to remain afflicted and wretched, and our poor to be trapped in their misery ... they and their agents wish to go on living in huge palaces and enjoying lives of abominable luxury".[ Khomeini, ''Islamic Government'', 1981: p.34]
While these ideas sound "strange" to many,[ Abrahamian, ''Khomeinism'', 1993: p.25] it is because Westerns have set about deceiving Muslims, using their native "agents" to fool them into thinking "that Islam consists of a few ordinances concerning menstruation and parturition."[ Khomeini, ''Islamic Government'', 1981: p.29-30] Because western habits of "banking on the basis of usury, ... consumption of alcohol, ... cultivation of sexual vice" keep people weak, they allow exploitation, and so Western imperialists and Jews, have worked hard to undermine the laws of Islam.[ Khomeini, ''Islamic Government'', 1981: p.34]
Constitution of the Islamic Republic of Iran
Following the overthrow of the Shah by the Iranian Revolution
The Iranian Revolution ( fa, انقلاب ایران, Enqelâb-e Irân, ), also known as the Islamic Revolution ( fa, انقلاب اسلامی, Enqelâb-e Eslâmī), was a series of events that culminated in the overthrow of the Pahlavi dynas ...
, a modified form of this doctrine was incorporated into the Constitution of Islamic Republic of Iran, adopted by referendum on 2 and 3 December 1979. It established the first country (and so far only) in history to apply the principal of ''velayat-e faqih'' to government.
"The plan of the Islamic government" is "based upon wilayat al-faqih, as proposed by Imam
Khumaynî", according to the constitution, which was drafted by an assembly made up primarily by disciples of Khomeini.[ Abrahamian, ''Khomeinism'', 1993: p.33-36]
While the constitution made concessions to popular sovereignty—including an elected president and parliament—"the Leader" was given "authority to dismiss the president, appoint the main military commanders, declare war and peace, and name senior clerics to the Guardian Council
The Guardian Council, (also called Council of Guardians or Constitutional Council, fa, شورای نگهبان, Shourā-ye Negahbān) is an appointed and constitutionally mandated 12-member council that wields considerable power and influence i ...
", (a powerful body which can veto legislation and disqualify candidates for office).[ Abrahamian, ''Khomeinism'', 1993: p.34]
Hezbollah of Lebanon
In the early 1980s, Ayatollah Khomeini sent some of his followers, including 1500 Iranian Islamic Revolutionary Guard Corps (pasdaran) instructors, to Lebanon
Lebanon ( , ar, لُبْنَان, translit=lubnān, ), officially the Republic of Lebanon () or the Lebanese Republic, is a country in Western Asia. It is located between Syria to the north and east and Israel to the south, while Cyprus li ...
to form Hezbollah
Hezbollah (; ar, حزب الله ', , also transliterated Hizbullah or Hizballah, among others) is a Lebanese Shia Islamist political party and militant group, led by its Secretary-General Hassan Nasrallah since 1992. Hezbollah's parami ...
, a Shia Islamist political party and militant group, committed to bringing Islamic revolution and rule of ''wilayat al-faqih'' in Lebanon.[Adam Shatz, New York Review of Books, 29 April 200]
In Search of Hezbollah
. Retrieved 15 August 2006.
A large fraction of Lebanon's population was Shia, and they had grown to become the largest confessional group in Lebanon, but had traditionally been subservient to Lebanese Christians and Sunni Muslims. Over time Hezbollah's para-military wing grew to be considered stronger than the Lebanese army,
and Hezbollah to become described as a " state within a state". However, as of 2008, the goal of transforming Lebanon into "an Iranian-style" state" has been abandoned in favor of "a more inclusive approach".
Under the Islamic Republic
The establishment of the Islamic Republic and Wilayat al-faqih rule was not without conflict. "More than 7900" political prisoners were executed between 1981 and 1985. (According to historian Ervand Abrahamian, this compares with the "less than 100" killed by the monarchy during the eight years leading up to the revolution.) In addition, the prison system was "drastically expanded" and prison conditions made "drastically worse" under the Islamic Republic.[source: Anonymous "Prison and Imprisonment", ''Mojahed'', 174–256 (20 October 19838 August 1985).][Abrahamian, ''Tortured Confessions'' (1999), p.135-6, 167, 169] Press freedom was also tightened, with the international group the Reporters Without Borders
Reporters Without Borders (RWB; french: Reporters sans frontières; RSF) is an international non-profit and non-governmental organization with the stated aim of safeguarding the right to freedom of information. It describes its advocacy as found ...
declaring Iran one of the world's most repressive countries for journalists" for the first 40 years after the revolution (1980-2020).
Shortly before and after Khomeini died in June 1989, significant changes were made to the constitution and the concept of Wilāyat al-Faqīh.[
In January-February 1988 Khomeini publicly propounded the theory of ''velayat-e motlaqaye faqih'' ("the absolute authority of the jurist"), whereby obedience to the ruling jurist is to "be as incumbent on the believer as the performance of prayer", and the guardian jurist's powers "extend even to the temporary suspension of such essential rites of Islam as the ]hajj
The Hajj (; ar, حَجّ '; sometimes also spelled Hadj, Hadji or Haj in English) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for Muslims that must be carried ...
",[''Keyhan'', January 8, 1988] (despite the fact that his 1970 book insists that "in Islam the legislative power and competence to establish laws belongs exclusively to God Almighty").[ Khomeini, ''Islamic Government'', 1981: p.56]
The new theory was instigated by the need "to break the stalemate" within the Islamic Government on controversial items of social and economic legislation".[ Abrahamian, ''Khomeinism'', 1993: p.56]
In March 1989 Khomeini declared that only those clerics knowledgeable about "the problems of the day" -- the contemporary world and economic, social and political matters -- should rule, not "religious" clerics,[ despite the fact that he had spent decades denouncing secularism and the idea that the affairs of this world "were separate from the understanding of the sacred law".][ Abrahamian, ''Khomeinism'', 1993: p.35]
Also in that month, Khomeini's officially designated successor, Hussein-Ali Montazeri
Grand Ayatollah Hussein-Ali Montazeri ( fa, حسینعلی منتظری ; 24 September 1922 – 19 December 2009) was an Iranian Shia Islamic theologian, Islamic democracy advocate, writer and human rights activist. He was one of the leade ...
, was ousted, after he called for "an open assessment of failures" of the Revolution and an end to the export of revolution
Export of the revolution is actions by a victorious revolutionary government of one country to promote similar revolutions in unruled areas or other countries as a manifestation of revolutionary internationalism of certain kind, such as the Marxi ...
. As Montazeri was the only '' marjaʿ al-taqlid'' beside Khomeini who had been part of Khomeini's movement, and the only senior cleric trusted by Khomeini's network,[ and the constitution called for the Leader/Wali Al Faqih to be a marja', after Khomeini died the Assembly of Experts amended the constitution to remove scholarly seniority from the qualifications of the leader, accommodating the appointment of a "mid-ranking cleric" (]Ali Khamenei
Sayyid Ali Hosseini Khamenei ( fa, سید علی حسینی خامنهای, ; born 19 April 1939) is a Twelver Shia ''marja and the second and current Supreme Leader of Iran, in office since 1989. He was previously the third president o ...
), to be Leader.[
In the 21st century, many have noted a severe loss of prestige in Iran for the fuqaha (Islamic jurists),][Molavi, Afshin, ''The Soul of Iran'', Norton, (2005), p. 10.] and for the concept of Wilayat al-faqih. "In the early 1980s, clerics were generally treated with elaborate courtesy." 20 years later, "clerics are sometimes insulted by school children and taxi drivers and they quite often put on normal clothes when venturing outside Qom."[Who Rules Iran?](_blank)
Christopher de Bellaigue. ''New York Review of Books''. June 27, 2002. In Iraq
Iraq,; ku, عێراق, translit=Êraq officially the Republic of Iraq, '; ku, کۆماری عێراق, translit=Komarî Êraq is a country in Western Asia. It is bordered by Turkey to Iraq–Turkey border, the north, Iran to Iran–Iraq ...
, another Shia-majority country that is smaller and less stable than Iran and shares a border with it, sentiment against Iranian influence in 2019 led to demonstrations and attacks with Molotov cocktail
A Molotov cocktail (among several other names – ''see other names'') is a hand thrown incendiary weapon constructed from a frangible container filled with flammable substances equipped with a fuse (typically a glass bottle filled with flamma ...
s against the Iranian Consulate in Karbala
Karbala or Kerbala ( ar, كَرْبَلَاء, Karbalāʾ , , also ;) is a city in central Iraq, located about southwest of Baghdad, and a few miles east of Lake Milh, also known as Razzaza Lake. Karbala is the capital of Karbala Governorat ...
. Political forces alleged to be under the control of Iran there have sometimes been disparagingly referred to as "the arms of ''Wilayat al-Faqih''." Protesters in Iran have been heard to chant ‘Death to the dictator’ (''Marg Bar Diktator'', dictator a reference to the Supreme Leader), and “Death to velayat-e faqih”, during protests, which have become serious enough to see as many as 1,500 protesters killed by security forces (in one series of protests in late 2019 and early 2020).
Velayat-e Faqih in the Iranian constitution
According to the constitution of Iran, Islamic republic is defined as a state ruled by Islamic jurists (Fuqaha). Article Five reads
"During the Occultation of the Lord of the Age hat is, the Hidden Imam
A hat is a head covering which is worn for various reasons, including protection against weather conditions, ceremonial reasons such as university graduation, religious reasons, safety, or as a fashion accessory. Hats which incorporate mecha ...
the governance and leadership of the nation devolve upon the pious and just jurist who is acquainted with the circumstances of his age; courageous, resourceful, and possessed of administrative ability; and recognized and accepted as leader by the majority of the people"
(Other articles -- 107 to 112 -- specify the procedure for selecting the leader and list his constitutional functions.)
Articles 57 and 110 deliniate the power of the ruling jurist. Article 57 states that there are other bodies/branches in the government but they are all under the control/supervision of the Leader.
The power of government in the Islamic Republic are vested in the legislature, the judiciary, and the executive powers, functioning under the supervision of the absolute religious leader and the leadership of the ummah.
According to article 110 the supervisory powers of the
Supreme Leader as a Vali-e-faqih are:
*The ruling Jurist appoints the jurists to the guardian council;
* appointing the highest judicial authority in the country;
* holding supreme command over the armed forces;
* signing the certificate of appointment allowing the president to take office;
* dismissal of the president if he feels it is in the national interest;
* granting amnesty on the recommendation of the supreme court.
The constitution quotes many verses of the Quran (21:92, 7:157, 21:105, 3:28, 28:5) in support of its aims and goals.
In support of "the continuation of the Revolution at home and abroad. ... nd working withother Islamic and popular movements to prepare the way for the formation of a single world community", and "to assure the continuation of the struggle for the liberation of all deprived and oppressed peoples in the world." it quotes
*"This your community is a single community, and I am your Lord, so worship Me" 1:92,
In support of "the righteous" assuming "the responsibility of governing and administering the country" it quotes Quranic verse Q.21:105:
* "Verily My righteous servants shall inherit the earth"
and on the basis of two principles of the trusteeship and the permanent Imamate, rule is counted as a function of jurists. Ruling jurists must hold the religious office of "source of imitation" (be a ''marja'
Marji ( ar, مرجع, transliteration: ''marjiʿ''; plural: ''marājiʿ''), literally meaning "source to follow" or "religious reference", is a title given to the highest level of Twelver Shia authority, a Grand Ayatollah with the authority giv ...
al-taqlid'') and be permitted to deliver independent judgments on general principles (fatwas). Furthermore they must be upright, pious, committed experts on Islam, informed of the demands of the times, known as God-fearing, brave and qualified for leadership.
Chapter one of the constitution, where fundamental principles are expressed, article 2, 6a, states that "continuous ijtihad of the fuqaha uristspossessing necessary qualifications, exercised on the basis of the Qur'an and the Sunnah" is a principle in Islamic government.
Arguments and opinions
There is a wide spectrum of ideas about ''Wilāyat al-Faqīh'' among Ja'fari
Jaʿfarī jurisprudence ( ar, الفقه الجعفري; also called Jafarite in English), Jaʿfarī school or Jaʿfarī fiqh, is the school of jurisprudence (''fiqh'') in Twelver and Ismaili (including Nizari) Shia Islam, named after the sixth ...
(the Twelver Shia school of law) scholars, starting from
*restricting the scope of the doctrine to non-litigious matters ('' al-omour al-hesbiah''),[ people or things in Islamic society that lack a guardian over their interests (الامور الحسبیه), including unattended children, religious endowments (]waqf
A waqf ( ar, وَقْف; ), also known as hubous () or '' mortmain'' property is an inalienable charitable endowment under Islamic law. It typically involves donating a building, plot of land or other assets for Muslim religious or charitabl ...
),[ and property for which no specific person is responsible, as well as judicial matters, such as mediating disputes;
... and at the other extreme,
*the "absolute authority of the jurist" (''velayat-e motlaqaye faqih''), over all public matters, where the mandate of the ruling jurisprudent "are among the primary ordinances of Islam".] Here the ruling faqih has control over all public matters including governance of states; has such power over religious affairs that he can (temporary) suspend religious obligations, such as the salat
(, plural , romanized: or Old Arabic ͡sˤaˈloːh, ( or Old Arabic ͡sˤaˈloːtʰin construct state) ), also known as ( fa, نماز) and also spelled , are prayers performed by Muslims. Facing the , the direction of the Kaaba wit ...
prayer or hajj
The Hajj (; ar, حَجّ '; sometimes also spelled Hadj, Hadji or Haj in English) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for Muslims that must be carried ...
;[''Keyhan'', January 8, 1988] and is owed such deference that the obligation of Muslims to obey him is as important as the obligation to perform those religious obligations he has the power to suspend.[ Abrahamian, ''Khomeinism'', 1993: p.56]
As of 2011, (at least according to authors Alireza Nader, David E. Thaler and S. R. Bohandy), those in Iran who believe in velayat-e faqih tend to fall into one of three categories:
# those (such as conservatives like Mohammad-Taqi Mesbah-Yazdi
Ayatollah Taqi Mesbah ( fa, تقی مصباح; born Taqi Givechi, fa, تقی گیوهچی), commonly known as Mohammad-Taqi Mesbah-Yazdi ( fa, محمدتقی مصباح یزدی, 31 January 1935 – 1 January 2021) was an Iranian Shi' ...
and vigilantes who attack reformers), who believe in "absolute" velayat-e faqih and think those who do not are "betraying Khomeini and the Islamic Revolution";
#those (such as the late Ayatollah Hussein-Ali Montazeri
Grand Ayatollah Hussein-Ali Montazeri ( fa, حسینعلی منتظری ; 24 September 1922 – 19 December 2009) was an Iranian Shia Islamic theologian, Islamic democracy advocate, writer and human rights activist. He was one of the leade ...
) who believe that the leader exercising velayat-e-faghih should be a "religious-ideological guardian" not chief executive, subject to democratic constraints such as direct elections, term limits, etc.; and
#those who believe faqih should not be involved in politics ("the "quietist" or "traditional concept") and question the need for a Supreme Leader — a view that is outside the "red lines" of the Islamic Republic, notwithstanding its acceptance elsewhere in the Shi'i world.
The doctrinal basis of the Guardianship of the Islamic Jurist comes at least in part from hadith where the Islamic prophet Muhammad is reported to have said
العلماء ورثة الأنبياء
"The ulama
In Islam, the ''ulama'' (; ar, علماء ', singular ', "scholar", literally "the learned ones", also spelled ''ulema''; feminine: ''alimah'' ingularand ''aalimath'' lural are the guardians, transmitters, and interpreters of religious ...
are the inheritors of the prophets".
The issue was mentioned by the earliest Shi'i
Shīʿa Islam or Shīʿīsm is the second-largest branch of Islam. It holds that the Islamic prophet Muhammad designated ʿAlī ibn Abī Ṭālib as his successor (''khalīfa'') and the Imam (spiritual and political leader) after him, most ...
mujtahids such as al-Shaykh Al-Mufid
Abu 'Abd Allah Muhammad ibn Muhammad ibn al-Nu'man al-'Ukbari al-Baghdadi, known as al-Shaykh al-Mufid () and Ibn al-Mu'allim (c.9481022 CE), was a prominent Twelver Shia theologian. His father was a teacher (''mu'allim''), hence the name Ibn ...
(948–1022), and enforced for a while by Muhaqqiq Karaki during the era of Tahmasp I
Tahmasp I ( fa, طهماسب, translit=Ṭahmāsb or ; 22 February 1514 – 14 May 1576) was the second shah of Safavid Iran from 1524 to 1576. He was the eldest son of Ismail I and his principal consort, Tajlu Khanum. Ascending the throne after t ...
(1524–1576). However, according to John Esposito
John Louis Esposito (born May 19, 1940) is an Italian-American academic, professor of Middle Eastern and religious studies, and scholar of Islamic studies, who serves as Professor of Religion, International Affairs, and Islamic Studies at Geor ...
in ''The Oxford Dictionary of Islam
''The Oxford Dictionary of Islam'' is a dictionary of Islam, published by the Oxford University Press, with John Esposito as editor-in-chief.
Overview
The dictionary contains over 2,000 entries on a wide range of Islamic related topics.
Refere ...
'', the first Islamic scholar to advance the theory of the Guardianship of the Islamic Jurist (and who "developed a notion of 'rule of the jurist'") came much later -- Morteza Ansari
Grand Ayatollah Sheikh Murtadha al-Ansari al-Tostari (1781–1864), ( ar, مرتضی الأنصاري التستري; fa, مرتضی انصاری شوشتری ), also transliterated as Mortaza Ansari Shushtari, was a Shia jurist who "was general ...
(~1781–1864).
Mohamad Bazzi dates "the concept of wilayat al-faqih" as a model "of political rule" from "the early nineteenth century".
Two kinds of ''Wilayah/velayat'' (guardianship) can be understood. The first kind mentioned in various chapters of Shia fiqh discusses Wilayah over the dead and Wilayah over those not deceased but having some disability in protecting their interests, such as the insane (سفيه), absentee (غائب), poor (فقير), etc. For example:وَلَا تَقْتُلُوا۟ ٱلنَّفْسَ ٱلَّتِى حَرَّمَ ٱللَّهُ إِلَّا بِٱلْحَقِّ ۗ وَمَن قُتِلَ مَظْلُومًۭا فَقَدْ جَعَلْنَا لِوَلِيِّهِۦ سُلْطَـٰنًۭا فَلَا يُسْرِف فِّى ٱلْقَتْلِ ۖ إِنَّهُۥ كَانَ مَنصُورًۭا
Do not take a ˹human˺ life—made sacred by Allah—except with ˹legal˺ right. If anyone is killed unjustly, We have given their heirs the authority, but do not let them exceed limits in retaliation, for they are already supported ˹by law˺. (Q.17:33)
refers to heirs of someone killed unjustly (not killed in accordance with sharia
Sharia (; ar, شريعة, sharīʿa ) is a body of religious law that forms a part of the Islamic tradition. It is derived from the religious precepts of Islam and is based on the sacred scriptures of Islam, particularly the Quran and the H ...
). This type of Wilayah does not applied to society at large, because none of mentioned conditions hold for the majority of a society.
The second kind of ''Wilayah'' which appears in principles of faith and kalam
''ʿIlm al-Kalām'' ( ar, عِلْم الكَلام, literally "science of discourse"), usually foreshortened to ''Kalām'' and sometimes called "Islamic scholastic theology" or "speculative theology", is the philosophical study of Islamic doc ...
discusses Wilayah over sane people.
According to Ahmed Vaezi,
"Imami 2er Shi'itheologians refer to the Qur’an (especially Chapter 5, Verse 55) and prophetic traditions to support the exclusive authority (i.e. exclusive Wilayat) of the Imams".
إِنَّمَا وَلِيُّكُمُ ٱللَّهُ وَرَسُولُهُۥ وَٱلَّذِينَ ءَامَنُوا۟ ٱلَّذِينَ يُقِيمُونَ ٱلصَّلَوٰةَ وَيُؤْتُونَ ٱلزَّكَوٰةَ وَهُمْ رَٰكِعُونَ
Your ally is none but Allah and hereforeHis Messenger and those who have believed - those who establish prayer and give zakah, and they bow n worship (Q.5:55)
In Q.5:55, "those who believe”, may sound like it refers to Muslim believers in general but actually refers to the Imams according to Shi’a commentators according to Ahmed Vaezi. Sunni Muslims do not believe "those who believe" refers to the Imams.
Limited role for Guardianship
Traditionally Shi'i
Shīʿa Islam or Shīʿīsm is the second-largest branch of Islam. It holds that the Islamic prophet Muhammad designated ʿAlī ibn Abī Ṭālib as his successor (''khalīfa'') and the Imam (spiritual and political leader) after him, most ...
jurists have tended to this interpretation, and for most Muslims ''Wilayat al-Faqih'' "meant no more than legal guardianship of senior clerics over those deemed incapable of looking after their own interests — minors, widows, and the insane"[ Abrahamian, ''Khomeinism'', 1993: p.19] (known as ‘mawla alayh’, one who is need of a guardian).
Political power was to be left to Shi'i monarchs called "Sultans". They should defend the territory against the non-Shi'a. For example, according to Iranian historian Ervand Abrahamian
Ervand Abrahamian; hy, Երուանդ Աբրահամեան (born 1940) is an Iranian-American historian of the Middle East. He is Distinguished Professor of History at Baruch College and the Graduate Center, CUNY, Graduate Center of the City Un ...
, in centuries of debate among Shi'i scholars, none have "ever explicitly contended that monarchies per se were illegitimate or that the senior clergy had the authority to control the state.[ Most scholars viewed the 'ulama's main responsibilities (i.e. their guardianship) as being:
* to study the law based on the Qur'an, Sunnah and the teachings of the Twelve Imams.
* to use reason
* to update these laws;
* issue pronouncements on new problems;
* adjudicate in legal disputes; and
* distribute the ]Khums
In Islam, khums ( ar, خُمْس , literally 'one fifth') refers to the required religious obligation of any Muslims to pay 20% of their acquired wealth from certain sources toward specified causes. It is treated differently in Shia and Su ...
contributions to worthy widows, orphans
An orphan (from the el, ορφανός, orphanós) is a child whose parents have died.
In common usage, only a child who has lost both parents due to death is called an orphan. When referring to animals, only the mother's condition is usuall ...
, seminary
A seminary, school of theology, theological seminary, or divinity school is an educational institution for educating students (sometimes called ''seminarians'') in scripture, theology, generally to prepare them for ordination to serve as clergy, ...
students, and indigent male descendants of the Prophet.[
Ahmed Vaezi (a supporter of the rule of the Islamic jurist) lists the "traditional roles and functions that qualified jurists undertake as deputies of the Imam", and that "in the history of Imami Shi’ism, ''marja’aiyya'' (authorative reference) has largely been restricted to":]
# providing fatwas ("legal and juridical decrees") as a “Marja’a taqleed”, for those who "lack sufficient knowledge of Islamic law and the legal system (Shari’ah)" (which Vaezi insists is not part of guardianship/''Wilayat al-Faqih'');
# mediating disputes and judging in legal cases. (which Vaezi insists Imamis believe is a "function of Wilayat al-qada or al-hukuma);
# Hisbiya Affairs (''Al-Umur al-Hisbiya''), i.e. providing a guardian for those who need one (for example, when the father of a minor or an insane person dies. Also religious endowments, inheritance and funerals). Imami jurists disagree (according to Vaezi) over whether this role is "appointed by the Shari’ah" or just a good idea because jurists are "naturally the best suited for the role".
This view "dominated Shi’a discourse on issues of religion and governance for centuries before the Islamic Revolution", and still dominates it both in Najaf
Najaf ( ar, ٱلنَّجَف) or An-Najaf al-Ashraf ( ar, ٱلنَّجَف ٱلْأَشْرَف), also known as Baniqia ( ar, بَانِيقِيَا), is a city in central Iraq about 160 km (100 mi) south of Baghdad. Its estimated popula ...
and Karbala
Karbala or Kerbala ( ar, كَرْبَلَاء, Karbalāʾ , , also ;) is a city in central Iraq, located about southwest of Baghdad, and a few miles east of Lake Milh, also known as Razzaza Lake. Karbala is the capital of Karbala Governorat ...
-- "Shi’a centers of thought" away from the power of the Islamic Republic of Iran -- and even within the IRI is still influential in the Iranian holy city of Qom.
Supporters of keeping Wilayat out of politics and governance argue univeral wilayat puts sane adults in the same category as those who are impotent in their affairs, and need a guardian to protect their interests.
This is not to say that sane, adult Shi'i do not seek and follow religious guidance from faqih. A long standing doctrine in Shi'i is that (Shi'i) Muslims should have a faqih "source to follow" or "religious reference", known as a '' Marjaʿ al-taqlid''. Marjaʿ receive tithe
A tithe (; from Old English: ''teogoþa'' "tenth") is a one-tenth part of something, paid as a contribution to a religious organization or compulsory tax to government. Today, tithes are normally voluntary and paid in cash or cheques or more r ...
s from their followers and issue fatwa
A fatwā ( ; ar, فتوى; plural ''fatāwā'' ) is a legal ruling on a point of Islamic law (''sharia'') given by a qualified '' Faqih'' (Islamic jurist) in response to a question posed by a private individual, judge or government. A jurist i ...
to them, but unlike Wali al-Faqih, it is the individual Muslim who chooses the marjaʿ, and the marja' do not have the power of the state or militias to enforce their commands.
A minority view was that senior faqih had the right to enter political disputes "but only temporarily and when the monarch endangered the whole community".[ Abrahamian, ''Khomeinism'', 1993: p.20] (An example being the December 1891 fatwa by Mirza Shirazi al-Mujadid al-Shirazi, ar, المجدد الشيرازي
, birth_name =
, birth_date = April 25, 1815
, birth_place = Shiraz, Qajar Iran
, death_date =
, death_place = Samarra, Ottoman Iraq
, resting_ ...
declaring tobacco forbidden, a successful effort to undermine the 1890 tobacco concession granted to the United Kingdom by Nasir al-Din Shah
Naser al-Din Shah Qajar ( fa, ناصرالدینشاه قاجار; 16 July 1831 – 1 May 1896) was the fourth Shah of Qajar Iran from 5 September 1848 to 1 May 1896 when he was assassinated. He was the son of Mohammad Shah Qajar and Malek ...
of Persia, giving British control over growth, sale and export of tobacco.)
Guardian as ruler
Khomeini
In an early work (''Kashf al-Asrar'', ''Secrets Revealed'', published in the 1940s), Khomeini had made ambiguous statements, arguing that “the state must be administered with the divine law, which defines the interests of the country and the people, and this cannot be achieved without clerical supervision (''nezarat-e rouhanı'')”,[Khomeini, mamSeyyed Ruhollah Musavi- n.d. ]944
Year 944 (Roman numerals, CMXLIV) was a leap year starting on Monday (link will display the full calendar) of the Julian calendar.
Events
By place
Byzantine Empire
* Arab–Byzantine wars, Arab–Byzantine War: Byzantine forces are de ...
Kashf al-Asrar, n.p. ehran p.222. Quoted in but had not called for Jurists to rule or for them to replace monarchs -- "we do not say that government must be in the hands of the ''faqih'',[ and had also asserted that the practical
"power of the mujtaheds" (i.e. faqih who have sufficient learning to conduct independent reasoning, known as ]Ijtihad
''Ijtihad'' ( ; ar, اجتهاد ', ; lit. physical or mental ''effort'') is an Islamic legal term referring to independent reasoning by an expert in Islamic law, or the thorough exertion of a jurist's mental faculty in finding a solution to a le ...
)
excludes the government and includes only simple matters such as legal rulings, religious judgments, and intervention to protect the property of minors and the weak. Even when rulers are oppressive and against the people, they he mujtahedswill not try to destroy the rulers.[
]
While there are no sacred texts of Shia (or Sunni) Islam that include a straightforward statement that the Muslim community should or must be ruled over by Islamic jurists, Khomeini maintained there were "numerous traditions adiththat indicate the scholars of Islam are to exercise rule during the Occultation".[ Khomeini, ''Islamic Government'', 1981: p.81]
The first one he offered as proof was a saying addressed to a corrupt, but well-connected judge in early Islam, attributed to the first Imam, 'Ali
Ali is a common unisex name.
In Arabic, Ali is derived from the Arabic root ʕ-l-w, which literally means "high", "elevated" or "champion", and is used as both a given name and surname. Islamic traditional use of the name goes back to the Isla ...
--
*"The seat you are occupying is filled by someone who is a prophet, the legatee of a prophet, or else a sinful wretch"[ Khomeini, ''Islamic Government'', 1981: p.81]
—is given as evidence on the grounds that when the hadith says a judge is addressed, that must mean he is a trained Islamic jurist since they are "by definition learned in matters pertaining to the function of judge",[ Khomeini, ''Islamic Government'', 1981: p.84] and since trained jurists are neither sinful wretches nor prophets, by process of elimination "we deduce from the tradition" not that Ali is shaming the judge for exceeding his authority but "that the fuqaha (jurists) are the legatees."[ Since the prophet was given the power to rule over the Muslim community and all it conquered, his legacy includes that same power.
Other hadith Quranic verses and include
*"Obey those among you who have authority" (Q.4:59)
where the authorities in the verse are religious judges according to Khomeini;][
*when ]Ali
ʿAlī ibn Abī Ṭālib ( ar, عَلِيّ بْن أَبِي طَالِب; 600 – 661 CE) was the last of four Rightly Guided Caliphs to rule Islam (r. 656 – 661) immediately after the death of Muhammad, and he was the first Shia Imam ...
said his successors were
"those who transmit my statements and my traditions and teach them to the people"
and also ordered "all believers to obey his successors", this meant his successors were jurists and Muslim should obey not just their religious teachings but their orders as rulers;
*the Seventh Imam had praised religious judges as "the fortress of Islam";[
*The twelfth Imam had preached that future generations should obey those who knew his teachings since those people were his representatives among the people in the same way as he was God's representative among believers.][ Abrahamian, ''Khomeinism'', 1993: p.24-25]
Khomeini preached that God had created sharia
Sharia (; ar, شريعة, sharīʿa ) is a body of religious law that forms a part of the Islamic tradition. It is derived from the religious precepts of Islam and is based on the sacred scriptures of Islam, particularly the Quran and the H ...
to guide the Islamic community (ummah
' (; ar, أمة ) is an Arabic word meaning "community". It is distinguished from ' ( ), which means a nation with common ancestry or geography. Thus, it can be said to be a supra-national community with a common history.
It is a synonym for ' ...
), the state to implement sharia
Sharia (; ar, شريعة, sharīʿa ) is a body of religious law that forms a part of the Islamic tradition. It is derived from the religious precepts of Islam and is based on the sacred scriptures of Islam, particularly the Quran and the H ...
, and faqih to understand and implement sharia
Sharia (; ar, شريعة, sharīʿa ) is a body of religious law that forms a part of the Islamic tradition. It is derived from the religious precepts of Islam and is based on the sacred scriptures of Islam, particularly the Quran and the H ...
.[
Shortly before he died, Khomeini gave perhaps his strongest statement about the power of the Wilayat al-Faqih in a letter to Ayatollah ]Ali Khamenei
Sayyid Ali Hosseini Khamenei ( fa, سید علی حسینی خامنهای, ; born 19 April 1939) is a Twelver Shia ''marja and the second and current Supreme Leader of Iran, in office since 1989. He was previously the third president o ...
(later the second Supreme Leader of Iran
The Supreme Leader of Iran ( fa, رهبر ایران, rahbar-e irān) is the List of heads of state of Iran, head of state of the Iran, Islamic Republic of Iran. The Supreme Leader directs the Government of the Islamic Republic of Iran, executiv ...
:
The government or the absolute guardianship (''al-wilayat al-mutlaqa'') that is delegated to the noblest messenger of Allah is the most important divine law and has priority over all other ordinances of the ivinelaw. If the powers of the government were restricted to the framework of ordinances of the law then the delegation of the authority to the Prophet would be a senseless phenomenon. I have to say that government is a branch of the Prophet's absolute Wilayat and one of the primary (first order) rules of Islam that has priority over all ordinances of the law even praying, fasting and Hajj…The Islamic State could prevent implementation of everything – devotional and non- devotional – that so long as it seems against Islam's interests.
Baqir Sharif al-Qurashi
Shi'i cleric Baqir Sharif al-Qurashi argues in Al-Islam that a hadith states Shia Imam Ja'far al-Sadiq
Jaʿfar ibn Muḥammad ibn ʿAlī al-Ṣādiq ( ar, جعفر بن محمد الصادق; 702 – 765 CE), commonly known as Jaʿfar al-Ṣādiq (), was an 8th-century Shia Muslim scholar, jurist, and theologian.. He was the founder of th ...
(founder of the Jaʿfarī school of Islamic jurisprudence) once told two Shi'a individuals who sought arbitration to a dispute and were thinking of taking it to the government magistrate, that "Almighty Allah ... has commanded shunning the tyrants,” so that any Shia who "presents his case to a tyrant" for arbitration, the "verdict that Shi'i receives "is invalid, even though it may be his lawful right". Instead they should take their disagreement to one "who relates our traditions and narrations to you and who considers our permitted and prohibited and who possesses knowledge and information about our commands". Al Quarshi interpreted this to mean that al-Sadiq meant "those "who relates our traditions and narrations to you" were Shi'i jurists, and those jurists now had "a general Wilayat" (general guardianship) and "the authority as the ruler and point of reference for all Muslims in their social aspects". "''The'' ingularreligious jurisprudent" should not only collect and distribute funds to the poor and needy, lead and fund "the colleges of religious sciences", but also "takes care" of and be "concerned for everything regarding the world of Islam", rising to defend Muslim lands from the attacks of infidels throughout the Muslim world
Supporters of absolute guardianship cite verse 62 of sura 24 and believe that collective affairs () are under the Guardianship of the Islamic Jurist at most. Those scholars who believe in the necessity of establishing an Islamic state say that within the boundary of public affairs the guardianship must be absolute, otherwise the state can not govern the country.
Ahmed Vaezi
Ahmed Vaezi (b. 1963), an Iranian Shi'i cleric and academic, defends the principle of the universal and absolute guardianship of the Wali al-Faqih (guardian jurist) in a number of ways. Shi'a should not say they have no need for a Wali because they already follow a Marja'. The two have different roles, with ''marja’aiyya'' having nothing to do with ''wilayat'' (guardianship). Marja' issue ''fatwa
A fatwā ( ; ar, فتوى; plural ''fatāwā'' ) is a legal ruling on a point of Islamic law (''sharia'') given by a qualified '' Faqih'' (Islamic jurist) in response to a question posed by a private individual, judge or government. A jurist i ...
'' (answers to religious questions on practical matters in Islam by making deductions from their religious knowledge) while Wali issue hukm
''Ahkam'' (, ar, أحكام "rulings", plural of ()) is an Islamic term with several meanings. In the Quran, the word ''hukm'' is variously used to mean arbitration, judgement, authority, or God's will. In the early Islamic period, the Khari ...
(decrees intended to "effectively organize and resolve difficulties within Muslim society").
While a fatwa may sometimes conflict with a hukm, the Muslim must obey the Wali over the marja' because the order/hukm "is binding upon all Muslims" -- including other faqih and including Muslims outside of the political jurisdiction of the Wali (i.e. outside Iran). This is because the Wali is a "the just and capable jurist ... appointed as hakim", a "wilayat al-qada' administering justice, and so must be obeyed, as explained in the hadith where Imam Ja'far al-Sadiq
Jaʿfar ibn Muḥammad ibn ʿAlī al-Ṣādiq ( ar, جعفر بن محمد الصادق; 702 – 765 CE), commonly known as Jaʿfar al-Ṣādiq (), was an 8th-century Shia Muslim scholar, jurist, and theologian.. He was the founder of th ...
proclaims:
I have appointed him a hakim over you. If such a person orders (judges) according to our ruling and the person concerned does not accept it, then he has shown contempt for the ruling of God and rejects us; and he who rejects us, actually rejects Allah and such a person is close to association hirkwith Allah
Vaezi reassures those who are worried by the "unlimited and absolute scope of authority" in absolute guardianship that it is "totally different" from "totalitarian and dictatorial government". Absolute guardianship will not be like an absolutism in the Western sense
because the Wali will have the qualities of "justice, piety and the necessary socio-political perspicacity", and will be "dismissed" if "he fails to meet one of them".
Concerning the controversy over "whether or not" the faqih possessing absolute guardianship "may issue orders that disregard the commands of the Shari’ah
Sharia (; ar, شريعة, sharīʿa ) is a body of religious law that forms a part of the Islamic tradition. It is derived from the religious precepts of Islam and is based on the sacred scriptures of Islam, particularly the Quran and the H ...
", Vaezi notes that laws of "the second order" (''al-ahkam al sanavy'') are only temporary commands reversing sacred law because of some "significant damage, distress and constriction or disorder"; ‘first order’ laws (''al-ahkam al-awaly'') remain intact. However, he then goes on to explain that under the "revolutionary view" of Ayatollah Khomeini, "Shari’ah … is not the ultimate goal". Islamic laws are only "a means" to an end. The end is "the protection of Islam and the extension of Justice". For Khomeini "the Islamic State is not merely one part of Islam amongst others, but it is Islam itself".
Amongst his Vaezi's other defenses of absolute guardianship is that it is much superior to the institution of the Caliph -- the Sunni Islamic concept of ruler. Comparing the Sunni theory of the caliphate (based on historical Caliphates) with the Shi'i theory of the Wali (based on theory), Vaezi notes one important "distinction between" them is (according to Vaezi) comes as a logical consequence of Sunni belief in predestination, namely for Sunnis "it doesn't matter who governs or how he obtains authority, for in any case and circumstance it would be subject to the will of God". Consequently, "there are several means by which a caliph may be elected", so that "there is no unique way to legitimize political power" and also "no procedure for the people to depose an unjust ruler". In contrast the Shi'i Wali al-Faqih must be brought to power by "divine installation" (Vaezi doesn't specify how this would take place) because they are "representatives of the hidden Imam"; and must be just, fair, and have expertise is fiqh.
The ruling Wali is a natural progression from God(who several verses in the Quran (Q.3:68, Q.2:257, Q.4:45), describe as a wali over the believers); to the Prophet Muhammad (who is also described as such (Q.5:55, Q.33:6)); to the Imams (who are described as Wali in numerous Shi'i hadith). So it is natural that the next religious figure down also have the "univeral" powers that Muhammad and the Imams had. This argument is also applied again the complaint that giving a Faqih general powers over the public puts sane adults in the same category as minors and the mentally ill. God, Muhammad and the Imams' powers were total, despite the fact their subjects were sane adults.
Ahmed Vaezi argues that various distinguished faqih scholars have insisted that faqih (or at least mujtahid
''Ijtihad'' ( ; ar, اجتهاد ', ; lit. physical or mental ''effort'') is an Islamic legal term referring to independent reasoning by an expert in Islamic law, or the thorough exertion of a jurist's mental faculty in finding a solution to a le ...
) have the authority to judge, to collect taxes (Shaikh Zain ul-Din b.911 AH), lead prayers (Shaykh al-Mufid and others); lead "Jumah prayer (al-Karaki), judge, collect Islamic taxes (Muhammad ibn Makki d 786 AH); not only judge and sentence wrong doers but administer the punishment, (Muhaqqiq al-Karaki); be given authority for “all the affairs attendant upon the deputyship … of the infallible ones” (al-Muhaqqiq al-Karaki); that their “social status is the same as the Imam”, (Shaykh Muhammad Hassan); that there is "consensus (Ijmaa)… that the fuqaha (jurists) of integrity (''Jame al-Sharayeti''), who have all the perfect, necessary qualities to undertake the vicegerency are the deputy of the Imam of the time…" (Hajj Aqa Reza Hamedani).
So these jurists are talking about how faqih should or are being deputy of the Imam, or attending to the affairs of the Shia, or "…carrying out Islamic sentences and implementing religious injunctions", these are duties that “require him to be entrusted with universal authority". And if they have universal authority they have authority to rule/govern! All of which demonstrates that the concept of universal wilayat of the jurist was not new with Ayatollah Khomeini.[
]
Criticism of guardian as ruler
While the use of scholars of fiqh as legal guardians for those not capable of looking after their own interest is universally accepted in 12er Islam, there have been a number of criticisms made against Islamic clerics serving as guardians over sane adults, specifically governing them, and especially about its application in the Islamic Republic of Iran.
All Shi'a agree that a good Muslim must have an Islamic jurist, known as a ''Marja’a e-taqleed'', "as a source of guidance and imitation", in the absence of the infallible Imam. But traditionally it was the individual (Shi'i) Muslim who decided what Marja’ they were going to follow (as of 2022 there were several dozen to choose from, mostly located in Iraq and Iran), and they were not punished by the state if they failed to obey them. Following the establishment of the velayat-e faqih system in Iran
Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
, doctrinal differences between individual ''marjas'' and the Supreme Leader faqih caused conflicts. Differences of opinion between the Supreme leader and other Marjas over issues such as the permissibility in Islam of chess playing, listening to music, or whether to continue fighting a war with Iraq, have presented challenges for the velayat-e faqih system in Iran.
Shortly before and after Khomeini died, significant changes were made to the constitution and the concept of Wilāyat al-Faqīh, including at least one that "unwittingly undermined the intellectual foundations" of rule by Islamic jurist, according to one critic (Ervand Abrahamian
Ervand Abrahamian; hy, Երուանդ Աբրահամեան (born 1940) is an Iranian-American historian of the Middle East. He is Distinguished Professor of History at Baruch College and the Graduate Center, CUNY, Graduate Center of the City Un ...
).[
Disputes within the Islamic Government compelled Khomeini himself to proclaim in January 1988 that 'I should state that the government, which is part of the absolute deputyship of the Prophet, is one of the primary injunctions of Islam and has priority over all secondary injunctions, even prayers fasting and hajj".]
which "elevated the state's preservation to a primary central injunction (''al-ahkam al-awwaliyya'') and downgraded rituals (e.g., the obligatory prayers and fasting) to secondary injunctions (''al-ahkam al-thanawiyya'')", a major theological innovation and seemingly in contradiction for the rationale Khomeini gave for the need for an Islamic government of Wilāyat al-Faqīh:
... in Islam the legislative power and competence to establish laws belongs exclusively to God Almighty. The Sacred Legislator of Islam is the sole legislative power. No one has the right to legislate and no law may be executed except the law of the Divine Legislator. ... The law of Islam, divine command, has absolute authority over all individuals and the Islamic government. Everyone, including the Most Noble Messenger (s) and his successors, is subject to law and will remain so for all eternity—the law that has been revealed by God, Almighty and Exalted,... [ Khomeini, ''Islamic Government'', 1981: p.55-6]
Although the constitution states that the leadership clauses, especially those stipulating that ultimate authority resides in the senior religious jurists, were to endure until the Mahdi reappeared on earth to rule; ten years after the constitution was approved the Assembly of Experts "drastically" revamped these clauses.[ Abrahamian, ''Khomeinism'', 1993: p.33]
Although the constitution states that the leadership clauses, especially those stipulating that ultimate authority resides in the senior religious jurists, were to endure until the Mahdi reappeared on earth to rule; ten years after the constitution was approved the Assembly of Experts "drastically" revamped these clauses.[ In 1989 Khomeini's officially designated successor, ]Hussein-Ali Montazeri
Grand Ayatollah Hussein-Ali Montazeri ( fa, حسینعلی منتظری ; 24 September 1922 – 19 December 2009) was an Iranian Shia Islamic theologian, Islamic democracy advocate, writer and human rights activist. He was one of the leade ...
, was ousted after calling for "an open assessment of failures" of the Revolution and an end to the export of revolution
Export of the revolution is actions by a victorious revolutionary government of one country to promote similar revolutions in unruled areas or other countries as a manifestation of revolutionary internationalism of certain kind, such as the Marxi ...
, Khomeini responded by calling for a meeting of the Assembly of Experts to "discuss him." Unfortunately Montazeri was the only '' marjaʿ-e taqlid'' beside Khomeini who had been part of Khomeini's movement and the only senior cleric who "trusted" the revolutionary movement's "version of Islam".[ After Khomeini died, the Assembly of Experts quickly amended the constitution", modifying Article 109 to remove scholarly seniority from the qualifications of the leader, so a faqih whose scholarly ranking was lower but political standing much higher (former president ]Ali Khamenei
Sayyid Ali Hosseini Khamenei ( fa, سید علی حسینی خامنهای, ; born 19 April 1939) is a Twelver Shia ''marja and the second and current Supreme Leader of Iran, in office since 1989. He was previously the third president o ...
), be appointed Leader.[ It has been argued credibly that the resulting disjunction of political leadership from seniority in the learned hierarchy of Iranian Shiʿism effectively brings the implementation of velayat-e faqih to an end.
Khomeini preached that because Muslims accepted and recognized sharia law "as worthy of obedience", a government ruling according to sharia would "truly belong to the people",][ Khomeini, ''Islamic Government'', 1981: p.56] unlike those secular states with "sham parliaments".[ Khomeini, ''Islamic Government'', 1981: p.54] But despite his confidence in the support of the people for rule by Sharia via jurists, in public proclamations "during the revolution" and before the overthrow of the monarchy, Khomeini made "no mention" of ''velayat-e faqih''.
When a campaign started to install ''velayat-e faqih'' in the new Iranian constitution, critics complained that he had become the leader of the revolution promising to advise, rather than rule, the country after the Shah was overthrown, when in fact he had developed his theory of rule by jurists not by democratic elections and spread it among his followers years before the revolution started;[ Abrahamian, ''Iran between two revolutions'', 1982: p.534-5] It is a complaint that some continue to make.
The execution of the theory of rule by Islamic jurists has been criticized on utilitarian grounds (as opposed to religious grounds), by those who argue that it has simply not done what Khomeini said his theory would do. The goals of ending poverty, corruption, national debt, or compelling un-Islamic government to capitulate before the Islamic government's armies, have not been met; nor have even more modest and basic goals like downsizing the government bureaucracy,
[ Abrahamian, ''Khomeinism'', 1993: p.55] using only senior religious jurists or arja for the post of faqih guardian/ Supreme Leader,[ Abrahamian, ''Khomeinism'', 1993: pp. 34-5.]
Opposition among scholars
According to Ali Mamouri, writing in 2013, the Islamic Republic of Iran, "has never been able to establish a stable and harmonious relationship between the Shiite seminaries of Qom and Najaf". "Most" of the "spiritual references" aka marjaʿ in Qom (at least in 2013) do not supporting the regime's position on velayat-e faqih, even though it has led to a number of them being placed under house arrest and barred "from expressing their views and ideas or continuing their teaching and religious duties". Najaf religious leaders present an even greater problem as Najaf is outside the border of Iran and so its marjaʿ cannot be incarcerated by Iran.
As of 2020, the " four leading Marja' of Najaf (Ali al-Sistani, Bashir al-Najafi, Muhammad al-Fayadh, Muhammad Saeed al-Hakim) actively oppose Ruhollah Khomeini's concept of guardianship, and a large segment of the clerical Shia community in general does not accept the theory of velayat-e-faqih and believes the clergy should stay away from politics. The majority of Shi'a accepted the late Grand Ayatollah Seyyed Hossein Borujerdi
Grand Ayatollah Sayyid Hossein Ali Tababataei Borujerdi ( Luri/ fa, آیت الله العظمی سید حسین طباطبایی بروجردی; 23 March 1875 – 30 March 1961) was a leading Iranian Shia Marja' in Iran from approximately 1947 ...
(1875–1961) as their Marja' al Taqlid (source of emulation), including his student, Ayatollah Ruhollah Khomeini
Ruhollah Khomeini, Ayatollah Khomeini, Imam Khomeini ( , ; ; 17 May 1900 – 3 June 1989) was an Iranian political and religious leader who served as the first supreme leader of Iran from 1979 until his death in 1989. He was the founder of ...
.
Throughout his life, Borujerdi, who was a quietist and therefore refrained from taking political stances, forbid his student Khomeini from engaging in non-religious matters.
It was only after Borujerdi's death that Khomeini published his first political and social treatise in which he explicitly called for active participation in political matters.
Regarding Guardianship, several senior faqih have written on the exclusivity of the authority of the Imams, the limits of the authority of faqih, and the dangers to faqih and to Islam of the corruption of power.
Al-Shaykh Al-Mufid
''Unlike Sunnis'' who believe in appointment of the Islamic Caliph through Ijm'a or Shura, Imamiyya Shia say that the Imam and the legitimate Caliph of the Islamic nation must ''only'' ''be appointed by God''; that appointment may ''be known'' through the declaration of the Prophet or the preceding Imam.
''Divine'' authority to rule an Islamic State, traditional Shia believe, is vested exclusively with the Infallible Imams of Ahlulbayt, making no exceptions for rule by jurists in their absence. In the words of Al-Shaykh Al-Mufid
Abu 'Abd Allah Muhammad ibn Muhammad ibn al-Nu'man al-'Ukbari al-Baghdadi, known as al-Shaykh al-Mufid () and Ibn al-Mu'allim (c.9481022 CE), was a prominent Twelver Shia theologian. His father was a teacher (''mu'allim''), hence the name Ibn ...
:
سلطان الإسلام المنصوب من قبل الله تعالى، وهم أئمة الهدى من آل محمد عليهم السلام
“The Islamic Ruler is he who is appointed divinely by the Almighty Allah and they are the Imams of Guidance from the Progeny of Muhammad, peace be upon them all.”[Sheikh al-Mufid in al-Muqni'a (p.810)]
Al-Sistani
According to one of the most senior scholars in Shia Islam, Sayyid Sistani, Guardianship of the Islamic Juristmeans every jurisprudent (Faqih) has guardianship (''wilayah'') over non-litigious affairs. Non-litigious affairs are technically called ''al-omour al-hesbiah''. As for general affairs with which social order is linked, ''wilayah'' of a Faqih and enforcement of ''wilayah'' depend on certain conditions one of which is popularity of acceptability of Faqih among majority of faithful (''momeneen'').
Notwithstanding his indirect but decisive role in most major Iraqi political decisions, Grand Ayatollah Ali Sistani
Ali al-Husayni al-Sistani ( ar, علي الحسيني السيستاني; fa, , Ali-ye Hoseyni-ye Sistāni; born 4 August 1930), commonly known as Ayatollah Sistani, is an Iranian–Iraqi Twelver Shia Ayatollah and marja'. He has been describe ...
has often been identified with the quietist
Quietism is the name given (especially in Roman Catholic theology) to a set of contemplative practices that rose in popularity in France, Italy, and Spain during the late 1670s and 1680s, particularly associated with the writings of the Spanis ...
school of thought, which seeks to keep religion out of the political sphere until the return of the Imam of the Age (the ''Mahdi'').
Al-Khoei
Similarly, Sistani's mentor the Late Grand Ayatollah Sayyid Abul Qasim al-Musawi al-Khoei (1899-1992), the leading Shia ayatollah at the time Khoemini's book on his theory of Wilayat al-Faqih was published, rejected Khomeini's argument on the grounds that
* The authority of faqih — is limited to the guardianship of widows and orphans — could not be extended by human beings to the political sphere.
* In the absence of the Hidden Imam
Muḥammad ibn al-Ḥasan al-Mahdī ( ar, محمد بن الحسن المهدي) is believed by the Twelver Shia to be the last of the Twelve Imams and the eschatological Mahdi, who will emerge in the end of time to establish peace and justic ...
(the 12th and last Shi'a Imam), the authority of jurisprudence was not the preserve of one or a few fuqaha.[ Moin, ''Khomeini'', 1999: p. 158.] is deemed to be one of the most vocal modern day jurists against the innate nature of Wilayat al-Faqih.
In contrasting one-sentence mottos, Khomeini, preached that “only a good society can create good believers”, while Khoei, who championed the theory of a “civil state”, argued “only good men can create a good society.”
Al-Khoei restricted the scope of Wilayat al-Faqih to the jurist's authority in terms of ''wakalah'' (i.e. protection, delegation, or authorization often agreed to in a legal contract) alone while dismissing the notion of the jurist inheriting the intrinsic authority to rule of the Infallibles (Imams).
Al-Khoei wrote:
إن الولاية لم تثبت للفقيه في عصر الغيبة بدليل، وإنما هي مختصة بالنبي والأئمة المعصومين (عليهم السلام)، بل الثابت حسبما يستفاد من الروايات أمران: نفوذ قضائه، وحجّية فتواه. وليس له التصرف في أموال القصّر أو غير ذلك مما هو من شؤون الولاية، إلاّ في الأمر الحسبي، فإن الفقيه له الولاية في ذلك لا بالمعنى المدعى
“Wilayah for the faqih in the age of ghaybah ccultation, i.e. from 939 CE until the coming of the Mahdiis not approved by any evidence whatsoever'' - and it's only the prerogative of the Messenger and the Imams peace be upon them all, rather the established fact according to the narrations lies in two affairs: Him exercising the role of a judge and his fatwa being a proof - and he holds no authority over the property of a child or others which is from the affairs of wilayah ''except in the hisbi sense (wakalah), ie. the faqih holds wilayah in this sense not in the sense of being the claimant (''al mudda'ee'').”
Furthermore, al-Khoei elaborates on the role of a well-qualified Islamic Jurist in the age of occultation of the Infallible Imam which has been traditionally endorsed by the Shia scholarship as follows:
أما الولاية على الأمور الحسبية كحفظ أموال الغائب واليتيم إذا لم يكن من يتصدى لحفظها كالولي أو نحوه، فهي ثابتة للفقيه الجامع للشرائط وكذا الموقوفات التي ليس لها متولي من قبل الواقف والمرافعات، فإن فصل الخصومة فيها بيد الفقيه وأمثال ذلك، وأما الزائد على ذلك فالمشهور بين الفقهاء على عدم الثبوت، والله العال
“As for wilayah (guardianship) of ''omour al-hesbiah'' (non-litigious affairs) such as the maintenance of properties of the missing and the orphans, if they are not addressed to preservation by a wali (guardian) or so, it is proven for the faqih ''jame'a li-sharaet'' and likewise waqf properties that do not have a mutawalli (trustee) on behalf of waqif (donor of waqf) and continuance pleadings, the judgement regarding litigation is in his hand and similar authorities, ''but with regards to the excess of that (guardianship) the most popular (opinion) among the jurists is on absence of its evidence'', Allah knows best.''”''
Nawishta-e-Akhoond
Muhammad Kazim Khurasani
Ayatullah Sheikh Muhammad Kazim Khurasani ( fa, ; 1839 – 12 December 1911), commonly known as Akhund Khurasani ( fa, ) was a Shia jurist and political activist.
He is known for using his position as a Marja as legitimizing force behind the ...
(1839-1911), commonly known as ''Akhund Khurasani'', was a Shi'i Marjaʿ. based in Najaf
Najaf ( ar, ٱلنَّجَف) or An-Najaf al-Ashraf ( ar, ٱلنَّجَف ٱلْأَشْرَف), also known as Baniqia ( ar, بَانِيقِيَا), is a city in central Iraq about 160 km (100 mi) south of Baghdad. Its estimated popula ...
who was the main clerical supporter and legitimizing force for the Persian Constitutional Revolution
The Persian Constitutional Revolution ( fa, مشروطیت, Mashrūtiyyat, or ''Enghelāb-e Mashrūteh''), also known as the Constitutional Revolution of Iran, took place between 1905 and 1911. The revolution led to the establishment of a par ...
, Iran's democratic revolution of 1905–1911.
Traditional Shia scholarship has been historically critical with regard to the clergy relinquishing the role of advisory for the State and taking over absolute charge of the State affairs firsthand instead. Khurasani made a set of prudent observations in his famous
Nawishta
' about the inevitable hazards that will arise owing to the hypothesis proposing clergymen employ religion to legitimize their rule. Some of these predictions are as follows:
* چون مردم ما را نایبان امام زمان می دانند انتظار دارند حکومت دینی هم همان شرایط را ایجاد کند و وقتی نتوانیم در آن سطح عدالت را برقرار کنیم نسبت به امام زمان و دین سست عقیده می شون
Since the people consider the clergymen to be deputies of Imam al-Zaman, they will expect the religious government to create an exemplary system (closely matching the one supposed to be established by the Infallible Imam) and when they can not establish justice at that level, the Shia masses will become weak in their faith about Imam al-Zaman and religion.
* وقتی روحانیون پا به حکومت بگذارند دیگر نمی توانند عیوب خود را ببینند و توجیه می کنند و فسادها را نادیده میگیرند
When the clergymen will come to power, they could no longer see their faults and justify and ignore corruption.
* آمال وآرزوی ما تبعیت حکومت از دین است در حالیکه اگر حکومت را در دست گیریم، به تبعیت دین از حکومت دچار خواهیم شد
The clergy's aspiration is government's obedience to religion, while if the clergymen took over the charge of government, they are more likely to make religion subservient to the government.
* اکنون که مناصب حکومتی نداریم ، اینهمه اختلاف نظر وجود دارد . اگر به حکومت برسیم این اختلاف نظر باعث چندپارگی دین و ایجاد فرقه های جدید و آسیب به دین می شود
At the time when clergymen do not have government positions, yet there exists so much disagreement. If they come to power, this disagreement will cause further division in religion and creation of new sects and hence cause damage to religion.
* ذات حکومت کردن دروغ گفتن است و نمی شود حکومت با اخلاق داشت . لذا در شان روحانیت نیست که دروغ بگوید و دامن دین را بیالاید
The essence of fallible governance is to spew lies and it is technically impossible to govern morally. Therefore, it is against the moral character of clergymen to lie and thus defame religion.
Muhammad Hussain Naini
Muhammad Hussain Naini, an aide to Akhund Khurasani, argued that while the ideal government is the rule of the divinely inspired and infallible leader of the community of believers, i.e. the Imam, this ideal
form of government is unavailable during the occultation. Consequently, the choices available are between "despotic" and "constitutional" government. Despotism being tyranny, it is constitutional government that diverges "least from the ideal government of the Imam", and is "therefore the best type of government during the occultation[Mohammad Hosayn Na'ini, ''Tanbih al-'Umma va Tanzih al-Milla'', M. Taleqani, ed. (Tehran, 1955/1334), quoted in ]
List of scholars persecuted in Iran
* Mohammad Kazem Shariatmadari
Sayyid Mohammad Kazem Shariatmadari ( fa, محمد کاظم شریعتمداری), also spelled Shariat-Madari (5 January 1906 – 3 April 1986), was an Iranian Grand Ayatollah. He favoured the traditional Shiite practice of keeping clerics away ...
* Ahmad Khonsari
* Hassan Tabatabaei Qomi
Grand Ayatollah Sayyid Hassan Tabatabaei Qomi ( ar, حسن الطباطبايي القمي; fa, ; 1912–2007) was a prominent Shia marja' who was born in Najaf. He was known as Seyyed Hassan Qomi. Seyyed Hassan was inhabitant in Mashhad, and wa ...
* Mohammad Rouhani
* Mohammad Sadeq Rouhani
* Mohammad al-Shirazi
Grand Ayatollah Sayyid Muhammad al-Husayni al-Shirazi ( ar, محمد الحسيني الشيرازي; fa, ; August 31, 1928 – December 17, 2001), commonly known as Imam Shirazi, was an Iranian- Iraqi Shia marja' and political activist.
Early l ...
* Hussein-Ali Montazeri
Grand Ayatollah Hussein-Ali Montazeri ( fa, حسینعلی منتظری ; 24 September 1922 – 19 December 2009) was an Iranian Shia Islamic theologian, Islamic democracy advocate, writer and human rights activist. He was one of the leade ...
* Mohammed Ridha al-Shirazi
* Mohammad Taher al‐Shubayr al‐Khaqani
* Yasubedin Rastegar Jooybari
* Hossein Kazemeyni Boroujerdi
* Mahmoud Abu al-Hasan al-Taleqani
* Yousef Saanei
Grand Ayatollah Yousef Saanei ( fa, يوسف صانعى; 16 October 1937 – 12 September 2020) was an Iranian Twelver Shi'a Marja' and politician, a member of the Islamic Republic of Iran's powerful Guardian Council from 1980 to 1983 and also ...
* Sheikh Muhammad Tahir Aal Shabbir Khan
* Sheikh Muhammad Ali al-Abtahi
* Sheikh Sadiq al-Shirazi
* Mohsen Kadivar
Mohsen Kadivar ( fa, محسن کدیور; born June 8, 1959) is a mujtahid, Islamic theologian, philosopher, writer, leading intellectual reformist, and research professor of Islamic Studies at Duke University. A political Iranian dissident, Kadi ...
* Abdolkarim Soroush
Abdolkarim Soroush ( ; born Hossein Haj Faraj Dabbagh (born 1945; fa, حسين حاج فرج دباغ), is an Iranian Islamic thinker, reformer, Rumi scholar, public intellectual, and a former professor of phil ...
and so on
Books
* '' Vilayat-e Faqih'', Ruhollah Khomeini
Ruhollah Khomeini, Ayatollah Khomeini, Imam Khomeini ( , ; ; 17 May 1900 – 3 June 1989) was an Iranian political and religious leader who served as the first supreme leader of Iran from 1979 until his death in 1989. He was the founder of ...
* ''Vilayat-e Faqih'', Ahmad Azari Qomi
Grand Ayatollah Ahmad Azari-Qomi-Bigdeli was an Iranian cleric. Born in 1925 in Qom, after the 1979 Iranian Revolution he served on the Special Clerical Court, and Assembly of Experts, founded the conservative Resalat Newspaper. He was arrested ...
* ''Vilayat-e Faqih'', Hussein-Ali Montazeri
Grand Ayatollah Hussein-Ali Montazeri ( fa, حسینعلی منتظری ; 24 September 1922 – 19 December 2009) was an Iranian Shia Islamic theologian, Islamic democracy advocate, writer and human rights activist. He was one of the leade ...
* ''Vilayat-e Faqih'', Hasan Ali Nejabat Shirazi
Ayatollah Hajj Sheykh Hasan Ali Nejabat Shirazi (1917-1989) was an Iranian mystic, author of several published theological works, and political activist.
Early life and education
He was born in 1917 at Shiraz, Iran. He passed preliminary and adv ...
* ''Vilayat-e Faqih'', Javadi Amoli
Abdollah Javadi Amoli ( fa, عبدالله جوادی آملی; born ) is an Iranian Twelver Shi'a Marja. He is a conservative and principlist Iranian politician, philosopher and one of the prominent Islamic scholars of the Hawza. The official ...
* ''Vilayat-e Faqih'', Kazem al-Haeri
Grand Ayatollah Kadhim Husayni al-Haeri ( ar, كاظم الحسيني الحائري) (born 1938) is a prominent Twelver Shi'a Marja. He has studied in seminars of Najaf, Iraq under Grand Ayatollah Sadeq al-Sadr. Haeri was born in Karbala, Ira ...
See also
* 1988 executions of Iranian political prisoners
*Chain murders of Iran
The chain murders of Iran ( fa, قتلهای زنجیرهای ایران) were a series of 1988–98 murders and disappearances of certain Iranian dissident intellectuals who had been critical of the Islamic Republic system. The murders a ...
* Cinema Rex fire
*Mahshahr massacre
The Mahshahr massacre ( fa, قتلعام ماهشهر) refers to the mass killing of protesters in the city of Mahshahr, Iran, which occurred between 16 November and 20 November 2019, during the 2019–2020 Iranian protests. Estimates of fatali ...
*Saravan massacre Saravan or Sarawan may refer to:
* Saravan, Iran, a city in Sistan and Baluchestan Province, Iran
** Saravan County
* Sarawan, an area in Balochistan, Pakistan
* Saravan, Gilan, a village in Gilan Province, Iran
** Saravan Rural District
* Sara ...
*Mahsa Amini protests
Civil unrest and protests against the government of Iran associated with the death in police custody of Mahsa Amini ( fa, مهسا امینی) began on 16 September 2022 and are ongoing as of December 2022. Amini had been arrested by the Guida ...
* 1981 Bahraini coup d'état attempt
*Blasphemy laws of Islamic Republic of Iran
Blasphemy is a speech crime and religious crime usually defined as an utterance that shows contempt, disrespects or insults a deity, an object considered sacred or something considered inviolable. Some religions regard blasphemy as a religio ...
*Da'i al-Mutlaq
The term Da'i al-Mutlaq ( ar, الداعي المطلق, al-Dā'ī al-Mutlaq; pl. , ) literally meaning 'the absolute, or unrestricted, missionary', is the most senior spiritual rank and office in Tayyibi Isma'ilism. The Da'i al-Mutlaq has heade ...
*Islamic leadership
After Muhammad's death, the disputed question of who should be the successor (Caliph) to Muhammad's political authority led eventually to the division of Islam into Sunni and Shia.
Sunni's believe that he should be elected, whereas Shia believe ...
*Islamic republic
The term Islamic republic has been used in different ways. Some Muslim religious leaders have used it as the name for a theoretical form of Islamic theocratic government enforcing sharia, or laws compatible with sharia. The term has also been u ...
*Jaʽfari jurisprudence
Jaʿfarī jurisprudence ( ar, الفقه الجعفري; also called Jafarite in English), Jaʿfarī school or Jaʿfarī fiqh, is the school of jurisprudence (''fiqh'') in Twelver and Ismaili (including Nizari) Shia Islam, named after the sixth ...
*Nematollah Salehi Najafabadi
Ayatollah Nematollah Salehi Najafabadi (1923/24 in Najafabad, Isfahan province – 2006 in Tehran) was an Iranian cleric, scholar and proponent of Islamic Unity, who spent most years after the Iranian revolution of 1979 under house arrest.
T ...
* Execution of Imam Khomeini's Order
The Execution of Imam Khomeini's Order (EIKO) ( fa, ستاد اجرایی فرمان امام, ''Setâd-e Ejrây-ye Farmân-e Emâm''), also known as the Executive Headquarters of Imam's Directive or simply Setad, is a parastatal organization in ...
(Setad)
Notes
References
Bibliography and further reading
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*
*
*
*
*
*
*
* (from ''Kashf Al-Asrar'' by Rullah Khomeini, 1941, p.221-224)
*
*
A role-model of leadership by Imam Khomeini
*
External links
Iran's Elections Serve Mullahcracy, Not Democracy
the Heritage Foundation
The Heritage Foundation (abbreviated to Heritage) is an American conservative think tank based in Washington, D.C. that is primarily geared toward public policy. The foundation took a leading role in the conservative movement during the presiden ...
.
GlobalSecurity.org
al-Sistani's Web page on fiqh and beliefs
Towards an Understanding of the Shiite Authoritative Sources
{{Ruhollah Khomeini
Islamic states
Male clergy
Sharia
Twelver theology
Political terminology of Iran
Ruhollah Khomeini