heat engine
In thermodynamics and engineering, a heat engine is a system that converts heat to mechanical energy, which can then be used to do mechanical work. It does this by bringing a working substance from a higher state temperature to a lower state ...
that is operated by the cyclic compression and expansion of air or other gas (the ''
working fluid
For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinders, a ...
'') between different temperatures, resulting in a net conversion of
heat
In thermodynamics, heat is defined as the form of energy crossing the boundary of a thermodynamic system by virtue of a temperature difference across the boundary. A thermodynamic system does not ''contain'' heat. Nevertheless, the term is al ...
energy to mechanical
work
Work may refer to:
* Work (human activity), intentional activity people perform to support themselves, others, or the community
** Manual labour, physical work done by humans
** House work, housework, or homemaking
** Working animal, an animal t ...
.
More specifically, the Stirling engine is a closed-cycle regenerative heat engine with a permanent
gas
Gas is one of the four fundamental states of matter (the others being solid, liquid, and plasma).
A pure gas may be made up of individual atoms (e.g. a noble gas like neon), elemental molecules made from one type of atom (e.g. oxygen), or ...
eous working fluid. ''Closed-cycle'', in this context, means a
thermodynamic system
A thermodynamic system is a body of matter and/or radiation, confined in space by walls, with defined permeabilities, which separate it from its surroundings. The surroundings may include other thermodynamic systems, or physical systems that are ...
in which the working fluid is permanently contained within the system, and ''regenerative'' describes the use of a specific type of internal
heat exchanger
A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
and thermal store, known as the ''regenerator''. Strictly speaking, the inclusion of the regenerator is what differentiates a Stirling engine from other closed-cycle hot air engines.
In the Stirling engine, a gas is heated and expanded by energy supplied from outside the engine's interior space (cylinder). It is then shunted to a different location within the engine, where it is cooled and compressed. A piston (or pistons) move the gas to the correct places within the engine, at the correct time in the cycle, and extract mechanical power from it. The gas oscillates between these heating and cooling spaces, changing temperature and pressure as it goes. A unique feature is the Regenerator, which acts as a temporary heat store by retaining heat within the machine rather than dumping it into the heat sink, thereby increasing its efficiency.
The heat is supplied from the outside, so the hot area of the engine can be warmed with any external heat source. Similarly, the cooler part of the engine can be maintained by an external heat sink, such as running water or air flow. The gas is permanently retained in the engine, allowing a gas with the most-suitable properties to be used, such as helium or hydrogen. There are no intake and no exhaust gas flows so the machine is practically silent.
The machine is reversible so that if the shaft is turned by an external power source a temperature difference will develop across the machine, in this way it acts as a
heat pump
A heat pump is a device that can heat a building (or part of a building) by transferring thermal energy from the outside using a refrigeration cycle. Many heat pumps can also operate in the opposite direction, cooling the building by removing h ...
.
The Stirling engine was invented by Scotsman
Robert Stirling
Robert Stirling (25 October 1790 – 6 June 1878) was a Scottish clergyman and engineer. He invented the Stirling engine and was inducted into the Scottish Engineering Hall of Fame in 2014.
Early life
Robert Stirling was born at Fatal Fiel ...
in 1816 as an industrial
prime mover
Prime mover may refer to:
Philosophy
*Unmoved mover, a concept in Aristotle's writings
Engineering
* Prime mover (engine), motor, a machine that converts various other forms of energy (chemical, electrical, fluid pressure/flow, etc) into energy ...
to rival the
steam engine
A steam engine is a heat engine that performs mechanical work using steam as its working fluid. The steam engine uses the force produced by steam pressure to push a piston back and forth inside a cylinder. This pushing force can be trans ...
, and its practical use was largely confined to low-power domestic applications for over a century.
Contemporary investment in renewable energy, especially
solar energy
Solar energy is radiant light and heat from the Sun that is harnessed using a range of technologies such as solar power to generate electricity, solar thermal energy (including solar water heating), and solar architecture. It is an essenti ...
, has given rise to its application within concentrated solar power and as a heat pump.
History
Early hot air engines
Robert Stirling
Robert Stirling (25 October 1790 – 6 June 1878) was a Scottish clergyman and engineer. He invented the Stirling engine and was inducted into the Scottish Engineering Hall of Fame in 2014.
Early life
Robert Stirling was born at Fatal Fiel ...
is considered one of the fathers of hot air engines, notwithstanding some earlier predecessors—notably
Guillaume Amontons
Guillaume Amontons (31 August 1663 – 11 October 1705) was a French scientific instrument inventor and physicist. He was one of the pioneers in studying the problem of friction, which is the resistance to motion when bodies make contact. He is ...
, who succeeded in building, in 1699, the first working hot air engine.
Amontons was later followed by Sir
George Cayley
Sir George Cayley, 6th Baronet (27 December 1773 – 15 December 1857) was an English engineer, inventor, and aviator. He is one of the most important people in the history of aeronautics. Many consider him to be the first true scientific aeri ...
. This engine type was of those in which the fire is enclosed, and fed by air pumped in beneath the grate in sufficient quantity to maintain combustion, while by far the largest portion of the air enters above the fire, to be heated and expanded; the whole, together with the products of combustion, then acts on the piston, and passes through the working cylinder; and the operation being one of simple mixture only, no heating surface of metal is required, the air to be heated being brought into immediate contact with the fire.
Stirling came up with a first air engine in 1816. The principle of the Stirling Air Engine differs from that of Sir
George Cayley
Sir George Cayley, 6th Baronet (27 December 1773 – 15 December 1857) was an English engineer, inventor, and aviator. He is one of the most important people in the history of aeronautics. Many consider him to be the first true scientific aeri ...
(1807), in which the air is forced through the furnace and exhausted, whereas in Stirling's engine the air works in a closed circuit. The inventor devoted most of his attention to that.
A engine, built in 1818 for pumping water at an Ayrshire quarry, continued to work for some time, until a careless attendant allowed the heater to become overheated. This experiment proved to the inventor that, owing to the low working pressure obtainable, the engine could only be adapted to small powers for which there was, at that time, no demand.
The Stirling 1816 patent was also about an "
Economiser
Economizers (US and Oxford spelling), or economisers (UK), are mechanical devices intended to reduce energy consumption, or to perform useful function such as preheating a fluid. The term economizer is used for other purposes as well. Boiler, po ...
", which is the predecessor of the regenerator. In this patent (# 4081) he describes the "economiser" technology and several applications where such technology can be used. Out of them came a new arrangement for a hot air engine.
Stirling patented a second hot air engine, together with his brother James, in 1827. They inverted the design so that the hot ends of the displacers were underneath the machinery, and they added a compressed air pump so the air within could be increased in pressure to around .
The two Stirling brothers were followed shortly after (1828) by Parkinson & Crossley and Arnott in 1829.
These precursors, to whom Ericsson should be added, have brought to the world the hot air engine technology and its enormous advantages over the steam engine. Each of them came with his own specific technology, and although the Stirling engine and the Parkinson & Crossley engines were quite similar, Robert Stirling distinguished himself by inventing the regenerator.
Parkinson and Crosley introduced the principle of using air of greater density than that of the atmosphere, and so obtained an engine of greater power in the same compass. James Stirling followed this same idea when he built the famous Dundee engine.
The Stirling patent of 1827 was the base of the Stirling third patent of 1840. The changes from the 1827 patent were minor but essential, and this third patent led to the Dundee engine.
James Stirling presented his engine to the Institution of Civil Engineers in 1845. The first engine of this kind which, after various modifications, was efficiently constructed and heated, had a cylinder of in diameter, with a length of stroke of , and made 40 strokes or revolutions in a minute (40 rpm). This engine moved all the machinery at the Dundee Foundry Company's works for eight or ten months, and was previously found capable of raising 320,000 kg (700,000 lbs) 60 cm (2 ft) in a minute, a power of approximately .
Finding this power insufficient for their works, the Dundee Foundry Company erected the second engine, with a cylinder of in diameter, a stroke of , and making 28 strokes in a minute. When this engine had been in continual operation for upwards of two years, it had not only performed the work of the foundry in the most satisfactory manner, but had been tested (by a friction brake on a third mover) to the extent of lifting nearly , a power of approximately .
Invention and early development
The Stirling engine (or Stirling's air engine as it was known at the time) was invented and patented in 1816. It followed earlier attempts at making an air engine but was probably the first put to practical use when, in 1818, an engine built by Stirling was employed pumping water in a
quarry
A quarry is a type of open-pit mine in which dimension stone, rock, construction aggregate, riprap, sand, gravel, or slate is excavated from the ground. The operation of quarries is regulated in some jurisdictions to reduce their envi ...
. The main subject of Stirling's original patent was a heat exchanger, which he called an "
economiser
Economizers (US and Oxford spelling), or economisers (UK), are mechanical devices intended to reduce energy consumption, or to perform useful function such as preheating a fluid. The term economizer is used for other purposes as well. Boiler, po ...
" for its enhancement of fuel economy in a variety of applications. The patent also described in detail the employment of one form of the economiser in his unique closed-cycle
air engine
A pneumatic motor (air motor), or compressed air engine, is a type of motor which does mechanical work by expanding compressed air. Pneumatic motors generally convert the compressed air energy to mechanical work through either linear or rotary m ...
design in which application it is now generally known as a "
regenerator
Regenerator may refer to:
* Regenerative heat exchanger, a type of heat exchanger
* Regenerator (band), an independent record label set up in 2001
* Regenerator (''Resident Evil''), an enemy creature in the 2005 video game ''Resident Evil 4''
* ' ...
". Subsequent development by Robert Stirling and his brother
James
James is a common English language surname and given name:
*James (name), the typically masculine first name James
* James (surname), various people with the last name James
James or James City may also refer to:
People
* King James (disambiguat ...
, an engineer, resulted in patents for various improved configurations of the original engine including pressurization, which by 1843, had sufficiently increased power output to drive all the machinery at a
Dundee
Dundee (; sco, Dundee; gd, Dùn Dè or ) is Scotland's fourth-largest city and the 51st-most-populous built-up area in the United Kingdom. The mid-year population estimate for 2016 was , giving Dundee a population density of 2,478/km2 or ...
iron foundry.
A paper presented by James Stirling in June 1845 to the
Institution of Civil Engineers
The Institution of Civil Engineers (ICE) is an independent professional association for civil engineers and a charitable body in the United Kingdom. Based in London, ICE has over 92,000 members, of whom three-quarters are located in the UK, whi ...
stated that his aims were not only to save fuel but also to create a safer alternative to the
steam engine
A steam engine is a heat engine that performs mechanical work using steam as its working fluid. The steam engine uses the force produced by steam pressure to push a piston back and forth inside a cylinder. This pushing force can be trans ...
s of the time, whose
boiler
A boiler is a closed vessel in which fluid (generally water) is heated. The fluid does not necessarily boil. The heated or vaporized fluid exits the boiler for use in various processes or heating applications, including water heating, central h ...
s frequently exploded, causing many injuries and fatalities. This has however been disputed.
The need for Stirling engines to run at very high temperatures to maximize power and efficiency exposed limitations in the materials of the day, and the few engines that were built in those early years suffered unacceptably frequent failures (albeit with far less disastrous consequences than boiler explosions). For example, the Dundee foundry engine was replaced by a steam engine after three hot cylinder failures in four years.
Later 19th century
Subsequent to the replacement of the Dundee foundry engine there is no record of the Stirling brothers having any further involvement with air engine development, and the Stirling engine never again competed with steam as an industrial scale power source. (Steam boilers were becoming safer, e.g. the Hartford Steam Boiler and steam engines more efficient, thus presenting less of a target for rival prime movers). However, beginning about 1860, smaller engines of the Stirling/hot air type were produced in substantial numbers for applications in which reliable sources of low to medium power were required, such as pumping air for church organs or raising water. These smaller engines generally operated at lower temperatures so as not to tax available materials, and so were relatively inefficient. Their selling point was that unlike steam engines, they could be operated safely by anybody capable of managing a fire. The 1906 Rider-Ericsson Engine Co. catalog claimed that "any gardener or ordinary domestic can operate these engines and no licensed or experienced engineer is required". Several types remained in production beyond the end of the century, but apart from a few minor mechanical improvements the design of the Stirling engine in general stagnated during this period.
20th century revival
During the early part of the 20th century, the role of the Stirling engine as a "domestic motor" was gradually taken over by
electric motor
An electric motor is an Electric machine, electrical machine that converts electrical energy into mechanical energy. Most electric motors operate through the interaction between the motor's magnetic field and electric current in a Electromagneti ...
s and small
internal combustion engine
An internal combustion engine (ICE or IC engine) is a heat engine in which the combustion of a fuel occurs with an oxidizer (usually air) in a combustion chamber that is an integral part of the working fluid flow circuit. In an internal combus ...
s. By the late 1930s, it was largely forgotten, only produced for toys and a few small ventilating fans.
Around that time,
Philips
Koninklijke Philips N.V. (), commonly shortened to Philips, is a Dutch multinational conglomerate corporation that was founded in Eindhoven in 1891. Since 1997, it has been mostly headquartered in Amsterdam, though the Benelux headquarters i ...
was seeking to expand sales of its radios into parts of the world where grid electricity and batteries were not consistently available. Philips' management decided that offering a low-power portable generator would facilitate such sales and asked a group of engineers at the company's research lab in
Eindhoven
Eindhoven () is a city and municipality in the Netherlands, located in the southern province of North Brabant of which it is its largest. With a population of 238,326 on 1 January 2022,prime movers, the team decided to go forward with the Stirling engine, citing its quiet operation (both audibly and in terms of radio interference) and ability to run on a variety of heat sources (common lamp oil – "cheap and available everywhere" – was favored). They were also aware that, unlike steam and internal combustion engines, virtually no serious development work had been carried out on the Stirling engine for many years and asserted that modern materials and know-how should enable great improvements.
By 1951, the 180/200 W generator set designated MP1002CA (known as the "Bungalow set") was ready for production and an initial batch of 250 was planned, but soon it became clear that they could not be made at a competitive price. Additionally, the advent of transistor radios and their much lower power requirements meant that the original reason for the set was disappearing. Approximately 150 of these sets were eventually produced. Some found their way into university and college engineering departments around the world, giving generations of students a valuable introduction to the Stirling engine; a letter dated March 1961 from Research and Control Instruments Ltd. London WC1 to North Devon Technical College, offering "remaining stocks... to institutions such as yourselves... at a special price of £75 net".
In parallel with the Bungalow set, Philips developed experimental Stirling engines for a wide variety of applications and continued to work in the field until the late 1970s, but only achieved commercial success with the "reversed Stirling engine"
cryocooler
A refrigerator designed to reach cryogenic temperatures (below ) is often called a cryocooler. The term is most often used for smaller systems, typically table-top size, with input powers less than about 20 kW. Some can have input powers as l ...
. However, they filed a large number of patents and amassed a wealth of information, which they licensed to other companies and which formed the basis of much of the development work in the modern era.
In 1996, the Swedish navy commissioned three
Gotland-class submarine
The ''Gotland''-class submarines of the Swedish Navy are modern diesel-electric submarines, which were designed and built by the Kockums shipyard in Sweden. They are the first submarines in the world to feature a Stirling engine air-independent ...
s. On the surface, these boats are propelled by marine diesel engines. However, when submerged, they use a Stirling-driven generator developed by Swedish shipbuilder
Kockums
Saab Kockums AB is a shipyard headquartered in Malmö, Sweden, owned by the Swedish defence company Saab Group. Saab Kockums AB is further operational in Muskö, Docksta, and Karlskrona. While having a history of civil vessel construction, Koc ...
to recharge batteries and provide electrical power for propulsion. A supply of liquid oxygen is carried to support burning of diesel fuel to power the engine. Stirling engines are also fitted to the Swedish Södermanland-class submarines, the
Archer-class submarine
The ''Archer-class'' submarines are a class of two diesel-electric submarines in active service with the Republic of Singapore Navy (RSN). Originally launched as the Swedish Navy submarines HSwMS ''Hälsingland'' and HSwMS ''Västergötland'' ...
s in service in Singapore and, license-built by
Kawasaki Heavy Industries
(or simply Kawasaki) is a Japanese Public company, public multinational corporation manufacturer of motorcycles, engines, Heavy equipment (construction), heavy equipment, aerospace and Military, defense equipment, rolling stock and ships, headq ...
for the Japanese
Sōryū-class submarine
The ''Sōryū''-class submarines (''16SS'') are diesel-electric attack submarines. The first boat in the class entered service with the Japan Maritime Self-Defense Force in 2009. The design is an evolution of the , from which it can most easily ...
s. In a submarine application, the Stirling engine offers the advantage of being exceptionally quiet when running.
21st century developments
By the turn of the 21st century, Stirling engines were used in the dish version of
Concentrated Solar Power
Concentrated solar power (CSP, also known as concentrating solar power, concentrated solar thermal) systems generate solar power by using mirrors or lenses to concentrate a large area of sunlight into a receiver. Electricity is generated when ...
systems. A mirrored dish similar to a very large satellite dish directs and concentrates sunlight onto a thermal receiver, which absorbs and collects the heat and using a fluid transfers it into the Stirling engine. The resulting mechanical power is then used to run a generator or alternator to produce electricity.
The core component of
micro combined heat and power
Micro combined heat and power, micro-CHP, µCHP or mCHP is an extension of the idea of cogeneration to the single/multi family home or small office building in the range of up to 50 kW. Usual technologies for the production of heat and power in ...
(CHP) units can be formed by a Stirling cycle engine, as they are more efficient and safer than a comparable steam engine. By 2003, CHP units were being commercially installed in domestic applications.
In 2013, an article was published about
scaling law
In statistics, a power law is a functional relationship between two quantities, where a relative change in one quantity results in a proportional relative change in the other quantity, independent of the initial size of those quantities: one q ...
s of free-piston Stirling engines based on six characteristic dimensionless groups.
Name and classification
Robert Stirling patented the first practical example of a closed-cycle hot air engine in 1816, and it was suggested by
Fleeming Jenkin
Henry Charles Fleeming Jenkin FRS FRSE LLD (; 25 March 1833 – 12 June 1885) was Regius Professor of Engineering at the University of Edinburgh, remarkable for his versatility. Known to the world as the inventor of the cable car or telphera ...
as early as 1884 that all such engines should therefore generically be called Stirling engines. This naming proposal found little favour, and the various types on the market continued to be known by the name of their individual designers or manufacturers, e.g., Rider's, Robinson's, or Heinrici's (hot) air engine. In the 1940s, the
Philips
Koninklijke Philips N.V. (), commonly shortened to Philips, is a Dutch multinational conglomerate corporation that was founded in Eindhoven in 1891. Since 1997, it has been mostly headquartered in Amsterdam, though the Benelux headquarters i ...
company was seeking a suitable name for its own version of the 'air engine', which by that time had been tested with working fluids other than air, and decided upon 'Stirling engine' in April 1945. However, nearly thirty years later, Graham Walker still had cause to bemoan the fact such terms as ''hot air engine'' remained interchangeable with ''Stirling engine'', which itself was applied widely and indiscriminately, a situation that continues.
Like the steam engine, the Stirling engine is traditionally classified as an
external combustion engine
An external combustion engine (EC engine) is a reciprocating heat engine where a working fluid, contained internally, is heated by combustion in an external source, through the engine wall or a heat exchanger. The fluid then, by expanding an ...
, as all heat transfers to and from the working fluid take place through a solid boundary (heat exchanger) thus isolating the combustion process and any contaminants it may produce from the working parts of the engine. This contrasts with an
internal combustion engine
An internal combustion engine (ICE or IC engine) is a heat engine in which the combustion of a fuel occurs with an oxidizer (usually air) in a combustion chamber that is an integral part of the working fluid flow circuit. In an internal combus ...
where heat input is by combustion of a fuel within the body of the working fluid. Most of the many possible implementations of the Stirling engine fall into the category of reciprocating piston engine.
Theory
The idealised Stirling cycle consists of four
thermodynamic processes
Classical thermodynamics considers three main kinds of thermodynamic process: (1) changes in a system, (2) cycles in a system, and (3) flow processes.
(1)A Thermodynamic process is a process in which the thermodynamic state of a system is change ...
acting on the working fluid:
#
Isothermal
In thermodynamics, an isothermal process is a type of thermodynamic process in which the temperature ''T'' of a system remains constant: Δ''T'' = 0. This typically occurs when a system is in contact with an outside thermal reservoir, and a ...
expansion
Expansion may refer to:
Arts, entertainment and media
* ''L'Expansion'', a French monthly business magazine
* ''Expansion'' (album), by American jazz pianist Dave Burrell, released in 2004
* ''Expansions'' (McCoy Tyner album), 1970
* ''Expansio ...
. The expansion-space and associated heat exchanger are maintained at a constant high temperature, and the gas undergoes near-isothermal expansion absorbing heat from the hot source.
# Constant-volume (known as isovolumetric or
isochoric
Isochoric may refer to:
*cell-transitive, in geometry
*isochoric process
In thermodynamics, an isochoric process, also called a constant-volume process, an isovolumetric process, or an isometric process, is a thermodynamic process during which ...
) heat-removal. The gas is passed through the
regenerator
Regenerator may refer to:
* Regenerative heat exchanger, a type of heat exchanger
* Regenerator (band), an independent record label set up in 2001
* Regenerator (''Resident Evil''), an enemy creature in the 2005 video game ''Resident Evil 4''
* ' ...
, where it cools, transferring heat to the regenerator for use in the next cycle.
#
Isothermal
In thermodynamics, an isothermal process is a type of thermodynamic process in which the temperature ''T'' of a system remains constant: Δ''T'' = 0. This typically occurs when a system is in contact with an outside thermal reservoir, and a ...
compression
Compression may refer to:
Physical science
*Compression (physics), size reduction due to forces
*Compression member, a structural element such as a column
*Compressibility, susceptibility to compression
* Gas compression
*Compression ratio, of a ...
. The compression space and associated heat exchanger are maintained at a constant low temperature so the gas undergoes near-isothermal compression rejecting heat to the cold sink
# Constant-volume (known as isovolumetric or
isochoric
Isochoric may refer to:
*cell-transitive, in geometry
*isochoric process
In thermodynamics, an isochoric process, also called a constant-volume process, an isovolumetric process, or an isometric process, is a thermodynamic process during which ...
) heat-addition. The gas passes back through the regenerator where it recovers much of the heat transferred in process 2, heating up on its way to the expansion space.
The engine is designed so the working gas is generally compressed in the colder portion of the engine and expanded in the hotter portion resulting in a net conversion of heat into
work
Work may refer to:
* Work (human activity), intentional activity people perform to support themselves, others, or the community
** Manual labour, physical work done by humans
** House work, housework, or homemaking
** Working animal, an animal t ...
. An internal
regenerative heat exchanger
A regenerative heat exchanger, or more commonly a regenerator, is a type of heat exchanger where heat from the hot fluid is intermittently stored in a thermal storage medium before it is transferred to the cold fluid. To accomplish this the hot fl ...
increases the Stirling engine's thermal efficiency compared to simpler hot air engines lacking this feature.
The Stirling engine uses the temperature difference between its hot end and cold end to establish a cycle of a fixed mass of gas, heated and expanded, and cooled and compressed, thus converting thermal
energy
In physics, energy (from Ancient Greek: ἐνέργεια, ''enérgeia'', “activity”) is the quantitative property that is transferred to a body or to a physical system, recognizable in the performance of work and in the form of heat a ...
into mechanical energy. The greater the temperature difference between the hot and cold sources, the greater the thermal efficiency. The maximum theoretical efficiency is equivalent to that of the
Carnot cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem, it provides an upper limit on the efficiency of any classical thermodynam ...
, but the efficiency of real engines is less than this value because of friction and other losses.
Since the Stirling engine is a closed cycle, it contains a fixed mass of gas called the "working fluid", most commonly
air
The atmosphere of Earth is the layer of gases, known collectively as air, retained by Earth's gravity that surrounds the planet and forms its planetary atmosphere. The atmosphere of Earth protects life on Earth by creating pressure allowing f ...
,
hydrogen
Hydrogen is the chemical element with the symbol H and atomic number 1. Hydrogen is the lightest element. At standard conditions hydrogen is a gas of diatomic molecules having the formula . It is colorless, odorless, tasteless, non-toxic, an ...
or
helium
Helium (from el, ἥλιος, helios, lit=sun) is a chemical element with the symbol He and atomic number 2. It is a colorless, odorless, tasteless, non-toxic, inert, monatomic gas and the first in the noble gas group in the periodic table. ...
. In normal operation, the engine is sealed and no gas enters or leaves; no valves are required, unlike other types of piston engines. The Stirling engine, like most heat engines, cycles through four main processes: cooling, compression, heating, and expansion. This is accomplished by moving the gas back and forth between hot and cold
heat exchangers
A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct conta ...
, often with a
regenerator
Regenerator may refer to:
* Regenerative heat exchanger, a type of heat exchanger
* Regenerator (band), an independent record label set up in 2001
* Regenerator (''Resident Evil''), an enemy creature in the 2005 video game ''Resident Evil 4''
* ' ...
between the heater and cooler. The hot heat exchanger is in thermal contact with an external heat source, such as a fuel burner, and the cold heat exchanger is in thermal contact with an external heat sink, such as air fins. A change in gas temperature causes a corresponding change in gas pressure, while the motion of the piston makes the gas alternately expand and compress.
The gas follows the behaviour described by the
gas laws
The gas laws were developed at the end of the 18th century, when scientists began to realize that relationships between pressure, volume and temperature of a sample of gas could be obtained which would hold to approximation for all gases.
Boyle ...
that describe how a gas's
pressure
Pressure (symbol: ''p'' or ''P'') is the force applied perpendicular to the surface of an object per unit area over which that force is distributed. Gauge pressure (also spelled ''gage'' pressure)The preferred spelling varies by country and e ...
,
temperature
Temperature is a physical quantity that expresses quantitatively the perceptions of hotness and coldness. Temperature is measured with a thermometer.
Thermometers are calibrated in various temperature scales that historically have relied o ...
, and
volume
Volume is a measure of occupied three-dimensional space. It is often quantified numerically using SI derived units (such as the cubic metre and litre) or by various imperial or US customary units (such as the gallon, quart, cubic inch). The de ...
are related. When the gas is heated, the pressure rises (because it is in a sealed chamber) and this pressure then acts on the power
piston
A piston is a component of reciprocating engines, reciprocating pumps, gas compressors, hydraulic cylinders and pneumatic cylinders, among other similar mechanisms. It is the moving component that is contained by a cylinder and is made gas-tig ...
to produce a power stroke. When the gas is cooled the pressure drops and this drop means that the piston needs to do less work to compress the gas on the return stroke. The difference in work between the strokes yields a net positive power output.
When one side of the piston is open to the atmosphere, the operation is slightly different. As the sealed volume of working gas comes in contact with the hot side, it expands, doing work on both the piston and on the atmosphere. When the working gas contacts the cold side, its pressure drops below atmospheric pressure and the atmosphere pushes on the piston and does work on the gas.
Components
As a consequence of closed-cycle operation, the heat driving a Stirling engine must be transmitted from a heat source to the working fluid by
heat exchanger
A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
s and finally to a
heat sink
A heat sink (also commonly spelled heatsink) is a passive heat exchanger that transfers the heat generated by an electronic or a mechanical device to a fluid medium, often air or a liquid coolant, where it is dissipated away from the device, th ...
. A Stirling engine system has at least one heat source, one heat sink and up to five heat exchangers. Some types may combine or dispense with some of these.
Heat source
The heat source may be provided by the
combustion
Combustion, or burning, is a high-temperature exothermic redox chemical reaction between a fuel (the reductant) and an oxidant, usually atmospheric oxygen, that produces oxidized, often gaseous products, in a mixture termed as smoke. Combusti ...
of a fuel and, since the combustion products do not mix with the working fluid and hence do not come into contact with the internal parts of the engine, a Stirling engine can run on fuels that would damage other engines types' internals, such as
landfill gas
Landfill gas is a mix of different gases created by the action of microorganisms within a landfill as they decompose organic waste, including for example, food waste and paper waste. Landfill gas is approximately forty to sixty percent methane, ...
, which may contain
siloxane
A siloxane is a functional group in organosilicon chemistry with the Si−O−Si linkage. The parent siloxanes include the oligomeric and polymeric hydrides with the formulae H(OSiH2)''n''OH and (OSiH2)n. Siloxanes also include branched compoun ...
that could deposit abrasive
silicon dioxide
Silicon dioxide, also known as silica, is an oxide of silicon with the chemical formula , most commonly found in nature as quartz and in various living organisms. In many parts of the world, silica is the major constituent of sand. Silica is one ...
geothermal energy
Geothermal energy is the thermal energy in the Earth's crust which originates from the formation of the planet and from radioactive decay of materials in currently uncertain but possibly roughly equal proportions. The high temperature and pres ...
,
nuclear energy
Nuclear energy may refer to:
*Nuclear power, the use of sustained nuclear fission or nuclear fusion to generate heat and electricity
* Nuclear binding energy, the energy needed to fuse or split a nucleus of an atom
*Nuclear potential energy
...
,
waste heat
Waste heat is heat that is produced by a machine, or other process that uses energy, as a byproduct of doing work. All such processes give off some waste heat as a fundamental result of the laws of thermodynamics. Waste heat has lower utility ...
and
bioenergy
Biomass is plant-based material used as a fuel for heat or electricity production. It can be in the form of wood, wood residues, energy crops, agricultural residues, and waste from industry, farms, and households. Some people use the terms biom ...
. If solar power is used as a heat source, regular
solar mirror
A solar mirror contains a substrate with a reflective layer for reflecting the solar energy, and in most cases an interference layer. This may be a planar mirror or parabolic arrays of solar mirrors used to achieve a substantially concentrate ...
s and solar dishes may be utilised. The use of
Fresnel lens
A Fresnel lens ( ; ; or ) is a type of composite compact lens developed by the French physicist Augustin-Jean Fresnel (1788–1827) for use in lighthouses. It has been called "the invention that saved a million ships."
The design allows the c ...
es and mirrors has also been advocated, for example in planetary surface exploration. Solar powered Stirling engines are increasingly popular as they offer an environmentally sound option for producing power while some designs are economically attractive in development projects.
Heat exchangers
Designing Stirling engine heat exchangers is a balance between high heat transfer with low
viscous
The viscosity of a fluid is a measure of its resistance to deformation at a given rate. For liquids, it corresponds to the informal concept of "thickness": for example, syrup has a higher viscosity than water.
Viscosity quantifies the inter ...
pumping losses, and low dead space (unswept internal volume). Engines that operate at high powers and pressures require that heat exchangers on the hot side be made of alloys that retain considerable strength at high temperatures and that don't corrode or creep.
In small, low power engines the heat exchangers may simply consist of the walls of the respective hot and cold chambers, but where larger powers are required a greater surface area is needed to transfer sufficient heat. Typical implementations are internal and external fins or multiple small bore tubes for the hot side, and a cooler using a liquid (like water) for the cool side.
Regenerator
In a Stirling engine, the regenerator is an internal heat exchanger and temporary heat store placed between the hot and cold spaces such that the working fluid passes through it first in one direction then the other, taking heat from the fluid in one direction, and returning it in the other. It can be as simple as metal mesh or foam, and benefits from high surface area, high heat capacity, low conductivity and low flow friction. Its function is to retain within the
system
A system is a group of Interaction, interacting or interrelated elements that act according to a set of rules to form a unified whole. A system, surrounded and influenced by its environment (systems), environment, is described by its boundaries, ...
that heat which would otherwise be exchanged with the environment at temperatures intermediate to the maximum and minimum cycle temperatures, thus enabling the thermal efficiency of the cycle (though not of any practical engine) to approach the limiting Carnot efficiency.
The primary effect of regeneration in a Stirling engine is to increase the thermal efficiency by 'recycling' internal heat which would otherwise pass through the engine irreversibly. As a secondary effect, increased thermal efficiency yields a higher power output from a given set of hot and cold end heat exchangers. These usually limit the engine's heat throughput. In practice this additional power may not be fully realized as the additional "dead space" (unswept volume) and pumping loss inherent in practical regenerators reduces the potential efficiency gains from regeneration.
The design challenge for a Stirling engine regenerator is to provide sufficient heat transfer capacity without introducing too much additional internal volume ('dead space') or flow resistance. These inherent design conflicts are one of many factors that limit the efficiency of practical Stirling engines. A typical design is a stack of fine metal
wire
Overhead power cabling. The conductor consists of seven strands of steel (centre, high tensile strength), surrounded by four outer layers of aluminium (high conductivity). Sample diameter 40 mm
A wire is a flexible strand of metal.
Wire is c ...
mesh
A mesh is a barrier made of connected strands of metal, fiber, or other flexible or ductile materials. A mesh is similar to a web or a net in that it has many attached or woven strands.
Types
* A plastic mesh may be extruded, oriented, ex ...
es, with low
porosity
Porosity or void fraction is a measure of the void (i.e. "empty") spaces in a material, and is a fraction of the volume of voids over the total volume, between 0 and 1, or as a percentage between 0% and 100%. Strictly speaking, some tests measure ...
to reduce dead space, and with the wire axes
perpendicular
In elementary geometry, two geometric objects are perpendicular if they intersect at a right angle (90 degrees or π/2 radians). The condition of perpendicularity may be represented graphically using the ''perpendicular symbol'', ⟂. It can ...
to the gas flow to reduce conduction in that direction and to maximize convective heat transfer.
The regenerator is the key component invented by
Robert Stirling
Robert Stirling (25 October 1790 – 6 June 1878) was a Scottish clergyman and engineer. He invented the Stirling engine and was inducted into the Scottish Engineering Hall of Fame in 2014.
Early life
Robert Stirling was born at Fatal Fiel ...
, and its presence distinguishes a true Stirling engine from any other closed-cycle hot air engine. Many small 'toy' Stirling engines, particularly low-temperature difference (LTD) types, do not have a distinct regenerator component and might be considered hot air engines; however a small amount of regeneration is provided by the surface of the displacer itself and the nearby cylinder wall, or similarly the passage connecting the hot and cold cylinders of an alpha configuration engine.
Heat sink
The larger the temperature difference between the hot and cold sections of a Stirling engine, the greater the engine's efficiency. The heat sink is typically the environment the engine operates in, at ambient temperature. In the case of medium- to high-power engines, a
radiator
Radiators are heat exchangers used to transfer thermal energy from one medium to another for the purpose of cooling and heating. The majority of radiators are constructed to function in cars, buildings, and electronics.
A radiator is always a ...
is required to transfer the heat from the engine to the ambient air. Marine engines have the advantage of using cool ambient sea, lake, or river water, which is typically cooler than ambient air. In the case of combined heat and power systems, the engine's cooling water is used directly or indirectly for heating purposes, raising efficiency.
Alternatively, heat may be supplied at ambient temperature and the heat sink maintained at a lower temperature by such means as cryogenic fluid (see
Liquid nitrogen economy A liquid nitrogen vehicle is powered by liquid nitrogen, which is stored in a tank. Traditional nitrogen engine designs work by heating the liquid nitrogen in a heat exchanger, extracting heat from the ambient air and using the resulting pressurize ...
) or iced water.
Displacer
The displacer is a special-purpose
piston
A piston is a component of reciprocating engines, reciprocating pumps, gas compressors, hydraulic cylinders and pneumatic cylinders, among other similar mechanisms. It is the moving component that is contained by a cylinder and is made gas-tig ...
, used in Beta and Gamma type Stirling engines, to move the working gas back and forth between the hot and cold heat exchangers. Depending on the type of engine design, the displacer may or may not be sealed to the cylinder; i.e., it may be a loose fit within the cylinder, allowing the working gas to pass around it as it moves to occupy the part of the cylinder beyond. The Alpha type engine has a high stress on the hot side, that's why so few inventors started to use a hybrid piston for that side. The hybrid piston has a sealed part as a normal Alpha type engine, but it has a connected displacer part with smaller diameter as the cylinder around that. The compression ratio is a bit smaller than in the original Alpha type engines, but the stress factor is pretty low on the sealed parts.
Configurations
The three major types of Stirling engines are distinguished by the way they move the air between the hot and cold areas:
# The ''alpha'' configuration has two power pistons, one in a hot cylinder, one in a cold cylinder, and the gas is driven between the two by the pistons; it is typically in a V-formation with the pistons joined at the same point on a crankshaft.
# The ''beta'' configuration has a single cylinder with a hot end and a cold end, containing a power piston and a 'displacer' that drives the gas between the hot and cold ends. It is typically used with a
rhombic drive
The rhombic drive is a specific method of transferring mechanical energy, or work, used when a single cylinder is used for two separately oscillating pistons.
History
It was originally developed around 1900 for the twin-cylinder Lanchester car en ...
to achieve the phase difference between the displacer and power pistons, but they can be joined 90 degrees out of phase on a crankshaft.
# The ''gamma'' configuration has two cylinders: one containing a displacer, with a hot and a cold end, and one for the power piston; they are joined to form a single space, so the cylinders have equal pressure; the pistons are typically in parallel and joined 90 degrees out of phase on a crankshaft.
Alpha
file:Alpha Stirling.gif, Alpha-type Stirling engine. There are two cylinders. The expansion cylinder (red) is maintained at a high temperature while the compression cylinder (blue) is cooled. The passage between the two cylinders contains the regenerator
An alpha Stirling contains two power pistons in separate cylinders, one hot and one cold. The hot cylinder is situated inside the high-temperature
heat exchanger
A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
and the cold cylinder is situated inside the low-temperature heat exchanger. This type of engine has a high power-to-volume ratio but has technical problems because of the usually high temperature of the hot piston and the durability of its seals. In practice, this piston usually carries a large insulating head to move the seals away from the hot zone at the expense of some additional dead space. The crank angle has a major effect on efficiency and the best angle frequently must be found experimentally. An angle of 90° frequently locks.
A four-step description of the process is as follows:
# Most of the working gas is in the hot cylinder and has more contact with the hot cylinder's walls. This results in overall heating of the gas. Its pressure increases and the gas expands. Because the hot cylinder is at its maximum volume and the cold cylinder is at mid stroke (partial volume), the volume of the system is increased by expansion into the cold cylinder.
# The system is at its maximum volume and more gas has contact with the cold cylinder. This cools the gas, lowering its pressure. Because of flywheel momentum or other piston pairs on the same shaft, the hot cylinder begins an upstroke reducing the volume of the system.
# Almost all the gas is now in the cold cylinder and cooling continues. This continues to reduce the pressure of the gas and cause contraction. Because the hot cylinder is at minimum volume and the cold cylinder is at its maximum volume, the volume of the system is further reduced by compression of the cold cylinder inwards.
# The system is at its minimum volume and the gas has greater contact with the hot cylinder. The volume of the system increases by expansion of the hot cylinder.
Beta
file:Stirling Animation.gif, upBeta-type Stirling engine, with only one cylinder, hot at one end and cold at the other. A loose-fitting displacer shunts the air between the hot and cold ends of the cylinder. A power piston at the open end of the cylinder drives the flywheel
A beta Stirling has a single power piston arranged within the same cylinder on the same shaft as a #Displacer, displacer piston. The displacer piston is a loose fit and does not extract any power from the expanding gas but only serves to shuttle the working gas between the hot and cold heat exchangers. When the working gas is pushed to the hot end of the cylinder it expands and pushes the power piston. When it is pushed to the cold end of the cylinder it contracts and the momentum of the machine, usually enhanced by a
flywheel
A flywheel is a mechanical device which uses the conservation of angular momentum to store rotational energy; a form of kinetic energy proportional to the product of its moment of inertia and the square of its rotational speed. In particular, ass ...
, pushes the power piston the other way to compress the gas. Unlike the alpha type, the beta type avoids the technical problems of hot moving seals, as the power piston is not in contact with the hot gas.
# Power piston (dark grey) has compressed the gas, the displacer piston (light grey) has moved so that most of the gas is adjacent to the hot heat exchanger.
# The heated gas increases in pressure and pushes the power piston to the farthest limit of the power stroke.
# The displacer piston now moves, shunting the gas to the cold end of the cylinder.
# The cooled gas is now compressed by the flywheel momentum. This takes less energy, since its pressure drops when it is cooled.
Gamma
A gamma Stirling is simply a beta Stirling with the power piston mounted in a separate cylinder alongside the displacer piston cylinder, but still connected to the same flywheel. The gas in the two cylinders can flow freely between them and remains a single body. This configuration produces a lower
compression ratio
The compression ratio is the ratio between the volume of the cylinder and combustion chamber in an internal combustion engine at their maximum and minimum values.
A fundamental specification for such engines, it is measured two ways: the stati ...
because of the volume of the connection between the two but is mechanically simpler and often used in multi-cylinder Stirling engines.
Other types
Other Stirling configurations continue to interest engineers and inventors.
* The rotary Stirling engine seeks to convert power from the Stirling cycle directly into torque, similar to the rotary combustion engine. No practical engine has yet been built but a number of concepts, models and patents have been produced, such as the
Quasiturbine
The Quasiturbine or Qurbine engine is a proposed pistonless rotary engine using a rhomboidal rotor whose sides are hinged at the vertices. The volume enclosed between the sides of the rotor and the rotor casing provide compression and expansion i ...
engine.
* A hybrid between piston and rotary configuration is a double-acting engine. This design rotates the displacers on either side of the power piston. In addition to giving great design variability in the heat transfer area, this layout eliminates all but one external seal on the output shaft and one internal seal on the piston. Also, both sides can be highly pressurized as they balance against each other.
* Another alternative is the
Fluidyne engine
A Fluidyne engine is an alpha or gamma type Stirling engine with one or more liquid pistons. It contains a working gas (often air), and either two liquid pistons or one liquid piston and a displacer.
The engine was invented in 1969. The engine ...
(or Fluidyne heat pump), which uses hydraulic pistons to implement the Stirling cycle. The work produced by a
Fluidyne engine
A Fluidyne engine is an alpha or gamma type Stirling engine with one or more liquid pistons. It contains a working gas (often air), and either two liquid pistons or one liquid piston and a displacer.
The engine was invented in 1969. The engine ...
goes into pumping the liquid. In its simplest form, the engine contains a working gas, a liquid, and two non-return valves.
* The Ringbom engine concept published in 1907 has no rotary mechanism or linkage for the displacer. This is instead driven by a small auxiliary piston, usually a thick displacer rod, with the movement limited by stops.
* The engineer
Andy Ross
Andrew Ross is an American musician. He has been the guitarist, keyboardist and vocalist for the rock band OK Go since 2005. He is also behind a solo project, Secret Dakota Ring, which released albums in 2004 and 2008. Ross is also co-founder of ...
invented a two-cylinder Stirling engine (positioned at 0°, not 90°) connected using a special yoke.
* The Franchot engine is a double-acting engine invented by Charles-Louis-Félix Franchot in the nineteenth century. In a double-acting engine, the pressure of the working fluid acts on both sides of the piston. One of the simplest forms of a double-acting machine, the Franchot engine consists of two pistons and two cylinders, and acts like two separate alpha machines. In the Franchot engine, each piston acts in two gas phases, which makes more efficient use of the mechanical components than a single-acting alpha machine. However, a disadvantage of this machine is that one connecting rod must have a sliding seal at the hot side of the engine, which is difficult when dealing with high pressures and temperatures.
Free-piston engines
Free-piston Stirling engines include those with liquid pistons and those with diaphragms as pistons. In a free-piston device, energy may be added or removed by an electrical
linear alternator
A linear alternator is essentially a linear motor used as an electrical generator.
An alternator is a type of alternating current (AC) electrical generator. The devices are often physically equivalent. The principal difference is in how they are ...
,
pump
A pump is a device that moves fluids (liquids or gases), or sometimes slurries, by mechanical action, typically converted from electrical energy into hydraulic energy. Pumps can be classified into three major groups according to the method they u ...
or other coaxial device. This avoids the need for a linkage, and reduces the number of moving parts. In some designs, friction and wear are nearly eliminated by the use of non-contact
gas bearing
Fluid bearings are bearings in which the load is supported by a thin layer of rapidly moving pressurized liquid or gas between the bearing surfaces. Since there is no contact between the moving parts, there is no sliding friction, allowing fl ...
s or very precise suspension through planar springs.
Four basic steps in the cycle of a free-piston Stirling engine are:
# The power piston is pushed outwards by the expanding gas thus doing work. Gravity plays no role in the cycle.
# The gas volume in the engine increases and therefore the pressure reduces, which causes a pressure difference across the displacer rod to force the displacer towards the hot end. When the displacer moves, the piston is almost stationary and therefore the gas volume is almost constant. This step results in the constant volume cooling process, which reduces the pressure of the gas.
# The reduced pressure now arrests the outward motion of the piston and it begins to accelerate towards the hot end again and by its own inertia, compresses the now cold gas, which is mainly in the cold space.
# As the pressure increases, a point is reached where the pressure differential across the displacer rod becomes large enough to begin to push the displacer rod (and therefore also the displacer) towards the piston and thereby collapsing the cold space and transferring the cold, compressed gas towards the hot side in an almost constant volume process. As the gas arrives in the hot side the pressure increases and begins to move the piston outwards to initiate the expansion step as explained in (1).
In the early 1960s,
William T. Beale
William is a male given name of Germanic origin.Hanks, Hardcastle and Hodges, ''Oxford Dictionary of First Names'', Oxford University Press, 2nd edition, , p. 276. It became very popular in the English language after the Norman conquest of Eng ...
of
Ohio University
Ohio University is a Public university, public research university in Athens, Ohio. The first university chartered by an Act of Congress and the first to be chartered in Ohio, the university was chartered in 1787 by the Congress of the Confeder ...
located in Athens, Ohio, invented a free piston version of the Stirling engine to overcome the difficulty of lubricating the crank mechanism. While the invention of the basic free piston Stirling engine is generally attributed to Beale, independent inventions of similar types of engines were made by E.H. Cooke-Yarborough and C. West at the Harwell Laboratories of the UK AERE. G.M. Benson also made important early contributions and patented many novel free-piston configurations.
The first known mention of a Stirling cycle machine using freely moving components is a British patent disclosure in 1876. This machine was envisaged as a refrigerator (i.e., the ''reversed'' Stirling cycle). The first consumer product to utilize a free piston Stirling device was a portable refrigerator manufactured by
Twinbird Corporation
Twinbird Corporation, founded in 1951, is a manufacturer of household electric products with headquarters in Tsubame City, Niigata Prefecture, Japan. Shigekatsu Nomizu is the President, employing 284 people as of March 2010.
It was founded as ...
of Japan and offered in the US by Coleman in 2004.
Flat engines
Design of the flat double-acting Stirling engine solves the drive of a displacer with the help of the fact that areas of the hot and cold pistons of the displacer are different.
The drive does so without any mechanical transmission. Using diaphragms eliminates friction and need for lubricants.
When the displacer is in motion, the generator holds the working piston in the limit position, which brings the engine working cycle close to an ideal Stirling cycle.
The ratio of the area of the heat exchangers to the volume of the machine increases by the implementation of a flat design.
Flat design of the working cylinder approximates thermal process of the expansion and compression closer to the isothermal one.
The disadvantage is a large area of the thermal insulation between the hot and cold space.
Thermoacoustic cycle
Thermoacoustic devices are very different from Stirling devices, although the individual path travelled by each working gas molecule does follow a real Stirling cycle. These devices include the thermoacoustic engine and thermoacoustic refrigerator. High-amplitude acoustic
standing wave
In physics, a standing wave, also known as a stationary wave, is a wave that oscillates in time but whose peak amplitude profile does not move in space. The peak amplitude of the wave oscillations at any point in space is constant with respect ...
s cause compression and expansion analogous to a Stirling power piston, while out-of-phase acoustic
travelling wave
In physics, mathematics, and related fields, a wave is a propagating dynamic disturbance (change from List of types of equilibrium, equilibrium) of one or more quantities. Waves can be Periodic function, periodic, in which case those quantities ...
s cause displacement along a temperature
gradient
In vector calculus, the gradient of a scalar-valued differentiable function of several variables is the vector field (or vector-valued function) \nabla f whose value at a point p is the "direction and rate of fastest increase". If the gradi ...
, analogous to a Stirling displacer piston. Thus a thermoacoustic device typically does not have a displacer, as found in a beta or gamma Stirling.
Other developments
NASA
The National Aeronautics and Space Administration (NASA ) is an independent agency of the US federal government responsible for the civil space program, aeronautics research, and space research.
NASA was established in 1958, succeeding t ...
has considered nuclear-decay heated Stirling Engines for extended missions to the outer solar system. In 2018, NASA and the United States Department of Energy announced that they had successfully tested a new type of nuclear reactor called
KRUSTY
Herschel Shmoikel Pinchas Yerucham Krustofsky (; ) better known by his stage name Krusty the Clown (sometimes spelled as Krusty the Klown), is a recurring character on the animated television series ''The Simpsons''. He is voiced by Dan Castel ...
, which stands for "Kilopower Reactor Using Stirling TechnologY", and which is designed to be able to power deep space vehicles and probes as well as exoplanetary encampments.
At the 2012 Cable-Tec Expo put on by the Society of Cable Telecommunications Engineers, Dean Kamen took the stage with Time Warner Cable Chief Technology Officer Mike LaJoie to announce a new initiative between his company Deka Research and the SCTE. Kamen refers to it as a Stirling engine.
Operational considerations
Size and temperature
Very low-power engines have been built that run on a temperature difference of as little as 0.5 K. A ''displacer-type Stirling engine'' has one piston and one displacer. A temperature difference is required between the top and bottom of the large cylinder to run the engine. In the case of the ''low-temperature-difference'' (LTD) Stirling engine, the temperature difference between one's hand and the surrounding air can be enough to run the engine. The power piston in the displacer-type Stirling engine is tightly sealed and is controlled to move up and down as the gas inside expands. The displacer, on the other hand, is very loosely fitted so that air can move freely between the hot and cold sections of the engine as the piston moves up and down. The displacer moves up and down to cause most of the gas in the displacer cylinder to be either heated, or cooled.
Stirling engines, especially those that run on small temperature differentials, are quite large for the amount of power that they produce (i.e., they have low
specific power
Power-to-weight ratio (PWR, also called specific power, or power-to-mass ratio) is a calculation commonly applied to engines and mobile power sources to enable the comparison of one unit or design to another. Power-to-weight ratio is a measuremen ...
). This is primarily due to the heat transfer coefficient of gaseous convection, which limits the
heat flux
Heat flux or thermal flux, sometimes also referred to as ''heat flux density'', heat-flow density or ''heat flow rate intensity'' is a flow of energy per unit area per unit time. In SI its units are watts per square metre (W/m2). It has both a ...
that can be attained in a typical cold heat exchanger to about 500 W/(m2·K), and in a hot heat exchanger to about 500–5000 W/(m2·K). Compared with internal combustion engines, this makes it more challenging for the engine designer to transfer heat into and out of the working gas. Because of the
thermal efficiency
In thermodynamics, the thermal efficiency (\eta_) is a dimensionless performance measure of a device that uses thermal energy, such as an internal combustion engine, steam turbine, steam engine, boiler, furnace, refrigerator, ACs etc.
For a he ...
the required heat transfer grows with lower temperature difference, and the heat exchanger surface (and cost) for 1 kW output grows with (1/ΔT)2. Therefore, the specific cost of very low temperature difference engines is very high. Increasing the temperature differential and/or pressure allows Stirling engines to produce more power, assuming the heat exchangers are designed for the increased heat load, and can deliver the convected heat flux necessary.
A Stirling engine cannot start instantly; it literally needs to "warm up". This is true of all external combustion engines, but the warm up time may be longer for Stirlings than for others of this type such as
steam engine
A steam engine is a heat engine that performs mechanical work using steam as its working fluid. The steam engine uses the force produced by steam pressure to push a piston back and forth inside a cylinder. This pushing force can be trans ...
s. Stirling engines are best used as constant speed engines.
Power output of a Stirling tends to be constant and to adjust it can sometimes require careful design and additional mechanisms. Typically, changes in output are achieved by varying the displacement of the engine (often through use of a swashplate
crankshaft
A crankshaft is a mechanical component used in a piston engine to convert the reciprocating motion into rotational motion. The crankshaft is a rotating shaft containing one or more crankpins, that are driven by the pistons via the connecting ...
arrangement), or by changing the quantity of working fluid, or by altering the piston/displacer phase angle, or in some cases simply by altering the engine load. This property is less of a drawback in hybrid electric propulsion or "base load" utility generation where constant power output is actually desirable.
Gas choice
The gas used should have a low
heat capacity
Heat capacity or thermal capacity is a physical property of matter, defined as the amount of heat to be supplied to an object to produce a unit change in its temperature. The SI unit of heat capacity is joule per kelvin (J/K).
Heat capacity i ...
, so that a given amount of transferred heat leads to a large increase in pressure. Considering this issue, helium would be the best gas because of its very low heat capacity. Air is a viable working fluid, but the oxygen in a highly pressurized air engine can cause fatal accidents caused by lubricating oil explosions. Following one such accident Philips pioneered the use of other gases to avoid such risk of explosions.
*
Hydrogen
Hydrogen is the chemical element with the symbol H and atomic number 1. Hydrogen is the lightest element. At standard conditions hydrogen is a gas of diatomic molecules having the formula . It is colorless, odorless, tasteless, non-toxic, an ...
's low
viscosity
The viscosity of a fluid is a measure of its resistance to deformation at a given rate. For liquids, it corresponds to the informal concept of "thickness": for example, syrup has a higher viscosity than water.
Viscosity quantifies the inte ...
and high
thermal conductivity
The thermal conductivity of a material is a measure of its ability to conduct heat. It is commonly denoted by k, \lambda, or \kappa.
Heat transfer occurs at a lower rate in materials of low thermal conductivity than in materials of high thermal ...
make it the most powerful working gas, primarily because the engine can run faster than with other gases. However, because of hydrogen absorption, and given the high diffusion rate associated with this low
molecular weight
A molecule is a group of two or more atoms held together by attractive forces known as chemical bonds; depending on context, the term may or may not include ions which satisfy this criterion. In quantum physics, organic chemistry, and bioch ...
gas, particularly at high temperatures, H2 leaks through the solid metal of the heater. Diffusion through
carbon steel
Carbon steel is a steel with carbon content from about 0.05 up to 2.1 percent by weight. The definition of carbon steel from the American Iron and Steel Institute (AISI) states:
* no minimum content is specified or required for chromium, cobalt ...
is too high to be practical, but may be acceptably low for metals such as
aluminum
Aluminium (aluminum in American and Canadian English) is a chemical element with the symbol Al and atomic number 13. Aluminium has a density lower than those of other common metals, at approximately one third that of steel. It has ...
, or even
stainless steel
Stainless steel is an alloy of iron that is resistant to rusting and corrosion. It contains at least 11% chromium and may contain elements such as carbon, other nonmetals and metals to obtain other desired properties. Stainless steel's corros ...
. Certain ceramics also greatly reduce diffusion.
Hermetic
Hermetic or related forms may refer to:
* of or related to the ancient Greek Olympian god Hermes
* of or related to Hermes Trismegistus, a legendary Hellenistic figure based on the Greek god Hermes and the Egyptian god Thoth
** , the ancient and m ...
pressure vessel seals are necessary to maintain pressure inside the engine without replacement of lost gas. For high-temperature-differential (HTD) engines, auxiliary systems may be required to maintain high-pressure working fluid. These systems can be a gas storage bottle or a gas generator. Hydrogen can be generated by
electrolysis
In chemistry and manufacturing, electrolysis is a technique that uses direct electric current (DC) to drive an otherwise non-spontaneous chemical reaction. Electrolysis is commercially important as a stage in the separation of elements from n ...
of water, the action of steam on red hot carbon-based fuel, by gasification of hydrocarbon fuel, or by the reaction of
acid
In computer science, ACID ( atomicity, consistency, isolation, durability) is a set of properties of database transactions intended to guarantee data validity despite errors, power failures, and other mishaps. In the context of databases, a sequ ...
on metal. Hydrogen can also cause the
embrittlement
Embrittlement is a significant decrease of ductility of a material, which makes the material Brittleness, brittle. Embrittlement is used to describe any phenomena where the environment compromises a stressed material's mechanical performance, such ...
of metals. Hydrogen is a flammable gas, which is a safety concern if released from the engine.
* Most technically advanced Stirling engines, like those developed for United States government labs, use
helium
Helium (from el, ἥλιος, helios, lit=sun) is a chemical element with the symbol He and atomic number 2. It is a colorless, odorless, tasteless, non-toxic, inert, monatomic gas and the first in the noble gas group in the periodic table. ...
as the working gas, because it functions close to the efficiency and power density of hydrogen with fewer of the material containment issues. Helium is inert, and hence not flammable. Helium is relatively expensive, and must be supplied as bottled gas. One test showed hydrogen to be 5% (absolute) more efficient than helium (24% relatively) in the GPU-3 Stirling engine. The researcher Allan Organ demonstrated that a well-designed air engine is theoretically just as ''efficient'' as a helium or hydrogen engine, but helium and hydrogen engines are several times more ''powerful per unit volume''.
* Some engines use
air
The atmosphere of Earth is the layer of gases, known collectively as air, retained by Earth's gravity that surrounds the planet and forms its planetary atmosphere. The atmosphere of Earth protects life on Earth by creating pressure allowing f ...
or
nitrogen
Nitrogen is the chemical element with the symbol N and atomic number 7. Nitrogen is a nonmetal and the lightest member of group 15 of the periodic table, often called the pnictogens. It is a common element in the universe, estimated at se ...
as the working fluid. These gases have much lower power density (which increases engine costs), but they are more convenient to use and they minimize the problems of gas containment and supply (which decreases costs). The use of
compressed air
Compressed air is air kept under a pressure that is greater than atmospheric pressure. Compressed air is an important medium for transfer of energy in industrial processes, and is used for power tools such as air hammers, drills, wrenches, and o ...
in contact with flammable materials or substances such as lubricating oil introduces an explosion hazard, because compressed air contains a high
partial pressure
In a mixture of gases, each constituent gas has a partial pressure which is the notional pressure of that constituent gas as if it alone occupied the entire volume of the original mixture at the same temperature. The total pressure of an ideal gas ...
of
oxygen
Oxygen is the chemical element with the symbol O and atomic number 8. It is a member of the chalcogen group in the periodic table, a highly reactive nonmetal, and an oxidizing agent that readily forms oxides with most elements as wel ...
. However, oxygen can be removed from air through an oxidation reaction or bottled nitrogen can be used, which is nearly inert and very safe.
* Other possible lighter-than-air gases include
methane
Methane ( , ) is a chemical compound with the chemical formula (one carbon atom bonded to four hydrogen atoms). It is a group-14 hydride, the simplest alkane, and the main constituent of natural gas. The relative abundance of methane on Eart ...
, and
ammonia
Ammonia is an inorganic compound of nitrogen and hydrogen with the formula . A stable binary hydride, and the simplest pnictogen hydride, ammonia is a colourless gas with a distinct pungent smell. Biologically, it is a common nitrogenous was ...
.
Pressurization
In most high-power Stirling engines, both the minimum pressure and mean pressure of the working fluid are above atmospheric pressure. This initial engine pressurization can be realized by a pump, or by filling the engine from a compressed gas tank, or even just by sealing the engine when the mean temperature is lower than the mean
operating temperature
An operating temperature is the allowable temperature range of the local ambient environment at which an electrical or mechanical device operates. The device will operate effectively within a specified temperature range which varies based on the de ...
. All of these methods increase the mass of working fluid in the thermodynamic cycle. All of the heat exchangers must be sized appropriately to supply the necessary heat transfer rates. If the heat exchangers are well designed and can supply the heat
flux
Flux describes any effect that appears to pass or travel (whether it actually moves or not) through a surface or substance. Flux is a concept in applied mathematics and vector calculus which has many applications to physics. For transport ph ...
needed for convective
heat transfer
Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, ...
, then the engine, in a first approximation, produces power in proportion to the mean pressure, as predicted by the West number, and Beale number. In practice, the maximum pressure is also limited to the safe pressure of the pressure vessel. Like most aspects of Stirling engine design, optimization is multivariable calculus, multivariate, and often has conflicting requirements. A difficulty of pressurization is that while it improves the power, the heat required increases proportionately to the increased power. This heat transfer is made increasingly difficult with pressurization since increased pressure also demands increased thicknesses of the walls of the engine, which, in turn, increase the resistance to heat transfer.
Lubricants and friction
At high temperatures and pressures, the oxygen in air-pressurized crankcases, or in the working gas of hot air engines, can combine with the engine's lubricating oil and explode. At least one person has died in such an explosion. Lubricants can also clog heat exchangers, especially the regenerator. For these reasons, designers prefer non-lubricated, low-coefficient of friction materials (such as Rulon (plastic), rulon or graphite), with low normal forces on the moving parts, especially for sliding seals. Some designs avoid sliding surfaces altogether by using diaphragms for sealed pistons. These are some of the factors that allow Stirling engines to have lower maintenance requirements and longer life than internal-combustion engines.
Efficiency
Theoretical
thermal efficiency
In thermodynamics, the thermal efficiency (\eta_) is a dimensionless performance measure of a device that uses thermal energy, such as an internal combustion engine, steam turbine, steam engine, boiler, furnace, refrigerator, ACs etc.
For a he ...
equals that of the hypothetical
Carnot cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem, it provides an upper limit on the efficiency of any classical thermodynam ...
, i.e. the highest efficiency attainable by any heat engine. However, though it is useful for illustrating general principles, the ideal cycle deviates substantially from practical Stirling engines. It has been argued that its indiscriminate use in many standard books on engineering thermodynamics has done a disservice to the study of Stirling engines in general.
Stirling engines cannot achieve total efficiencies typical of an
internal combustion engine
An internal combustion engine (ICE or IC engine) is a heat engine in which the combustion of a fuel occurs with an oxidizer (usually air) in a combustion chamber that is an integral part of the working fluid flow circuit. In an internal combus ...
, the main constraint being thermal efficiency. During internal combustion, temperatures achieve around 1500 °C–1600 °C for a short period of time, resulting in greater mean heat supply temperature of the thermodynamic cycle than any Stirling engine could achieve. It is not possible to supply heat at temperatures that high by conduction, as it is done in Stirling engines because no material could conduct heat from combustion in that high temperature without huge heat losses and problems related to heat deformation of materials.
Stirling engines are capable of quiet operation and can use almost any heat source. The heat energy source is generated external to the Stirling engine rather than by internal combustion as with the Otto cycle or Diesel cycle engines. This type of engine is currently generating interest as the core component of
micro combined heat and power
Micro combined heat and power, micro-CHP, µCHP or mCHP is an extension of the idea of cogeneration to the single/multi family home or small office building in the range of up to 50 kW. Usual technologies for the production of heat and power in ...
(CHP) units, in which it is more efficient and safer than a comparable steam engine. However, it has a low power-to-weight ratio, rendering it more suitable for use in static installations where space and weight are not at a premium.
Other real-world issues reduce the efficiency of actual engines, due to the limits of Convection (heat transfer), convective heat transfer and Fluid dynamics#Viscous vs inviscid flow, viscous flow (friction). There are also practical, mechanical considerations: for instance, a simple kinematic linkage may be favoured over a more complex mechanism needed to replicate the idealized cycle, and limitations imposed by available materials such as ideal gas, non-ideal properties of the working gas,
thermal conductivity
The thermal conductivity of a material is a measure of its ability to conduct heat. It is commonly denoted by k, \lambda, or \kappa.
Heat transfer occurs at a lower rate in materials of low thermal conductivity than in materials of high thermal ...
, tensile strength, creep, Flexural strength, rupture strength, and melting point. A question that often arises is whether the ideal cycle with isothermal expansion and compression is in fact the correct ideal cycle to apply to the Stirling engine. Professor C. J. Rallis has pointed out that it is very difficult to imagine any condition where the expansion and compression spaces may approach isothermal behavior and it is far more realistic to imagine these spaces as adiabatic. An ideal analysis where the expansion and compression spaces are taken to be adiabatic with isothermal heat exchangers and perfect regeneration was analyzed by Rallis and presented as a better ideal yardstick for Stirling machinery. He called this cycle the 'pseudo-Stirling cycle' or 'ideal adiabatic Stirling cycle'. An important consequence of this ideal cycle is that it does not predict Carnot efficiency. A further conclusion of this ideal cycle is that maximum efficiencies are found at lower compression ratios, a characteristic observed in real machines. In an independent work, T. Finkelstein also assumed adiabatic expansion and compression spaces in his analysis of Stirling machinery
The ideal Stirling cycle is unattainable in the real world, as with any heat engine. The efficiency of Stirling machines is also linked to the environmental temperature: higher efficiency is obtained when the weather is cooler, thus making this type of engine less attractive in places with warmer climates. As with other external combustion engines, Stirling engines can use heat sources other than the combustion of fuels. For example, various designs for solar-powered Stirling engines have been developed.
Comparison with internal combustion engines
In contrast to internal combustion engines, Stirling engines have the potential to use renewable heat sources more easily, and to be quieter and more reliable with lower maintenance. They are preferred for applications that value these unique advantages, particularly if the cost per unit energy generated is more important than the capital cost per unit power. On this basis, Stirling engines are cost-competitive up to about 100 kW.
Compared to an
internal combustion engine
An internal combustion engine (ICE or IC engine) is a heat engine in which the combustion of a fuel occurs with an oxidizer (usually air) in a combustion chamber that is an integral part of the working fluid flow circuit. In an internal combus ...
of the same power rating, Stirling engines currently have a higher capital cost and are usually larger and heavier. Their lower maintenance requirements make the overall ''energy'' cost comparable. The
thermal efficiency
In thermodynamics, the thermal efficiency (\eta_) is a dimensionless performance measure of a device that uses thermal energy, such as an internal combustion engine, steam turbine, steam engine, boiler, furnace, refrigerator, ACs etc.
For a he ...
is also comparable (for small engines), ranging from 15% to 30%. For applications such as micro-CHP, a Stirling engine is often preferable to an internal combustion engine. Other applications include water pumping, astronautics, and electrical generation from plentiful energy sources that are incompatible with the internal combustion engine, such as solar energy, and biomass such as Zero waste agriculture, agricultural waste and other waste such as domestic refuse. However, Stirling engines are generally not price-competitive as an automobile engine, because of high cost per unit power, & low power density.
Basic analysis is based on the closed-form Schmidt analysis.
Advantages of Stirling engines compared to internal combustion engines include:
* Stirling engines can run directly on any available heat source, not just one produced by combustion, so they can run on heat from solar, geothermal, biological, nuclear sources or waste heat from industrial processes.
* A continuous combustion process can be used to supply heat, so those emissions associated with the intermittent combustion processes of a reciprocating internal combustion engine can be reduced.
* Some types of Stirling engines have the bearings and seals on the cool side of the engine, where they require less lubricant and last longer than equivalents on other reciprocating engine types.
* The engine mechanisms are in some ways simpler than other reciprocating engine types. No valves are needed, and the burner system can be relatively simple. Crude Stirling engines can be made using common household materials.
* A Stirling engine uses a single-phase working fluid that maintains an internal pressure close to the design pressure, and thus for a properly designed system the risk of explosion is low. In comparison, a steam engine uses a two-phase gas/liquid working fluid, so a faulty overpressure relief valve can cause an explosion.
* In some cases, low operating pressure allows the use of lightweight cylinders.
* They can be built to run quietly and without an air supply, for air-independent propulsion use in submarines.
* They start easily (albeit slowly, after warmup) and run more efficiently in cold weather, in contrast to the internal combustion, which starts quickly in warm weather, but not in cold weather.
* A Stirling engine used for pumping water can be configured so that the water cools the compression space. This increases efficiency when pumping cold water.
* They are extremely flexible. They can be used as CHP (combined heat and power) in the winter and as coolers in summer.
* Waste heat is easily harvested (compared to waste heat from an internal combustion engine), making Stirling engines useful for dual-output heat and power systems.
* In 1986 NASA built a Stirling automotive engine and installed it in a Chevrolet Celebrity. Fuel economy was improved 45% and emissions were greatly reduced. Acceleration (power response) was equivalent to the standard internal combustion engine. This engine, designated the Mod II, also nullifies arguments that Stirling engines are heavy, expensive, unreliable, and demonstrate poor performance. A catalytic converter, muffler and frequent oil changes are not required.
Disadvantages of Stirling engines compared to internal combustion engines include:
* Stirling engine designs require
heat exchanger
A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
s for heat input and for heat output, and these must contain the pressure of the working fluid, where the pressure is proportional to the engine power output. In addition, the expansion-side heat exchanger is often at very high temperature, so the materials must resist the corrosive effects of the heat source, and have low creep. Typically these material requirements substantially increase the cost of the engine. The materials and assembly costs for a high-temperature heat exchanger typically accounts for 40% of the total engine cost.
* All thermodynamic cycles require large temperature differentials for efficient operation. In an external combustion engine, the heater temperature always equals or exceeds the expansion temperature. This means that the metallurgical requirements for the heater material are very demanding. This is similar to a Gas turbine, but is in contrast to an Otto engine or Diesel engine, where the expansion temperature can far exceed the metallurgical limit of the engine materials, because the input heat source is not conducted through the engine, so engine materials operate closer to the average temperature of the working gas. The Stirling cycle is not actually achievable, the real cycle in Stirling machines is less efficient than the theoretical Stirling cycle, also the efficiency of the Stirling cycle is lower where the ambient temperatures are mild, while it would give its best results in a cool environment, such as northern countries' winters.
* Dissipation of waste heat is especially complicated because the coolant temperature is kept as low as possible to maximize thermal efficiency. This increases the size of the radiators, which can make packaging difficult. Along with materials cost, this has been one of the factors limiting the adoption of Stirling engines as automotive prime movers. For other applications such as Ship#Propulsion, ship propulsion and stationary microgeneration systems using Cogeneration, combined heat and power (CHP) high power density is not required.
Applications
Applications of the Stirling engine range from heating and cooling to underwater power systems. A Stirling engine can function in reverse as a heat pump for heating or cooling. Other uses include combined heat and power, solar power generation, Stirling cryocoolers, heat pump, marine engines, low power model aircraft engines, and low temperature difference engines.
See also
* Bore (engine), Bore
* Distributed generation
* Francis Herbert Wenham
* John Ericsson
* Cost of electricity by source
* Schmidt number#Stirling engines
* Stroke (engine), Stroke
* Thermomechanical generator
References
Bibliography
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* E.H. Cooke-Yarborough (1970). "Heat Engines", US patent 3548589 '. Granted to Atomic Energy Authority UK, 22 December 1970.
* E.H. Cooke-Yarborough (1967). "A Proposal for a Heat-Powered Nonrotating Electrical Alternator", ''Harwell Memorandum AERE-M881''.
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Further reading
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* W.T. Beale (1971). "Stirling Cycle Type Thermal Device", US patent 3552120 '. Granted to Research Corp, 5 January 1971.
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* R.C. Belaire (1977). "Device for decreasing the start-up time for stirling engines", US patent 4057962 '. Granted to Ford Motor Company, 15 November 1977.
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* C.D. West (1970). "Hydraulic Heat Engines", ''Harwell Momorandum AERE-R6522''.
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