In
mathematics, symmetric cones, sometimes called domains of positivity, are open convex self-dual
cones
A cone is a three-dimensional geometric shape that tapers smoothly from a flat base (frequently, though not necessarily, circular) to a point called the apex or vertex.
A cone is formed by a set of line segments, half-lines, or lines co ...
in Euclidean space which have a transitive group of symmetries, i.e. invertible operators that take the cone onto itself. By the
Koecher–Vinberg theorem these correspond to the cone of squares in finite-dimensional
real Euclidean Jordan algebras, originally studied and classified by . The
tube domain
In mathematics, a tube domain is a generalization of the notion of a vertical strip (or half-plane) in the complex plane to several complex variables. A strip can be thought of as the collection of complex numbers whose real part lie in a given ...
associated with a symmetric cone is a noncompact
Hermitian symmetric space
In mathematics, a Hermitian symmetric space is a Hermitian manifold which at every point has an inversion symmetry preserving the Hermitian structure. First studied by Élie Cartan, they form a natural generalization of the notion of Riemannian ...
of tube type. All the algebraic and geometric structures associated with the symmetric space can be expressed naturally in terms of the Jordan algebra. The other irreducible Hermitian symmetric spaces of noncompact type correspond to
Siegel domain In mathematics, a Siegel domain or Piatetski-Shapiro domain is a special open subset of complex affine space generalizing the Siegel upper half plane studied by . They were introduced by in his study of bounded homogeneous domains.
Definitions
A ...
s of the second kind. These can be described in terms of more complicated structures called
Jordan triple systems, which generalize Jordan algebras without identity.
Definitions
A
convex cone
In linear algebra, a ''cone''—sometimes called a linear cone for distinguishing it from other sorts of cones—is a subset of a vector space that is closed under scalar multiplication; that is, is a cone if x\in C implies sx\in C for every .
...
''C'' in a finite-dimensional real
inner product space
In mathematics, an inner product space (or, rarely, a Hausdorff pre-Hilbert space) is a real vector space or a complex vector space with an operation called an inner product. The inner product of two vectors in the space is a scalar, often ...
''V'' is a convex set invariant under multiplication by positive scalars. It spans the subspace ''C'' – ''C'' and the largest subspace it contains is ''C'' ∩ (−''C''). It spans the whole space if and only if it contains a basis. Since the
convex hull of the basis is a polytope with non-empty interior, this happens if and only if ''C'' has non-empty interior. The interior in this case is also a convex cone. Moreover, an open convex cone coincides with the interior of its closure, since any interior point in the closure must lie in the interior of some polytope in the original cone. A convex cone is said to be ''proper'' if its closure, also a cone, contains no subspaces.
Let ''C'' be an open convex cone. Its dual is defined as
:
It is also an open convex cone and ''C''** = ''C''. An open convex cone ''C'' is said to be self-dual if ''C''* = ''C''. It is necessarily proper, since
it does not contain 0, so cannot contain both ''X'' and −''X''.
The automorphism group of an open convex cone is defined by
:
Clearly ''g'' lies in Aut ''C'' if and only if ''g'' takes the closure of ''C'' onto itself. So Aut ''C'' is a closed subgroup of GL(''V'') and hence a
Lie group
In mathematics, a Lie group (pronounced ) is a group that is also a differentiable manifold. A manifold is a space that locally resembles Euclidean space, whereas groups define the abstract concept of a binary operation along with the addit ...
. Moreover, Aut ''C''* = (Aut ''C'')*, where ''g''* is the adjoint of ''g''. ''C'' is said to be homogeneous if Aut ''C'' acts transitively on ''C''.
The open convex cone ''C'' is called a symmetric cone if it is self-dual and homogeneous.
Group theoretic properties
*If ''C'' is a symmetric cone, then Aut ''C'' is closed under taking adjoints.
*The identity component Aut
0 ''C'' acts transitively on ''C''.
*The stabilizers of points are
maximal compact subgroup In mathematics, a maximal compact subgroup ''K'' of a topological group ''G'' is a subgroup ''K'' that is a compact space, in the subspace topology, and maximal amongst such subgroups.
Maximal compact subgroups play an important role in the class ...
s, all conjugate, and exhaust the maximal compact subgroups of Aut ''C''.
*In Aut
0 ''C'' the stabilizers of points are
maximal compact subgroup In mathematics, a maximal compact subgroup ''K'' of a topological group ''G'' is a subgroup ''K'' that is a compact space, in the subspace topology, and maximal amongst such subgroups.
Maximal compact subgroups play an important role in the class ...
s, all conjugate, and exhaust the maximal compact subgroups of Aut
0 ''C''.
*The maximal compact subgroups of Aut
0 ''C'' are connected.
*The component group of Aut ''C'' is isomorphic to the component group of a maximal compact subgroup and therefore finite.
*Aut ''C'' ∩ O(V) and Aut
0 ''C'' ∩ O(V) are maximal compact subgroups in Aut ''C'' and Aut
0 ''C''.
* ''C'' is naturally a
Riemannian symmetric space
In mathematics, a symmetric space is a Riemannian manifold (or more generally, a pseudo-Riemannian manifold) whose group of symmetries contains an inversion symmetry about every point. This can be studied with the tools of Riemannian geometry, ...
isomorphic to ''G'' / ''K'' where ''G'' = Aut
0 ''C''. The Cartan involution is defined by σ(''g'')=(''g''*)
−1, so that ''K'' = ''G'' ∩ O(V).
Spectral decomposition in a Euclidean Jordan algebra

In their classic paper, studied and completely classified a class of finite-dimensional Jordan algebras, that are now called either Euclidean Jordan algebras or formally real Jordan algebras.
Definition
Let ''E'' be a finite-dimensional real vector space with a symmetric bilinear product operation
:
with an identity element 1 such that ''a''1 = ''a'' for ''a'' in ''A'' and a real inner product (''a'',''b'') for which the multiplication operators ''L''(''a'') defined by ''L''(''a'')''b'' = ''ab'' on ''E'' are self-adjoint and satisfy the Jordan relation
:
As will turn out below, the condition on adjoints can be replaced by the equivalent condition that
the trace form Tr ''L''(''ab'') defines an inner product. The trace form has the advantage of being manifestly invariant under automorphisms of the Jordan algebra, which is thus a closed subgroup of O(''E'') and thus a compact Lie group. In practical examples, however, it is often easier to produce an inner product for which the ''L''(''a'') are self-adjoint than verify directly positive-definiteness of the trace form. (The equivalent original condition of Jordan, von Neumann and Wigner was that if a sum of squares of elements vanishes then each of those elements has to vanish.)
Power associativity
From the Jordan condition it follows that the Jordan algebra is
power associative, i.e. the Jordan subalgebra generated by any single element ''a'' in ''E'' is actually an associative commutative algebra. Thus, defining ''a''
''n'' inductively by ''a''
''n'' = ''a'' (''a''
''n''−1), the following associativity relation holds:
:
so the subalgebra can be identified with R
'a'' polynomials in ''a''. In fact
polarizing of the Jordan relation—replacing ''a'' by ''a'' + ''tb'' and taking the coefficient of ''t''—yields
:
This identity implies that ''L''(''a''
''m'') is a polynomial in ''L''(''a'') and ''L''(''a''
2) for all ''m''. In fact, assuming the result for lower exponents than ''m'',
:
Setting ''b'' = ''a''
''m'' – 1 in the polarized Jordan identity gives:
:
a
recurrence relation
In mathematics, a recurrence relation is an equation according to which the nth term of a sequence of numbers is equal to some combination of the previous terms. Often, only k previous terms of the sequence appear in the equation, for a paramete ...
showing inductively that ''L''(''a''
''m'' + 1) is a polynomial in ''L''(''a'') and ''L''(''a''
2).
Consequently, if power-associativity holds when the first exponent is ≤ ''m'', then it also holds for ''m''+1 since
:
Idempotents and rank
An element ''e'' in ''E'' is called an
idempotent
Idempotence (, ) is the property of certain operations in mathematics and computer science whereby they can be applied multiple times without changing the result beyond the initial application. The concept of idempotence arises in a number of pl ...
if ''e''
2 = ''e''. Two idempotents are said to be orthogonal if ''ef'' = 0. This is equivalent to orthogonality with respect to the inner product, since (''ef'',''ef'') = (''e'',''f''). In this case ''g'' = ''e'' + ''f'' is also an idempotent. An idempotent ''g'' is called ''primitive'' or ''minimal'' if it cannot be written as a sum of non-zero orthogonal idempotents. If ''e''
1, ..., ''e''
''m'' are pairwise orthogonal idempotents then their sum is also an idempotent and the algebra they generate consists of all linear combinations of the ''e''
''i''. It is an associative algebra. If ''e'' is an idempotent, then 1 − ''e'' is an orthogonal idempotent. An orthogonal set of idempotents with sum 1 is said to be a ''complete set'' or a ''partition of 1''. If each idempotent in the set is minimal it is called a ''Jordan frame''. Since the number of elements in any orthogonal set of idempotents is bounded by dim ''E'', Jordan frames exist. The maximal number of elements in a Jordan frame is called the rank ''r'' of ''E''.
Spectral decomposition
The spectral theorem states that any element ''a'' can be uniquely written as
:
where the idempotents ''e''
''i'''s are a partition of 1 and the λ
''i'', the ''eigenvalues'' of ''a'', are real and distinct. In fact let ''E''
0 = R
and let ''T'' be the restriction of ''L''(''a'') to ''E''
0. ''T'' is self-adjoint and has 1 as a cyclic vector. So the
commutant
In mathematics, especially group theory, the centralizer (also called commutant) of a subset ''S'' in a group ''G'' is the set of elements \mathrm_G(S) of ''G'' such that each member g \in \mathrm_G(S) commutes with each element of ''S'', ...
of ''T'' consists of polynomials in ''T'' (or ''a''). By the
spectral theorem
In mathematics, particularly linear algebra and functional analysis, a spectral theorem is a result about when a linear operator or matrix can be diagonalized (that is, represented as a diagonal matrix in some basis). This is extremely useful b ...
for self-adjoint operators,
:
where the ''P''
''i'' are orthogonal projections on ''E''
0 with sum ''I'' and the λ
''i'''s are the distinct real eigenvalues of ''T''. Since the ''P''
''i'''s commute with ''T'' and are self-adjoint, they are given by multiplication elements ''e''
''i'' of R
and thus form a partition of 1. Uniqueness follows because if ''f''
''i'' is a partition of 1 and ''a'' = Σ μ
''i'' ''f''
''i'', then with ''p''(''t'')=Π (''t'' - μ
''j'') and ''p''
''i'' = ''p''/(''t'' − μ
''i''), ''f''
''i'' = ''p''
''i''(''a'')/''p''
''i''(μ
''i''). So the ''f''
''i'''s are polynomials in ''a'' and uniqueness follows from uniqueness of the spectral decomposition of ''T''.
The spectral theorem implies that the rank is independent of the Jordan frame. For a Jordan frame with ''k'' minimal idempotents can be used to construct an element ''a'' with ''k'' distinct eigenvalues. As above the minimal polynomial ''p'' of ''a'' has degree ''k'' and R
'a''has dimension ''k''. Its dimension is also the largest ''k'' such that ''F''
''k''(''a'') ≠ 0 where ''F''
''k''(''a'') is the determinant of a
Gram matrix:
:
So the rank ''r'' is the largest integer ''k'' for which ''F''
''k'' is not identically zero on ''E''. In this case, as a non-vanishing polynomial, ''F''
''r'' is non-zero on an open dense subset of ''E''. the ''regular elements''. Any other ''a'' is a limit of regular elements ''a''
(''n''). Since the operator norm of ''L''(''x'') gives an equivalent norm on ''E'', a standard compactness argument shows that, passing to a subsequence if necessary, the spectral idempotents of the ''a''
(''n'') and their corresponding eigenvalues are convergent. The limit of Jordan frames is a Jordan frame, since a limit of non-zero idempotents yields a non-zero idempotent by continuity of the operator norm. It follows that every Jordan frame is made up of ''r'' minimal idempotents.
If ''e'' and ''f'' are orthogonal idempotents, the spectral theorem shows that ''e'' and ''f'' are polynomials in ''a'' = ''e'' − ''f'', so that ''L''(''e'') and ''L''(''f'') commute. This can be seen directly from the polarized Jordan identity which implies ''L''(''e'')''L''(''f'') = 2 ''L''(''e'')''L''(''f'')''L''(''e''). Commutativity follows by taking adjoints.
Spectral decomposition for an idempotent
If ''e'' is a non-zero idempotent then the eigenvalues of ''L''(''e'') can only be 0, 1/2 and 1, since taking ''a'' = ''b'' = ''e'' in the polarized Jordan identity yields
:
In particular the operator norm of ''L''(''e'') is 1 and its trace is strictly positive.
There is a corresponding orthogonal eigenspace decomposition of ''E''
:
where, for ''a'' in ''E'', ''E''
λ(''a'') denotes the λ-eigenspace of ''L''(''a''). In this decomposition ''E''
1(''e'') and ''E''
0(''e'') are Jordan algebras with identity elements ''e'' and 1 − ''e''. Their sum ''E''
1(''e'') ⊕ ''E''
0(''e'') is a direct sum of Jordan algebras in that any product between them is zero. It is the ''centralizer subalgebra'' of ''e'' and consists of all ''a'' such that ''L''(''a'') commutes with ''L''(''e''). The subspace ''E''
1/2(''e'') is a module for the centralizer of ''e'', the ''centralizer module'', and the product of any two elements in it lies in the centralizer subalgebra. On the other hand, if
:
then ''U'' is self-adjoint equal to 1 on the centralizer algebra and −1 on the centralizer module. So ''U''
2 = ''I'' and the properties above show that
:
defines an involutive Jordan algebra automorphism σ of ''E''.
In fact the Jordan algebra and module properties follow by replacing ''a'' and ''b'' in the polarized Jordan identity by ''e'' and ''a''. If ''ea'' = 0, this gives ''L''(''e'')''L''(''a'') = 2''L''(''e'')''L''(''a'')''L''(''e''). Taking adjoints it follows that ''L''(''a'') commutes with ''L''(''e''). Similarly if (1 − ''e'')''a'' = 0, ''L''(''a'') commutes with ''I'' − ''L''(''e'') and hence ''L''(''e''). This implies the Jordan algebra and module properties. To check that a product of elements in the module lies in the algebra, it is enough to check this for squares: but if ''L''(''e'')''a'' = ''a'', then ''ea'' = ''a'', so ''L''(''a'')
2 + ''L''(''a''
2)''L''(''e'') = 2''L''(''a'')''L''(''e'')''L''(''a'') + ''L''(''a''
2''e''). Taking adjoints it follows that ''L''(''a''
2) commutes with ''L''(''e''), which implies the property for squares.
Trace form
The trace form is defined by
:
It is an inner product since, for non-zero ''a'' = Σ λ
''i'' ''e''
''i'',
:
The polarized Jordan identity can be polarized again by replacing ''a'' by ''a'' + ''tc'' and taking the coefficient of ''t''. A further anyisymmetrization in ''a'' and ''c'' yields:
:
Applying the trace to both sides
:
so that ''L''(''b'') is self-adjoint for the trace form.
Simple Euclidean Jordan algebras

The classification of simple Euclidean Jordan algebras was accomplished by , with details of the one exceptional algebra provided in the article immediately following theirs by . Using the
Peirce decomposition, they reduced the problem to an algebraic problem involving
multiplicative quadratic forms already solved by
Hurwitz. The presentation here, following , using
composition algebra
In mathematics, a composition algebra over a field is a not necessarily associative algebra over together with a nondegenerate quadratic form that satisfies
:N(xy) = N(x)N(y)
for all and in .
A composition algebra includes an involuti ...
s or Euclidean Hurwitz algebras, is a shorter version of the original derivation.
Central decomposition
If ''E'' is a Euclidean Jordan algebra an ideal ''F'' in ''E'' is a linear subspace closed under multiplication by elements of ''E'', i.e. ''F'' is invariant under the operators ''L''(''a'') for ''a'' in ''E''. If ''P'' is the orthogonal projection onto ''F'' it commutes with the operators ''L''(''a''), In particular ''F''
⊥ = (''I'' − ''P'')''E'' is also an ideal and ''E'' = ''F'' ⊕ ''F''
⊥. Furthermore, if ''e'' = ''P''(1), then ''P'' = ''L''(''e''). In fact for ''a'' in ''E''
:
so that ''ea'' = ''a'' for ''a'' in ''F'' and 0 for ''a'' in ''F''
⊥. In particular ''e'' and 1 − ''e'' are orthogonal idempotents with ''L''(''e'') = ''P'' and ''L''(1 − ''e'') = ''I'' − ''P''. ''e'' and 1 − ''e'' are the identities in the Euclidean Jordan algebras ''F'' and ''F''
⊥. The idempotent ''e'' is ''central'' in ''E'', where the center of ''E'' is defined to be the set of all ''z'' such that ''L''(''z'') commutes with ''L''(''a'') for all ''a''. It forms a commutative associative subalgebra.
Continuing in this way ''E'' can be written as a direct sum of minimal ideals
:
If ''P''
''i'' is the projection onto ''E''
''i'' and ''e''
''i'' = ''P''
''i''(1) then ''P''
''i'' = ''L''(''e''
''i''). The ''e''
''i'''s are orthogonal with sum 1 and are the identities in ''E''
''i''. Minimality forces ''E''
''i'' to be simple, i.e. to have no non-trivial ideals. For since ''L''(''e''
''i'') commutes with all ''L''(''a'')'s, any ideal ''F'' ⊂ ''E''
''i''
would be invariant under ''E'' since ''F'' = ''e''
''i''''F''. Such a decomposition into a direct sum of simple Euclidean algebras is unique. If ''E'' = ⊕ ''F''
''j'' is another decomposition, then ''F''
''j''=⊕ e
''i''''F''
''j''. By minimality only one of the terms here is non-zero so equals ''F''
''j''. By minimality the corresponding ''E''
''i'' equals ''F''
''j'', proving uniqueness.
In this way the classification of Euclidean Jordan algebras is reduced to that of simple ones. For a simple algebra ''E'' all inner products for which the operators ''L''(''a'') are self adjoint are proportional. Indeed, any other product has the form (''Ta'', ''b'') for some positive self-adjoint operator commuting with the ''L''(''a'')'s. Any non-zero eigenspace of ''T'' is an ideal in ''A'' and therefore by simplicity ''T'' must act on the whole of ''E'' as a positive scalar.
List of all simple Euclidean Jordan algebras
* Let ''H''
''n''(R) be the space of real symmetric ''n'' by ''n'' matrices with inner product (''a'',''b'') = Tr ''ab'' and Jordan product ''a'' ∘ ''b'' = (''ab'' + ''ba''). Then ''H''
''n''(R) is a simple Euclidean Jordan algebra of rank ''n'' for ''n'' ≥ 3.
* Let ''H''
''n''(C) be the space of complex self-adjoint ''n'' by ''n'' matrices with inner product (''a'',''b'') = Re Tr ''ab''* and Jordan product ''a'' ∘ ''b'' = (''ab'' + ''ba''). Then ''H''
''n''(C) is a simple Euclidean Jordan algebra of rank ''n'' for ''n'' ≥ 3.
* Let ''H''
''n''(H) be the space of self-adjoint ''n'' by ''n'' matrices with entries in the
quaternion
In mathematics, the quaternion number system extends the complex numbers. Quaternions were first described by the Irish mathematician William Rowan Hamilton in 1843 and applied to mechanics in three-dimensional space. Hamilton defined a quat ...
s, inner product (''a'',''b'') = Re Tr ''ab''* and Jordan product ''a'' ∘ ''b'' = (''ab'' + ''ba''). Then ''H''
''n''(H) is a simple Euclidean Jordan algebra of rank ''n'' for ''n'' ≥ 3.
* Let ''V'' be a finite dimensional real inner product space and set ''E'' = ''V'' ⊕ R with inner product (''u''⊕λ,''v''⊕μ) =(''u'',''v'') + λμ and product (u⊕λ)∘(v⊕μ)=( μ''u'' + λ''v'') ⊕
''u'',''v'') + λμ This is a Euclidean Jordan algebra of rank 2, called a spin factor.
*The above examples in fact give all the simple Euclidean Jordan algebras, except for one exceptional case ''H''
3(O), the self-adjoint matrices over the
octonion
In mathematics, the octonions are a normed division algebra over the real numbers, a kind of hypercomplex number system. The octonions are usually represented by the capital letter O, using boldface or blackboard bold \mathbb O. Octonions hav ...
s or
Cayley numbers, another rank 3 simple Euclidean Jordan algebra of dimension 27 (see below).
The Jordan algebras ''H''
''2''(R), ''H''
''2''(C), ''H''
''2''(H) and ''H''
2(O) are isomorphic to spin factors ''V'' ⊕ R where ''V'' has dimension 2, 3, 5 and 9, respectively: that is, one more than the dimension of the relevant division algebra.
Peirce decomposition
Let ''E'' be a simple Euclidean Jordan algebra with inner product given by the trace form τ(''a'')= Tr ''L''(''a''). The proof that ''E'' has the above form rests on constructing an analogue of matrix units for a Jordan frame in ''E''. The following properties of idempotents hold in ''E''.
*An idempotent ''e'' is minimal in ''E'' if and only if ''E''
1(''e'') has dimension one (so equals R''e''). Moreover ''E''
1/2(''e'') ≠ (0). In fact the spectral projections of any element of ''E''
1(''e'') lie in ''E'' so if non-zero must equal ''e''. If the 1/2 eigenspace vanished then ''E''
1(''e'') = R''e'' would be an ideal.
*If ''e'' and ''f'' are non-orthogonal minimal idempotents, then there is a period 2 automorphism σ of ''E'' such that σ''e''=''f'', so that ''e'' and ''f'' have the same trace.
*If ''e'' and ''f'' are orthogonal minimal idempotents then ''E''
1/2(''e'') ∩ ''E''
1/2(''f'') ≠ (0). Moreover, there is a period 2 automorphism σ of ''E'' such that σ''e''=''f'', so that ''e'' and ''f'' have the same trace, and for any ''a'' in this intersection, ''a''
2 = τ(''e'') , ''a'',
2 (''e'' + ''f'').
*All minimal idempotents in ''E'' are in the same orbit of the automorphism group so have the same trace τ
0.
*If ''e'', ''f'', ''g'' are three minimal orthogonal idempotents, then for ''a'' in ''E''
1/2(''e'') ∩ ''E''
1/2(''f'') and ''b'' in ''E''
1/2(''f'') ∩ ''E''
1/2(''g''), ''L''(''a'')
2 ''b'' = τ
0 , ''a'',
2 ''b'' and , ''ab'',
2 = τ
0 , ''a'',
2, ''b'',
2. Moreover, ''E''
1/2(''e'') ∩ ''E''
1/2(''f'') ∩ ''E''
1/2(''g'') = (0).
*If ''e''
''1'', ..., ''e''
''r'' and ''f''
''1'', ..., ''f''
''r'' are Jordan frames in ''E'', then there is an automorphism α such that α''e''
''i'' = ''f''
''i''.
*If (''e''
''i'') is a Jordan frame and ''E''
''ii'' = ''E''
1(''e''
''i'') and ''E''
''ij'' = ''E''
1/2(''e''
''i'') ∩ ''E''
1/2(''e''
''j''), then ''E'' is the orthogonal direct sum the ''E''
''ii'''s and ''E''
''ij'''s. Since ''E'' is simple, the ''E''
''ii'''s are one-dimensional and the subspaces ''E''
''ij'' are all non-zero for ''i'' ≠ ''j''.
*If ''a'' = Σ α
''i'' ''e''
''i'' for some Jordan frame (''e''
''i''), then ''L''(''a'') acts as α
''i'' on ''E''
''ii'' and (α
''i'' + α
''i'')/2 on ''E''
''ij''.
Reduction to Euclidean Hurwitz algebras
Let ''E'' be a simple Euclidean Jordan algebra. From the properties of the Peirce decomposition it follows that:
*If ''E'' has rank 2, then it has the form ''V'' ⊕ R for some inner product space ''V'' with Jordan product as described above.
*If ''E'' has rank ''r'' > 2, then there is a non-associative unital algebra ''A'', associative if ''r'' > 3, equipped with an inner product satisfying (ab,ab)= (a,a)(b,b) and such that ''E'' = ''H''
''r''(''A''). (Conjugation in ''A'' is defined by ''a''* = −a + 2(a,1)1.)
Such an algebra ''A'' is called a Euclidean Hurwitz algebra. In ''A'' if λ(''a'')''b'' = ''ab'' and ρ(''a'')''b'' = ''ba'', then:
* the involution is an antiautomorphism, i.e.
*
* , , so that the involution on the algebra corresponds to taking
adjoints
* if
*
* , , so that is an
alternative algebra In abstract algebra, an alternative algebra is an algebra in which multiplication need not be associative, only alternative. That is, one must have
*x(xy) = (xx)y
*(yx)x = y(xx)
for all ''x'' and ''y'' in the algebra.
Every associative algebra is ...
.
By
Hurwitz's theorem ''A'' must be isomorphic to R, C, H or O. The first three are associative division algebras. The octonions do not form an associative algebra, so ''H''
''r''(O) can only give a Jordan algebra for ''r'' = 3. Because ''A'' is associative when ''A'' = R, C or H, it is immediate that ''H''
''r''(''A'') is a Jordan algebra for ''r'' ≥ 3. A separate argument, given originally by , is required to show that ''H''
3(O) with Jordan product ''a''∘''b'' = (''ab'' + ''ba'') satisfies the Jordan identity
2)">'L''(''a''),''L''(''a''2)= 0. There is a later more direct proof using the
Freudenthal diagonalization theorem
In mathematics, Hurwitz's theorem is a theorem of Adolf Hurwitz (1859–1919), published posthumously in 1923, solving the Hurwitz problem for finite-dimensional unital algebra, unital real numbers, real non-associative algebras endowed with a posi ...
due to : he proved that given any matrix in the algebra ''H''
''r''(A) there is an algebra automorphism carrying the matrix onto a diagonal matrix with real entries; it is then straightforward to check that
'L''(''a''),''L''(''b'')= 0 for real diagonal matrices.
Exceptional and special Euclidean Jordan algebras
The exceptional Euclidean Jordan algebra ''E''= ''H''
3(O) is called the
Albert algebra. The Cohn–Shirshov theorem implies that it cannot be generated by two elements (and the identity). This can be seen directly. For by Freudenthal's diagonalization theorem one element ''X'' can be taken to be a diagonal matrix with real entries and the other ''Y'' to be orthogonal to the Jordan subalgebra generated by ''X''. If all the diagonal entries of ''X'' are distinct, the Jordan subalgebra generated by ''X'' and ''Y'' is generated by the diagonal matrices and three elements
:
It is straightforward to verify that the real linear span of the diagonal matrices, these matrices and similar matrices with real entries form a unital Jordan subalgebra. If the diagonal entries of ''X'' are not distinct, ''X'' can be taken to be the primitive idempotent ''e''
1 with diagonal entries 1, 0 and 0. The analysis in then shows that the unital Jordan subalgebra generated by ''X'' and ''Y'' is proper. Indeed, if 1 − ''e''
1 is the sum of two primitive idempotents in the subalgebra, then, after applying an automorphism of ''E'' if necessary, the subalgebra will be generated by the diagonal matrices and a matrix orthogonal to the diagonal matrices. By the previous argument it will be proper. If 1 - ''e''
1 is a primitive idempotent, the subalgebra must be proper, by the properties of the rank in ''E''.
A Euclidean algebra is said to be ''special'' if its central decomposition contains no copies of the Albert algebra. Since the Albert algebra cannot be generated by two elements, it follows that a Euclidean Jordan algebra generated by two elements is special. This is the
Shirshov–Cohn theorem
In abstract algebra, a Jordan algebra is a nonassociative algebra over a field whose multiplication satisfies the following axioms:
# xy = yx ( commutative law)
# (xy)(xx) = x(y(xx)) ().
The product of two elements ''x'' and ''y'' in a Jordan ...
for Euclidean Jordan algebras.
The classification shows that each non-exceptional simple Euclidean Jordan algebra is a subalgebra of some ''H''
''n''(R). The same is therefore true of any special algebra.
On the other hand, as showed, the Albert algebra ''H''
3(O) cannot be realized as a subalgebra of ''H''
''n''(R) for any ''n''.
Indeed, let π is a real-linear map of ''E'' = ''H''
3(O) into the self-adjoint operators on ''V'' = R
''n'' with π(''ab'') = (π(''a'')π(''b'') + π(''b'')π(''a'')) and π(1) = ''I''. If ''e''
1, ''e''
2, ''e''
3 are the diagonal minimal idempotents then ''P''
''i'' = π(''e''
''i'' are mutually orthogonal projections on ''V'' onto orthogonal subspaces ''V''
''i''. If ''i'' ≠ ''j'', the elements ''e''
''ij'' of ''E'' with 1 in the (''i'',''j'') and (''j'',''i'') entries and 0 elsewhere satisfy ''e''
''ij''2 = ''e''
''i'' + ''e''
''j''. Moreover, ''e''
''ij''''e''
''jk'' = ''e''
''ik'' if ''i'', ''j'' and ''k'' are distinct. The operators ''T''
''ij'' are zero on ''V''
''k'' (''k'' ≠ ''i'', ''j'') and restrict to involutions on ''V''
''i'' ⊕ ''V''
''j'' interchanging ''V''
''i'' and ''V''
''j''. Letting ''P''
''ij'' = ''P''
''i'' ''T''
''ij'' ''P''
''j'' and setting ''P''
''ii'' = ''P''
''i'', the (''P''
''ij'') form a system of
matrix units on ''V'', i.e. ''P''
''ij''* = ''P''
''ji'', Σ ''P''
''ii'' = ''I'' and ''P''
''ij''''P''
''km'' = δ
''jk'' ''P''
''im''. Let ''E''
''i'' and ''E''
''ij'' be the subspaces of the Peirce decomposition of ''E''. For ''x'' in O, set π
''ij'' = ''P''
''ij'' π(x''e''
''ij''), regarded as an operator on ''V''
''i''. This does not depend on ''j'' and for ''x'', ''y'' in O
:
Since every ''x'' in O has a right inverse ''y'' with ''xy'' = 1, the map π
''ij'' is injective. On the other hand, it is an algebra homomorphism from the nonassociative algebra O into the associative algebra End ''V''
''i'', a contradiction.
Positive cone in a Euclidean Jordan algebra
Definition
When (''e''
''i'') is a partition of 1 in a Euclidean Jordan algebra ''E'', the self-adjoint operators L(''e''
''i'') commute and there is a decomposition into simultaneous eigenspaces. If ''a'' = Σ λ
''i'' ''e''
''i'' the eigenvalues of ''L''(''a'') have the form Σ ε
''i'' λ
''i'' is 0, 1/2 or 1. The ''e''
''i'' themselves give the eigenvalues λ
''i''. In particular an element ''a'' has non-negative spectrum if and only if ''L''(''a'') has non-negative spectrum. Moreover, ''a'' has positive spectrum if and only if ''L''(''a'') has positive spectrum. For if ''a'' has positive spectrum, ''a'' - ε1 has non-negative spectrum for some ε > 0.
The positive cone ''C'' in ''E'' is defined to be the set of elements ''a'' such that ''a'' has positive spectrum. This condition is equivalent to the operator ''L''(''a'') being a
positive
Positive is a property of positivity and may refer to:
Mathematics and science
* Positive formula, a logical formula not containing negation
* Positive number, a number that is greater than 0
* Plus sign, the sign "+" used to indicate a posi ...
self-adjoint operator on ''E''.
* ''C'' is a convex cone in ''E'' because positivity of a self-adjoint operator ''T''— the property that its eigenvalues be strictly positive—is equivalent to (''Tv'',''v'') > 0 for all ''v'' ≠ 0.
* ''C'' is an open because the positive matrices are open in the self-adjoint matrices and ''L'' is a continuous map: in fact, if the lowest eigenvalue of ''T'' is ε > 0, then ''T'' + ''S'' is positive whenever , , ''S'', , < ε.
* The closure of ''C'' consists of all ''a'' such that ''L''(''a'') is non-negative or equivalently ''a'' has non-negative spectrum. From the elementary properties of convex cones, ''C'' is the interior of its closure and is a proper cone. The elements in the closure of ''C'' are precisely the square of elements in ''E''.
* ''C'' is self-dual. In fact the elements of the closure of ''C'' are just set of all squares ''x''
2 in ''E'', the dual cone is given by all ''a'' such that (''a'',''x''
2) > 0. On the other hand, (''a'',''x''
2) = (''L''(''a'')''x'',''x''), so this is equivalent to the positivity of ''L''(''a'').
Quadratic representation
To show that the positive cone ''C'' is homogeneous, i.e. has a transitive group of automorphisms, a generalization of the quadratic action of self-adjoint matrices on themselves given by ''X'' ↦ ''YXY'' has to be defined. If ''Y'' is invertible and self-adjoint, this map is invertible and carries positive operators onto positive operators.
For ''a'' in ''E'', define an endomorphism of ''E'', called the
quadratic representation, by
:
Note that for self-adjoint matrices ''L''(''X'')''Y'' = (''XY'' + ''YX''), so that ''Q''(''X'')''Y'' = ''XYX''.
An element ''a'' in ''E'' is called ''invertible'' if it is invertible in R
'a'' If ''b'' denotes the inverse, then the spectral decomposition of ''a'' shows that ''L''(''a'') and ''L''(''b'') commute.
In fact ''a'' is invertible if and only if ''Q''(''a'') is invertible. In that case
Indeed, if ''Q''(''a'') is invertible it carries R
'a''onto itself. On the other hand, ''Q''(''a'')1 = ''a''
2, so
:
Taking ''b'' = ''a''
−1 in the polarized Jordan identity, yields
:
Replacing ''a'' by its inverse, the relation follows if ''L''(''a'') and ''L''(''a''
−1) are invertible. If not it holds for ''a'' + ε1 with ε arbitrarily small and hence also in the limit.
These identities are easy to prove in a finite-dimensional (Euclidean) Jordan algebra (see below) or in a
special Jordan algebra, i.e. the Jordan algebra defined by a unital associative algebra. They are valid in any Jordan algebra. This was conjectured by
Jacobson
Jacobson may refer to:
* Jacobson (surname), including a list of people with the name
* Jacobson, Minnesota, a place in the United States
* Jacobson's, an American regional department store chain
See also
* Jacobsen (disambiguation)
* Jakobs ...
and proved in :
Macdonald
Macdonald, MacDonald or McDonald may refer to:
Organisations
* McDonald's, a chain of fast food restaurants
* McDonald & Co., a former investment firm
* MacDonald Motorsports, a NASCAR team
* Macdonald Realty, a Canadian real estate brokerage f ...
showed that if a polynomial identity in three variables, linear in the third, is valid in any special Jordan algebra, then it holds in all Jordan algebras.
In fact for ''c'' in ''A'' and ''F''(''a'') a function on ''A'' with values in End ''A'', let
''D''
''c''''F''(''a'') be the derivative at ''t'' = 0 of ''F''(''a'' + ''tc''). Then
:
The expression in square brackets simplifies to ''c'' because ''L''(''a'') commutes with ''L''(''a''
−1).
Thus
Applying ''D''
''c'' to ''L''(''a''
−1)''Q''(''a'') = ''L''(''a'') and acting on ''b'' = ''c''
−1 yields
:
On the other hand, ''L''(''Q''(''a'')''b'') is invertible on an open dense set where ''Q''(''a'')''b'' must also be invertible with
:
Taking the derivative ''D''
''c'' in the variable ''b'' in the expression above gives
:
This yields the fundamental identity for a dense set of invertible elements, so it follows in general by continuity. The fundamental identity implies that ''c'' = ''Q''(''a'')''b'' is invertible if ''a'' and ''b'' are invertible and gives a formula for the inverse of ''Q''(''c''). Applying it to ''c'' gives the inverse identity in full generality.
Finally it can be verified immediately from the definitions that, if ''u'' = 1 − 2''e'' for some idempotent ''e'', then ''Q''(''u'') is the period 2 automorphism constructed above for the centralizer algebra and module of ''e''.
Homogeneity of positive cone
The proof of this relies on elementary continuity properties of eigenvalues of self-adjoint operators.
Let ''T''(''t'') (α ≤ ''t'' ≤ β) be a continuous family of self-adjoint operators on ''E'' with ''T''(α) positive and ''T''(β) having a negative eigenvalue. Set ''S''(''t'')= –''T''(''t'') + ''M'' with ''M'' > 0 chosen so large that ''S''(''t'') is positive for all ''t''. The operator norm , , ''S''(''t''), , is continuous. It is less than ''M'' for ''t'' = α and greater than ''M'' for ''t'' = β. So for some α < ''s'' < β, , , ''S''(''s''), , = M and there is a vector ''v'' ≠ 0 such that ''S''(''s'')''v'' = ''Mv''. In particular ''T''(''s'')''v'' = 0, so that ''T''(''s'') is not invertible.
Suppose that ''x'' = ''Q''(''a'')''b'' does not lie in ''C''. Let ''b''(''t'') = (1 − ''t'') + ''tb'' with 0 ≤ ''t'' ≤ 1. By convexity ''b''(''t'') lies in ''C''. Let ''x''(''t'') = ''Q''(''a'')''b''(''t'') and ''X''(''t'') = ''L''(''x''(''t'')). If ''X''(''t'') is invertible for all ''t'' with 0 ≤ ''t'' ≤ 1, the eigenvalue argument gives a contradiction since it is positive at ''t'' = 0 and has negative eigenvalues at ''t'' = 1. So ''X''(''s'') has a zero eigenvalue for some ''s'' with 0 < ''s'' ≤ 1: ''X''(''s'')''w'' = 0 with ''w'' ≠ 0. By the properties of the quadratic representation, ''x''(''t'') is invertible for all ''t''. Let ''Y''(''t'') = ''L''(''x''(''t'')
2). This is a positive operator since ''x''(''t'')
2 lies in ''C''. Let ''T''(''t'') = ''Q''(''x''(''t'')), an invertible self-adjoint operator by the invertibility of ''x''(''t''). On the other hand, ''T''(''t'') = 2''X''(''t'')
2 - ''Y''(''t''). So (''T''(''s'')''w'',''w'') < 0 since ''Y''(''s'') is positive and ''X''(''s'')''w'' = 0. In particular ''T''(''s'') has some negative eigenvalues. On the other hand, the operator ''T''(0) = ''Q''(''a''
2) = ''Q''(''a'')
2 is positive. By the eigenvalue argument, ''T''(''t'') has eigenvalue 0 for some ''t'' with 0 < ''t'' < ''s'', a contradiction.
It follows that the linear operators ''Q''(''a'') with ''a'' invertible, and their inverses, take the cone ''C'' onto itself. Indeed, the inverse of ''Q''(''a'') is just ''Q''(''a''
−1). Since ''Q''(''a'')1 = ''a''
2, there is thus a transitive group of symmetries:
Euclidean Jordan algebra of a symmetric cone
Construction
Let ''C'' be a symmetric cone in the Euclidean space ''E''. As above, Aut ''C'' denotes the closed subgroup of GL(''E'') taking ''C'' (or equivalently its closure) onto itself. Let ''G'' = Aut
0 ''C'' be its identity component. ''K'' = ''G'' ∩ O(''E''). It is a maximal compact subgroup of ''G'' and the stabilizer of a point ''e'' in ''C''. It is connected. The group ''G'' is invariant under taking adjoints. Let σ''g'' =(''g''*)
−1, period 2 automorphism. Thus ''K'' is the fixed point subgroup of σ. Let
be the Lie algebra of ''G''. Thus σ induces an involution of
and hence a ±1 eigenspace decomposition
:
where
, the +1 eigenspace, is the Lie algebra of ''K'' and
is the −1 eigenspace. Thus
⋅''e'' is an affine subspace of dimension dim
. Since ''C'' = ''G''/''K'' is an open subspace of ''E'', it follows that dim ''E'' = dim
and hence
⋅''e'' = ''E''. For ''a'' in ''E'' let ''L''(''a'') be the unique element of
such that ''L''(''a'')''e'' = ''a''. Define
''a'' ∘ ''b'' = ''L''(''a'')''b''. Then ''E'' with its Euclidean structure and this bilinear product is a Euclidean Jordan algebra with identity 1 = ''e''. The convex cone coincides ''C'' with the positive cone of ''E''.
Since the elements of
are self-adjoint, ''L''(''a'')* = ''L''(''a''). The product is commutative since
\mathfrak, ">math>\mathfrak, ⊆
annihilates ''e'', so that ''ab'' = ''L''(''a'')''L''(''b'')''e'' = ''L''(''b'')''L''(''a'')''e'' = ''ba''. It remains to check the Jordan identity
2)">'L''(''a''),''L''(''a''2)= 0.
The
associator is given by
'a'',''b'',''c''=
'L''(''a''),''L''(''c'')'b''. Since
'L''(''a''),''L''(''c'')lies in
it follows that
''L''(''a''),''L''(''c'')''L''(''b'')] = ''L''(
'a'',''b'',''c''. Making both sides act on ''c'' yields
:
On the other hand,
:
and likewise
:
Combining these expressions gives
:
which implies the Jordan identity.
Finally the positive cone of ''E'' coincides with ''C''. This depends on the fact that in any Euclidean Jordan algebra ''E''
:
In fact ''Q''(''e''
''a'') is a positive operator,
''Q''(''e''
''ta'') is a one-parameter group of positive operators: this follows by continuity for rational ''t'', where it is a consequence of the behaviour of powers So it has the form exp ''tX'' for some self-adjoint operator ''X''. Taking the derivative at 0 gives ''X'' = 2''L''(''a'').
Hence the positive cone is given by all elements
:
with ''X'' in
. Thus the positive cone of ''E'' lies inside ''C''. Since both are self-dual,
they must coincide.
Automorphism groups and trace form
Let ''C'' be the positive cone in a simple Euclidean Jordan algebra ''E''. Aut ''C'' is the closed subgroup of GL(''E'') taking ''C'' (or its closure) onto itself. Let ''G'' = Aut
0 ''C'' be the identity component of Aut ''C'' and let ''K'' be the closed subgroup of ''G'' fixing 1. From the group theoretic properties of cones, ''K'' is a connected compact subgroup of ''G'' and equals the identity component of the compact Lie group Aut ''E''. Let
and
be the Lie algebras of ''G'' and ''K''. ''G'' is closed under taking adjoints and ''K'' is the fixed point subgroup of the period 2 automorphism σ(''g'') = (''g''*)
−1. Thus ''K'' = ''G'' ∩ SO(''E''). Let
be the −1 eigenspace of σ.
*
consists of derivations of ''E'' that are skew-adjoint for the inner product defined by the trace form.
*
''L''(''a''),''L''(''c'')''L''(''b'')] = ''L''(
'a'',''b'',''c''.
*If ''a'' and ''b'' are in ''E'', then ''D'' =
'L''(''a''),''L''(''b'')is a derivation of ''E'', so lies in
. These derivations span
.
* If ''a'' is in ''C'', then ''Q''(''a'') lies in ''G''.
*''C'' is the connected component of the open set of invertible elements of ''E'' containing 1. It consists of exponentials of elements of ''E'' and the exponential map gives a diffeomorphism of ''E'' onto ''C''.
* The map ''a'' ↦ ''L''(''a'') gives an isomorphism of ''E'' onto
and ''e''
''L''(''a'') = ''Q''(''e''
''a''/2). This space of such exponentials coincides with ''P'' the positive self-adjoint elements in ''G''.
* For ''g'' in ''G'' and ''a'' in ''E'', ''Q''(''g''(''a'')) = ''g'' ''Q''(''a'') ''g''*.
Cartan decomposition
* ''G'' = ''P'' ⋅ ''K'' = ''K'' ⋅ ''P'' and the decomposition ''g'' = ''pk'' corresponds to the
polar decomposition
In mathematics, the polar decomposition of a square real or complex matrix A is a factorization of the form A = U P, where U is an orthogonal matrix and P is a positive semi-definite symmetric matrix (U is a unitary matrix and P is a positive ...
in GL(''E'').
* If (''e''
''i'') is a Jordan frame in ''E'', then the subspace
of
spanned by ''L''(''e''
''i'') is maximal Abelian in
. ''A'' = exp
is the Abelian subgroup of operators ''Q''(''a'') where ''a'' = Σ λ
''i'' ''e''
''i'' with λ
''i'' > 0. ''A'' is closed in ''P'' and hence ''G''. If ''b'' =Σ μ
''i'' ''e''
''i'' with μ
''i'' > 0, then ''Q''(''ab'')=''Q''(''a'')''Q''(''b'').
*
and ''P'' are the union of the ''K'' translates of
and ''A''.
Iwasawa decomposition for cone
If ''E'' has Peirce decomposition relative to the Jordan frame (''e''
''i'')
:
then
is diagonalized by this decomposition with ''L''(''a'') acting as (α
''i'' + α
''j'')/2 on ''E''
''ij'', where ''a'' = Σ α
''i'' ''e''
''i''.
Define the closed subgroup ''S'' of ''G'' by
:
where the ordering on pairs ''p'' ≤ ''q'' is
lexicographic
Lexicography is the study of lexicons, and is divided into two separate academic disciplines. It is the art of compiling dictionaries.
* Practical lexicography is the art or craft of compiling, writing and editing dictionaries.
* Theoreti ...
. ''S'' contains the group ''A'', since it acts as scalars on ''E''
''ij''. If ''N'' is the closed subgroup of ''S'' such that ''nx'' = ''x'' modulo ⊕
(''p'',''q'') > (''i'',''j'') ''E''
''pq'', then ''S'' = ''AN'' = ''NA'', a
semidirect product
In mathematics, specifically in group theory, the concept of a semidirect product is a generalization of a direct product. There are two closely related concepts of semidirect product:
* an ''inner'' semidirect product is a particular way in w ...
with ''A'' normalizing ''N''. Moreover, ''G'' has the following
Iwasawa decomposition In mathematics, the Iwasawa decomposition (aka KAN from its expression) of a semisimple Lie group generalises the way a square real matrix can be written as a product of an orthogonal matrix and an upper triangular matrix (QR decomposition, a con ...
:
:
For ''i'' ≠ ''j'' let
:
Then the Lie algebra of ''N'' is
:
Taking ordered orthonormal bases of the ''E''
''ij'' gives a basis of ''E'', using the lexicographic order on pairs (''i'',''j''). The group ''N'' is lower unitriangular and its Lie algebra lower triangular. In particular the exponential map is a polynomial mapping of
onto ''N'', with polynomial inverse given by the logarithm.
Complexification of a Euclidean Jordan algebra
Definition of complexification
Let ''E'' be a Euclidean Jordan algebra. The complexification ''E''
C = ''E'' ⊕ ''iE'' has a natural conjugation operation (''a'' + ''ib'')* = ''a'' − ''ib'' and a natural complex inner product and norm. The Jordan product on ''E'' extends bilinearly to ''E''
C, so that (''a'' + ''ib'')(''c'' + ''id'') = (''ac'' − ''bd'') + ''i''(''ad'' + ''bc''). If multiplication is defined by ''L''(''a'')''b'' = ''ab'' then the Jordan axiom
:
still holds by analytic continuation. Indeed, the identity above holds when ''a'' is replaced by ''a'' + ''tb'' for ''t'' real; and since the left side is then a polynomial with values in End ''E''
C vanishing for real ''t'', it vanishes also ''t'' complex. Analytic continuation also shows that all for the formulas involving power-associativity for a single element ''a'' in ''E'', including recursion formulas for ''L''(''a''
''m''), also hold in ''E''
C. Since for ''b'' in ''E'', ''L''(''b'') is still self-adjoint on ''E''
C, the adjoint relation ''L''(''a''*) = ''L''(''a'')* holds for ''a'' in ''E''
C. Similarly the symmetric bilinear form β(''a'',''b'') = (''a'',''b''*) satisfies β(''ab'',''c'') = β(''b'',''ac''). If the inner product comes from the trace form, then β(''a'',''b'') = Tr ''L''(''ab'').
For ''a'' in ''E''
C, the quadratic representation is defined as before by ''Q''(''a'')=2''L''(''a'')
2 − ''L''(''a''
2). By analytic continuation the fundamental identity still holds:
:
An element ''a'' in ''E'' is called ''invertible'' if it is invertible in C
'a'' Power associativity shows that ''L''(''a'') and ''L''(''a''
−1) commute. Moreover, ''a''
−1 is invertible with inverse ''a''.
As in ''E'', ''a'' is invertible if and only if ''Q''(''a'') is invertible. In that case
:
Indeed, as for ''E'', if ''Q''(''a'') is invertible it carries C
'a''onto itself, while ''Q''(''a'')1 = ''a''
2, so
:
so ''a'' is invertible. Conversely if ''a'' is invertible, taking ''b'' = ''a''
−2 in the fundamental identity shows that ''Q''(''a'') is invertible. Replacing ''a'' by ''a''
−1 and ''b'' by ''a'' then shows that its inverse is ''Q''(''a''
−1). Finally if ''a'' and ''b'' are invertible then so is ''c'' = ''Q''(''a'')''b'' and it satisfies the inverse identity:
:
Invertibility of ''c'' follows from the fundamental formula which gives ''Q''(''c'') = ''Q''(''a'')''Q''(''b'')''Q''(''a''). Hence
:
The formula
:
also follows by analytic continuation.
Complexification of automorphism group
Aut ''E''
C is the
complexification
In mathematics, the complexification of a vector space over the field of real numbers (a "real vector space") yields a vector space over the complex number field, obtained by formally extending the scaling of vectors by real numbers to include t ...
of the compact Lie group Aut ''E'' in GL(''E''
C). This follows because the Lie algebras of Aut ''E''
C and Aut ''E'' consist of derivations of the complex and real Jordan algebras ''E''
C and ''E''. Under the isomorphism identifying End ''E''
C with the complexification of End ''E'', the complex derivations is identified with the complexification of the real derivations.
Structure groups
The Jordan operator ''L''(''a'') are symmetric with respect to the trace form, so that ''L''(''a'')
''t'' = ''L''(''a'') for ''a'' in ''E''
C. The automorphism groups of ''E'' and ''E''
C consist of invertible real and complex linear operators ''g'' such that ''L''(''ga'') = ''gL''(''a'')''g''
−1 and ''g1'' = 1. Aut ''E''
C is the complexification of Aut ''E''. Since an automorphism ''g'' preserves the trace form, ''g''
−1 = ''g''
''t''.
The structure groups of ''E'' and ''E''
C consist of invertible real and complex linear operators ''g'' such that
:
They form groups Γ(''E'') and Γ(''E''
C) with Γ(''E'') ⊂ Γ(''E''
C).
*The structure group is closed under taking transposes ''g'' ↦ ''g''
''t'' and adjoints ''g'' ↦ ''g''*.
*The structure group contains the automorphism group. The automorphism group can be identified with the stabilizer of 1 in the structure group.
*If ''a'' is invertible, ''Q''(''a'') lies in the structure group.
*If ''g'' is in the structure group and ''a'' is invertible, ''ga'' is also invertible with (''ga'')
−1 = (''g''
''t'')
−1''a''
−1.
* If ''E'' is simple, Γ(''E'') = Aut ''C'' × , Γ(''E'') ∩ O(''E'') = Aut ''E'' × and the identity component of Γ(''E'') acts transitively on ''C''.
* Γ(''E''
C) is the complexification of Γ(''E''), which has Lie algebra
.
* The structure group Γ(''E''
C) acts transitively on the set of invertible elements in ''E''
C.
* Every ''g'' in Γ(''E''
C) has the form ''g'' = ''h'' ''Q''(''a'') with ''h'' an automorphism and ''a'' invertible.
The unitary structure group Γ
''u''(''E''
C) is the subgroup of Γ(''E''
C) consisting of unitary operators, so that Γ
''u''(''E''
C) = Γ(''E''
C) ∩ U(''E''
C).
* The stabilizer of 1 in Γ
''u''(''E''
C) is Aut ''E''.
* Every ''g'' in Γ
''u''(''E''
C) has the form ''g'' = ''h'' ''Q''(''u'') with ''h'' in Aut ''E'' and ''u'' invertible in ''E''
C with ''u''* = ''u''
−1.
* Γ(''E''
C) is the complexification of Γ
''u''(''E''
C), which has Lie algebra
.
* The set ''S'' of invertible elements ''u'' such that ''u''* = ''u''
−1 can be characterized equivalently either as those ''u'' for which ''L''(''u'') is a normal operator with ''uu''* = 1 or as those ''u'' of the form exp ''ia'' for some ''a'' in ''E''. In particular ''S'' is connected.
* The identity component of Γ
''u''(''E''
C) acts transitively on ''S''
* ''g'' in GL(''E''
C) is in the unitary structure group if and only if ''gS'' = ''S''
* Given a Jordan frame (''e''
''i'') and ''v'' in ''E''
C, there is an operator ''u'' in the identity component of Γ
''u''(''E''
C) such that ''uv'' = Σ α
''i'' ''e''
''i'' with α
''i'' ≥ 0. If ''v'' is invertible, then α
''i'' > 0.
Given a frame in a Euclidean Jordan algebra ''E'', the
restricted Weyl group can be identified with the group of operators on arising from elements in the identity component of Γ
''u''(''E''
C) that leave invariant.
Spectral norm
Let ''E'' be a Euclidean Jordan algebra with the inner product given by the trace form. Let (''e''
''i'') be a fixed Jordan frame in ''E''. For given ''a'' in ''E''
C choose ''u'' in Γ
''u''(''E''
C) such that
''ua'' = Σ α
''i'' ''e''
''i'' with α
''i'' ≥ 0. Then the spectral norm , , ''a'', , = max α
''i'' is independent of all choices. It is a norm on ''E''
C with
:
In addition , , ''a'', ,
2 is given by the
operator norm
In mathematics, the operator norm measures the "size" of certain linear operators by assigning each a real number called its . Formally, it is a norm defined on the space of bounded linear operators between two given normed vector spaces.
Intr ...
of ''Q''(''a'') on the inner product space ''E''
C. The fundamental identity for the quadratic representation implies that , , ''Q''(''a'')''b'', , ≤ , , ''a'', ,
2, , ''b'', , . The spectral norm of an element ''a'' is defined in terms of C
'a''so depends only on ''a'' and not the particular Euclidean Jordan algebra in which it is calculated.
The compact set ''S'' is the set of
extreme point
In mathematics, an extreme point of a convex set S in a real or complex vector space is a point in S which does not lie in any open line segment joining two points of S. In linear programming problems, an extreme point is also called vertex ...
s of the closed unit ball , , ''x'', , ≤ 1. Each ''u'' in ''S'' has norm one. Moreover, if ''u'' = ''e''
''ia'' and ''v'' = ''e''
''ib'', then , , ''uv'', , ≤ 1. Indeed, by the Cohn–Shirshov theorem the unital Jordan subalgebra of ''E'' generated by ''a'' and ''b'' is special. The inequality is easy to establish in non-exceptional simple Euclidean Jordan algebras, since each such Jordan algebra and its complexification can be realized as a subalgebra of some H
''n''(R) and its complexification ''H''
''n''(C) ⊂ ''M''
''n''(C). The spectral norm in ''H''
''n''(C) is the usual operator norm. In that case, for unitary matrices ''U'' and ''V'' in ''M''
''n''(C), clearly , , (''UV'' + ''VU''), , ≤ 1. The inequality therefore follows in any special Euclidean Jordan algebra and hence in general.
On the other hand, by the
Krein–Milman theorem
In the mathematical theory of functional analysis, the Krein–Milman theorem is a proposition about compact convex sets in locally convex topological vector spaces (TVSs).
This theorem generalizes to infinite-dimensional spaces and to arbitrar ...
, the closed unit ball is the (closed)
convex span
In geometry, the convex hull or convex envelope or convex closure of a shape is the smallest convex set that contains it. The convex hull may be defined either as the intersection of all convex sets containing a given subset of a Euclidean sp ...
of ''S''. It follows that , , ''L''(''u''), , = 1, in the operator norm corresponding to either the inner product norm or spectral norm. Hence , , ''L''(''a''), , ≤ , , ''a'', , for all ''a'', so that the spectral norm satisfies
:
It follows that ''E''
C is a
Jordan C* algebra.
Complex simple Jordan algebras
The complexification of a simple Euclidean Jordan algebra is a simple complex Jordan algebra which is also separable, i.e. its trace form is non-degenerate. Conversely, using the existence of a
real form of the Lie algebra of the structure group, it can be shown that every complex separable simple Jordan algebra is the complexification of a simple Euclidean Jordan algebra.
To verify that the complexification of a simple Euclidean Jordan algebra ''E'' has no ideals, note that if ''F'' is an ideal in ''E''
C then so too is ''F''
⊥, the orthogonal complement for the trace norm. As in the real case, ''J'' = ''F''
⊥ ∩ ''F'' must equal (0). For the associativity property of the trace form shows that ''F''
⊥ is an ideal and that ''ab'' = 0 if ''a'' and ''b'' lie in ''J''. Hence ''J'' is an ideal. But if ''z'' is in ''J'', ''L''(''z'') takes ''E''
C into ''J'' and ''J'' into (0). Hence Tr ''L''(''z'') = 0. Since ''J'' is an ideal and the trace form degenerate, this forces ''z'' = 0. It follows that ''E''
C = ''F'' ⊕ ''F''
⊥. If ''P'' is the corresponding projection onto ''F'', it commutes with the operators ''L''(''a'') and ''F''
⊥ = (''I'' − ''P'')''E''
C. is also an ideal and ''E'' = ''F'' ⊕ ''F''
⊥. Furthermore, if ''e'' = ''P''(1), then ''P'' = ''L''(''e''). In fact for ''a'' in ''E''
:
so that ''ea'' = ''a'' for ''a'' in ''F'' and 0 for ''a'' in ''F''
⊥. In particular ''e'' and 1 − ''e'' are orthogonal ''central'' idempotents with ''L''(''e'') = ''P'' and ''L''(1 − ''e'') = ''I'' − ''P''.
So simplicity follows from the fact that the center of ''E''
C is the complexification of the center of ''E''.
Symmetry groups of bounded domain and tube domain
According to the "elementary approach" to bounded symmetric space of Koecher, Hermitian symmetric spaces of noncompact type can be realized in the complexification of a Euclidean Jordan algebra ''E'' as either the open unit ball for the spectral norm, a bounded domain, or as the open tube domain , where ''C'' is the positive open cone in ''E''. In the simplest case where ''E'' = R, the complexification of ''E'' is just C, the bounded domain corresponds to the open unit disk and the tube domain to the upper half plane. Both these spaces have transitive groups of biholomorphisms given by Möbius transformations, corresponding to matrices in or . They both lie in the Riemann sphere , the standard one-point compactification of C. Moreover, the symmetry groups are all particular cases of Möbius transformations corresponding to matrices in . This complex Lie group and its maximal compact subgroup act transitively on the Riemann sphere. The groups are also algebraic. They have distinguished generating subgroups and have an explicit description in terms of generators and relations. Moreover, the Cayley transform gives an explicit Möbius transformation from the open disk onto the upper half plane. All these features generalize to arbitrary Euclidean Jordan algebras. The compactification and complex Lie group are described in the next section and correspond to the dual Hermitian symmetric space of compact type. In this section only the symmetries of and between the bounded domain and tube domain are described.
Jordan frames provide one of the main Jordan algebraic techniques to describe the symmetry groups. Each Jordan frame gives rise to a product of copies of R and C. The symmetry groups of the corresponding open domains and the compactification—polydisks and polyspheres—can be deduced from the case of the unit disk, the upper halfplane and Riemann sphere. All these symmetries extend to the larger Jordan algebra and its compactification. The analysis can also be reduced to this case because all points in the complex algebra (or its compactification) lie in an image of the polydisk (or polysphere) under the unitary structure group.
Definitions
Let be a Euclidean Jordan algebra with complexification .
The unit ball or disk ''D'' in is just the convex bounded open set of elements
such the , , ''a'', , < 1, i.e. the unit ball for the spectral norm.
The tube domain ''T'' in is the unbounded convex open set , where ''C'' is the open positive cone in .
Möbius transformations
The group SL(2,C) acts by
Möbius transformation
In geometry and complex analysis, a Möbius transformation of the complex plane is a rational function of the form
f(z) = \frac
of one complex variable ''z''; here the coefficients ''a'', ''b'', ''c'', ''d'' are complex numbers satisfying ''ad' ...
s on the
Riemann sphere
In mathematics, the Riemann sphere, named after Bernhard Riemann, is a model of the extended complex plane: the complex plane plus one point at infinity. This extended plane represents the extended complex numbers, that is, the complex number ...
C ∪ , the
one-point compactification In the mathematical field of topology, the Alexandroff extension is a way to extend a noncompact topological space by adjoining a single point in such a way that the resulting space is compact. It is named after the Russian mathematician Pavel Alex ...
of C. If ''g'' in SL(2,C) is given by the matrix
:
then
:
Similarly the group SL(2,R) acts by Möbius transformations on the circle R ∪ , the one-point compactification of R.
Let ''k'' = R or C. Then SL(2,''k'') is generated by the three subgroups of lower and upper unitriangular matrices, L and U', and the diagonal matrices D. It is also generated by the lower (or upper) unitriangular matrices, the diagonal matrices and the matrix
:
The matrix ''J'' corresponds to the Möbius transformation and can be written
:
The Möbius transformations fixing ∞ are just the upper triangular matrices B = UD = DU. If ''g'' does not fix ∞, it sends ∞ to a finite point ''a''. But then ''g'' can be composed with an upper unitriangular matrix to send ''a'' to 0 and then with ''J'' to send 0 to infinity. This argument gives the one of the simplest examples of the
Bruhat decomposition In mathematics, the Bruhat decomposition (introduced by François Bruhat for classical groups and by Claude Chevalley in general) ''G'' = ''BWB'' of certain algebraic groups ''G'' into cells can be regarded as a general expression of the princip ...
:
:
the double coset decomposition of . In fact the union is disjoint and can be written more precisely as
:
where the product occurring in the second term is direct.
Now let
:
Then
:
It follows is generated by the group of operators and ''J'' subject to the following relations:
* is an additive homomorphism
* is a multiplicative homomorphism
*
*
*
The last relation follows from the definition of . The generator and relations above is fact gives a presentation of . Indeed, consider the free group Φ generated by ''J'' and with ''J'' of order 4 and its square central. This consists of all products
for . There is a natural homomorphism of Φ onto . Its kernel contain the normal subgroup Δ generated by the relations above. So there is a natural homomorphism of Φ/Δ onto . To show that it is injective it suffices to show that the Bruhat decomposition also holds in . It is enough to prove the first version, since the more precise version follows from the commutation relations between ''J'' and
. The set is invariant under inversion, contains operators and ''J'', so it is enough to show it is invariant under multiplication. By construction it is invariant under multiplication by B. It is invariant under multiplication by ''J'' because of the defining equation for .
In particular the center of consists of the scalar matrices and it is the only non-trivial normal subgroup of , so that is
simple
Simple or SIMPLE may refer to:
* Simplicity, the state or quality of being simple
Arts and entertainment
* ''Simple'' (album), by Andy Yorke, 2008, and its title track
* "Simple" (Florida Georgia Line song), 2018
* "Simple", a song by John ...
. In fact if is a normal subgroup, then the Bruhat decomposition implies that is a maximal subgroup, so that either is contained in or
. In the first case fixes one point and hence every point of , so lies in the center. In the second case, the
commutator subgroup
In mathematics, more specifically in abstract algebra, the commutator subgroup or derived subgroup of a group is the subgroup generated by all the commutators of the group.
The commutator subgroup is important because it is the smallest normal ...
of is the whole group, since it is the group generated by lower and upper unitriangular matrices and the fourth relation shows that all such matrices are commutators
since . Writing with in and in , it follows that . Since and generate the whole group, . But then . The right hand side here is Abelian while the left hand side is its own commutator subgroup. Hence this must be the trivial group and .
Given an element ''a'' in the complex Jordan algebra , the unital Jordan subalgebra is associative and commutative. Multiplication by ''a'' defines an operator on which has a spectrum, namely its set of complex eigenvalues. If is a complex polynomial, then is defined in . It is invertible in if and only if it is invertible in
, which happen precisely when does not vanish on the spectrum of . This permits
rational function
In mathematics, a rational function is any function that can be defined by a rational fraction, which is an algebraic fraction such that both the numerator and the denominator are polynomials. The coefficients of the polynomials need not be ...
s of to be defined whenever the function is defined on the spectrum of . If and are rational functions with and defined on , then
is defined on and . This applies in particular to complex Möbius transformations which can be defined by
. They leave invariant and, when defined, the group composition law holds. (In the next section complex Möbius transformations will be defined on the compactification of .)
Given a primitive idempotent in with Peirce decomposition
:
the action of by Möbius transformations on can be extended to an action on ''A'' so that the action leaves invariant the components and in particular acts trivially on . If is the projection onto , the action is given be the formula
:
For a Jordan frame of primitive idempotents , the actions of associated with different commute, thus giving an action of . The diagonal copy of gives again the action by Möbius transformations on .
Cayley transform
The Möbius transformation defined by
:
is called the
Cayley transform. Its inverse is given by
:
The inverse Cayley transform carries the real line onto the circle with the point 1 omitted. It carries the upper halfplane onto the unit disk and the lower halfplane onto the complement of the closed unit disk. In
operator theory
In mathematics, operator theory is the study of linear operators on function spaces, beginning with differential operators and integral operators. The operators may be presented abstractly by their characteristics, such as bounded linear oper ...
the mapping takes self-adjoint operators ''T'' onto unitary operators ''U'' not containing 1 in their spectrum. For matrices this follows because unitary and self-adjoint matrices can be diagonalized and their eigenvalues lie on the unit circle or real line. In this finite-dimensional setting the Cayley transform and its inverse establish a bijection between the matrices of operator norm less than one and operators with imaginary part a positive operator. This is the special case for of the Jordan algebraic result, explained below, which asserts that the Cayley transform and its inverse establish a bijection between the bounded domain and the tube domain .
In the case of matrices, the bijection follows from resolvant formulas. In fact if the imaginary part of is positive, then is invertible since
:
In particular, setting ,
:
Equivalently
:
is a positive operator, so that , , ''P''(''T''), , < 1. Conversely if , , ''U'', , < 1 then is invertible and
:
Since the Cayley transform and its inverse commute with the transpose, they also establish a bijection for symmetric matrices. This corresponds to the Jordan algebra of symmetric complex matrices, the complexification of .
In the above resolvant identities take the following form:
:
and equivalently
:
where the Bergman operator is defined by with . The inverses here are well defined. In fact in one direction is invertible for , , ''u'', , < 1: this follows either using the fact that the norm satisfies , , ''ab'', , ≤ , , ''a'', , , , ''b'', , ; or using the resolvant identity and the invertibility of (see below). In the other direction if the imaginary part of is in then the imaginary part of is positive definite so that is invertible. This argument can be applied to , so it also invertible.
To establish the correspondence, it is enough to check it when is simple. In that case it follows from the connectivity of and and because:
The first criterion follows from the fact that the eigenvalues of are exactly if the eigenvalues of are . So the are either all positive or all negative. The second criterion follows from the fact that if
with and ''u'' in , then has eigenvalues . So the are either all less than one or all greater than one.
The resolvant identity is a consequence of the following identity for and invertible
:
In fact in this case the
relations for a quadratic Jordan algebra imply
:
so that
:
The equality of the last two terms implies the identity, replacing by .
Now set and . The resolvant identity is a special case of the more following more general identity:
:
In fact
:
so the identity is equivalent to
:
Using the identity above together with , the left hand side equals . The right hand side equals . These are equal because of the formula .
Automorphism group of bounded domain
If lies in the bounded domain , then is invertible. Since is invariant under multiplication by scalars of modulus ≤ 1, it follows that
is invertible for , λ, ≥ 1. Hence for , , ''a'', , ≤ 1, is invertible for , λ, > 1. It follows that the Möbius transformation is defined for , , ''a'', , ≤ 1 and in . Where defined it is injective. It is holomorphic on . By the
maximum modulus principle
In mathematics, the maximum modulus principle in complex analysis states that if ''f'' is a holomorphic function, then the modulus , ''f'' , cannot exhibit a strict local maximum that is properly within the domain of ''f''.
In other words, ei ...
, to show that maps onto it suffices to show it maps onto itself. For in that case and its inverse preserve so must be surjective. If with in , then lies in . This is a commutative associative algebra and the spectral norm is the supremum norm. Since with , ς
''i'', = 1, it follows that where , ''g''(ς
''i''), = 1. So lies in .
This is a direct consequence of the definition of the spectral norm.
This is already known for the Möbius transformations, i.e. the diagonal in . It follows for diagonal matrices in a fixed component in because they correspond to transformations in the unitary structure group. Conjugating by a Möbius transformation is equivalent to conjugation by a matrix in that component. Since the only non-trivial normal subgroup of is its center, every matrix in a fixed component carries onto itself.
Given an element in an transformation in the identity component of the unitary structure group carries it in an element in with supremum norm less than 1. An transformation in the carries it onto zero. Thus there is a transitive group of biholomorphic transformations of . The symmetry is a biholomorphic Möbius transformation fixing only 0.
If is a biholomorphic self-mapping of with and derivative at 0, then must be the identity. If not, has Taylor series expansion with homogeneous of degree and . But then . Let be a functional in of norm one. Then for fixed in , the holomorphic functions of a complex variable given by must have modulus less than 1 for , ''w'', < 1. By
Cauchy's inequality, the coefficients of must be uniformly bounded independent of , which is not possible if .
If is a biholomorphic mapping of onto itself just fixing 0 then
if , the mapping fixes 0 and has derivative there. It is therefore the identity map. So for any α. This implies ''g'' is a linear mapping. Since it maps onto itself it maps the closure onto itself. In particular it must map the Shilov boundary onto itself. This forces to be in the unitary structure group.
The orbit of 0 under ''A''
''D'' is the set of all points with . The orbit of these points under the unitary structure group is the whole of . The Cartan decomposition follows because is the stabilizer of 0 in .
In fact the only point fixed by (the identity component of) ''K''
''D'' in ''D'' is 0. Uniqueness implies that the
center of ''G''
''D'' must fix 0. It follows that the center of ''G''
''D'' lies in ''K''
''D''. The center of ''K''
''D'' is isomorphic to the circle group: a rotation through θ corresponds to multiplication by ''e''
''i''θ on ''D'' so lies in . Since this group has trivial center, the center of ''G''
''D'' is trivial.
In fact any larger compact subgroup would intersect ''A''
''D'' non-trivially and it has no non-trivial compact subgroups.
Note that ''G''
''D'' is a Lie group (see below), so that the above three statements hold with ''G''
''D'' and ''K''
''D'' replaced by their identity components, i.e. the subgroups generated by their one-parameter cubgroups. Uniqueness of the maximal compact subgroup up to conjugacy follows from
a general argument or can be deduced for classical domains directly using
Sylvester's law of inertia
Sylvester's law of inertia is a theorem in matrix algebra about certain properties of the coefficient matrix of a real quadratic form that remain invariant under a change of basis. Namely, if ''A'' is the symmetric matrix that defines the quad ...
following . For the example of Hermitian matrices over C, this reduces to proving that is up to conjugacy the unique maximal compact subgroup in . In fact if , then is the subgroup of preserving ''W''. The restriction of the hermitian form given by the inner product on minus the inner product on .
On the other hand, if is a compact subgroup of , there is a -invariant inner product on obtained by averaging any inner product with respect to Haar measure on . The Hermitian form corresponds to an orthogonal decomposition into two subspaces of dimension both invariant under with the form positive definite on one and negative definite on the other. By Sylvester's law of inertia, given two subspaces of dimension on which the Hermitian form is positive definite, one is carried onto the other by an element of . Hence there is an element of such that the positive definite subspace is given by . So leaves invariant and .
A similar argument, with
quaternion
In mathematics, the quaternion number system extends the complex numbers. Quaternions were first described by the Irish mathematician William Rowan Hamilton in 1843 and applied to mechanics in three-dimensional space. Hamilton defined a quat ...
s replacing the complex numbers, shows uniqueness for the symplectic group, which corresponds to Hermitian matrices over R. This can also be seen more directly by using
complex structures. A complex structure is an invertible operator ''J'' with ''J''
2 = −''I'' preserving the symplectic form ''B'' and such that −''B''(''Jx'',''y'') is a real inner product. The symplectic group acts transitively on complex structures by conjugation. Moreover, the subgroup commuting with ''J'' is naturally identified with the unitary group for the corresponding complex inner product space. Uniqueness follows by showing that any compact subgroup ''K'' commutes with some complex structure ''J''. In fact, averaging over Haar measure, there is a ''K''-invariant inner product on the underlying space. The symplectic form yields an invertible skew-adjoint operator ''T'' commuting with ''K''. The operator ''S'' = −''T''
2 is positive, so has a unique positive square root, which commutes with ''K''. So ''J'' = ''S''
−1/2''T'', the phase of ''T'', has square −''I'' and commutes with ''K''.
Automorphism group of tube domain
There is a
Cartan decomposition
In mathematics, the Cartan decomposition is a decomposition of a semisimple Lie group or Lie algebra, which plays an important role in their structure theory and representation theory. It generalizes the polar decomposition or singular value decom ...
for ''G''
''T'' corresponding to the action on the tube ''T'' = ''E'' + ''iC'':
:
*''K''
''T'' is the stabilizer of ''i'' in ''iC'' ⊂ ''T'', so a maximal compact subgroup of ''G''
''T''. Under the Cayley transform, ''K''
''T'' corresponds to ''K''
''D'', the stabilizer of 0 in the bounded symmetric domain, where it acts linearly. Since ''G''
''T'' is semisimple, every
maximal compact subgroup In mathematics, a maximal compact subgroup ''K'' of a topological group ''G'' is a subgroup ''K'' that is a compact space, in the subspace topology, and maximal amongst such subgroups.
Maximal compact subgroups play an important role in the class ...
is conjugate to ''K''
''T''.
*The center of ''G''
''T'' or ''G''
''D'' is trivial. In fact the only point fixed by ''K''
''D'' in ''D'' is 0. Uniqueness implies that the
center of ''G''
''D'' must fix 0. It follows that the center of ''G''
''D'' lies in ''K''
''D'' and hence that the center of ''G''
''T'' lies in ''K''
''T''. The center of ''K''
''D'' is isomorphic to the circle group: a rotation through θ corresponds to multiplication by ''e''
''i''θ on ''D''. In Cayley transform it corresponds to the
Möbius transformation
In geometry and complex analysis, a Möbius transformation of the complex plane is a rational function of the form
f(z) = \frac
of one complex variable ''z''; here the coefficients ''a'', ''b'', ''c'', ''d'' are complex numbers satisfying ''ad' ...
''z'' ↦ (''cz'' + ''s'')(−''sz'' + ''c'')
−1 where ''c'' = cos θ/2 and ''s'' = sin θ/2. (In particular, when θ = π, this gives the symmetry ''j''(''z'') = −''z''
−1.) In fact all Möbius transformations ''z'' ↦ (α''z'' + β)(−γ''z'' + δ)
−1 with αδ − βγ = 1 lie in ''G''
''T''. Since PSL(2,R) has trivial center, the center of ''G''
''T'' is trivial.
* ''A''
''T'' is given by the linear operators ''Q''(''a'') with ''a'' = Σ α
''i'' ''e''
''i'' with α
''i'' > 0.
In fact the Cartan decomposition for follows from the decomposition for . Given in , there is an element in , the identity component of , such that with . Since , , ''z'', , < 1, it follows that . Taking the Cayley transform of ''z'', it follows that every in can be written , with the Cayley transform and in . Since
with
, the point is of the form with in . Hence .
3-graded Lie algebras
Iwasawa decomposition
There is an
Iwasawa decomposition In mathematics, the Iwasawa decomposition (aka KAN from its expression) of a semisimple Lie group generalises the way a square real matrix can be written as a product of an orthogonal matrix and an upper triangular matrix (QR decomposition, a con ...
for ''G''
''T'' corresponding to the action on the tube ''T'' = ''E'' + ''iC'':
:
*''K''
''T'' is the stabilizer of ''i'' in ''iC'' ⊂ ''T''.
* ''A''
''T'' is given by the linear operators ''Q''(''a'') where ''a'' = Σ α
''i'' ''e''
''i'' with α
''i'' > 0.
* ''N''
''T'' is a lower unitriangular group on ''E''
C. It is the semidirect product of the unipotent triangular group ''N'' appearing in the Iwasawa decomposition of ''G'' (the symmetry group of ''C'') and ''N''
0 = ''E'', group of translations ''x'' ↦ ''x'' + ''b''.
The group ''S'' = ''AN'' acts on ''E'' linearly and conjugation on ''N''
0 reproduces this action. Since the group ''S'' acts simply transitively on ''C'', it follows that ''AN''
''T''=''S''⋅''N''
0 acts simply transitively on ''T'' = ''E'' + ''iC''. Let ''H''
''T'' be the group of
biholomorphism
In the mathematical theory of functions of one or more complex variables, and also in complex algebraic geometry, a biholomorphism or biholomorphic function is a bijective holomorphic function whose inverse is also holomorphic.
Formal defini ...
s of the tube ''T''. The Cayley transform shows that is isomorphic to the group ''H''
''D'' of biholomorphisms of the bounded domain ''D''. Since ''AN''
''T'' acts simply transitively on the tube ''T'' while ''K''
''T'' fixes ''ic'', they have trivial intersection.
Given ''g'' in ''H''
''T'', take ''s'' in ''AN''
''T'' such that ''g''
−1(''i'')=''s''
−1(''i''). then ''gs''
−1 fixes ''i'' and therefore lies in ''K''
''T''. Hence ''H''
''T'' = ''K''
''T'' ⋅''A''⋅''N''
''T''. So the product is a group.
Lie group structure
By a result of
Henri Cartan, ''H''
''D'' is a Lie group. Cartan's original proof is presented in . It can also be deduced from the fact the ''D'' is complete for the
Bergman metric, for which the isometries form a Lie group; by
Montel's theorem
In complex analysis, an area of mathematics, Montel's theorem refers to one of two theorems about families of holomorphic functions. These are named after French mathematician Paul Montel, and give conditions under which a family of holomorphic f ...
, the group of biholomorphisms is a closed subgroup.
That ''H''
''T'' is a Lie group can be seen directly in this case. In fact there is a finite-dimensional 3-graded Lie algebra
of vector fields with an involution σ. The Killing form is negative definite on the +1 eigenspace of σ and positive definite on the −1 eigenspace. As a group ''H''
''T'' normalizes
since the two subgroups ''K''
''T'' and ''AN''
''T'' do. The +1 eigenspace corresponds to the Lie algebra of ''K''
''T''. Similarly the Lie algebras of the linear group ''AN'' and the affine group ''N''
0 lie in
. Since the group ''G''
''T'' has trivial center, the map into GL(
) is injective. Since ''K''
''T'' is compact, its image in GL(
) is compact. Since the Lie algebra
is compatible with that of ''AN''
''T'', the image of ''AN''
''T'' is closed. Hence the image of the product is closed, since the image of ''K''
''T'' is compact. Since it is a closed subgroup, it follows that ''H''
''T'' is a Lie group.
Generalizations
Euclidean Jordan algebras can be used to construct Hermitian symmetric spaces of tube type. The remaining Hermitian symmetric spaces are Siegel domains of the second kind. They can be constructed using Euclidean
Jordan triple systems, a generalization of Euclidean Jordan algebras. In fact for a Euclidean Jordan algebra ''E'' let
:
Then ''L''(''a'',''b'') gives a bilinear map into End ''E'' such that
:
and
:
Any such bilinear system is called a Euclidean Jordan triple system. By definition the operators ''L''(''a'',''b'') form a Lie subalgebra of End ''E''.
The
Kantor–Koecher–Tits construction In algebra, the Kantor–Koecher–Tits construction is a method of constructing a Lie algebra from a Jordan algebra, introduced by , , and .
If ''J'' is a Jordan algebra, the Kantor–Koecher–Tits construction puts a Lie algebra structure on ''J ...
gives a one-one correspondence between Jordan triple systems and 3-graded Lie algebras
:
satisfying
:
and equipped with an involutive automorphism σ reversing the grading. In this case
:
defines a Jordan triple system on
. In the case of Euclidean Jordan algebras or triple systems the Kantor–Koecher–Tits construction can be identified with the Lie algebra of the Lie group of all homomorphic automorphisms of the corresponding
bounded symmetric domain.
The Lie algebra is constructed by taking
to be the Lie subalgebra
of End ''E'' generated by the L(''a'',''b'') and
to be copies of ''E''. The Lie bracket is given by
:
and the involution by
:
The
Killing form
In mathematics, the Killing form, named after Wilhelm Killing, is a symmetric bilinear form that plays a basic role in the theories of Lie groups and Lie algebras. Cartan's criteria (criterion of solvability and criterion of semisimplicity) s ...
is given by
:
where β(''T''
1,''T''
2) is the symmetric bilinear form defined by
:
These formulas, originally derived for Jordan algebras, work equally well for Jordan triple systems.
The account in develops the theory of
bounded symmetric domains starting from the standpoint of 3-graded Lie algebras. For a given finite-dimensional vector space ''E'', Koecher considers finite-dimensional Lie algebras
of vector fields on ''E'' with polynomial coefficients of degree ≤ 2.
consists of the constant vector fields ∂
''i'' and
must contain the
Euler operator ''H'' = Σ ''x''
''i''⋅∂
''i'' as a central element. Requiring the existence of an involution σ leads directly to a Jordan triple structure on ''V'' as above. As for all Jordan triple structures, fixing ''c'' in ''E'',
the operators ''L''
''c''(''a'') = ''L''(''a'',''c'') give ''E'' a Jordan algebra structure, determined by ''e''. The operators ''L''(''a'',''b'') themselves come from a Jordan algebra structure as above if and only if there are additional operators ''E''
± in
so that ''H'', ''E''
± give a copy of
. The corresponding Weyl group element implements the involution σ. This case corresponds to that of Euclidean Jordan algebras.
The remaining cases are constructed uniformly by Koecher using involutions of simple Euclidean Jordan algebras. Let ''E'' be a simple Euclidean Jordan algebra and τ a Jordan algebra automorphism of ''E'' of period 2. Thus ''E'' = ''E''
+1 ⊕ ''E''
−1 has an eigenspace decomposition for τ with ''E''
+1 a Jordan subalgebra and ''E''
−1 a module. Moreover, a product of two elements in ''E''
−1 lies in ''E''
+1. For ''a'', ''b'', ''c'' in ''E''
−1, set
:
and (''a'',''b'')= Tr ''L''(''ab''). Then ''F'' = ''E''
−1 is a simple Euclidean Jordan triple system, obtained by restricting the triple system on ''E'' to ''F''. Koecher exhibits explicit involutions of simple Euclidean Jordan algebras directly (see below). These Jordan triple systems correspond to irreducible Hermitian symmetric spaces given by Siegel domains of the second kind. In Cartan's listing, their compact duals are SU(''p'' + ''q'')/S(U(''p'') × U(''q'')) with ''p'' ≠ ''q'' (AIII), SO(2''n'')/U(''n'') with ''n'' odd (DIII) and E
6/SO(10) × U(1) (EIII).
Examples
*''F'' is the space of ''p'' by ''q'' matrices over R with ''p'' ≠ ''q''. In this case ''L''(''a'',''b'')''c''= ''ab''
''t''''c'' + ''cb''
''t''''a'' with inner product (''a'',''b'') = Tr ''ab''
''t''. This is Koecher's construction for the involution on ''E'' = ''H''
''p'' + ''q''(R) given by conjugating by the diagonal matrix with ''p'' digonal entries equal to 1 and ''q'' to −1.
*''F'' is the space of real skew-symmetric ''m'' by ''m'' matrices. In this case ''L''(''a'',''b'')''c'' = ''abc'' + ''cba'' with inner product (''a'',''b'') = −Tr ''ab''. After removing a factor of √(-1), this is Koecher's construction applied to complex conjugation on ''E'' = ''H''
''n''(C).
*''F'' is the direct sum of two copies of the Cayley numbers, regarded as 1 by 2 matrices. This triple system is obtained by Koecher's construction for the canonical involution defined by any minimal idempotent in ''E'' = ''H''
3(O).
The classification of Euclidean Jordan triple systems has been achieved by generalizing the methods of Jordan, von Neumann and Wigner, but the proofs are more involved.
[See:
*
*
*
*
*
] Prior differential geometric methods of , invoking a 3-graded Lie algebra, and of , lead to a more rapid classification.
Notes
References
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* (reprint of 1951 article)
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* , originally lecture notes from a course given in the
University of Göttingen
The University of Göttingen, officially the Georg August University of Göttingen, (german: Georg-August-Universität Göttingen, known informally as Georgia Augusta) is a public research university in the city of Göttingen, Germany. Founded i ...
in 1962
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* {{citation, last=Zhevlakov, first= K. A., last2= Slinko, first2= A. M., last3= Shestakov, first3= I. P., last4= Shirshov, first4= A. I., title=Rings that are nearly associative, series= Pure and Applied Mathematics, volume= 104, publisher=Academic Press, year= 1982, isbn= 978-0127798509
Convex geometry
Non-associative algebras
Lie algebras
Lie groups
Several complex variables