Definitions
AGroup theoretic properties
*If ''C'' is a symmetric cone, then Aut ''C'' is closed under taking adjoints. *The identity component Aut0 ''C'' acts transitively on ''C''. *The stabilizers of points are maximal compact subgroups, all conjugate, and exhaust the maximal compact subgroups of Aut ''C''. *In Aut0 ''C'' the stabilizers of points are maximal compact subgroups, all conjugate, and exhaust the maximal compact subgroups of Aut0 ''C''. *The maximal compact subgroups of Aut0 ''C'' are connected. *The component group of Aut ''C'' is isomorphic to the component group of a maximal compact subgroup and therefore finite. *Aut ''C'' ∩ O(V) and Aut0 ''C'' ∩ O(V) are maximal compact subgroups in Aut ''C'' and Aut0 ''C''. * ''C'' is naturally aSpectral decomposition in a Euclidean Jordan algebra
Definition
Let ''E'' be a finite-dimensional real vector space with a symmetric bilinear product operation : with an identity element 1 such that ''a''1 = ''a'' for ''a'' in ''A'' and a real inner product (''a'',''b'') for which the multiplication operators ''L''(''a'') defined by ''L''(''a'')''b'' = ''ab'' on ''E'' are self-adjoint and satisfy the Jordan relation : As will turn out below, the condition on adjoints can be replaced by the equivalent condition that the trace form Tr ''L''(''ab'') defines an inner product. The trace form has the advantage of being manifestly invariant under automorphisms of the Jordan algebra, which is thus a closed subgroup of O(''E'') and thus a compact Lie group. In practical examples, however, it is often easier to produce an inner product for which the ''L''(''a'') are self-adjoint than verify directly positive-definiteness of the trace form. (The equivalent original condition of Jordan, von Neumann and Wigner was that if a sum of squares of elements vanishes then each of those elements has to vanish.)Power associativity
From the Jordan condition it follows that the Jordan algebra is power associative, i.e. the Jordan subalgebra generated by any single element ''a'' in ''E'' is actually an associative commutative algebra. Thus, defining ''a''''n'' inductively by ''a''''n'' = ''a'' (''a''''n''−1), the following associativity relation holds: : so the subalgebra can be identified with R 'a'' polynomials in ''a''. In fact polarizing of the Jordan relation—replacing ''a'' by ''a'' + ''tb'' and taking the coefficient of ''t''—yields : This identity implies that ''L''(''a''''m'') is a polynomial in ''L''(''a'') and ''L''(''a''2) for all ''m''. In fact, assuming the result for lower exponents than ''m'', : Setting ''b'' = ''a''''m'' – 1 in the polarized Jordan identity gives: : a recurrence relation showing inductively that ''L''(''a''''m'' + 1) is a polynomial in ''L''(''a'') and ''L''(''a''2). Consequently, if power-associativity holds when the first exponent is ≤ ''m'', then it also holds for ''m''+1 since :Idempotents and rank
An element ''e'' in ''E'' is called an idempotent if ''e''2 = ''e''. Two idempotents are said to be orthogonal if ''ef'' = 0. This is equivalent to orthogonality with respect to the inner product, since (''ef'',''ef'') = (''e'',''f''). In this case ''g'' = ''e'' + ''f'' is also an idempotent. An idempotent ''g'' is called ''primitive'' or ''minimal'' if it cannot be written as a sum of non-zero orthogonal idempotents. If ''e''1, ..., ''e''''m'' are pairwise orthogonal idempotents then their sum is also an idempotent and the algebra they generate consists of all linear combinations of the ''e''''i''. It is an associative algebra. If ''e'' is an idempotent, then 1 − ''e'' is an orthogonal idempotent. An orthogonal set of idempotents with sum 1 is said to be a ''complete set'' or a ''partition of 1''. If each idempotent in the set is minimal it is called a ''Jordan frame''. Since the number of elements in any orthogonal set of idempotents is bounded by dim ''E'', Jordan frames exist. The maximal number of elements in a Jordan frame is called the rank ''r'' of ''E''.Spectral decomposition
The spectral theorem states that any element ''a'' can be uniquely written as : where the idempotents ''e''''i'''s are a partition of 1 and the λ''i'', the ''eigenvalues'' of ''a'', are real and distinct. In fact let ''E''0 = R and let ''T'' be the restriction of ''L''(''a'') to ''E''0. ''T'' is self-adjoint and has 1 as a cyclic vector. So theSpectral decomposition for an idempotent
If ''e'' is a non-zero idempotent then the eigenvalues of ''L''(''e'') can only be 0, 1/2 and 1, since taking ''a'' = ''b'' = ''e'' in the polarized Jordan identity yields : In particular the operator norm of ''L''(''e'') is 1 and its trace is strictly positive. There is a corresponding orthogonal eigenspace decomposition of ''E'' : where, for ''a'' in ''E'', ''E''λ(''a'') denotes the λ-eigenspace of ''L''(''a''). In this decomposition ''E''1(''e'') and ''E''0(''e'') are Jordan algebras with identity elements ''e'' and 1 − ''e''. Their sum ''E''1(''e'') ⊕ ''E''0(''e'') is a direct sum of Jordan algebras in that any product between them is zero. It is the ''centralizer subalgebra'' of ''e'' and consists of all ''a'' such that ''L''(''a'') commutes with ''L''(''e''). The subspace ''E''1/2(''e'') is a module for the centralizer of ''e'', the ''centralizer module'', and the product of any two elements in it lies in the centralizer subalgebra. On the other hand, if : then ''U'' is self-adjoint equal to 1 on the centralizer algebra and −1 on the centralizer module. So ''U''2 = ''I'' and the properties above show that : defines an involutive Jordan algebra automorphism σ of ''E''. In fact the Jordan algebra and module properties follow by replacing ''a'' and ''b'' in the polarized Jordan identity by ''e'' and ''a''. If ''ea'' = 0, this gives ''L''(''e'')''L''(''a'') = 2''L''(''e'')''L''(''a'')''L''(''e''). Taking adjoints it follows that ''L''(''a'') commutes with ''L''(''e''). Similarly if (1 − ''e'')''a'' = 0, ''L''(''a'') commutes with ''I'' − ''L''(''e'') and hence ''L''(''e''). This implies the Jordan algebra and module properties. To check that a product of elements in the module lies in the algebra, it is enough to check this for squares: but if ''L''(''e'')''a'' = ''a'', then ''ea'' = ''a'', so ''L''(''a'')2 + ''L''(''a''2)''L''(''e'') = 2''L''(''a'')''L''(''e'')''L''(''a'') + ''L''(''a''2''e''). Taking adjoints it follows that ''L''(''a''2) commutes with ''L''(''e''), which implies the property for squares.Trace form
The trace form is defined by : It is an inner product since, for non-zero ''a'' = Σ λ''i'' ''e''''i'', : The polarized Jordan identity can be polarized again by replacing ''a'' by ''a'' + ''tc'' and taking the coefficient of ''t''. A further anyisymmetrization in ''a'' and ''c'' yields: : Applying the trace to both sides : so that ''L''(''b'') is self-adjoint for the trace form.Simple Euclidean Jordan algebras
Central decomposition
If ''E'' is a Euclidean Jordan algebra an ideal ''F'' in ''E'' is a linear subspace closed under multiplication by elements of ''E'', i.e. ''F'' is invariant under the operators ''L''(''a'') for ''a'' in ''E''. If ''P'' is the orthogonal projection onto ''F'' it commutes with the operators ''L''(''a''), In particular ''F''⊥ = (''I'' − ''P'')''E'' is also an ideal and ''E'' = ''F'' ⊕ ''F''⊥. Furthermore, if ''e'' = ''P''(1), then ''P'' = ''L''(''e''). In fact for ''a'' in ''E'' : so that ''ea'' = ''a'' for ''a'' in ''F'' and 0 for ''a'' in ''F''⊥. In particular ''e'' and 1 − ''e'' are orthogonal idempotents with ''L''(''e'') = ''P'' and ''L''(1 − ''e'') = ''I'' − ''P''. ''e'' and 1 − ''e'' are the identities in the Euclidean Jordan algebras ''F'' and ''F''⊥. The idempotent ''e'' is ''central'' in ''E'', where the center of ''E'' is defined to be the set of all ''z'' such that ''L''(''z'') commutes with ''L''(''a'') for all ''a''. It forms a commutative associative subalgebra. Continuing in this way ''E'' can be written as a direct sum of minimal ideals : If ''P''''i'' is the projection onto ''E''''i'' and ''e''''i'' = ''P''''i''(1) then ''P''''i'' = ''L''(''e''''i''). The ''e''''i'''s are orthogonal with sum 1 and are the identities in ''E''''i''. Minimality forces ''E''''i'' to be simple, i.e. to have no non-trivial ideals. For since ''L''(''e''''i'') commutes with all ''L''(''a'')'s, any ideal ''F'' ⊂ ''E''''i'' would be invariant under ''E'' since ''F'' = ''e''''i''''F''. Such a decomposition into a direct sum of simple Euclidean algebras is unique. If ''E'' = ⊕ ''F''''j'' is another decomposition, then ''F''''j''=⊕ e''i''''F''''j''. By minimality only one of the terms here is non-zero so equals ''F''''j''. By minimality the corresponding ''E''''i'' equals ''F''''j'', proving uniqueness. In this way the classification of Euclidean Jordan algebras is reduced to that of simple ones. For a simple algebra ''E'' all inner products for which the operators ''L''(''a'') are self adjoint are proportional. Indeed, any other product has the form (''Ta'', ''b'') for some positive self-adjoint operator commuting with the ''L''(''a'')'s. Any non-zero eigenspace of ''T'' is an ideal in ''A'' and therefore by simplicity ''T'' must act on the whole of ''E'' as a positive scalar.List of all simple Euclidean Jordan algebras
* Let ''H''''n''(R) be the space of real symmetric ''n'' by ''n'' matrices with inner product (''a'',''b'') = Tr ''ab'' and Jordan product ''a'' ∘ ''b'' = (''ab'' + ''ba''). Then ''H''''n''(R) is a simple Euclidean Jordan algebra of rank ''n'' for ''n'' ≥ 3. * Let ''H''''n''(C) be the space of complex self-adjoint ''n'' by ''n'' matrices with inner product (''a'',''b'') = Re Tr ''ab''* and Jordan product ''a'' ∘ ''b'' = (''ab'' + ''ba''). Then ''H''''n''(C) is a simple Euclidean Jordan algebra of rank ''n'' for ''n'' ≥ 3. * Let ''H''''n''(H) be the space of self-adjoint ''n'' by ''n'' matrices with entries in thePeirce decomposition
Let ''E'' be a simple Euclidean Jordan algebra with inner product given by the trace form τ(''a'')= Tr ''L''(''a''). The proof that ''E'' has the above form rests on constructing an analogue of matrix units for a Jordan frame in ''E''. The following properties of idempotents hold in ''E''. *An idempotent ''e'' is minimal in ''E'' if and only if ''E''1(''e'') has dimension one (so equals R''e''). Moreover ''E''1/2(''e'') ≠ (0). In fact the spectral projections of any element of ''E''1(''e'') lie in ''E'' so if non-zero must equal ''e''. If the 1/2 eigenspace vanished then ''E''1(''e'') = R''e'' would be an ideal. *If ''e'' and ''f'' are non-orthogonal minimal idempotents, then there is a period 2 automorphism σ of ''E'' such that σ''e''=''f'', so that ''e'' and ''f'' have the same trace. *If ''e'' and ''f'' are orthogonal minimal idempotents then ''E''1/2(''e'') ∩ ''E''1/2(''f'') ≠ (0). Moreover, there is a period 2 automorphism σ of ''E'' such that σ''e''=''f'', so that ''e'' and ''f'' have the same trace, and for any ''a'' in this intersection, ''a''2 = τ(''e'') , ''a'', 2 (''e'' + ''f''). *All minimal idempotents in ''E'' are in the same orbit of the automorphism group so have the same trace τ0. *If ''e'', ''f'', ''g'' are three minimal orthogonal idempotents, then for ''a'' in ''E''1/2(''e'') ∩ ''E''1/2(''f'') and ''b'' in ''E''1/2(''f'') ∩ ''E''1/2(''g''), ''L''(''a'')2 ''b'' = τ0 , ''a'', 2 ''b'' and , ''ab'', 2 = τ0 , ''a'', 2, ''b'', 2. Moreover, ''E''1/2(''e'') ∩ ''E''1/2(''f'') ∩ ''E''1/2(''g'') = (0). *If ''e''''1'', ..., ''e''''r'' and ''f''''1'', ..., ''f''''r'' are Jordan frames in ''E'', then there is an automorphism α such that α''e''''i'' = ''f''''i''. *If (''e''''i'') is a Jordan frame and ''E''''ii'' = ''E''1(''e''''i'') and ''E''''ij'' = ''E''1/2(''e''''i'') ∩ ''E''1/2(''e''''j''), then ''E'' is the orthogonal direct sum the ''E''''ii'''s and ''E''''ij'''s. Since ''E'' is simple, the ''E''''ii'''s are one-dimensional and the subspaces ''E''''ij'' are all non-zero for ''i'' ≠ ''j''. *If ''a'' = Σ α''i'' ''e''''i'' for some Jordan frame (''e''''i''), then ''L''(''a'') acts as α''i'' on ''E''''ii'' and (α''i'' + α''i'')/2 on ''E''''ij''.Reduction to Euclidean Hurwitz algebras
Let ''E'' be a simple Euclidean Jordan algebra. From the properties of the Peirce decomposition it follows that: *If ''E'' has rank 2, then it has the form ''V'' ⊕ R for some inner product space ''V'' with Jordan product as described above. *If ''E'' has rank ''r'' > 2, then there is a non-associative unital algebra ''A'', associative if ''r'' > 3, equipped with an inner product satisfying (ab,ab)= (a,a)(b,b) and such that ''E'' = ''H''''r''(''A''). (Conjugation in ''A'' is defined by ''a''* = −a + 2(a,1)1.) Such an algebra ''A'' is called a Euclidean Hurwitz algebra. In ''A'' if λ(''a'')''b'' = ''ab'' and ρ(''a'')''b'' = ''ba'', then: * the involution is an antiautomorphism, i.e. * * , , so that the involution on the algebra corresponds to taking adjoints * if * * , , so that is an alternative algebra. By Hurwitz's theorem ''A'' must be isomorphic to R, C, H or O. The first three are associative division algebras. The octonions do not form an associative algebra, so ''H''''r''(O) can only give a Jordan algebra for ''r'' = 3. Because ''A'' is associative when ''A'' = R, C or H, it is immediate that ''H''''r''(''A'') is a Jordan algebra for ''r'' ≥ 3. A separate argument, given originally by , is required to show that ''H''3(O) with Jordan product ''a''∘''b'' = (''ab'' + ''ba'') satisfies the Jordan identity 2)">'L''(''a''),''L''(''a''2)= 0. There is a later more direct proof using theExceptional and special Euclidean Jordan algebras
The exceptional Euclidean Jordan algebra ''E''= ''H''3(O) is called thePositive cone in a Euclidean Jordan algebra
Definition
When (''e''''i'') is a partition of 1 in a Euclidean Jordan algebra ''E'', the self-adjoint operators L(''e''''i'') commute and there is a decomposition into simultaneous eigenspaces. If ''a'' = Σ λ''i'' ''e''''i'' the eigenvalues of ''L''(''a'') have the form Σ ε''i'' λ''i'' is 0, 1/2 or 1. The ''e''''i'' themselves give the eigenvalues λ''i''. In particular an element ''a'' has non-negative spectrum if and only if ''L''(''a'') has non-negative spectrum. Moreover, ''a'' has positive spectrum if and only if ''L''(''a'') has positive spectrum. For if ''a'' has positive spectrum, ''a'' - ε1 has non-negative spectrum for some ε > 0. The positive cone ''C'' in ''E'' is defined to be the set of elements ''a'' such that ''a'' has positive spectrum. This condition is equivalent to the operator ''L''(''a'') being a positive self-adjoint operator on ''E''. * ''C'' is a convex cone in ''E'' because positivity of a self-adjoint operator ''T''— the property that its eigenvalues be strictly positive—is equivalent to (''Tv'',''v'') > 0 for all ''v'' ≠ 0. * ''C'' is an open because the positive matrices are open in the self-adjoint matrices and ''L'' is a continuous map: in fact, if the lowest eigenvalue of ''T'' is ε > 0, then ''T'' + ''S'' is positive whenever , , ''S'', , < ε. * The closure of ''C'' consists of all ''a'' such that ''L''(''a'') is non-negative or equivalently ''a'' has non-negative spectrum. From the elementary properties of convex cones, ''C'' is the interior of its closure and is a proper cone. The elements in the closure of ''C'' are precisely the square of elements in ''E''. * ''C'' is self-dual. In fact the elements of the closure of ''C'' are just set of all squares ''x''2 in ''E'', the dual cone is given by all ''a'' such that (''a'',''x''2) > 0. On the other hand, (''a'',''x''2) = (''L''(''a'')''x'',''x''), so this is equivalent to the positivity of ''L''(''a'').Quadratic representation
To show that the positive cone ''C'' is homogeneous, i.e. has a transitive group of automorphisms, a generalization of the quadratic action of self-adjoint matrices on themselves given by ''X'' ↦ ''YXY'' has to be defined. If ''Y'' is invertible and self-adjoint, this map is invertible and carries positive operators onto positive operators. For ''a'' in ''E'', define an endomorphism of ''E'', called theHomogeneity of positive cone
The proof of this relies on elementary continuity properties of eigenvalues of self-adjoint operators. Let ''T''(''t'') (α ≤ ''t'' ≤ β) be a continuous family of self-adjoint operators on ''E'' with ''T''(α) positive and ''T''(β) having a negative eigenvalue. Set ''S''(''t'')= –''T''(''t'') + ''M'' with ''M'' > 0 chosen so large that ''S''(''t'') is positive for all ''t''. The operator norm , , ''S''(''t''), , is continuous. It is less than ''M'' for ''t'' = α and greater than ''M'' for ''t'' = β. So for some α < ''s'' < β, , , ''S''(''s''), , = M and there is a vector ''v'' ≠ 0 such that ''S''(''s'')''v'' = ''Mv''. In particular ''T''(''s'')''v'' = 0, so that ''T''(''s'') is not invertible. Suppose that ''x'' = ''Q''(''a'')''b'' does not lie in ''C''. Let ''b''(''t'') = (1 − ''t'') + ''tb'' with 0 ≤ ''t'' ≤ 1. By convexity ''b''(''t'') lies in ''C''. Let ''x''(''t'') = ''Q''(''a'')''b''(''t'') and ''X''(''t'') = ''L''(''x''(''t'')). If ''X''(''t'') is invertible for all ''t'' with 0 ≤ ''t'' ≤ 1, the eigenvalue argument gives a contradiction since it is positive at ''t'' = 0 and has negative eigenvalues at ''t'' = 1. So ''X''(''s'') has a zero eigenvalue for some ''s'' with 0 < ''s'' ≤ 1: ''X''(''s'')''w'' = 0 with ''w'' ≠ 0. By the properties of the quadratic representation, ''x''(''t'') is invertible for all ''t''. Let ''Y''(''t'') = ''L''(''x''(''t'')2). This is a positive operator since ''x''(''t'')2 lies in ''C''. Let ''T''(''t'') = ''Q''(''x''(''t'')), an invertible self-adjoint operator by the invertibility of ''x''(''t''). On the other hand, ''T''(''t'') = 2''X''(''t'')2 - ''Y''(''t''). So (''T''(''s'')''w'',''w'') < 0 since ''Y''(''s'') is positive and ''X''(''s'')''w'' = 0. In particular ''T''(''s'') has some negative eigenvalues. On the other hand, the operator ''T''(0) = ''Q''(''a''2) = ''Q''(''a'')2 is positive. By the eigenvalue argument, ''T''(''t'') has eigenvalue 0 for some ''t'' with 0 < ''t'' < ''s'', a contradiction. It follows that the linear operators ''Q''(''a'') with ''a'' invertible, and their inverses, take the cone ''C'' onto itself. Indeed, the inverse of ''Q''(''a'') is just ''Q''(''a''−1). Since ''Q''(''a'')1 = ''a''2, there is thus a transitive group of symmetries:Euclidean Jordan algebra of a symmetric cone
Construction
Let ''C'' be a symmetric cone in the Euclidean space ''E''. As above, Aut ''C'' denotes the closed subgroup of GL(''E'') taking ''C'' (or equivalently its closure) onto itself. Let ''G'' = Aut0 ''C'' be its identity component. ''K'' = ''G'' ∩ O(''E''). It is a maximal compact subgroup of ''G'' and the stabilizer of a point ''e'' in ''C''. It is connected. The group ''G'' is invariant under taking adjoints. Let σ''g'' =(''g''*)−1, period 2 automorphism. Thus ''K'' is the fixed point subgroup of σ. Let be the Lie algebra of ''G''. Thus σ induces an involution of and hence a ±1 eigenspace decomposition : where , the +1 eigenspace, is the Lie algebra of ''K'' and is the −1 eigenspace. Thus ⋅''e'' is an affine subspace of dimension dim . Since ''C'' = ''G''/''K'' is an open subspace of ''E'', it follows that dim ''E'' = dim and hence ⋅''e'' = ''E''. For ''a'' in ''E'' let ''L''(''a'') be the unique element of such that ''L''(''a'')''e'' = ''a''. Define ''a'' ∘ ''b'' = ''L''(''a'')''b''. Then ''E'' with its Euclidean structure and this bilinear product is a Euclidean Jordan algebra with identity 1 = ''e''. The convex cone coincides ''C'' with the positive cone of ''E''. Since the elements of are self-adjoint, ''L''(''a'')* = ''L''(''a''). The product is commutative since \mathfrak, ">math>\mathfrak, ⊆ annihilates ''e'', so that ''ab'' = ''L''(''a'')''L''(''b'')''e'' = ''L''(''b'')''L''(''a'')''e'' = ''ba''. It remains to check the Jordan identity 2)">'L''(''a''),''L''(''a''2)= 0. The associator is given by 'a'',''b'',''c''= 'L''(''a''),''L''(''c'')'b''. Since 'L''(''a''),''L''(''c'')lies in it follows that ''L''(''a''),''L''(''c'')''L''(''b'')] = ''L''( 'a'',''b'',''c''. Making both sides act on ''c'' yields : On the other hand, : and likewise : Combining these expressions gives : which implies the Jordan identity. Finally the positive cone of ''E'' coincides with ''C''. This depends on the fact that in any Euclidean Jordan algebra ''E'' : In fact ''Q''(''e''''a'') is a positive operator, ''Q''(''e''''ta'') is a one-parameter group of positive operators: this follows by continuity for rational ''t'', where it is a consequence of the behaviour of powers So it has the form exp ''tX'' for some self-adjoint operator ''X''. Taking the derivative at 0 gives ''X'' = 2''L''(''a''). Hence the positive cone is given by all elements : with ''X'' in . Thus the positive cone of ''E'' lies inside ''C''. Since both are self-dual, they must coincide.Automorphism groups and trace form
Let ''C'' be the positive cone in a simple Euclidean Jordan algebra ''E''. Aut ''C'' is the closed subgroup of GL(''E'') taking ''C'' (or its closure) onto itself. Let ''G'' = Aut0 ''C'' be the identity component of Aut ''C'' and let ''K'' be the closed subgroup of ''G'' fixing 1. From the group theoretic properties of cones, ''K'' is a connected compact subgroup of ''G'' and equals the identity component of the compact Lie group Aut ''E''. Let and be the Lie algebras of ''G'' and ''K''. ''G'' is closed under taking adjoints and ''K'' is the fixed point subgroup of the period 2 automorphism σ(''g'') = (''g''*)−1. Thus ''K'' = ''G'' ∩ SO(''E''). Let be the −1 eigenspace of σ. * consists of derivations of ''E'' that are skew-adjoint for the inner product defined by the trace form. * ''L''(''a''),''L''(''c'')''L''(''b'')] = ''L''( 'a'',''b'',''c''. *If ''a'' and ''b'' are in ''E'', then ''D'' = 'L''(''a''),''L''(''b'')is a derivation of ''E'', so lies in . These derivations span . * If ''a'' is in ''C'', then ''Q''(''a'') lies in ''G''. *''C'' is the connected component of the open set of invertible elements of ''E'' containing 1. It consists of exponentials of elements of ''E'' and the exponential map gives a diffeomorphism of ''E'' onto ''C''. * The map ''a'' ↦ ''L''(''a'') gives an isomorphism of ''E'' onto and ''e''''L''(''a'') = ''Q''(''e''''a''/2). This space of such exponentials coincides with ''P'' the positive self-adjoint elements in ''G''. * For ''g'' in ''G'' and ''a'' in ''E'', ''Q''(''g''(''a'')) = ''g'' ''Q''(''a'') ''g''*.Cartan decomposition
* ''G'' = ''P'' ⋅ ''K'' = ''K'' ⋅ ''P'' and the decomposition ''g'' = ''pk'' corresponds to the polar decomposition in GL(''E''). * If (''e''''i'') is a Jordan frame in ''E'', then the subspace of spanned by ''L''(''e''''i'') is maximal Abelian in . ''A'' = exp is the Abelian subgroup of operators ''Q''(''a'') where ''a'' = Σ λ''i'' ''e''''i'' with λ''i'' > 0. ''A'' is closed in ''P'' and hence ''G''. If ''b'' =Σ μ''i'' ''e''''i'' with μ''i'' > 0, then ''Q''(''ab'')=''Q''(''a'')''Q''(''b''). * and ''P'' are the union of the ''K'' translates of and ''A''.Iwasawa decomposition for cone
If ''E'' has Peirce decomposition relative to the Jordan frame (''e''''i'') : then is diagonalized by this decomposition with ''L''(''a'') acting as (α''i'' + α''j'')/2 on ''E''''ij'', where ''a'' = Σ α''i'' ''e''''i''. Define the closed subgroup ''S'' of ''G'' by : where the ordering on pairs ''p'' ≤ ''q'' is lexicographic. ''S'' contains the group ''A'', since it acts as scalars on ''E''''ij''. If ''N'' is the closed subgroup of ''S'' such that ''nx'' = ''x'' modulo ⊕(''p'',''q'') > (''i'',''j'') ''E''''pq'', then ''S'' = ''AN'' = ''NA'', aComplexification of a Euclidean Jordan algebra
Definition of complexification
Let ''E'' be a Euclidean Jordan algebra. The complexification ''E''C = ''E'' ⊕ ''iE'' has a natural conjugation operation (''a'' + ''ib'')* = ''a'' − ''ib'' and a natural complex inner product and norm. The Jordan product on ''E'' extends bilinearly to ''E''C, so that (''a'' + ''ib'')(''c'' + ''id'') = (''ac'' − ''bd'') + ''i''(''ad'' + ''bc''). If multiplication is defined by ''L''(''a'')''b'' = ''ab'' then the Jordan axiom : still holds by analytic continuation. Indeed, the identity above holds when ''a'' is replaced by ''a'' + ''tb'' for ''t'' real; and since the left side is then a polynomial with values in End ''E''C vanishing for real ''t'', it vanishes also ''t'' complex. Analytic continuation also shows that all for the formulas involving power-associativity for a single element ''a'' in ''E'', including recursion formulas for ''L''(''a''''m''), also hold in ''E''C. Since for ''b'' in ''E'', ''L''(''b'') is still self-adjoint on ''E''C, the adjoint relation ''L''(''a''*) = ''L''(''a'')* holds for ''a'' in ''E''C. Similarly the symmetric bilinear form β(''a'',''b'') = (''a'',''b''*) satisfies β(''ab'',''c'') = β(''b'',''ac''). If the inner product comes from the trace form, then β(''a'',''b'') = Tr ''L''(''ab''). For ''a'' in ''E''C, the quadratic representation is defined as before by ''Q''(''a'')=2''L''(''a'')2 − ''L''(''a''2). By analytic continuation the fundamental identity still holds: : An element ''a'' in ''E'' is called ''invertible'' if it is invertible in C 'a'' Power associativity shows that ''L''(''a'') and ''L''(''a''−1) commute. Moreover, ''a''−1 is invertible with inverse ''a''. As in ''E'', ''a'' is invertible if and only if ''Q''(''a'') is invertible. In that case : Indeed, as for ''E'', if ''Q''(''a'') is invertible it carries C 'a''onto itself, while ''Q''(''a'')1 = ''a''2, so : so ''a'' is invertible. Conversely if ''a'' is invertible, taking ''b'' = ''a''−2 in the fundamental identity shows that ''Q''(''a'') is invertible. Replacing ''a'' by ''a''−1 and ''b'' by ''a'' then shows that its inverse is ''Q''(''a''−1). Finally if ''a'' and ''b'' are invertible then so is ''c'' = ''Q''(''a'')''b'' and it satisfies the inverse identity: : Invertibility of ''c'' follows from the fundamental formula which gives ''Q''(''c'') = ''Q''(''a'')''Q''(''b'')''Q''(''a''). Hence : The formula : also follows by analytic continuation.Complexification of automorphism group
Aut ''E''C is the complexification of the compact Lie group Aut ''E'' in GL(''E''C). This follows because the Lie algebras of Aut ''E''C and Aut ''E'' consist of derivations of the complex and real Jordan algebras ''E''C and ''E''. Under the isomorphism identifying End ''E''C with the complexification of End ''E'', the complex derivations is identified with the complexification of the real derivations.Structure groups
The Jordan operator ''L''(''a'') are symmetric with respect to the trace form, so that ''L''(''a'')''t'' = ''L''(''a'') for ''a'' in ''E''C. The automorphism groups of ''E'' and ''E''C consist of invertible real and complex linear operators ''g'' such that ''L''(''ga'') = ''gL''(''a'')''g''−1 and ''g1'' = 1. Aut ''E''C is the complexification of Aut ''E''. Since an automorphism ''g'' preserves the trace form, ''g''−1 = ''g''''t''. The structure groups of ''E'' and ''E''C consist of invertible real and complex linear operators ''g'' such that : They form groups Γ(''E'') and Γ(''E''C) with Γ(''E'') ⊂ Γ(''E''C). *The structure group is closed under taking transposes ''g'' ↦ ''g''''t'' and adjoints ''g'' ↦ ''g''*. *The structure group contains the automorphism group. The automorphism group can be identified with the stabilizer of 1 in the structure group. *If ''a'' is invertible, ''Q''(''a'') lies in the structure group. *If ''g'' is in the structure group and ''a'' is invertible, ''ga'' is also invertible with (''ga'')−1 = (''g''''t'')−1''a''−1. * If ''E'' is simple, Γ(''E'') = Aut ''C'' × , Γ(''E'') ∩ O(''E'') = Aut ''E'' × and the identity component of Γ(''E'') acts transitively on ''C''. * Γ(''E''C) is the complexification of Γ(''E''), which has Lie algebra . * The structure group Γ(''E''C) acts transitively on the set of invertible elements in ''E''C. * Every ''g'' in Γ(''E''C) has the form ''g'' = ''h'' ''Q''(''a'') with ''h'' an automorphism and ''a'' invertible. The unitary structure group Γ''u''(''E''C) is the subgroup of Γ(''E''C) consisting of unitary operators, so that Γ''u''(''E''C) = Γ(''E''C) ∩ U(''E''C). * The stabilizer of 1 in Γ''u''(''E''C) is Aut ''E''. * Every ''g'' in Γ''u''(''E''C) has the form ''g'' = ''h'' ''Q''(''u'') with ''h'' in Aut ''E'' and ''u'' invertible in ''E''C with ''u''* = ''u''−1. * Γ(''E''C) is the complexification of Γ''u''(''E''C), which has Lie algebra . * The set ''S'' of invertible elements ''u'' such that ''u''* = ''u''−1 can be characterized equivalently either as those ''u'' for which ''L''(''u'') is a normal operator with ''uu''* = 1 or as those ''u'' of the form exp ''ia'' for some ''a'' in ''E''. In particular ''S'' is connected. * The identity component of Γ''u''(''E''C) acts transitively on ''S'' * ''g'' in GL(''E''C) is in the unitary structure group if and only if ''gS'' = ''S'' * Given a Jordan frame (''e''''i'') and ''v'' in ''E''C, there is an operator ''u'' in the identity component of Γ''u''(''E''C) such that ''uv'' = Σ α''i'' ''e''''i'' with α''i'' ≥ 0. If ''v'' is invertible, then α''i'' > 0. Given a frame in a Euclidean Jordan algebra ''E'', theSpectral norm
Let ''E'' be a Euclidean Jordan algebra with the inner product given by the trace form. Let (''e''''i'') be a fixed Jordan frame in ''E''. For given ''a'' in ''E''C choose ''u'' in Γ''u''(''E''C) such that ''ua'' = Σ α''i'' ''e''''i'' with α''i'' ≥ 0. Then the spectral norm , , ''a'', , = max α''i'' is independent of all choices. It is a norm on ''E''C with : In addition , , ''a'', , 2 is given by the operator norm of ''Q''(''a'') on the inner product space ''E''C. The fundamental identity for the quadratic representation implies that , , ''Q''(''a'')''b'', , ≤ , , ''a'', , 2, , ''b'', , . The spectral norm of an element ''a'' is defined in terms of C 'a''so depends only on ''a'' and not the particular Euclidean Jordan algebra in which it is calculated. The compact set ''S'' is the set of extreme points of the closed unit ball , , ''x'', , ≤ 1. Each ''u'' in ''S'' has norm one. Moreover, if ''u'' = ''e''''ia'' and ''v'' = ''e''''ib'', then , , ''uv'', , ≤ 1. Indeed, by the Cohn–Shirshov theorem the unital Jordan subalgebra of ''E'' generated by ''a'' and ''b'' is special. The inequality is easy to establish in non-exceptional simple Euclidean Jordan algebras, since each such Jordan algebra and its complexification can be realized as a subalgebra of some H''n''(R) and its complexification ''H''''n''(C) ⊂ ''M''''n''(C). The spectral norm in ''H''''n''(C) is the usual operator norm. In that case, for unitary matrices ''U'' and ''V'' in ''M''''n''(C), clearly , , (''UV'' + ''VU''), , ≤ 1. The inequality therefore follows in any special Euclidean Jordan algebra and hence in general. On the other hand, by the Krein–Milman theorem, the closed unit ball is the (closed) convex span of ''S''. It follows that , , ''L''(''u''), , = 1, in the operator norm corresponding to either the inner product norm or spectral norm. Hence , , ''L''(''a''), , ≤ , , ''a'', , for all ''a'', so that the spectral norm satisfies : It follows that ''E''C is a Jordan C* algebra.Complex simple Jordan algebras
The complexification of a simple Euclidean Jordan algebra is a simple complex Jordan algebra which is also separable, i.e. its trace form is non-degenerate. Conversely, using the existence of a real form of the Lie algebra of the structure group, it can be shown that every complex separable simple Jordan algebra is the complexification of a simple Euclidean Jordan algebra. To verify that the complexification of a simple Euclidean Jordan algebra ''E'' has no ideals, note that if ''F'' is an ideal in ''E''C then so too is ''F''⊥, the orthogonal complement for the trace norm. As in the real case, ''J'' = ''F''⊥ ∩ ''F'' must equal (0). For the associativity property of the trace form shows that ''F''⊥ is an ideal and that ''ab'' = 0 if ''a'' and ''b'' lie in ''J''. Hence ''J'' is an ideal. But if ''z'' is in ''J'', ''L''(''z'') takes ''E''C into ''J'' and ''J'' into (0). Hence Tr ''L''(''z'') = 0. Since ''J'' is an ideal and the trace form degenerate, this forces ''z'' = 0. It follows that ''E''C = ''F'' ⊕ ''F''⊥. If ''P'' is the corresponding projection onto ''F'', it commutes with the operators ''L''(''a'') and ''F''⊥ = (''I'' − ''P'')''E''C. is also an ideal and ''E'' = ''F'' ⊕ ''F''⊥. Furthermore, if ''e'' = ''P''(1), then ''P'' = ''L''(''e''). In fact for ''a'' in ''E'' : so that ''ea'' = ''a'' for ''a'' in ''F'' and 0 for ''a'' in ''F''⊥. In particular ''e'' and 1 − ''e'' are orthogonal ''central'' idempotents with ''L''(''e'') = ''P'' and ''L''(1 − ''e'') = ''I'' − ''P''. So simplicity follows from the fact that the center of ''E''C is the complexification of the center of ''E''.Symmetry groups of bounded domain and tube domain
According to the "elementary approach" to bounded symmetric space of Koecher, Hermitian symmetric spaces of noncompact type can be realized in the complexification of a Euclidean Jordan algebra ''E'' as either the open unit ball for the spectral norm, a bounded domain, or as the open tube domain , where ''C'' is the positive open cone in ''E''. In the simplest case where ''E'' = R, the complexification of ''E'' is just C, the bounded domain corresponds to the open unit disk and the tube domain to the upper half plane. Both these spaces have transitive groups of biholomorphisms given by Möbius transformations, corresponding to matrices in or . They both lie in the Riemann sphere , the standard one-point compactification of C. Moreover, the symmetry groups are all particular cases of Möbius transformations corresponding to matrices in . This complex Lie group and its maximal compact subgroup act transitively on the Riemann sphere. The groups are also algebraic. They have distinguished generating subgroups and have an explicit description in terms of generators and relations. Moreover, the Cayley transform gives an explicit Möbius transformation from the open disk onto the upper half plane. All these features generalize to arbitrary Euclidean Jordan algebras. The compactification and complex Lie group are described in the next section and correspond to the dual Hermitian symmetric space of compact type. In this section only the symmetries of and between the bounded domain and tube domain are described. Jordan frames provide one of the main Jordan algebraic techniques to describe the symmetry groups. Each Jordan frame gives rise to a product of copies of R and C. The symmetry groups of the corresponding open domains and the compactification—polydisks and polyspheres—can be deduced from the case of the unit disk, the upper halfplane and Riemann sphere. All these symmetries extend to the larger Jordan algebra and its compactification. The analysis can also be reduced to this case because all points in the complex algebra (or its compactification) lie in an image of the polydisk (or polysphere) under the unitary structure group.Definitions
Let be a Euclidean Jordan algebra with complexification . The unit ball or disk ''D'' in is just the convex bounded open set of elements such the , , ''a'', , < 1, i.e. the unit ball for the spectral norm. The tube domain ''T'' in is the unbounded convex open set , where ''C'' is the open positive cone in .Möbius transformations
The group SL(2,C) acts byCayley transform
The Möbius transformation defined by : is called theAutomorphism group of bounded domain
If lies in the bounded domain , then is invertible. Since is invariant under multiplication by scalars of modulus ≤ 1, it follows that is invertible for , λ, ≥ 1. Hence for , , ''a'', , ≤ 1, is invertible for , λ, > 1. It follows that the Möbius transformation is defined for , , ''a'', , ≤ 1 and in . Where defined it is injective. It is holomorphic on . By the maximum modulus principle, to show that maps onto it suffices to show it maps onto itself. For in that case and its inverse preserve so must be surjective. If with in , then lies in . This is a commutative associative algebra and the spectral norm is the supremum norm. Since with , ς''i'', = 1, it follows that where , ''g''(ς''i''), = 1. So lies in . This is a direct consequence of the definition of the spectral norm. This is already known for the Möbius transformations, i.e. the diagonal in . It follows for diagonal matrices in a fixed component in because they correspond to transformations in the unitary structure group. Conjugating by a Möbius transformation is equivalent to conjugation by a matrix in that component. Since the only non-trivial normal subgroup of is its center, every matrix in a fixed component carries onto itself. Given an element in an transformation in the identity component of the unitary structure group carries it in an element in with supremum norm less than 1. An transformation in the carries it onto zero. Thus there is a transitive group of biholomorphic transformations of . The symmetry is a biholomorphic Möbius transformation fixing only 0. If is a biholomorphic self-mapping of with and derivative at 0, then must be the identity. If not, has Taylor series expansion with homogeneous of degree and . But then . Let be a functional in of norm one. Then for fixed in , the holomorphic functions of a complex variable given by must have modulus less than 1 for , ''w'', < 1. By Cauchy's inequality, the coefficients of must be uniformly bounded independent of , which is not possible if . If is a biholomorphic mapping of onto itself just fixing 0 then if , the mapping fixes 0 and has derivative there. It is therefore the identity map. So for any α. This implies ''g'' is a linear mapping. Since it maps onto itself it maps the closure onto itself. In particular it must map the Shilov boundary onto itself. This forces to be in the unitary structure group. The orbit of 0 under ''A''''D'' is the set of all points with . The orbit of these points under the unitary structure group is the whole of . The Cartan decomposition follows because is the stabilizer of 0 in . In fact the only point fixed by (the identity component of) ''K''''D'' in ''D'' is 0. Uniqueness implies that the center of ''G''''D'' must fix 0. It follows that the center of ''G''''D'' lies in ''K''''D''. The center of ''K''''D'' is isomorphic to the circle group: a rotation through θ corresponds to multiplication by ''e''''i''θ on ''D'' so lies in . Since this group has trivial center, the center of ''G''''D'' is trivial. In fact any larger compact subgroup would intersect ''A''''D'' non-trivially and it has no non-trivial compact subgroups. Note that ''G''''D'' is a Lie group (see below), so that the above three statements hold with ''G''''D'' and ''K''''D'' replaced by their identity components, i.e. the subgroups generated by their one-parameter cubgroups. Uniqueness of the maximal compact subgroup up to conjugacy follows from a general argument or can be deduced for classical domains directly using Sylvester's law of inertia following . For the example of Hermitian matrices over C, this reduces to proving that is up to conjugacy the unique maximal compact subgroup in . In fact if , then is the subgroup of preserving ''W''. The restriction of the hermitian form given by the inner product on minus the inner product on . On the other hand, if is a compact subgroup of , there is a -invariant inner product on obtained by averaging any inner product with respect to Haar measure on . The Hermitian form corresponds to an orthogonal decomposition into two subspaces of dimension both invariant under with the form positive definite on one and negative definite on the other. By Sylvester's law of inertia, given two subspaces of dimension on which the Hermitian form is positive definite, one is carried onto the other by an element of . Hence there is an element of such that the positive definite subspace is given by . So leaves invariant and . A similar argument, withAutomorphism group of tube domain
There is a Cartan decomposition for ''G''''T'' corresponding to the action on the tube ''T'' = ''E'' + ''iC'': : *''K''''T'' is the stabilizer of ''i'' in ''iC'' ⊂ ''T'', so a maximal compact subgroup of ''G''''T''. Under the Cayley transform, ''K''''T'' corresponds to ''K''''D'', the stabilizer of 0 in the bounded symmetric domain, where it acts linearly. Since ''G''''T'' is semisimple, every maximal compact subgroup is conjugate to ''K''''T''. *The center of ''G''''T'' or ''G''''D'' is trivial. In fact the only point fixed by ''K''''D'' in ''D'' is 0. Uniqueness implies that the center of ''G''''D'' must fix 0. It follows that the center of ''G''''D'' lies in ''K''''D'' and hence that the center of ''G''''T'' lies in ''K''''T''. The center of ''K''''D'' is isomorphic to the circle group: a rotation through θ corresponds to multiplication by ''e''''i''θ on ''D''. In Cayley transform it corresponds to the3-graded Lie algebras
Iwasawa decomposition
There is an Iwasawa decomposition for ''G''''T'' corresponding to the action on the tube ''T'' = ''E'' + ''iC'': : *''K''''T'' is the stabilizer of ''i'' in ''iC'' ⊂ ''T''. * ''A''''T'' is given by the linear operators ''Q''(''a'') where ''a'' = Σ α''i'' ''e''''i'' with α''i'' > 0. * ''N''''T'' is a lower unitriangular group on ''E''C. It is the semidirect product of the unipotent triangular group ''N'' appearing in the Iwasawa decomposition of ''G'' (the symmetry group of ''C'') and ''N''0 = ''E'', group of translations ''x'' ↦ ''x'' + ''b''. The group ''S'' = ''AN'' acts on ''E'' linearly and conjugation on ''N''0 reproduces this action. Since the group ''S'' acts simply transitively on ''C'', it follows that ''AN''''T''=''S''⋅''N''0 acts simply transitively on ''T'' = ''E'' + ''iC''. Let ''H''''T'' be the group ofLie group structure
By a result ofGeneralizations
Euclidean Jordan algebras can be used to construct Hermitian symmetric spaces of tube type. The remaining Hermitian symmetric spaces are Siegel domains of the second kind. They can be constructed using EuclideanNotes
References
* * * * * * * * (reprint of 1951 article) * * * * * * * * * * * * * * * * * * * * * * * * * * , originally lecture notes from a course given in the University of Göttingen in 1962 * * * {{citation, last=Zhevlakov, first= K. A., last2= Slinko, first2= A. M., last3= Shestakov, first3= I. P., last4= Shirshov, first4= A. I., title=Rings that are nearly associative, series= Pure and Applied Mathematics, volume= 104, publisher=Academic Press, year= 1982, isbn= 978-0127798509 Convex geometry Non-associative algebras Lie algebras Lie groups Several complex variables