Ordinal Arithmetic
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In the
mathematical Mathematics is an area of knowledge that includes the topics of numbers, formulas and related structures, shapes and the spaces in which they are contained, and quantities and their changes. These topics are represented in modern mathematics ...
field of
set theory Set theory is the branch of mathematical logic that studies sets, which can be informally described as collections of objects. Although objects of any kind can be collected into a set, set theory, as a branch of mathematics, is mostly conce ...
, ordinal arithmetic describes the three usual operations on
ordinal number In set theory, an ordinal number, or ordinal, is a generalization of ordinal numerals (first, second, th, etc.) aimed to extend enumeration to infinite sets. A finite set can be enumerated by successively labeling each element with the least n ...
s:
addition Addition (usually signified by the Plus and minus signs#Plus sign, plus symbol ) is one of the four basic Operation (mathematics), operations of arithmetic, the other three being subtraction, multiplication and Division (mathematics), division. ...
,
multiplication Multiplication (often denoted by the cross symbol , by the mid-line dot operator , by juxtaposition, or, on computers, by an asterisk ) is one of the four elementary mathematical operations of arithmetic, with the other ones being additi ...
, and
exponentiation Exponentiation is a mathematical operation, written as , involving two numbers, the '' base'' and the ''exponent'' or ''power'' , and pronounced as " (raised) to the (power of) ". When is a positive integer, exponentiation corresponds to re ...
. Each can be defined in essentially two different ways: either by constructing an explicit
well-ordered set In mathematics, a well-order (or well-ordering or well-order relation) on a set ''S'' is a total order on ''S'' with the property that every non-empty subset of ''S'' has a least element in this ordering. The set ''S'' together with the well-ord ...
that represents the result of the operation or by using
transfinite recursion Transfinite induction is an extension of mathematical induction to well-ordered sets, for example to sets of ordinal numbers or cardinal numbers. Its correctness is a theorem of ZFC. Induction by cases Let P(\alpha) be a property defined for a ...
. Cantor normal form provides a standardized way of writing ordinals. In addition to these usual ordinal operations, there are also the "natural" arithmetic of ordinals and the nimber operations.


Addition

The
union Union commonly refers to: * Trade union, an organization of workers * Union (set theory), in mathematics, a fundamental operation on sets Union may also refer to: Arts and entertainment Music * Union (band), an American rock group ** ''Un ...
of two disjoint well-ordered sets ''S'' and ''T'' can be well-ordered. The order-type of that union is the ordinal that results from adding the order-types of ''S'' and ''T''. If two well-ordered sets are not already disjoint, then they can be replaced by order-isomorphic disjoint sets, e.g. replace ''S'' by × ''S'' and ''T'' by × ''T''. This way, the well-ordered set ''S'' is written "to the left" of the well-ordered set ''T'', meaning one defines an order on ''S'' \cup ''T'' in which every element of ''S'' is smaller than every element of ''T''. The sets ''S'' and ''T'' themselves keep the ordering they already have. The definition of addition ''α'' + ''β'' can also be given by
transfinite recursion Transfinite induction is an extension of mathematical induction to well-ordered sets, for example to sets of ordinal numbers or cardinal numbers. Its correctness is a theorem of ZFC. Induction by cases Let P(\alpha) be a property defined for a ...
on ''β'': * ''α'' + 0 = ''α'' * when ''β'' has an immediate predecessor . Here, denotes the ''
successor Successor may refer to: * An entity that comes after another (see Succession (disambiguation)) Film and TV * ''The Successor'' (film), a 1996 film including Laura Girling * ''The Successor'' (TV program), a 2007 Israeli television program Musi ...
'' of an ordinal. * \alpha + \beta = \bigcup_(\alpha+\delta) when ''β'' is a
limit ordinal In set theory, a limit ordinal is an ordinal number that is neither zero nor a successor ordinal. Alternatively, an ordinal λ is a limit ordinal if there is an ordinal less than λ, and whenever β is an ordinal less than λ, then there exists an ...
. Ordinal addition on the
natural numbers In mathematics, the natural numbers are those numbers used for counting (as in "there are ''six'' coins on the table") and ordering (as in "this is the ''third'' largest city in the country"). Numbers used for counting are called ''cardinal n ...
is the same as standard addition. The first transfinite ordinal is ω, the set of all natural numbers, followed by ω + 1, ω + 2, etc. The ordinal ω + ω is obtained by two copies of the natural numbers ordered in the usual fashion and the second copy completely to the right of the first. Writing 0' < 1' < 2' < ... for the second copy, ω + ω looks like :0 < 1 < 2 < 3 < ... < 0' < 1' < 2' < ... This is different from ω because in ω only 0 does not have a direct predecessor while in ω + ω the two elements 0 and 0' do not have direct predecessors.


Properties

Ordinal addition is, in general, not
commutative In mathematics, a binary operation is commutative if changing the order of the operands does not change the result. It is a fundamental property of many binary operations, and many mathematical proofs depend on it. Most familiar as the name o ...
. For example, since the order relation for is 0 < 1 < 2 < 0' < 1' < 2' < ..., which can be relabeled to ω. In contrast is not equal to ω since the order relation 0 < 1 < 2 < ... < 0' < 1' < 2' has a largest element (namely, 2') and ω does not (even if ω and are
equipotent In mathematics, two sets or classes ''A'' and ''B'' are equinumerous if there exists a one-to-one correspondence (or bijection) between them, that is, if there exists a function from ''A'' to ''B'' such that for every element ''y'' of ''B'', the ...
, they are not isomorphic). In fact it is quite rare for ''α''+''β'' to be equal to ''β''+''α'': this happens if and only if ''α''=''γm'', ''β''=''γn'' for some ordinal ''γ'' and natural numbers ''m'' and ''n''. From this it follows that "''α'' commutes with ''β''" is an equivalence relation on the
class Class or The Class may refer to: Common uses not otherwise categorized * Class (biology), a taxonomic rank * Class (knowledge representation), a collection of individuals or objects * Class (philosophy), an analytical concept used differentl ...
of nonzero ordinals, and all the equivalence classes are countably infinite. Ordinal addition is still
associative In mathematics, the associative property is a property of some binary operations, which means that rearranging the parentheses in an expression will not change the result. In propositional logic, associativity is a valid rule of replacement f ...
; one can see for example that (ω + 4) + ω = ω + (4 + ω) = ω + ω. Addition is strictly increasing and continuous in the right argument: :\alpha < \beta \Rightarrow \gamma + \alpha < \gamma + \beta but the analogous relation does not hold for the left argument; instead we only have: :\alpha < \beta \Rightarrow \alpha+\gamma \le \beta+\gamma Ordinal addition is
left-cancellative In mathematics, the notion of cancellative is a generalization of the notion of invertible. An element ''a'' in a magma has the left cancellation property (or is left-cancellative) if for all ''b'' and ''c'' in ''M'', always implies that . A ...
: if ''α'' + ''β'' = ''α'' + ''γ'', then ''β'' = ''γ''. Furthermore, one can define left subtraction for ordinals ''β'' ≤ ''α'': there is a unique ''γ'' such that ''α'' = ''β'' + ''γ''. On the other hand, right cancellation does not work: :3+\omega = 0+\omega = \omega but 3 \neq 0 Nor does right subtraction, even when ''β'' ≤ ''α'': for example, there does not exist any ''γ'' such that ''γ'' + 42 = ω. If the ordinals less than ''α'' are closed under addition and contain 0 then ''α'' is occasionally called a γ-number (see
additively indecomposable ordinal In set theory, a branch of mathematics, an additively indecomposable ordinal ''α'' is any ordinal number that is not 0 such that for any \beta,\gamma<\alpha, we have \beta+\gamma<\alpha. Additively indecomposable ordi ...
). These are exactly the ordinals of the form ω''β''.


Multiplication

The
Cartesian product In mathematics, specifically set theory, the Cartesian product of two sets ''A'' and ''B'', denoted ''A''×''B'', is the set of all ordered pairs where ''a'' is in ''A'' and ''b'' is in ''B''. In terms of set-builder notation, that is : A\ti ...
, ''S×T'', of two well-ordered sets ''S'' and ''T'' can be well-ordered by a variant of
lexicographical order In mathematics, the lexicographic or lexicographical order (also known as lexical order, or dictionary order) is a generalization of the alphabetical order of the dictionaries to sequences of ordered symbols or, more generally, of elements of a ...
that puts the least significant position first. Effectively, each element of ''T'' is replaced by a disjoint copy of ''S''. The order-type of the Cartesian product is the ordinal that results from multiplying the order-types of ''S'' and ''T''. The definition of multiplication can also be given inductively (the following induction is on ''β''): * ''α''·0 = 0. * , when ''β'' has an immediate predecessor . * \alpha\cdot\beta=\bigcup_(\alpha\cdot\delta), when ''β'' is a limit ordinal. As an example, here is the order relation for ω·2: :00 < 10 < 20 < 30 < ... < 01 < 11 < 21 < 31 < ..., which has the same order type as ω + ω. In contrast, 2·ω looks like this: :00 < 10 < 01 < 11 < 02 < 12 < 03 < 13 < ... and after relabeling, this looks just like ω. Thus, ω·2 = ω+ω ≠ ω = 2·ω, showing that multiplication of ordinals is not in general commutative. Again ordinal multiplication on the natural numbers is the same as standard multiplication.


Properties

''α''·0 = 0·''α'' = 0, and the
zero-product property In algebra, the zero-product property states that the product of two nonzero elements is nonzero. In other words, \textab=0,\texta=0\textb=0. This property is also known as the rule of zero product, the null factor law, the multiplication proper ...
holds: ''α''·''β'' = 0 \Rightarrow ''α'' = 0 or ''β'' = 0. The ordinal 1 is a multiplicative identity, ''α''·1 = 1·''α'' = ''α''. Multiplication is associative, (''α''·''β'')·''γ'' = ''α''·(''β''·''γ''). Multiplication is strictly increasing and continuous in the right argument: (''α'' < ''β'' and ''γ'' > 0) \Rightarrow ''γ''·''α'' < ''γ''·''β''. Multiplication is ''not'' strictly increasing in the left argument, for example, 1 < 2 but 1·ω = 2·ω = ω. However, it is (non-strictly) increasing, i.e. ''α'' ≤ ''β'' \Rightarrow ''α''·''γ'' ≤ ''β''·''γ''. Multiplication of ordinals is not in general commutative. Specifically, a natural number greater than 1 never commutes with any infinite ordinal, and two infinite ordinals ''α'', ''β'' commute if and only if ''α''''m'' = ''β''''n'' for some positive natural numbers ''m'' and ''n''. The relation "''α'' commutes with ''β''" is an equivalence relation on the ordinals greater than 1, and all equivalence classes are countably infinite.
Distributivity In mathematics, the distributive property of binary operations generalizes the distributive law, which asserts that the equality x \cdot (y + z) = x \cdot y + x \cdot z is always true in elementary algebra. For example, in elementary arithmetic, ...
holds, on the left: ''α''(''β''+''γ'') = ''αβ''+''αγ''. However, the distributive law on the right (''β''+''γ'')''α'' = ''βα''+''γα'' is ''not'' generally true: (1+1)·ω = 2·ω = ω while 1·ω+1·ω = ω+ω, which is different. There is a left cancellation law: If ''α'' > 0 and ''α''·''β'' = ''α''·''γ'', then ''β'' = ''γ''. Right cancellation does not work, e.g. 1·ω = 2·ω = ω, but 1 and 2 are different. A
left division Division is one of the four basic operations of arithmetic, the ways that numbers are combined to make new numbers. The other operations are addition, subtraction, and multiplication. At an elementary level the division of two natural numb ...
with
remainder In mathematics, the remainder is the amount "left over" after performing some computation. In arithmetic, the remainder is the integer "left over" after dividing one integer by another to produce an integer quotient (integer division). In algebr ...
property holds: for all ''α'' and ''β'', if ''β'' > 0, then there are unique ''γ'' and ''δ'' such that ''α'' = ''β''·''γ''+''δ'' and ''δ'' < ''β''. Right division does not work: there is no ''α'' such that ''α''·ω ≤ ωω ≤ (''α''+1)·ω. The ordinal numbers form a left
near-semiring In mathematics, a near-semiring (also ''seminearring'') is an algebraic structure more general than a near-ring or a semiring. Near-semirings arise naturally from functions on monoids. Definition A near-semiring is a set ''S'' with two binar ...
, but do ''not'' form a
ring Ring may refer to: * Ring (jewellery), a round band, usually made of metal, worn as ornamental jewelry * To make a sound with a bell, and the sound made by a bell :(hence) to initiate a telephone connection Arts, entertainment and media Film and ...
. Hence the ordinals are not a
Euclidean domain In mathematics, more specifically in ring theory, a Euclidean domain (also called a Euclidean ring) is an integral domain that can be endowed with a Euclidean function which allows a suitable generalization of the Euclidean division of integers. ...
, since they are not even a ring - furthermore the Euclidean "norm" would be ordinal-valued using the left division here. A δ-number (see Multiplicatively indecomposable ordinal) is an ordinal ''β'' greater than 1 such that ''αβ''=''β'' whenever 0<''α''<''β''. These consist of the ordinal 2 and the ordinals of the form ''β''=ωω''γ''.


Exponentiation

The definition via order types is most easily explained using Von Neumann's definition of an ordinal as the set of all smaller ordinals. Then, to construct a set of order type ''α''''β'' consider all functions from ''β'' to ''α'' such that only a finite number of elements of the domain ''β'' map to a non zero element of ''α'' (essentially, we consider the functions with finite support). The order is lexicographic with the least significant position first. The definition of exponentiation can also be given inductively (the following induction is on ''β'', the exponent): * ''α''0 = 1. * , when ''β'' has an immediate predecessor . * \alpha^\beta=\bigcup_(\alpha^\delta), when ''β'' is a limit ordinal. The definition of ordinal
exponentiation Exponentiation is a mathematical operation, written as , involving two numbers, the '' base'' and the ''exponent'' or ''power'' , and pronounced as " (raised) to the (power of) ". When is a positive integer, exponentiation corresponds to re ...
for finite exponents is straightforward. If the exponent is a finite number, the power is the result of iterated multiplication. For instance, ω2 = ω·ω using the operation of ordinal multiplication. Note that ω·ω can be defined using the set of functions from 2 = to ω = , ordered
lexicographically In mathematics, the lexicographic or lexicographical order (also known as lexical order, or dictionary order) is a generalization of the alphabetical order of the dictionaries to sequences of ordered symbols or, more generally, of elements of a ...
with the least significant position first: :(0,0) < (1,0) < (2,0) < (3,0) < ... < (0,1) < (1,1) < (2,1) < (3,1) < ... < (0,2) < (1,2) < (2,2) < ... Here for brevity, we have replaced the function by the
ordered pair In mathematics, an ordered pair (''a'', ''b'') is a pair of objects. The order in which the objects appear in the pair is significant: the ordered pair (''a'', ''b'') is different from the ordered pair (''b'', ''a'') unless ''a'' = ''b''. (In con ...
(''k'', ''m''). Similarly, for any finite exponent ''n'', \omega^n can be defined using the set of functions from ''n'' (the domain) to the natural numbers (the codomain). These functions can be abbreviated as ''n''-tuples of natural numbers. But for infinite exponents, the definition may not be obvious. A limit ordinal, such as ωω, is the supremum of all smaller ordinals. It might seem natural to define ωω using the set of all infinite sequences of natural numbers. However, we find that any absolutely defined ordering on this set is not well-ordered. To deal with this issue the definition restricts the set to sequences that are nonzero for only a finite number of arguments. This is naturally motivated as the limit of the finite powers of the base (similar to the concept of
coproduct In category theory, the coproduct, or categorical sum, is a construction which includes as examples the disjoint union of sets and of topological spaces, the free product of groups, and the direct sum of modules and vector spaces. The coprodu ...
in algebra). This can also be thought of as the infinite union \bigcup_\omega^n. Each of those sequences corresponds to an ordinal less than \omega^\omega such as \omega^ c_1 + \omega^ c_2 + \cdots + \omega^ c_k and \omega^\omega is the supremum of all those smaller ordinals. The lexicographical order on this set is a well ordering that resembles the ordering of natural numbers written in decimal notation, except with digit positions reversed, and with arbitrary natural numbers instead of just the digits 0–9: :(0,0,0,...) < (1,0,0,0,...) < (2,0,0,0,...) < ... < :(0,1,0,0,0,...) < (1,1,0,0,0,...) < (2,1,0,0,0,...) < ... < :(0,2,0,0,0,...) < (1,2,0,0,0,...) < (2,2,0,0,0,...) :: < ... < :(0,0,1,0,0,0,...) < (1,0,1,0,0,0,...) < (2,0,1,0,0,0,...) :: < ... In general, any ordinal ''α'' can be raised to the power of another ordinal ''β'' in the same way to get ''α''''β''. We find * 1ω = 1, * 2ω = ω, * 2ω+1 = ω·2 = ω+ω. While the same notation is used for ordinal exponentiation and
cardinal exponentiation In mathematics, cardinal numbers, or cardinals for short, are a generalization of the natural numbers used to measure the cardinality (size) of sets. The cardinality of a finite set is a natural number: the number of elements in the set. The ...
, ordinal exponentiation is quite different from cardinal exponentiation. For example, with ordinal exponentiation 2^\omega = \omega, but for \aleph_0(
aleph naught In mathematics, particularly in set theory, the aleph numbers are a sequence of numbers used to represent the cardinality (or size) of infinite sets that can be well-ordered. They were introduced by the mathematician Georg Cantor and are named af ...
, the
cardinality In mathematics, the cardinality of a set is a measure of the number of elements of the set. For example, the set A = \ contains 3 elements, and therefore A has a cardinality of 3. Beginning in the late 19th century, this concept was generalized ...
of \omega), 2^ > \aleph_0. Here, 2^ is the cardinality of the set of all functions from the set of all natural numbers to a set with two elements. (This is the cardinality of the
power set In mathematics, the power set (or powerset) of a set is the set of all subsets of , including the empty set and itself. In axiomatic set theory (as developed, for example, in the ZFC axioms), the existence of the power set of any set is po ...
of the set of all natural numbers and is equal to \mathfrak c, the
cardinality of the continuum In set theory, the cardinality of the continuum is the cardinality or "size" of the set of real numbers \mathbb R, sometimes called the continuum. It is an infinite cardinal number and is denoted by \mathfrak c (lowercase fraktur "c") or , \mathb ...
.) To avoid confusing ordinal exponentiation with cardinal exponentiation, one can use symbols for ordinals (e.g. ω) in the former and symbols for cardinals (e.g. \aleph_0) in the latter.


Properties

*''α''0 = 1. *If 0 < ''α'', then 0''α'' = 0. *1''α'' = 1. *''α''1 = ''α''. *''α''''β''·''α''''γ'' = ''α''''β'' + ''γ''. * (''α''''β'')''γ'' = ''α''''β''·''γ''. *There are ''α'', ''β'', and ''γ'' for which (''α''·''β'')''γ'' ≠ ''α''''γ''·''β''''γ''. For instance, (ω·2)2 = ω·2·ω·2 = ω2·2 ≠ ω2·4. *Ordinal exponentiation is strictly increasing and continuous in the right argument: If ''γ'' > 1 and ''α'' < ''β'', then ''γ''''α'' < ''γ''''β''. *If ''α'' < ''β'', then ''α''''γ'' ≤ ''β''''γ''. Note, for instance, that 2 < 3 and yet 2ω = 3ω = ω. *If ''α'' > 1 and ''α''''β'' = ''α''''γ'', then ''β'' = ''γ''. If ''α'' = 1 or ''α'' = 0 this is not the case. *For all ''α'' and ''β'', if ''β'' > 1 and ''α'' > 0 then there exist unique ''γ'', ''δ'', and ''ρ'' such that ''α'' = ''β''''γ''·''δ'' + ''ρ'' such that 0 < ''δ'' < ''β'' and ''ρ'' < ''β''''γ''. Jacobsthal showed that the only solutions of ''α''''β'' = ''β''''α'' with ''α'' ≤ ''β'' are given by ''α'' = ''β'', or ''α'' = 2 and ''β'' = 4, or ''α'' is any limit ordinal and ''β'' = ''εα'' where ε is an ε-number larger than ''α''.


Beyond exponentiation

There are ordinal operations that continue the sequence begun by addition, multiplication, and exponentiation, including ordinal versions of
tetration In mathematics, tetration (or hyper-4) is an operation based on iterated, or repeated, exponentiation. There is no standard notation for tetration, though \uparrow \uparrow and the left-exponent ''xb'' are common. Under the definition as rep ...
,
pentation In mathematics, pentation (or hyper-5) is the next hyperoperation after tetration and before hexation. It is defined as iterated (repeated) tetration, just as tetration is iterated exponentiation. It is a binary operation defined with two numb ...
, and
hexation In mathematics, the hyperoperation sequence is an infinite sequence of arithmetic operations (called ''hyperoperations'' in this context) that starts with a unary operation (the successor function with ''n'' = 0). The sequence continues with the ...
. See also
Veblen function In mathematics, the Veblen functions are a hierarchy of normal functions ( continuous strictly increasing functions from ordinals to ordinals), introduced by Oswald Veblen in . If φ0 is any normal function, then for any non-zero ordinal α, φ ...
.


Cantor normal form

Every ordinal number ''α'' can be uniquely written as \omega^ c_1 + \omega^c_2 + \cdots + \omega^c_k, where ''k'' is a natural number, c_1, c_2, \ldots, c_k are positive integers, and \beta_1 > \beta_2 > \ldots > \beta_k \geq 0 are ordinal numbers. The degenerate case ''α''=0 occurs when ''k''=0 and there are no ''β''s nor ''c''s. This decomposition of ''α'' is called the Cantor normal form of ''α'', and can be considered the base-ω
positional numeral system Positional notation (or place-value notation, or positional numeral system) usually denotes the extension to any radix, base of the Hindu–Arabic numeral system (or decimal, decimal system). More generally, a positional system is a numeral syste ...
. The highest exponent \beta_1 is called the degree of \alpha, and satisfies \beta_1\le\alpha. The equality \beta_1=\alpha applies if and only if \alpha=\omega^\alpha. In that case Cantor normal form does not express the ordinal in terms of smaller ones; this can happen as explained below. A minor variation of Cantor normal form, which is usually slightly easier to work with, is to set all the numbers ''c''''i'' equal to 1 and allow the exponents to be equal. In other words, every ordinal number α can be uniquely written as \omega^ + \omega^ + \cdots + \omega^, where ''k'' is a natural number, and \beta_1 \ge \beta_2 \ge \ldots \ge \beta_k \ge 0 are ordinal numbers. Another variation of the Cantor normal form is the "base ''δ'' expansion", where ω is replaced by any ordinal ''δ''>1, and the numbers ''c''''i'' are positive ordinals less than ''δ''. The Cantor normal form allows us to uniquely express—and order—the ordinals ''α'' that are built from the natural numbers by a finite number of arithmetical operations of addition, multiplication and exponentiation base-\omega: in other words, assuming \beta_1<\alpha in the Cantor normal form, we can also express the exponents \beta_i in Cantor normal form, and making the same assumption for the \beta_i as for ''α'' and so on recursively, we get a system of notation for these ordinals (for example, :\omega^\cdot3+\omega^\cdot5+65537 denotes an ordinal). The ordinal ε0 ( epsilon nought) is the set of ordinal values ''α'' of the finite-length arithmetical expressions of Cantor normal form that are hereditarily non-trivial where non-trivial means ''β''1<''α'' when 0<''α''. It is the smallest ordinal that does not have a finite arithmetical expression in terms of ω, and the smallest ordinal such that \varepsilon_0 = \omega^, i.e. in Cantor normal form the exponent is not smaller than the ordinal itself. It is the limit of the sequence :0, \, 1=\omega^0, \, \omega=\omega^1, \, \omega^\omega, \, \omega^, \, \ldots \,. The ordinal ε0 is important for various reasons in arithmetic (essentially because it measures the
proof-theoretic strength In proof theory, ordinal analysis assigns ordinals (often large countable ordinals) to mathematical theories as a measure of their strength. If theories have the same proof-theoretic ordinal they are often equiconsistent, and if one theory h ...
of the
first-order In mathematics and other formal sciences, first-order or first order most often means either: * "linear" (a polynomial of degree at most one), as in first-order approximation and other calculus uses, where it is contrasted with "polynomials of high ...
Peano arithmetic In mathematical logic, the Peano axioms, also known as the Dedekind–Peano axioms or the Peano postulates, are axioms for the natural numbers presented by the 19th century Italian mathematician Giuseppe Peano. These axioms have been used nearly u ...
: that is, Peano's axioms can show transfinite induction up to any ordinal less than ε0 but not up to ε0 itself). The Cantor normal form also allows us to compute sums and products of ordinals: to compute the sum, for example, one need merely know (see the properties listed in and ) that :\omega^ c+\omega^ c' = \omega^c' \,, if \beta'>\beta (if \beta'=\beta one can apply the distributive law on the left and rewrite this as \omega^ (c+c'), and if \beta'<\beta the expression is already in Cantor normal form); and to compute products, the essential facts are that when 0 < \alpha = \omega^ c_1 + \cdots + \omega^c_k is in Cantor normal form and 0 < \beta' , then :\alpha\omega^ = \omega^ \, and :\alpha n = \omega^ c_1 n + \omega^ c_2 + \cdots + \omega^c_k \,, if ''n'' is a non-zero natural number. To compare two ordinals written in Cantor normal form, first compare \beta_1, then c_1, then \beta_2, then c_2, etc.. At the first difference, the ordinal that has the larger component is the larger ordinal. If they are the same until one terminates before the other, then the one that terminates first is smaller.


Factorization into primes

Ernst Jacobsthal Ernst Erich Jacobsthal (16 October 1882, Berlin – 6 February 1965, Überlingen) was a German mathematician, and brother to the archaeologist Paul Jacobsthal. In 1906, he earned his PhD at the University of Berlin, where he was a student of Ge ...
showed that the ordinals satisfy a form of the unique factorization theorem: every nonzero ordinal can be written as a product of a finite number of prime ordinals. This factorization into prime ordinals is in general not unique, but there is a "minimal" factorization into primes that is unique up to changing the order of finite prime factors . A prime ordinal is an ordinal greater than 1 that cannot be written as a product of two smaller ordinals. Some of the first primes are 2, 3, 5, ... , ω, ω+1, ω2+1, ω3+1, ..., ωω, ωω+1, ωω+1+1, ... There are three sorts of prime ordinals: *The finite primes 2, 3, 5, ... *The ordinals of the form ωω''α'' for any ordinal ''α''. These are the prime ordinals that are limits, and are the delta numbers, the transfinite ordinals that are closed under multiplication. *The ordinals of the form ω''α''+1 for any ordinal ''α''>0. These are the infinite successor primes, and are the successors of gamma numbers, the additively indecomposable ordinals. Factorization into primes is not unique: for example, 2×3=3×2, 2×ω=ω, (ω+1)×ω=ω×ω and ω×ωω = ωω. However, there is a unique factorization into primes satisfying the following additional conditions: *Every limit prime occurs before every successor prime *If two consecutive primes of the prime factorization are both limits or both finite, then the second one is at most the first one. This prime factorization can easily be read off using the Cantor normal form as follows: *First write the ordinal as a product ''αβ'' where ''α'' is the smallest power of ω in the Cantor normal form and ''β'' is a successor. *If ''α''=ω''γ'' then writing ''γ'' in Cantor normal form gives an expansion of ''α'' as a product of limit primes. *Now look at the Cantor normal form of ''β''. If ''β'' = ω''λ''m + ω''μ''''n'' + smaller terms, then β = (ω''μ''''n'' + smaller terms)(ω''λ''−''μ'' + 1)''m'' is a product of a smaller ordinal and a prime and an integer ''m''. Repeating this and factorizing the integers into primes gives the prime factorization of ''β''. So the factorization of the Cantor normal form ordinal :\omega^n_1+\cdots +\omega^n_k (with \alpha_1>\cdots>\alpha_k) into a minimal product of infinite primes and integers is :\omega^\cdots\omega^n_k(\omega^+1)n_\cdots n_2(\omega^+1)n_1 where each ''n''''i'' should be replaced by its factorization into a non-increasing sequence of finite primes and :\alpha_k=\omega^+\cdots +\omega^ with \beta_1\ge\cdots\ge\beta_m.


Large countable ordinals

As discussed above, the Cantor normal form of ordinals below \varepsilon_0 can be expressed in an alphabet containing only the function symbols for addition, multiplication and exponentiation, as well as constant symbols for each natural number and for \omega. We can do away with the infinitely many numerals by using just the constant symbol 0 and the operation of successor, S (for example, the integer 4 may be expressed as S(S(S(S(0))))). This describes an ''
ordinal notation In mathematical logic and set theory, an ordinal notation is a partial function mapping the set of all finite sequences of symbols, themselves members of a finite alphabet, to a countable set of ordinals. A Gödel numbering is a function mapping t ...
'': a system for naming ordinals over a finite alphabet. This particular system of ordinal notation is called the collection of ''arithmetical'' ordinal expressions, and can express all ordinals below \varepsilon_0, but cannot express \varepsilon_0. There are other ordinal notations capable of capturing ordinals well past \varepsilon_0, but because there are only countably many strings over any finite alphabet, for any given ordinal notation there will be ordinals below \omega_1 (the first uncountable ordinal) that are not expressible. Such ordinals are known as
large countable ordinal In the mathematical discipline of set theory, there are many ways of describing specific countable ordinals. The smallest ones can be usefully and non-circularly expressed in terms of their Cantor normal forms. Beyond that, many ordinals of rele ...
s. The operations of addition, multiplication and exponentiation are all examples of
primitive recursive ordinal function In mathematics, primitive recursive set functions or primitive recursive ordinal functions are analogs of primitive recursive functions, defined for Set (mathematics), sets or Ordinal number, ordinals rather than natural numbers. They were introdu ...
s, and more general primitive recursive ordinal functions can be used to describe larger ordinals.


Natural operations

The natural sum and natural product operations on ordinals were defined in 1906 by
Gerhard Hessenberg Gerhard Hessenberg (16 August 1874 – 16 November 1925) was a German mathematician who worked in projective geometry, differential geometry, and set theory. Career Hessenberg received his Ph.D. from the University of Berlin in 1899 under the gu ...
, and are sometimes called the Hessenberg sum (or product) . These are the same as the addition and multiplication (restricted to ordinals) of
John Conway John Horton Conway (26 December 1937 – 11 April 2020) was an English mathematician active in the theory of finite groups, knot theory, number theory, combinatorial game theory and coding theory. He also made contributions to many branches ...
's
field Field may refer to: Expanses of open ground * Field (agriculture), an area of land used for agricultural purposes * Airfield, an aerodrome that lacks the infrastructure of an airport * Battlefield * Lawn, an area of mowed grass * Meadow, a grass ...
of
surreal numbers In mathematics, the surreal number system is a totally ordered proper class containing the real numbers as well as infinite and infinitesimal numbers, respectively larger or smaller in absolute value than any positive real number. The surrea ...
. They have the advantage that they are associative and commutative, and natural product distributes over natural sum. The cost of making these operations commutative is that they lose the continuity in the right argument, which is a property of the ordinary sum and product. The natural sum of ''α'' and ''β'' is often denoted by ''α''⊕''β'' or ''α''#''β'', and the natural product by ''α''⊗''β'' or ''α''⨳''β''. The natural operations come up in the theory of well partial orders; given two well partial orders ''S'' and ''T'', of types (maximum
linearization In mathematics, linearization is finding the linear approximation to a function at a given point. The linear approximation of a function is the first order Taylor expansion around the point of interest. In the study of dynamical systems, lineariz ...
s) ''o''(''S'') and ''o''(''T''), the type of the disjoint union is ''o''(''S'')⊕''o''(''T''), while the type of the direct product is ''o''(''S'')⊗''o''(''T''). One may take this relation as a definition of the natural operations by choosing ''S'' and ''T'' to be ordinals ''α'' and ''β''; so ''α''⊕''β'' is the maximum order type of a total order extending the disjoint union (as a partial order) of ''α'' and ''β''; while ''α''⊗''β'' is the maximum order type of a total order extending the direct product (as a partial order) of ''α'' and ''β''.Philip W. Carruth, Arithmetic of ordinals with applications to the theory of ordered Abelian groups, Bull. Amer. Math. Soc. 48 (1942), 262–271. See Theorem 1. Availabl
here
/ref> A useful application of this is when ''α'' and ''β'' are both subsets of some larger total order; then their union has order type at most ''α''⊕''β''. If they are both subsets of some ordered abelian group, then their sum has order type at most ''α''⊗''β''. We can also define the natural sum of ''α'' and ''β'' inductively (by simultaneous induction on ''α'' and ''β'') as the smallest ordinal greater than the natural sum of ''α'' and ''γ'' for all ''γ'' < ''β'' and of ''γ'' and ''β'' for all ''γ'' < ''α''. There is also an inductive definition of the natural product (by mutual induction), but it is somewhat tedious to write down and we shall not do so (see the article on
surreal numbers In mathematics, the surreal number system is a totally ordered proper class containing the real numbers as well as infinite and infinitesimal numbers, respectively larger or smaller in absolute value than any positive real number. The surrea ...
for the definition in that context, which, however, uses surreal subtraction, something that obviously cannot be defined on ordinals). The natural sum is associative and commutative. It is always greater or equal to the usual sum, but it may be strictly greater. For example, the natural sum of ω and 1 is ω+1 (the usual sum), but this is also the natural sum of 1 and ω. The natural product is associative and commutative and distributes over the natural sum. The natural product is always greater or equal to the usual product, but it may be strictly greater. For example, the natural product of ω and 2 is ω·2 (the usual product), but this is also the natural product of 2 and ω. Yet another way to define the natural sum and product of two ordinals ''α'' and ''β'' is to use the Cantor normal form: one can find a sequence of ordinals ''γ''1 > … > ''γ''''n'' and two sequences (''k''1, …, ''k''''n'') and (''j''1, …, ''j''''n'') of natural numbers (including zero, but satisfying ''k''''i'' + ''j''''i'' > 0 for all ''i'') such that :\alpha = \omega^\cdot k_1 + \cdots +\omega^\cdot k_n :\beta = \omega^\cdot j_1 + \cdots +\omega^\cdot j_n and define :\alpha \#\beta = \omega^\cdot (k_1+j_1) + \cdots +\omega^\cdot (k_n+j_n). Under natural addition, the ordinals can be identified with the elements of the free commutative monoid generated by the gamma numbers ω''α''. Under natural addition and multiplication, the ordinals can be identified with the elements of the free commutative semiring generated by the delta numbers ωω''α''. The ordinals do not have unique factorization into primes under the natural product. While the full polynomial ring does have unique factorization, the subset of polynomials with non-negative coefficients does not: for example, if ''x'' is any delta number, then :x^5+x^4+x^3+x^2+x+1=(x+1)(x^4+x^2+1)=(x^2+x+1)(x^3+1) has two incompatible expressions as a natural product of polynomials with non-negative coefficients that cannot be decomposed further.


Nimber arithmetic

There are arithmetic operations on ordinals by virtue of the one-to-one correspondence between ordinals and
nimber In mathematics, the nimbers, also called ''Grundy numbers'', are introduced in combinatorial game theory, where they are defined as the values of heaps in the game Nim. The nimbers are the ordinal numbers endowed with ''nimber addition'' and ' ...
s. Three common operations on nimbers are nimber addition, nimber multiplication, and minimum excludance (mex). Nimber addition is a generalization of the bitwise exclusive or operation on natural numbers. The of a set of ordinals is the smallest ordinal ''not'' present in the set.


Notes


References

* * Kunen, Kenneth, 1980. ''Set Theory: An Introduction to Independence Proofs''. Elsevier. . *{{citation, mr=0095787 , last=Sierpiński, first= Wacław, authorlink = Wacław Sierpiński , title=Cardinal and ordinal numbers , title-link= Cardinal and Ordinal Numbers , series=Polska Akademia Nauk Monografie Matematyczne, volume= 34 , publisher=Państwowe Wydawnictwo Naukowe, place= Warsaw , year=1958


External links


ordCalc ordinal calculator
Set theory Ordinal numbers