Spectrum Of A Theory
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In
model theory In mathematical logic, model theory is the study of the relationship between formal theories (a collection of sentences in a formal language expressing statements about a mathematical structure), and their models (those structures in which the s ...
, a branch of
mathematical logic Mathematical logic is the study of logic, formal logic within mathematics. Major subareas include model theory, proof theory, set theory, and recursion theory. Research in mathematical logic commonly addresses the mathematical properties of for ...
, the spectrum of a theory is given by the number of
isomorphism class In mathematics, an isomorphism class is a collection of mathematical objects isomorphic to each other. Isomorphism classes are often defined as the exact identity of the elements of the set is considered irrelevant, and the properties of the stru ...
es of
model A model is an informative representation of an object, person or system. The term originally denoted the plans of a building in late 16th-century English, and derived via French and Italian ultimately from Latin ''modulus'', a measure. Models c ...
s in various
cardinalities In mathematics, the cardinality of a set is a measure of the number of elements of the set. For example, the set A = \ contains 3 elements, and therefore A has a cardinality of 3. Beginning in the late 19th century, this concept was generalized ...
. More precisely, for any
complete theory In mathematical logic, a theory is complete if it is consistent and for every closed formula in the theory's language, either that formula or its negation is provable. That is, for every sentence \varphi, the theory T contains the sentence or its ...
''T'' in a language we write ''I''(''T'', ''κ'') for the number of models of ''T'' (up to isomorphism) of cardinality ''κ''. The spectrum problem is to describe the possible behaviors of ''I''(''T'', ''κ'') as a function of ''κ''. It has been almost completely solved for the case of a
countable In mathematics, a set is countable if either it is finite or it can be made in one to one correspondence with the set of natural numbers. Equivalently, a set is ''countable'' if there exists an injective function from it into the natural numbers; ...
theory ''T''.


Early results

In this section ''T'' is a countable complete theory and ''κ'' is a cardinal. The
Löwenheim–Skolem theorem In mathematical logic, the Löwenheim–Skolem theorem is a theorem on the existence and cardinality of models, named after Leopold Löwenheim and Thoralf Skolem. The precise formulation is given below. It implies that if a countable first-order t ...
shows that if ''I''(''T'',''κ'') is nonzero for one infinite cardinal then it is nonzero for all of them.
Morley's categoricity theorem In mathematical logic, a theory is categorical if it has exactly one model (up to isomorphism). Such a theory can be viewed as ''defining'' its model, uniquely characterizing the model's structure. In first-order logic, only theories with a fini ...
was the first main step in solving the spectrum problem: it states that if ''I''(''T'',''κ'') is 1 for some uncountable ''κ'' then it is 1 for all uncountable ''κ''.
Robert Vaught Robert Lawson Vaught (April 4, 1926 – April 2, 2002) was a mathematical logician and one of the founders of model theory.continuum hypothesis In mathematics, the continuum hypothesis (abbreviated CH) is a hypothesis about the possible sizes of infinite sets. It states that or equivalently, that In Zermelo–Fraenkel set theory with the axiom of choice (ZFC), this is equivalent to ...
is false: this is called the
Vaught conjecture The Vaught conjecture is a conjecture in the mathematical field of model theory originally proposed by Robert Lawson Vaught in 1961. It states that the number of countable models of a first-order complete theory in a countable language is finite o ...
and is the main remaining open problem (in 2005) in the theory of the spectrum. Morley's problem was a
conjecture In mathematics, a conjecture is a conclusion or a proposition that is proffered on a tentative basis without proof. Some conjectures, such as the Riemann hypothesis (still a conjecture) or Fermat's Last Theorem (a conjecture until proven in 19 ...
(now a theorem) first proposed by
Michael D. Morley Michael Darwin Morley (September 29, 1930 – October 11, 2020) was an American mathematician. At his death in 2020, Morley was professor emeritus at Cornell University. His research was in mathematical logic and model theory, and he is best know ...
that ''I''(''T'',''κ'') is nondecreasing in ''κ'' for uncountable ''κ''. This was proved by
Saharon Shelah Saharon Shelah ( he, שהרן שלח; born July 3, 1945) is an Israeli mathematician. He is a professor of mathematics at the Hebrew University of Jerusalem and Rutgers University in New Jersey. Biography Shelah was born in Jerusalem on July 3, ...
. For this, he proved a very deep dichotomy theorem. Saharon Shelah gave an almost complete solution to the spectrum problem. For a given complete theory ''T'', either ''I''(''T'',''κ'') = 2''κ'' for all uncountable cardinals ''κ'', or \textstyle I(T, \aleph_\xi) < \beth_(, \xi, ) for all ordinals ξ (See
Aleph number In mathematics, particularly in set theory, the aleph numbers are a sequence of numbers used to represent the cardinality (or size) of infinite sets that can be well-ordered. They were introduced by the mathematician Georg Cantor and are named af ...
and
Beth number In mathematics, particularly in set theory, the beth numbers are a certain sequence of infinite cardinal numbers (also known as transfinite numbers), conventionally written \beth_0,\ \beth_1,\ \beth_2,\ \beth_3,\ \dots, where \beth is the second H ...
for an explanation of the notation), which is usually much smaller than the bound in the first case. Roughly speaking this means that either there are the maximum possible number of models in all uncountable cardinalities, or there are only "few" models in all uncountable cardinalities. Shelah also gave a description of the possible spectra in the case when there are few models.


List of possible spectra of a countable theory

By extending Shelah's work, Bradd Hart,
Ehud Hrushovski Ehud Hrushovski ( he, אהוד הרושובסקי; born 30 September 1959) is a mathematical logician. He is a Merton Professor of Mathematical Logic at the University of Oxford and a Fellow of Merton College, Oxford. He was also Professor of ...
and Michael C. Laskowski gave the following complete solution to the spectrum problem for countable theories in uncountable cardinalities. If ''T'' is a countable complete theory, then the number I(''T'', ℵα) of isomorphism classes of models is given for ordinals α>0 by the minimum of 2α and one of the following maps: #2α. Examples: there are many examples, in particular any unclassifiable or deep theory, such as the theory of the
random graph In mathematics, random graph is the general term to refer to probability distributions over graphs. Random graphs may be described simply by a probability distribution, or by a random process which generates them. The theory of random graphs li ...
. #\beth_(, \alpha+\omega, ) for some countable infinite ordinal ''d''. (For finite ''d'' see case 8.) Examples: The theory with equivalence relations ''E''β for all β with β+1<''d'', such that every ''E''γ class is a union of infinitely many ''E''β classes, and each ''E''0 class is infinite. #\beth_(, \alpha+\omega, ^) for some finite positive ordinal ''d''. Example (for ''d''=1): the theory of countably many independent unary predicates. #\beth_(, \alpha+\omega, ^+\beth_2) for some finite positive ordinal ''d''. #\beth_(, \alpha+\omega, +\beth_2) for some finite positive ordinal ''d''; #\beth_(, \alpha+\omega, ^) for some finite positive ordinal ''d''. Example (for ''d''=1): the theory of countable many disjoint unary predicates. #\beth_(, \alpha+\omega, +\beth_1) for some finite ordinal ''d''≥2; #\beth_(, \alpha+\omega, ) for some finite positive ordinal ''d''; #\beth_(, \alpha+\omega, ^) for some finite ordinal ''d''≥2; Examples: similar to case 2. #\beth_2. Example: the theory of the integers viewed as an abelian group. #, (\alpha+1)^n/G, - , \alpha^n/G, for finite α, and , α, for infinite α, where ''G'' is some subgroup of the symmetric group on ''n'' ≥ 2 elements. Here, we identify α''n'' with the set of sequences of length ''n'' of elements of a set of size α. ''G''
acts The Acts of the Apostles ( grc-koi, Πράξεις Ἀποστόλων, ''Práxeis Apostólōn''; la, Actūs Apostolōrum) is the fifth book of the New Testament; it tells of the founding of the Christian Church and the spread of its message ...
on α''n'' by permuting the sequence elements, and , α''n''/''G'', denotes the number of orbits of this action. Examples: the theory of the set ω×''n'' acted on by the
wreath product In group theory, the wreath product is a special combination of two groups based on the semidirect product. It is formed by the action of one group on many copies of another group, somewhat analogous to exponentiation. Wreath products are used i ...
of ''G'' with all permutations of ω. #1. Examples: theories that are categorical in uncountable cardinals, such as the theory of algebraically closed fields in a given characteristic. #0. Examples: theories with a finite model, and the inconsistent theory. Moreover, all possibilities above occur as the spectrum of some countable complete theory. The number ''d'' in the list above is the depth of the theory. If ''T'' is a theory we define a new theory 2''T'' to be the theory with an equivalence relation such that there are infinitely many equivalence classes each of which is a model of ''T''. We also define theories \beth_n(T) by \beth_0(T)=T, \beth_(T)=2^. Then I(\beth_n(T), \lambda)= \min(\beth_n(I(T,\lambda)), 2^\lambda) . This can be used to construct examples of theories with spectra in the list above for non-minimal values of ''d'' from examples for the minimal value of ''d''.


See also

*
Spectrum of a sentence In mathematical logic, the spectrum of a sentence is the set of natural numbers occurring as the size of a finite model in which a given sentence is true. Definition Let ''ψ'' be a sentence in first-order logic. The ''spectrum'' of ''ψ'' is t ...


References

* C. C. Chang, H. J. Keisler, ''Model Theory''. *
Saharon Shelah Saharon Shelah ( he, שהרן שלח; born July 3, 1945) is an Israeli mathematician. He is a professor of mathematics at the Hebrew University of Jerusalem and Rutgers University in New Jersey. Biography Shelah was born in Jerusalem on July 3, ...
, "Classification theory and the number of nonisomorphic models", ''Studies in Logic and the Foundations of Mathematics'', vol. 92, IX, 1.19, p.49 (North Holland, 1990). * *Bradd Hart, Michael C. Laskowski, "A survey of the uncountable spectra of countable theories", ''Algebraic Model Theory'', edited by Hart, Lachlan, Valeriote (Springer, 1997). {{Mathematical logic Model theory