List Of Statements Independent Of ZFC
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The mathematical statements discussed below are
independent Independent or Independents may refer to: Arts, entertainment, and media Artist groups * Independents (artist group), a group of modernist painters based in the New Hope, Pennsylvania, area of the United States during the early 1930s * Independ ...
of ZFC (the canonical
axiomatic set theory Set theory is the branch of mathematical logic that studies Set (mathematics), sets, which can be informally described as collections of objects. Although objects of any kind can be collected into a set, set theory, as a branch of mathematics, ...
of contemporary mathematics, consisting of the Zermelo–Fraenkel axioms plus the
axiom of choice In mathematics, the axiom of choice, or AC, is an axiom of set theory equivalent to the statement that ''a Cartesian product of a collection of non-empty sets is non-empty''. Informally put, the axiom of choice says that given any collectio ...
), assuming that ZFC is consistent. A statement is independent of ZFC (sometimes phrased "undecidable in ZFC") if it can neither be proven nor disproven from the axioms of ZFC.


Axiomatic set theory

In 1931,
Kurt Gödel Kurt Friedrich Gödel ( , ; April 28, 1906 – January 14, 1978) was a logician, mathematician, and philosopher. Considered along with Aristotle and Gottlob Frege to be one of the most significant logicians in history, Gödel had an imme ...
proved the first ZFC independence result, namely that the consistency of ZFC itself was independent of ZFC ( Gödel's second incompleteness theorem). The following statements are independent of ZFC, among others: * the consistency of ZFC; * the continuum hypothesis or CH (Gödel produced a model of ZFC in which CH is true, showing that CH cannot be disproven in ZFC; Paul Cohen later invented the method of forcing to exhibit a model of ZFC in which CH fails, showing that CH cannot be proven in ZFC. The following four independence results are also due to Gödel/Cohen.); * the generalized continuum hypothesis (GCH); * a related independent statement is that if a set ''x'' has fewer elements than ''y'', then ''x'' also has fewer
subset In mathematics, Set (mathematics), set ''A'' is a subset of a set ''B'' if all Element (mathematics), elements of ''A'' are also elements of ''B''; ''B'' is then a superset of ''A''. It is possible for ''A'' and ''B'' to be equal; if they are ...
s than ''y''. In particular, this statement fails when the cardinalities of the power sets of ''x'' and ''y'' coincide; * the axiom of constructibility (''V'' = ''L''); * the
diamond principle In mathematics, and particularly in axiomatic set theory, the diamond principle is a combinatorial principle introduced by Ronald Jensen in that holds in the constructible universe () and that implies the continuum hypothesis. Jensen extracted t ...
(◊); *
Martin's axiom In the mathematical field of set theory, Martin's axiom, introduced by Donald A. Martin and Robert M. Solovay, is a statement that is independent of the usual axioms of ZFC set theory. It is implied by the continuum hypothesis, but it is consist ...
(MA); * MA + ¬CH (independence shown by Solovay and Tennenbaum). * Every Aronszajn tree is special (EATS); We have the following chains of implications: :''V'' = ''L'' → ◊ → CH, :''V'' = ''L'' → GCH → CH, :CH → MA, and (see section on order theory): :◊ → ¬ SH, :MA + ¬CH → EATS → SH. Several statements related to the existence of
large cardinal In the mathematical field of set theory, a large cardinal property is a certain kind of property of transfinite cardinal numbers. Cardinals with such properties are, as the name suggests, generally very "large" (for example, bigger than the least ...
s cannot be proven in ZFC (assuming ZFC is consistent). These are independent of ZFC provided that they are consistent with ZFC, which most working set theorists believe to be the case. These statements are strong enough to imply the consistency of ZFC. This has the consequence (via Gödel's second incompleteness theorem) that their consistency with ZFC cannot be proven in ZFC (assuming ZFC is consistent). The following statements belong to this class: * Existence of inaccessible cardinals * Existence of
Mahlo cardinal In mathematics, a Mahlo cardinal is a certain kind of large cardinal number. Mahlo cardinals were first described by . As with all large cardinals, none of these varieties of Mahlo cardinals can be proven to exist by ZFC (assuming ZFC is consist ...
s * Existence of measurable cardinals (first conjectured by
Ulam Ulam may refer to: * ULAM, the ICAO airport code for Naryan-Mar Airport, Russia * Ulam (surname) * Ulam (salad), a type of Malay salad * ''Ulam'', a Filipino term loosely translated to viand or side dish; see Tapa (Filipino cuisine) * Ulam, the l ...
) * Existence of
supercompact cardinal In set theory, a supercompact cardinal is a type of large cardinal. They display a variety of reflection properties. Formal definition If ''λ'' is any ordinal, ''κ'' is ''λ''-supercompact means that there exists an elementary ...
s The following statements can be proven to be independent of ZFC assuming the consistency of a suitable large cardinal: *
Proper forcing axiom In the mathematical field of set theory, the proper forcing axiom (''PFA'') is a significant strengthening of Martin's axiom, where forcings with the countable chain condition (ccc) are replaced by proper forcings. Statement A forcing or parti ...
*
Open coloring axiom The open coloring axiom (abbreviated OCA) is an axiom about coloring edges of a graph whose vertices are a subset of the real numbers: two different versions were introduced by and by . Statement Suppose that ''X'' is a subset of the reals, and e ...
*
Martin's maximum In set theory, a branch of mathematical logic, Martin's maximum, introduced by and named after Donald Martin, is a generalization of the proper forcing axiom, itself a generalization of Martin's axiom. It represents the broadest class of forcing ...
* Existence of 0# *
Singular cardinals hypothesis In set theory, the singular cardinals hypothesis (SCH) arose from the question of whether the least cardinal number for which the generalized continuum hypothesis (GCH) might fail could be a singular cardinal. According to Mitchell (1992), the si ...
*
Projective determinacy In mathematical logic, projective determinacy is the special case of the axiom of determinacy applying only to projective sets. The axiom of projective determinacy, abbreviated PD, states that for any two-player infinite game of perfect informatio ...
(and even the full axiom of determinacy if the
axiom of choice In mathematics, the axiom of choice, or AC, is an axiom of set theory equivalent to the statement that ''a Cartesian product of a collection of non-empty sets is non-empty''. Informally put, the axiom of choice says that given any collectio ...
is not assumed)


Set theory of the real line

There are many cardinal invariants of the real line, connected with
measure theory In mathematics, the concept of a measure is a generalization and formalization of geometrical measures ( length, area, volume) and other common notions, such as mass and probability of events. These seemingly distinct concepts have many simil ...
and statements related to the
Baire category theorem The Baire category theorem (BCT) is an important result in general topology and functional analysis. The theorem has two forms, each of which gives sufficient conditions for a topological space to be a Baire space (a topological space such that the ...
, whose exact values are independent of ZFC. While nontrivial relations can be proved between them, most cardinal invariants can be any
regular cardinal In set theory, a regular cardinal is a cardinal number that is equal to its own cofinality. More explicitly, this means that \kappa is a regular cardinal if and only if every unbounded subset C \subseteq \kappa has cardinality \kappa. Infinite ...
between 1 and 20. This is a major area of study in the set theory of the real line (see Cichon diagram). MA has a tendency to set most interesting cardinal invariants equal to 20. A subset ''X'' of the real line is a
strong measure zero set In mathematical analysis, a strong measure zero set is a subset ''A'' of the real line with the following property: :for every sequence (ε''n'') of positive reals there exists a sequence (''In'') of intervals such that , ''I'n'', < ε''n' ...
if to every sequence (''εn'') of positive reals there exists a sequence of intervals (''In'') which covers ''X'' and such that ''In'' has length at most ''εn''. Borel's conjecture, that every strong measure zero set is countable, is independent of ZFC. A subset ''X'' of the real line is \aleph_1-dense if every open interval contains \aleph_1-many elements of ''X''. Whether all \aleph_1-dense sets are order-isomorphic is independent of ZFC.


Order theory

Suslin's problem asks whether a specific short list of properties characterizes the ordered set of real numbers R. This is undecidable in ZFC. A ''Suslin line'' is an ordered set which satisfies this specific list of properties but is not order-isomorphic to R. The
diamond principle In mathematics, and particularly in axiomatic set theory, the diamond principle is a combinatorial principle introduced by Ronald Jensen in that holds in the constructible universe () and that implies the continuum hypothesis. Jensen extracted t ...
◊ proves the existence of a Suslin line, while MA + ¬CH implies EATS ( every Aronszajn tree is special), which in turn implies (but is not equivalent to) the nonexistence of Suslin lines. Ronald Jensen proved that CH does not imply the existence of a Suslin line. Existence of Kurepa trees is independent of ZFC, assuming consistency of an inaccessible cardinal. Existence of a partition of the
ordinal number In set theory, an ordinal number, or ordinal, is a generalization of ordinal numerals (first, second, th, etc.) aimed to extend enumeration to infinite sets. A finite set can be enumerated by successively labeling each element with the least n ...
\omega_2 into two colors with no monochromatic uncountable sequentially closed subset is independent of ZFC, ZFC + CH, and ZFC + ¬CH, assuming consistency of a
Mahlo cardinal In mathematics, a Mahlo cardinal is a certain kind of large cardinal number. Mahlo cardinals were first described by . As with all large cardinals, none of these varieties of Mahlo cardinals can be proven to exist by ZFC (assuming ZFC is consist ...
. This theorem of
Shelah Shelah may refer to: * Shelah (son of Judah), a son of Judah according to the Bible * Shelah (name), a Hebrew personal name * Shlach, the 37th weekly Torah portion (parshah) in the annual Jewish cycle of Torah reading * Salih, a prophet described ...
answers a question of H. Friedman.


Abstract algebra

In 1973,
Saharon Shelah Saharon Shelah ( he, שהרן שלח; born July 3, 1945) is an Israeli mathematician. He is a professor of mathematics at the Hebrew University of Jerusalem and Rutgers University in New Jersey. Biography Shelah was born in Jerusalem on July 3, ...
showed that the Whitehead problem ("is every
abelian group In mathematics, an abelian group, also called a commutative group, is a group in which the result of applying the group operation to two group elements does not depend on the order in which they are written. That is, the group operation is commut ...
''A'' with
Ext Ext, ext or EXT may refer to: * Ext functor, used in the mathematical field of homological algebra * Ext (JavaScript library), a programming library used to build interactive web applications * Exeter Airport (IATA airport code), in Devon, England ...
1(A, Z) = 0 a
free abelian group In mathematics, a free abelian group is an abelian group with a basis. Being an abelian group means that it is a set with an addition operation that is associative, commutative, and invertible. A basis, also called an integral basis, is a subse ...
?") is independent of ZFC. An abelian group with Ext1(A, Z) = 0 is called a Whitehead group; MA + ¬CH proves the existence of a non-free Whitehead group, while ''V'' = ''L'' proves that all Whitehead groups are free. In one of the earliest applications of proper forcing, Shelah constructed a model of ZFC + CH in which there is a non-free Whitehead group. Consider the ring ''A'' = R 'x'',''y'',''z''of polynomials in three variables over the real numbers and its field of fractions ''M'' = R(''x'',''y'',''z''). The projective dimension of ''M'' as ''A''-module is either 2 or 3, but it is independent of ZFC whether it is equal to 2; it is equal to 2 if and only if CH holds. A
direct product In mathematics, one can often define a direct product of objects already known, giving a new one. This generalizes the Cartesian product of the underlying sets, together with a suitably defined structure on the product set. More abstractly, one ta ...
of countably many
field Field may refer to: Expanses of open ground * Field (agriculture), an area of land used for agricultural purposes * Airfield, an aerodrome that lacks the infrastructure of an airport * Battlefield * Lawn, an area of mowed grass * Meadow, a grass ...
s has global dimension 2 if and only if the continuum hypothesis holds.


Number theory

One can write down a concrete polynomial ''p'' ∈ Z 'x''1, ..., ''x''9such that the statement "there are integers ''m''1, ..., ''m''9 with ''p''(''m''1, ..., ''m''9) = 0" can neither be proven nor disproven in ZFC (assuming ZFC is consistent). This follows from
Yuri Matiyasevich Yuri Vladimirovich Matiyasevich, (russian: Ю́рий Влади́мирович Матиясе́вич; born 2 March 1947 in Leningrad) is a Russian mathematician and computer scientist. He is best known for his negative solution of Hilbert's t ...
's resolution of
Hilbert's tenth problem Hilbert's tenth problem is the tenth on the list of mathematical problems that the German mathematician David Hilbert posed in 1900. It is the challenge to provide a general algorithm which, for any given Diophantine equation (a polynomial equat ...
; the polynomial is constructed so that it has an integer root if and only if ZFC is inconsistent.


Measure theory

A stronger version of Fubini's theorem for positive functions, where the function is no longer assumed to be measurable but merely that the two iterated integrals are well defined and exist, is independent of ZFC. On the one hand, CH implies that there exists a function on the unit square whose iterated integrals are not equal — the function is simply the
indicator function In mathematics, an indicator function or a characteristic function of a subset of a set is a function that maps elements of the subset to one, and all other elements to zero. That is, if is a subset of some set , one has \mathbf_(x)=1 if x\i ...
of an ordering of
, 1 The comma is a punctuation mark that appears in several variants in different languages. It has the same shape as an apostrophe or single closing quotation mark () in many typefaces, but it differs from them in being placed on the baseline (t ...
equivalent to a
well ordering In mathematics, a well-order (or well-ordering or well-order relation) on a set ''S'' is a total order on ''S'' with the property that every non-empty subset of ''S'' has a least element in this ordering. The set ''S'' together with the well-orde ...
of the cardinal ω1. A similar example can be constructed using MA. On the other hand, the consistency of the strong Fubini theorem was first shown by
Friedman Friedman, Friedmann, and Freedman are surnames of German origin, and from the 17th century were also adopted by Ashkenazi Jews. It is the 9th most common surname in Israel (8th among Jews) and most common exclusively Ashkenazi name. They may refer ...
. It can also be deduced from a variant of Freiling's axiom of symmetry.


Topology

The Normal Moore Space conjecture, namely that every normal Moore space is metrizable, can be disproven assuming CH or MA + ¬CH, and can be proven assuming a certain axiom which implies the existence of large cardinals. Thus, granted large cardinals, the Normal Moore Space conjecture is independent of ZFC. Various assertions about P(\omega)/finite, P-points, Q-points, ... The existence of an
S-space This is a glossary of some terms used in the branch of mathematics known as topology. Although there is no absolute distinction between different areas of topology, the focus here is on general topology. The following definitions are also funda ...
is independent of ZFC. In particular, it is implied by the existence of a Suslin line.


Functional analysis

Garth Dales and
Robert M. Solovay Robert Martin Solovay (born December 15, 1938) is an American mathematician specializing in set theory. Biography Solovay earned his Ph.D. from the University of Chicago in 1964 under the direction of Saunders Mac Lane, with a dissertation on '' ...
proved in 1976 that
Kaplansky's conjecture The mathematician Irving Kaplansky is notable for proposing numerous conjectures in several branches of mathematics, including a list of ten conjectures on Hopf algebras. They are usually known as Kaplansky's conjectures. Group rings Let be a f ...
, namely that every
algebra homomorphism In mathematics, an algebra homomorphism is a homomorphism between two associative algebras. More precisely, if and are algebras over a field (or commutative ring) , it is a function F\colon A\to B such that for all in and in , * F(kx) = kF(x) ...
from the Banach algebra ''C(X)'' (where ''X'' is some
compact Compact as used in politics may refer broadly to a pact or treaty; in more specific cases it may refer to: * Interstate compact * Blood compact, an ancient ritual of the Philippines * Compact government, a type of colonial rule utilized in British ...
Hausdorff space In topology and related branches of mathematics, a Hausdorff space ( , ), separated space or T2 space is a topological space where, for any two distinct points, there exist neighbourhoods of each which are disjoint from each other. Of the many ...
) into any other Banach algebra must be continuous, is independent of ZFC. CH implies that for any infinite ''X'' there exists a discontinuous homomorphism into any Banach algebra. Consider the algebra ''B''(''H'') of bounded linear operators on the infinite-dimensional separable
Hilbert space In mathematics, Hilbert spaces (named after David Hilbert) allow generalizing the methods of linear algebra and calculus from (finite-dimensional) Euclidean vector spaces to spaces that may be infinite-dimensional. Hilbert spaces arise natural ...
''H''. The compact operators form a two-sided ideal in ''B''(''H''). The question of whether this ideal is the sum of two properly smaller ideals is independent of ZFC, as was proved by
Andreas Blass Andreas Raphael Blass (born October 27, 1947) is a mathematician, currently a professor at the University of Michigan. He works in mathematical logic, particularly set theory, and theoretical computer science. Blass graduated from the University ...
and
Saharon Shelah Saharon Shelah ( he, שהרן שלח; born July 3, 1945) is an Israeli mathematician. He is a professor of mathematics at the Hebrew University of Jerusalem and Rutgers University in New Jersey. Biography Shelah was born in Jerusalem on July 3, ...
in 1987.
Charles Akemann Charles is a masculine given name predominantly found in English language, English and French language, French speaking countries. It is from the French form ''Charles'' of the Proto-Germanic, Proto-Germanic name (in runic alphabet) or ''*k ...
and
Nik Weaver Nik is a unisex given name and a short form of most names starting with ''Nik'', derived from Ancient Greek νικη (nike) meaning "victory". It may refer to: People: *Nik Bärtsch (born 1971), Swiss pianist, composer and producer *Nik Bonitto (b ...
showed in 2003 that the statement "there exists a counterexample to Naimark's problem which is generated by ℵ1, elements" is independent of ZFC. Miroslav Bačák and
Petr Hájek Petr Hájek (; 6 February 1940 – 26 December 2016) was a Czech scientist in the area of mathematical logic and a professor of mathematics. Born in Prague, he worked at the Institute of Computer Science at the Academy of Sciences of the Czech Repu ...
proved in 2008 that the statement "every Asplund space of density character ω1 has a renorming with the Mazur intersection property" is independent of ZFC. The result is shown using
Martin's maximum In set theory, a branch of mathematical logic, Martin's maximum, introduced by and named after Donald Martin, is a generalization of the proper forcing axiom, itself a generalization of Martin's axiom. It represents the broadest class of forcing ...
axiom, while Mar Jiménez and José Pedro Moreno (1997) had presented a counterexample assuming CH. As shown by Ilijas Farah and
N. Christopher Phillips N is the fourteenth letter of the Latin alphabet. N or n may also refer to: Mathematics * \mathbb, the set of natural numbers * N, the field norm * N for ''nullae'', a rare Roman numerals#Zero, Roman numeral for zero * n, the size of a Sample ...
and
Nik Weaver Nik is a unisex given name and a short form of most names starting with ''Nik'', derived from Ancient Greek νικη (nike) meaning "victory". It may refer to: People: *Nik Bärtsch (born 1971), Swiss pianist, composer and producer *Nik Bonitto (b ...
, the existence of outer automorphisms of the
Calkin algebra In functional analysis, the Calkin algebra, named after John Williams Calkin, is the quotient of ''B''(''H''), the ring of bounded linear operators on a separable infinite-dimensional Hilbert space ''H'', by the ideal ''K''(''H'') of compact oper ...
depends on set theoretic assumptions beyond ZFC.
Wetzel's problem In mathematics, Wetzel's problem concerns bounds on the cardinality of a set of analytic functions that, for each of their arguments, take on few distinct values. It is named after John Wetzel, a mathematician at the University of Illinois at Urba ...
, which asks if every set of analytic functions which takes at most countably many distinct values at every point is necessarily countable, is true if and only if the continuum hypothesis is false.


Model theory

Chang's conjecture In model theory, a branch of mathematical logic, Chang's conjecture, attributed to Chen Chung Chang by , states that every model of type (ω2,ω1) for a countable language has an elementary submodel of type (ω1, ω). A model is of type (α,β) if i ...
is independent of ZFC assuming the consistency of an Erdős cardinal.


Computability theory

Marcia Groszek and
Theodore Slaman Theodore Allen Slaman (born April 17, 1954) is a professor of mathematics at the University of California, Berkeley who works in recursion theory. Slaman and W. Hugh Woodin formulated the Bi-interpretability Conjecture for the Turing degrees, wh ...
gave examples of statements independent of ZFC concerning the structure of the Turing degrees. In particular, whether there exists a maximally independent set of degrees of size less than continuum.


References


External links


What are some reasonable-sounding statements that are independent of ZFC?
mathoverflow.net {{DEFAULTSORT:Statements Undecidable In Zfc . Mathematical logic Undecidable statements Set theory