
The problem of universals is an ancient question from
metaphysics
Metaphysics is the branch of philosophy that examines the basic structure of reality. It is traditionally seen as the study of mind-independent features of the world, but some theorists view it as an inquiry into the conceptual framework of ...
that has inspired a range of philosophical topics and disputes: "Should the
properties
Property is the ownership of land, resources, improvements or other tangible objects, or intellectual property.
Property may also refer to:
Philosophy and science
* Property (philosophy), in philosophy and logic, an abstraction characterizing an ...
an object has in common with other objects, such as color and shape, be considered to
exist
eXist-db (or eXist for short) is an open source software project for NoSQL databases built on XML technology. It is classified as both a NoSQL document-oriented database system and a native XML database (and it provides support for XML, JSON, HTM ...
beyond those objects? And if a property exists separately from objects, what is the nature of that existence?"
The problem of universals relates to various inquiries closely related to metaphysics,
logic
Logic is the study of correct reasoning. It includes both formal and informal logic. Formal logic is the study of deductively valid inferences or logical truths. It examines how conclusions follow from premises based on the structure o ...
, and
epistemology
Epistemology is the branch of philosophy that examines the nature, origin, and limits of knowledge. Also called "the theory of knowledge", it explores different types of knowledge, such as propositional knowledge about facts, practical knowle ...
, as far back as
Plato
Plato ( ; Greek language, Greek: , ; born BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
and
Aristotle
Aristotle (; 384–322 BC) was an Ancient Greek philosophy, Ancient Greek philosopher and polymath. His writings cover a broad range of subjects spanning the natural sciences, philosophy, linguistics, economics, politics, psychology, a ...
, in efforts to define the mental connections a human makes when they understand a property such as shape or color to be the same in nonidentical objects.
Universals are
qualities or
relations
Relation or relations may refer to:
General uses
* International relations, the study of interconnection of politics, economics, and law on a global level
* Interpersonal relationship, association or acquaintance between two or more people
* ...
found in two or more entities. As an example, if all cup holders are ''circular'' in some way, ''circularity'' may be considered a
universal property of cup holders. Further, if two daughters can be considered ''female offspring of Frank'', the qualities of being ''female'', ''offspring'', and ''of Frank'', are universal properties of the two daughters. Many properties can be universal: being human, red, male or female, liquid or solid, big or small, etc.
Philosophers agree that human beings can talk and think about universals, but disagree on whether universals exist in
reality
Reality is the sum or aggregate of everything in existence; everything that is not imagination, imaginary. Different Culture, cultures and Academic discipline, academic disciplines conceptualize it in various ways.
Philosophical questions abo ...
beyond mere thought and speech.
Ancient philosophy
The problem of universals is considered a central issue in traditional metaphysics and can be traced back to
Plato
Plato ( ; Greek language, Greek: , ; born BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
and
Aristotle
Aristotle (; 384–322 BC) was an Ancient Greek philosophy, Ancient Greek philosopher and polymath. His writings cover a broad range of subjects spanning the natural sciences, philosophy, linguistics, economics, politics, psychology, a ...
's philosophy, particularly in their attempt to explain the nature and status of forms. These philosophers explored the problem through
predication.
Plato
Plato believed that there was a sharp distinction between the world of perceivable objects and the world of universals or
forms (eidos): one can only have mere opinions about the former, but one can have
knowledge
Knowledge is an Declarative knowledge, awareness of facts, a Knowledge by acquaintance, familiarity with individuals and situations, or a Procedural knowledge, practical skill. Knowledge of facts, also called propositional knowledge, is oft ...
about the latter. For Plato, it was not possible to have knowledge of anything that could change or was particular, since knowledge had to be forever unfailing and general. For that reason, the world of the forms is the real world, like
sunlight
Sunlight is the portion of the electromagnetic radiation which is emitted by the Sun (i.e. solar radiation) and received by the Earth, in particular the visible spectrum, visible light perceptible to the human eye as well as invisible infrare ...
, while the sensible world is only imperfectly or partially real, like
shadows
A shadow is a dark area on a surface where light from a light source is blocked by an object. In contrast, shade occupies the three-dimensional volume behind an object with light in front of it. The cross-section of a shadow is a two-dimensiona ...
. This
Platonic realism
The Theory of Forms or Theory of Ideas, also known as Platonic idealism or Platonic realism, is a philosophical theory credited to the Classical Greek philosopher Plato.
A major concept in metaphysics, the theory suggests that the physical w ...
, however, in denying that the
eternal Forms are mental artifacts, differs sharply with modern forms of idealism.
One of the first nominalist critiques of Plato's realism was that of
Diogenes of Sinope
Diogenes the Cynic, also known as Diogenes of Sinope (c. 413/403–c. 324/321 BC), was an ancient Greek philosopher and one of the founders of Cynicism. Renowned for his ascetic lifestyle, biting wit, and radical critiques of social conventi ...
, who said "I've seen Plato's cups and table, but not his cupness and tableness."
Aristotle
Plato's student Aristotle disagreed with his tutor. Aristotle transformed Plato's forms into "
formal causes", the blueprints or
essence
Essence () has various meanings and uses for different thinkers and in different contexts. It is used in philosophy and theology as a designation for the property (philosophy), property or set of properties or attributes that make an entity the ...
s of individual things. Whereas Plato idealized
geometry
Geometry (; ) is a branch of mathematics concerned with properties of space such as the distance, shape, size, and relative position of figures. Geometry is, along with arithmetic, one of the oldest branches of mathematics. A mathematician w ...
, Aristotle emphasized
nature
Nature is an inherent character or constitution, particularly of the Ecosphere (planetary), ecosphere or the universe as a whole. In this general sense nature refers to the Scientific law, laws, elements and phenomenon, phenomena of the physic ...
and related disciplines and therefore much of his thinking concerns living beings and their properties. The nature of universals in Aristotle's philosophy therefore hinges on his view of
natural kind
In the philosophy of science and some other branches of philosophy, a "natural kind" is an intellectual grouping, or categorizing of things, that is reflective of the actual world and not just human interests. Some treat it as a classification ide ...
s. Instead of categorizing ''being'' according to the structure of thought, he proposed that the categorical analysis be directed upon the structure of the natural world. He used the principle of
predication in ''
Categories
Category, plural categories, may refer to:
General uses
*Classification, the general act of allocating things to classes/categories Philosophy
*Category of being
* ''Categories'' (Aristotle)
*Category (Kant)
*Categories (Peirce)
*Category (Vais ...
'', where he established that universal terms are involved in a relation of predication if some facts expressed by ordinary sentences hold.
In his work ''
On Interpretation
''On Interpretation'' (Ancient Greek, Greek: , ) is the second text from Aristotle's ''Organon'' and is among the earliest surviving philosophical works in the Western philosophy, Western tradition to deal with the relationship between language an ...
'', he maintained that the concept of "universal" is apt to be predicated of many and that singular is not. For instance, ''man'' is a universal while ''Callias'' is a singular. The philosopher distinguished highest genera like animal and species like man but he maintained that both are predicated of individual men.
This was considered part of an approach to the principle of things, which adheres to the criterion that what is most universal is also most real.
Consider for example a particular
oak
An oak is a hardwood tree or shrub in the genus ''Quercus'' of the beech family. They have spirally arranged leaves, often with lobed edges, and a nut called an acorn, borne within a cup. The genus is widely distributed in the Northern Hemisp ...
tree. This is a member of a species and it has much in common with other oak trees, past,
present
The present is the period of time that is occurring now. The present is contrasted with the past, the period of time that has already occurred; and the future, the period of time that has yet to occur.
It is sometimes represented as a hyperplan ...
and future. Its universal, its oakness, is a part of it. A biologist can study oak trees and learn about oakness and more generally the intelligible order within the sensible world. Accordingly, Aristotle was more confident than Plato about coming to know the sensible world; he was a prototypical
empiricist
In philosophy, empiricism is an epistemological view which holds that true knowledge or justification comes only or primarily from sensory experience and empirical evidence. It is one of several competing views within epistemology, along ...
and a founder of
induction. Aristotle was a new,
moderate
Moderate is an ideological category which entails centrist views on a liberal-conservative spectrum. It may also designate a rejection of radical or extreme views, especially in regard to politics and religion.
Political position
Canad ...
sort of realist about universals.
Medieval philosophy
Boethius
The problem was introduced to the medieval world by
Boethius
Anicius Manlius Severinus Boethius, commonly known simply as Boethius (; Latin: ''Boetius''; 480–524 AD), was a Roman Roman Senate, senator, Roman consul, consul, ''magister officiorum'', polymath, historian, and philosopher of the Early Middl ...
(c. 480–524 AD), by his translation of
Porphyry's ''
Isagoge
The ''Isagoge'' (, ''Eisagōgḗ''; ) or "Introduction" to Aristotle's "Categories", written by Porphyry in Greek and translated into Latin by Boethius, was the standard textbook on logic for at least a millennium after his death. It was compose ...
''. It begins:
"I shall omit to speak about genera and species, as to whether they subsist (in the nature of things) or in mere conceptions only; whether also if subsistent, they are bodies or incorporeal, and whether they are separate from, or in, sensibles, and subsist about these, for such a treatise is most profound, and requires another more extensive investigation".
Boethius, in his commentaries on the aforementioned translation, says that a universal, if it were to exist, has to apply to several particulars entirely. He also specifies that they apply simultaneously at once and not in a temporal succession. He reasons that they cannot be mind-independent, i.e. they do not have a real existence, because a quality cannot be both one thing and common to many particulars in such a way that it forms part of a particular's substance, as it would then be partaking of
universality and particularity. However, he also says that universals can't also be of the mind since a mental construct of a quality is an abstraction and understanding of something outside of the mind. He concludes that either this representation is a true understanding of the quality, in which case we revert to the earlier problem faced by those who believe universals are real; or, if the mental abstractions were not a true understanding, then 'what is understood otherwise than the thing is false'.
His solution to this problem was to state that the mind is able to separate in thought what is not necessarily separable in reality. He cites the human mind's ability to abstract from concrete particulars as an instance of this. This, according to Boethius, avoids the problem of Platonic universals being out there in the real world, but also the problem of them being purely constructs of the mind in that universals are simply the mind thinking of particulars in an abstract, universal way.
His assumption focuses on the problems that language create. Boethius maintained that the structure of language corresponds to the structure of things and that language creates what he regarded as philosophical babble of confused and contradictory accounts of the nature of things. To illustrate his view, suppose that although the mind cannot think of 2 or 4 as an odd number, as this would be a false representation, it can think of an even number that is neither 2 nor 4.
Medieval realism
Boethius mostly stayed close to Aristotle in his thinking about universals. Realism's biggest proponents in the Middle Ages, however, came to be
Thomas Aquinas
Thomas Aquinas ( ; ; – 7 March 1274) was an Italian Dominican Order, Dominican friar and Catholic priest, priest, the foremost Scholasticism, Scholastic thinker, as well as one of the most influential philosophers and theologians in the W ...
and
Duns Scotus
John Duns Scotus ( ; , "Duns the Scot"; – 8 November 1308) was a Scottish Catholic priest and Franciscan friar, university professor, philosopher and theologian. He is considered one of the four most important Christian philosopher-t ...
. Aquinas argued that both the essence of a thing and its existence were clearly distinct; in this regard he is also Aristotelian.
Duns Scotus argues that in a thing there is no real distinction between the essence and the existence; instead, there is only a
formal distinction
In scholastic metaphysics, a formal distinction is a distinction intermediate between what is merely conceptual, and what is fully real or mind-independent—a logical distinction. It was made by some realist philosophers of the Scholastic peri ...
. Scotus believed that universals exist only inside the things that they exemplify, and that they "contract" with the
haecceity
Haecceity (; from the Latin , 'thisness') is a term from medieval scholastic philosophy, first coined by followers of Duns Scotus to denote a concept that he seems to have originated: the irreducible determination of a thing that makes it ''this ...
of the thing to create the individual. As a result of his realist position, he argued strongly against both nominalism and conceptualism, arguing instead for
Scotist realism, a medieval response to the
conceptualism
In metaphysics, conceptualism is a theory that explains universality of particulars as conceptualized frameworks situated within the thinking mind. Intermediate between nominalism and realism, the conceptualist view approaches the metaphysical ...
of
Abelard
Peter Abelard (12 February 1079 – 21 April 1142) was a medieval French scholastic philosopher, leading logician, theologian, teacher, musician, composer, and poet. This source has a detailed description of his philosophical work.
In philo ...
. That is to say, Scotus believed that such properties as 'redness' and 'roundness' exist in reality and are mind-independent entities.
Furthermore, Duns Scotus wrote about this problem in his own commentary (''Quaestiones'') on Porphyry's ''Isagoge'', as Boethius had done. Scotus was interested in how the mind forms universals, and he believed this to be 'caused by the intellect'. This intellect acts on the basis that the nature of, say, 'humanity' that is found in other humans and also that the quality is attributable to other individual humans.
Medieval nominalism

The opposing view to realism is one called nominalism, which at its strongest maintains that universals are verbal constructs and that they do not inhere in objects or pre-exist them. Therefore, universals in this view are something which are peculiar to
human cognition and language. The French philosopher and
theologian
Theology is the study of religious belief from a religious perspective, with a focus on the nature of divinity. It is taught as an academic discipline, typically in universities and seminaries. It occupies itself with the unique content of ...
Roscellinus
Roscelin of Compiègne (), better known by his Latinized name Roscellinus Compendiensis or Rucelinus, was a French philosopher and theologian, often regarded as the founder of nominalism.
Biography
Roscellinus was born in Compiègne, France. Lit ...
(1050–1125) was an early, prominent proponent of this view. His particular view was that universals are little more than vocal utterances (''voces'').
William of Ockham
William of Ockham or Occam ( ; ; 9/10 April 1347) was an English Franciscan friar, scholastic philosopher, apologist, and theologian, who was born in Ockham, a small village in Surrey. He is considered to be one of the major figures of medie ...
(1285–1347) wrote extensively on this topic. He argued strongly that universals are a product of abstract human thought. According to Ockham, universals are just words or concepts (at best) that only exist in the mind and have no real place in the external world. His opposition to universals was not based on his
eponymous Razor, but rather he found that regarding them as real was contradictory in some sense. An early work has Ockham stating that 'no thing outside the soul is universal, either through itself or through anything real or rational added on, no matter how it is considered or understood'. Nevertheless, his position did shift away from an outright opposition to accommodating them in his later works such as the ''Summae Logicae'' (albeit in a modified way that would not classify him as a complete realist).
Modern and contemporary philosophy
Hegel
The 19th-century German philosopher
Georg Wilhelm Friedrich Hegel
Georg Wilhelm Friedrich Hegel (27 August 1770 – 14 November 1831) was a 19th-century German idealist. His influence extends across a wide range of topics from metaphysical issues in epistemology and ontology, to political philosophy and t ...
discussed the relation of universals and particulars throughout his works. Hegel posited that both exist in a dialectical relationship to one another; that is, one exists only in relation and in reference to the other.
He stated the following on the issue:
Mill
The 19th-century British philosopher
John Stuart Mill
John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, politician and civil servant. One of the most influential thinkers in the history of liberalism and social liberalism, he contributed widely to s ...
discussed the problem of universals in the course of a book that eviscerated the philosophy of Sir
William Hamilton. Mill wrote, "The formation of a concept does not consist in separating the attributes which are said to compose it from all other attributes of the same object and enabling us to conceive those attributes, disjoined from any others. We neither conceive them, nor think them, nor cognize them in any way, as a thing apart, but solely as forming, in combination with numerous other attributes, the idea of an individual object".
However, he then proceeds to state that Berkeley's position is factually wrong by stating the following:
In other words, we may be "temporarily unconscious" of whether an image is white, black, yellow or purple and concentrate our attention on the fact that it is a man and on just those attributes necessary to identify it as a man (but not as any particular one). It may then have the significance of a universal of manhood.
Peirce
The 19th-century American logician
Charles Sanders Peirce
Charles Sanders Peirce ( ; September 10, 1839 – April 19, 1914) was an American scientist, mathematician, logician, and philosopher who is sometimes known as "the father of pragmatism". According to philosopher Paul Weiss (philosopher), Paul ...
, known as the father of
pragmatism
Pragmatism is a philosophical tradition that views language and thought as tools for prediction, problem solving, and action, rather than describing, representing, or mirroring reality. Pragmatists contend that most philosophical topics� ...
, developed his own views on the problem of universals in the course of a review of an edition of the writings of George Berkeley. Peirce begins with the
observation
Observation in the natural sciences is an act or instance of noticing or perceiving and the acquisition of information from a primary source. In living beings, observation employs the senses. In science, observation can also involve the percep ...
that "Berkeley's
metaphysical
Metaphysics is the branch of philosophy that examines the basic structure of reality. It is traditionally seen as the study of mind-independent features of the world, but some theorists view it as an inquiry into the conceptual framework of h ...
theories have at first sight an air of paradox and levity very unbecoming to a bishop". He includes among these paradoxical doctrines Berkeley's denial of "the possibility of forming the simplest general conception". He wrote that if there is some mental fact that works ''in practice'' the way that a universal would, that fact is a universal. "If I have learned a formula in gibberish which in any way jogs my memory so as to enable me in each single case to act as though I had a general idea, what possible utility is there in distinguishing between such a gibberish... and an idea?" Peirce also held as a matter of
ontology
Ontology is the philosophical study of existence, being. It is traditionally understood as the subdiscipline of metaphysics focused on the most general features of reality. As one of the most fundamental concepts, being encompasses all of realit ...
that what he called "thirdness", the more general facts about the world, are extra-mental realities.
James
William James
William James (January 11, 1842 – August 26, 1910) was an American philosopher and psychologist. The first educator to offer a psychology course in the United States, he is considered to be one of the leading thinkers of the late 19th c ...
learned about pragmatism. Though James certainly agreed with Peirce and against Berkeley that general ideas exist as a psychological fact, he was a nominalist in his ontology:
There are at least three ways in which a realist might try to answer James' challenge of explaining the reason why universal conceptions are more lofty than those of particulars: the moral–political answer, the mathematical–scientific answer, and the anti-paradoxical answer. Each has contemporary or near-contemporary advocates.
Weaver
The moral or political response is given by the conservative philosopher
Richard M. Weaver in ''
Ideas Have Consequences'' (1948), where he describes how the acceptance of "the fateful doctrine of nominalism" was "the crucial event in the history of Western culture; from this flowed those acts which issue now in modern decadence".
Quine
The noted American philosopher,
W. V. O. Quine W. may refer to:
* SoHo (Australian TV channel) (previously W.), an Australian pay television channel
* ''W.'' (film), a 2008 American biographical drama film based on the life of George W. Bush
* "W.", the fifth track from Codeine's 1992 EP ''Bar ...
addressed the problem of universals throughout his career. In his paper, 'On Universals', from
1947
It was the first year of the Cold War, which would last until 1991, ending with the dissolution of the Soviet Union.
Events
January
* January–February – Winter of 1946–47 in the United Kingdom: The worst snowfall in the country i ...
, he states the problem of universals is chiefly understood as being concerned with entities and not the linguistic aspect of naming a universal. He says that Platonists believe that our ability to form general conceptions of things is incomprehensible unless universals exist outside of the mind, whereas nominalists believe that such ideas are 'empty verbalism'. Quine himself does not propose to resolve this particular debate. What he does say however is that certain types of 'discourse' presuppose universals: nominalists therefore must give these up. Quine's approach is therefore more an epistemological one, i.e. what can be known, rather than a metaphysical one, i.e. what is real.
Cocchiarella
Nino Cocchiarella put forward the idea that realism is the best response to certain logical paradoxes to which nominalism leads ("Nominalism and Conceptualism as Predicative Second Order Theories of Predication", ''
Notre Dame Journal of Formal Logic
The ''Notre Dame Journal of Formal Logic'' is a quarterly peer-reviewed scientific journal covering the foundations of mathematics and related fields of mathematical logic, as well as philosophy of mathematics. It was established in 1960 and is pub ...
'', vol. 21 (1980)). It is noted that in a sense Cocchiarella has adopted Platonism for anti-Platonic reasons. Plato, as seen in the dialogue ''
Parmenides
Parmenides of Elea (; ; fl. late sixth or early fifth century BC) was a Pre-Socratic philosophy, pre-Socratic ancient Greece, Greek philosopher from Velia, Elea in Magna Graecia (Southern Italy).
Parmenides was born in the Greek colony of Veli ...
'', was willing to accept a certain amount of paradox with his forms. Cocchiarella adopts the forms to avoid paradox.
Armstrong
The Australian philosopher
David Malet Armstrong
David Malet Armstrong (8 July 1926 – 13 May 2014), often D. M. Armstrong, was an Australian philosopher. He is well known for his work on metaphysics and the philosophy of mind, and for his defence of a factualist ontology, a function ...
has been one of the leading realists in the twentieth century, and has used a concept of universals to build a naturalistic and scientifically realist ontology. In both ''Universals and Scientific Realism'' (1978) and ''Universals: An Opinionated Introduction'' (1989), Armstrong describes the relative merits of a number of nominalist theories which appeal either to "natural classes" (a view he ascribes to
Anthony Quinton), concepts, resemblance relations or predicates, and also discusses non-realist "trope" accounts (which he describes in the ''Universals and Scientific Realism'' volumes as "particularism"). He gives a number of reasons to reject all of these, but also dismisses a number of realist accounts.
Penrose
Roger Penrose
Sir Roger Penrose (born 8 August 1931) is an English mathematician, mathematical physicist, Philosophy of science, philosopher of science and Nobel Prize in Physics, Nobel Laureate in Physics. He is Emeritus Rouse Ball Professor of Mathematics i ...
contends that the
foundations of mathematics
Foundations of mathematics are the mathematical logic, logical and mathematics, mathematical framework that allows the development of mathematics without generating consistency, self-contradictory theories, and to have reliable concepts of theo ...
can't be understood without the Platonic view that "mathematical truth is absolute, external and eternal, and not based on man-made criteria ... mathematical objects have a timeless existence of their own..."
Indian philosophy
Nyāya-Vaiśeṣika (Realist position)
Indian philosophers raise the problem of universals in relation to
semantics
Semantics is the study of linguistic Meaning (philosophy), meaning. It examines what meaning is, how words get their meaning, and how the meaning of a complex expression depends on its parts. Part of this process involves the distinction betwee ...
. Universals are postulated as referents for the meanings of general terms.
The
Nyāya
Nyāya (Sanskrit: न्यायः, IAST: nyāyaḥ), literally meaning "justice", "rules", "method" or "judgment", is one of the six orthodox ( Āstika) schools of Hindu philosophy. Nyāya's most significant contributions to Indian philosoph ...
-
Vaiśeṣika
Vaisheshika (IAST: Vaiśeṣika; ; ) is one of the six schools of Hindu philosophy from ancient India. In its early stages, Vaiśeṣika was an independent philosophy with its own metaphysics, epistemology, logic, ethics, and soteriology. Over t ...
school conceives of universals as perceptible eternal entities, existing independently of our minds. Nyāya postulates the existence of universals based on our experience of a common characteristic among particulars. Thus, the meaning of a word is understood as a particular further characterized by a universal. For example, the meaning of the term 'cow' refers to a particular cow characterized by the universal of 'cowness'. Nyāya holds that although universals are apprehended differently from particulars, they are not separate, given their inherence in the particulars.
Not every term, however, corresponds to a universal.
Udāyana puts forward six conditions for identifying genuine universals.
Mīmaṃsã (Realist position)
Like the Nyāya-Vaiśeṣika school,
Mīmaṃsã characterizes universals as referents for words. The fundamental difference between Bhāṭṭa Mīmaṃsā's and Nyāya is that Bhāṭṭa Mīmaṃsa rejects the Nyāya understanding of the universals' relation of inherence to the particulars.
The Hindu philosopher
Kumārila Bhaṭṭa
Kumarila Bhatta (IAST: Kumārila Bhaṭṭa; fl. roughly 7th century CE) was a Hindu philosopher and a scholar of Mimamsa school of philosophy from early medieval India. He is famous for many of his various theses on Mimamsa, such as ''Mimamsa ...
argues that if inherence is different from the terms of the relation, it would continuously require another common relation, and if the inherence is non-different, it would be superfluous.
Buddhist Nominalism
Buddhist ontology regards the world as consisting of momentary particulars and mentally constructed universals. In contrast to the realist schools of Indian philosophy, Buddhist logicians put forward a positive theory of nominalism, known as the
apoha theory, which denies the existence of universals.
The apoha theory identifies particulars through double negation, not requiring for a general shared essence between terms. For instance, the term 'cow' can be understood as referring to every entity of its exclusion class 'non-cow'.
Positions
There are many philosophical positions regarding universals.
#
Platonic realism
The Theory of Forms or Theory of Ideas, also known as Platonic idealism or Platonic realism, is a philosophical theory credited to the Classical Greek philosopher Plato.
A major concept in metaphysics, the theory suggests that the physical w ...
(also called extreme realism"
[MacLeod & Rubenstein (2006), §3.][Herbert Hochberg, "Nominalism and Idealism," ''Axiomathes'', June 2013, 23(2), pp. 213–234.] or exaggerated realism)
[ Nominalism, Realism, Conceptualism – ''Catholic Encyclopedia'' (1913)] is the view that universals or
forms in this sense, are the causal explanation behind the notion of what things exactly are; (the view that universals are real entities existing independent of particulars).
# Aristotelian realism (also called strong realism
or
moderate realism
Moderate realism (also called immanent realism) is a position in the debate on the metaphysics of universals which holds that there is no realm in which universals exist (in opposition to Platonic realism, which asserts the existence of abstrac ...
)
[ is the rejection of extreme realism. This position establishes the view of a universal as being that of the quality within a thing and every other thing individual to it; (the view that universals are real entities, but their existence is dependent on the particulars that exemplify them).
# ]Anti-realism
In analytic philosophy, anti-realism is the position that the truth of a statement rests on its demonstrability through internal logic mechanisms, such as the context principle or intuitionistic logic, in direct opposition to the realist notion t ...
is the objection to both positions. Anti-realism is divided into two subcategories; (1) Nominalism
In metaphysics, nominalism is the view that universals and abstract objects do not actually exist other than being merely names or labels. There are two main versions of nominalism. One denies the existence of universals—that which can be inst ...
and (2) Conceptualism
In metaphysics, conceptualism is a theory that explains universality of particulars as conceptualized frameworks situated within the thinking mind. Intermediate between nominalism and realism, the conceptualist view approaches the metaphysical ...
.
Taking "beauty" as example, each of these positions will state the following:
* Beauty is a property that exists in an ideal form independently of any mind or description.
* Beauty is a property that exists only when beautiful things exist.
* Beauty is a property constructed in the mind, so exists only in descriptions of things.
Realism
The school of realism makes the claim that universals are real and that they exist distinctly, apart from the particulars that instantiate them. Two major forms of metaphysical realism are Platonic realism
The Theory of Forms or Theory of Ideas, also known as Platonic idealism or Platonic realism, is a philosophical theory credited to the Classical Greek philosopher Plato.
A major concept in metaphysics, the theory suggests that the physical w ...
(''universalia ante res''), meaning "'universals before things'" and Aristotelian realism (''universalia in rebus''), meaning "'universals in things'". ''Platonic realism'' is the view that universals are real entities existing independent of particulars. ''Aristotelian realism'', on the other hand, is the view that universals are real entities, but their existence is dependent on the particulars that exemplify them.
Realists tend to argue that universals must be posited as distinct entities in order to account for various phenomena. A common realist argument said to be found in Plato's writings, is that universals are required for certain general words to have meaning and for the sentences in which they occur to be true or false. Take the sentence " Djivan Gasparyan is a musician" for instance. The realist may claim that this sentence is only meaningful and expresses a truth because there is an individual, Djivan Gasparyan, who possesses a certain quality: musicianship. Therefore, it is assumed that the property is a universal which is distinct from the particular individual who has the property.
Nominalism
Nominalists assert that only individuals or particulars exist and deny that universals are real (i.e. that they exist as entities or beings; ''universalia post res''). The term "nominalism" comes from the Latin ''nomen'' ("name"). Four major forms of nominalism are predicate nominalism, resemblance nominalism, trope nominalism, and conceptualism
In metaphysics, conceptualism is a theory that explains universality of particulars as conceptualized frameworks situated within the thinking mind. Intermediate between nominalism and realism, the conceptualist view approaches the metaphysical ...
. One with a nominalist view claims that we predicate the same property of/to multiple entities, but argues that the entities only share a name and do not have a real quality in common.
Nominalists often argue this view by claiming that nominalism can account for all the relevant phenomena, and therefore—by Occam's razor
In philosophy, Occam's razor (also spelled Ockham's razor or Ocham's razor; ) is the problem-solving principle that recommends searching for explanations constructed with the smallest possible set of elements. It is also known as the principle o ...
, and its principle of simplicity—nominalism is preferable, since it posits fewer entities. Different variants and versions of nominalism have been endorsed or defended by many, including Chrysippus
Chrysippus of Soli (; , ; ) was a Ancient Greece, Greek Stoicism, Stoic Philosophy, philosopher. He was a native of Soli, Cilicia, but moved to Athens as a young man, where he became a pupil of the Stoic philosopher Cleanthes. When Cleanthes ...
, Ibn Taymiyyah
Ibn Taymiyya (; 22 January 1263 – 26 September 1328)Ibn Taymiyya, Taqi al-Din Ahmad, The Oxford Dictionary of Islam. http://www.oxfordreference.com/view/10.1093/acref/9780195125580.001.0001/acref-9780195125580-e-959 was a Sunni Muslim ulama, ...
, William of Ockham
William of Ockham or Occam ( ; ; 9/10 April 1347) was an English Franciscan friar, scholastic philosopher, apologist, and theologian, who was born in Ockham, a small village in Surrey. He is considered to be one of the major figures of medie ...
, Ibn Khaldun
Ibn Khaldun (27 May 1332 – 17 March 1406, 732–808 Hijri year, AH) was an Arabs, Arab Islamic scholar, historian, philosopher and sociologist. He is widely acknowledged to be one of the greatest social scientists of the Middle Ages, and cons ...
, Rudolf Carnap
Rudolf Carnap (; ; 18 May 1891 – 14 September 1970) was a German-language philosopher who was active in Europe before 1935 and in the United States thereafter. He was a major member of the Vienna Circle and an advocate of logical positivism.
...
, Nelson Goodman
Henry Nelson Goodman (7 August 1906 – 25 November 1998) was an American philosopher, known for his work on counterfactuals, mereology, the problem of induction, irrealism, and aesthetics.
Life and career
Goodman was born in Somerville, Ma ...
, David Lewis, H. H. Price
Henry Habberley Price (17 May 1899 – 26 November 1984), usually cited as H. H. Price, was a Welsh philosopher, known for his work on the philosophy of perception. He also wrote on parapsychology.
Biography
Born in Neath, Glamorganshire, Wa ...
, and D. C. Williams.
Conceptualism
Conceptualism
In metaphysics, conceptualism is a theory that explains universality of particulars as conceptualized frameworks situated within the thinking mind. Intermediate between nominalism and realism, the conceptualist view approaches the metaphysical ...
is a position that is meshed between realism and nominalism. Conceptualists believe that universals can indeed be real, but only existing as concepts within the mind.["Conceptualism." The Oxford Dictionary of Philosophy. Simon Blackburn. Oxford University Press, 1996. Oxford Reference Online. Oxford University Press. 8 April 2008.] Conceptualists argue that the "concept" of universals are not mere "inventions but are reflections of similarities among particular things themselves." For example, the concept of 'man' ultimately reflects a similarity amongst Socrates and Kant.
See also
* Abstract and concrete
In philosophy and the arts, a fundamental distinction exists between abstract and concrete entities. While there is no universally accepted definition, common examples illustrate the difference: numbers, sets, and ideas are typically classified ...
* Bundle theory
Bundle or Bundling may refer to:
* Bundling (packaging), the process of using straps to bundle up items
Biology
* Bundle of His, a collection of heart muscle cells specialized for electrical conduction
* Bundle of Kent, an extra conduction pa ...
* Constructor theory
* Non-physical entity
In ontology and the philosophy of mind, a non-physical entity is an object that exists outside physical reality. The philosophical schools of idealism and dualism assert that such entities exist, while physicalism asserts that they do not. Positin ...
, an object that exists outside physical reality
* Object (philosophy)
The distinction between subject and object is a basic idea of philosophy.
*A subject is a being that exercises Agency (philosophy), agency, undergoes conscious experiences, and is situated in relation to other things that exist outside itself; thu ...
* Qualia
In philosophy of mind, qualia (; singular: quale ) are defined as instances of subjective, conscious experience. The term ''qualia'' derives from the Latin neuter plural form (''qualia'') of the Latin adjective '' quālis'' () meaning "of what ...
* Philosophical realism
Philosophical realismusually not treated as a position of its own but as a stance towards other subject mattersis the view that a certain kind of thing (ranging widely from abstract objects like numbers to moral statements to the physical world ...
* Reification (fallacy)
Reification (also known as concretism, hypostatization, or the fallacy of misplaced concreteness) is a fallacy of ambiguity, when an abstraction (abstract belief or hypothetical wikt:construct, construct) is treated as if it were a concrete real ...
, a fallacy of ambiguity when an abstraction is treated as if it were a physical entity
* Self
In philosophy, the self is an individual's own being, knowledge, and values, and the relationship between these attributes.
The first-person perspective distinguishes selfhood from personal identity. Whereas "identity" is (literally) same ...
* Similarity (philosophy)
In philosophy, similarity or resemblance is a relation between objects that constitutes how much these objects are alike. Similarity comes in degrees: e.g. oranges are more similar to apples than to the moon. It is traditionally seen as an interna ...
* Transcendental nominalism
Ian MacDougall Hacking (February 18, 1936 – May 10, 2023) was a Canadian philosopher specializing in the philosophy of science. Throughout his career, he won numerous awards, such as the Killam Prize for the Humanities and the Balzan Prize ...
* Tianxia
''Tianxia'', 'all under Heaven', is a Chinese term for a historical Chinese cultural concept that denoted either the entire geographical world or the metaphysical realm of mortals, and later became associated with political sovereignty. In anc ...
* Ubuntu philosophy
Ubuntu (; meaning in some Bantu languages, such as Zulu language, Zulu) describes a set of closely related Bantu African-origin value systems that emphasize the interconnectedness of individuals with their surrounding societal and physical world ...
* Fallacy of composition
The fallacy of composition is an informal fallacy that arises when one inference, infers that something is true of the whole from the fact that it is true of some part of the whole. A trivial example might be: "This tire is made of rubber; therefo ...
Notes
References and further reading
; Historical studies
* Klima, Gyula (2008). "The Medieval Problem of Universals", ''The Stanford Encyclopedia of Philosophy'', Edward N. Zalta (ed.).
link
* Pinzani, Roberto (2018). ''The Problem of Universals from Boethius to John of Salisbury'', Leiden: Brill.
* Spade, Paul Vincent. (1994, ed., transl.), "Five Texts on the Mediaeval Problem of Universals: Porphyry, Boethius, Abelard, Duns Scotus, Ockham", Hackett Pub Co Inc.
; Contemporary studies
* Armstrong, David (1989). ''Universals'', Westview Press.
* Bacon, John (2008). "Tropes", ''The Stanford Encyclopedia of Philosophy'', Edward N. Zalta (ed.).
link
* Cocchiarella, Nino (1975). "Logical Atomism, Nominalism, and Modal Logic", ''Synthese''.
* Feldman, Fred (2005). "The Open Question Argument: What It Isn't; and What It Is", ''Philosophical Issues'' vol. 15
The Open Question Argument: What it Isn’t; and What it Is 1
* Lewis, David (1983). "New Work for a Theory of Universals", ''Australasian Journal of Philosophy''.
* Loux, Michael J. (1998). ''Metaphysics: A Contemporary Introduction'', N.Y.: Routledge.
* Loux, Michael J. (2001). "The Problem of Universals" in ''Metaphysics: Contemporary Readings'', Michael J. Loux (ed.), N.Y.: Routledge, pp. 3–13.
* MacLeod, M. & Rubenstein, E. (2006). "Universals", ''The Internet Encyclopedia of Philosophy'', J. Fieser & B. Dowden (eds.).
* Moreland, JP. (2001). "Universals." Montreal: McGill-Queens University Press.
* Price, H. H. (1953). "Universals and Resemblance", Ch. 1 of ''Thinking and Experience'', Hutchinson's University Library.
* Quine, W. V. O. (1961). "On What There is," in ''From a Logical Point of View'', 2nd/ed. N.Y: Harper and Row.
* Rodriguez-Pereyra, Gonzalo (2008). "Nominalism in Metaphysics", ''The Stanford Encyclopedia of Philosophy'', Edward N. Zalta (ed.).
link
* Russell, Bertrand (1912). "The World of Universals," in ''The Problems of Philosophy'', Oxford University Press.
* Swoyer, Chris (2000). "Properties", ''The Stanford Encyclopedia of Philosophy'', Edward N. Zalta (ed.).
link
* Williams, D. C. (1953). "On the Elements of Being", ''Review of Metaphysics'', vol. 17.
External links
*
with an annotated bibliography
* ttp://www.friesian.com/universl.htm The Friesian School on Universals
{{DEFAULTSORT:Problem Of Universals
Cognition
Substance theory
Concepts in metaphysics
Universals
In metaphysics, a universal is what particular things have in common, namely characteristics or qualities. In other words, universals are repeatable or recurrent entities that can be instantiated or exemplified by many particular things. For exa ...