Since at least the 18th century (in French and German as well as English), grotesque has come to be used as a general adjective for the strange, mysterious, magnificent, fantastic, hideous, ugly, incongruous, unpleasant, or disgusting, and thus is often used to describe weird shapes and distorted forms such as
Halloween
Halloween or Hallowe'en (less commonly known as Allhalloween, All Hallows' Eve, or All Saints' Eve) is a celebration observed in many countries on 31 October, the eve of the Western Christian feast of All Saints' Day. It begins the observanc ...
masks. In art, performance, and literature, however, ''grotesque'' may also refer to something that simultaneously invokes in an audience a feeling of uncomfortable bizarreness as well as
sympathetic pity
Pity is a sympathetic sorrow evoked by the suffering of others, and is used in a comparable sense to '' compassion'', ''condolence'' or ''empathy'' – the word deriving from the Latin ''pietas'' (etymon also of '' piety''). Self-pity is pi ...
.
The English word first appears in the 1560s as a noun borrowed from French, and comes originally from the Italian ''grottesca'' (literally "of a cave" from the Italian ''grotta'', 'cave'; see
grotto),
an extravagant style of
ancient Roman decorative art rediscovered at Rome at the end of the fifteenth century and subsequently imitated. The word was first used of paintings found on the walls of basements of ruins in Rome that were called at that time ''le Grotte'' ('the caves'). These 'caves' were in fact rooms and corridors of the
Domus Aurea
The Domus Aurea (Latin, "Golden House") was a vast landscaped complex built by the Emperor Nero largely on the Oppian Hill in the heart of ancient Rome after the great fire in 64 AD had destroyed a large part of the city.Roth (1993)
It repla ...
, the unfinished palace complex started by
Nero
Nero Claudius Caesar Augustus Germanicus ( ; born Lucius Domitius Ahenobarbus; 15 December AD 37 – 9 June AD 68), was the fifth Roman emperor and final emperor of the Julio-Claudian dynasty, reigning from AD 54 un ...
after the
Great Fire of Rome
The Great Fire of Rome ( la, incendium magnum Romae) occurred in July AD 64. The fire began in the merchant shops around Rome's chariot stadium, Circus Maximus, on the night of 19 July. After six days, the fire was brought under control, but before ...
in CE 64, which had become overgrown and buried, until they were broken into again, mostly from above. Spreading from Italian to the other European languages, the term was long used largely interchangeably with
arabesque
The arabesque is a form of artistic decoration consisting of "surface decorations based on rhythmic linear patterns of scrolling and interlacing foliage, tendrils" or plain lines, often combined with other elements. Another definition is "Foli ...
and
moresque
Moresque is an obsolete alternative term to "Moorish" in English, and in the arts has some specific meanings. By itself, the word is used to describe the stylized plant-based forms of tendrils and leaves found in ornament and decoration in the ...
for types of decorative patterns using curving foliage elements.
Rémi Astruc has argued that although there is an immense variety of motifs and figures, the three main tropes of the grotesque are doubleness,
hybridity and metamorphosis. Beyond the current understanding of the grotesque as an aesthetic category, he demonstrated how the grotesque functions as a fundamental existential experience. Moreover, Astruc identifies the grotesque as a crucial, and potentially universal, anthropological device that societies have used to conceptualize alterity and change.
History
Early examples in Roman ornament
In art, grotesques are ornamental arrangements of
arabesque
The arabesque is a form of artistic decoration consisting of "surface decorations based on rhythmic linear patterns of scrolling and interlacing foliage, tendrils" or plain lines, often combined with other elements. Another definition is "Foli ...
s with interlaced garlands and small and fantastic human and animal figures, usually set out in a
symmetrical
Symmetry (from grc, συμμετρία "agreement in dimensions, due proportion, arrangement") in everyday language refers to a sense of harmonious and beautiful proportion and balance. In mathematics, "symmetry" has a more precise definiti ...
pattern around some form of architectural framework, though this may be very flimsy. Such designs were fashionable in ancient
Rome
, established_title = Founded
, established_date = 753 BC
, founder = King Romulus (legendary)
, image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg
, map_caption ...
, especially as fresco wall decoration and floor mosaic. Stylized versions, common in Imperial Roman decoration, were decried by
Vitruvius
Vitruvius (; c. 80–70 BC – after c. 15 BC) was a Roman architect and engineer during the 1st century BC, known for his multi-volume work entitled '' De architectura''. He originated the idea that all buildings should have three attribut ...
(c. 30 BC) who, in dismissing them as meaningless and illogical, offered the following description:
For example, reeds are substituted for columns, fluted appendages with curly leaves and volutes take the place of pediments, candelabra support representations of shrines, and on top of their roofs grow slender stalks and volutes with human figures senselessly seated upon them.
Emperor
Nero
Nero Claudius Caesar Augustus Germanicus ( ; born Lucius Domitius Ahenobarbus; 15 December AD 37 – 9 June AD 68), was the fifth Roman emperor and final emperor of the Julio-Claudian dynasty, reigning from AD 54 un ...
's palace in Rome, the
Domus Aurea
The Domus Aurea (Latin, "Golden House") was a vast landscaped complex built by the Emperor Nero largely on the Oppian Hill in the heart of ancient Rome after the great fire in 64 AD had destroyed a large part of the city.Roth (1993)
It repla ...
, was rediscovered by chance in the late 15th century, buried in fifteen hundred years of land fill. Access into the palace's remains was from above, requiring visitors to be lowered into it using ropes as in a cave, or ''
grotte'' in Italian. The palace's wall decorations in
fresco
Fresco (plural ''frescos'' or ''frescoes'') is a technique of mural painting executed upon freshly laid ("wet") lime plaster. Water is used as the vehicle for the dry-powder pigment to merge with the plaster, and with the setting of the plaste ...
and delicate
stucco
Stucco or render is a construction material made of aggregates, a binder, and water. Stucco is applied wet and hardens to a very dense solid. It is used as a decorative coating for walls and ceilings, exterior walls, and as a sculptural and a ...
were a revelation.
Etymology in Renaissance
The first appearance of the word ''grottesche'' appears in a contract of 1502 for the
Piccolomini Library
Siena Cathedral ( it, Duomo di Siena) is a medieval church in Siena, Italy, dedicated from its earliest days as a Roman Catholic Marian church, and now dedicated to the Assumption of Mary.
It was the episcopal seat of the Diocese of Siena, and ...
attached to the
duomo
''Duomo'' (, ) is an Italian term for a church with the features of, or having been built to serve as, a cathedral, whether or not it currently plays this role. Monza Cathedral, for example, has never been a diocesan seat and is by definition n ...
of
Siena
Siena ( , ; lat, Sena Iulia) is a city in Tuscany, Italy. It is the capital of the province of Siena.
The city is historically linked to commercial and banking activities, having been a major banking center until the 13th and 14th centuri ...
. They were introduced by
Raphael Sanzio
Raffaello Sanzio da Urbino, better known as Raphael (; or ; March 28 or April 6, 1483April 6, 1520), was an Italian painter and architect of the High Renaissance. His work is admired for its clarity of form, ease of composition, and visual a ...
and his team of decorative painters, who developed ''grottesche'' into a complete system of ornament in the
Loggias
In architecture, a loggia ( , usually , ) is a covered exterior gallery or corridor, usually on an upper level, but sometimes on the ground level of a building. The outer wall is open to the elements, usually supported by a series of columns ...
that are part of the series of
Raphael's Rooms
The four Raphael Rooms ( it, Stanze di Raffaello) form a suite of reception rooms in the Apostolic Palace, now part of the Vatican Museums, in Vatican City. They are famous for their frescoes, painted by Raphael and his workshop. Together with ...
in the
Vatican Palace
The Apostolic Palace ( la, Palatium Apostolicum; it, Palazzo Apostolico) is the official residence of the pope, the head of the Catholic Church, located in Vatican City. It is also known as the Papal Palace, the Palace of the Vatican and the V ...
, Rome. "The decorations astonished and charmed a generation of artists that was familiar with the grammar of the
classical orders
An order in architecture is a certain assemblage of parts subject to uniform established proportions, regulated by the office that each part has to perform.
Coming down to the present from Ancient Greek and Ancient Roman civilization, the arch ...
but had not guessed till then that in their private houses the Romans had often disregarded those rules and had adopted instead a more fanciful and informal style that was all lightness, elegance and grace." In these grotesque decorations a tablet or candelabrum might provide a focus; frames were extended into scrolls that formed part of the surrounding designs as a kind of scaffold, as Peter Ward-Jackson noted. Light scrolling grotesques could be ordered by confining them within the framing of a pilaster to give them more structure.
Giovanni da Udine
150px, Portrait in Vasari's Vite
Giovanni Nanni, also Giovanni de' Ricamatori, better known as Giovanni da Udine (1487–1564), was an Italian painter and architect born in Udine. A painter also named ''Giovanni da Udine'' was exiled from his na ...
took up the theme of grotesques in decorating the
Villa Madama
Villa Madama is a Renaissance-style rural palace (villa) located on Via di Villa Madama #250 in Rome, Italy. Located west of the city center and a few miles north of the Vatican, and just south of the Foro Olimpico Stadium. Even though incomplete, ...
, the most influential of the new Roman villas.
In the 16th century, such artistic license and irrationality was controversial matter.
Francisco de Holanda
Francisco de Holanda (originally ''Francisco d'Olanda;'' 6 September 1517 – 19 June 1585) was a Portuguese court painter and sculptor for King John III of Portugal, and later for Sebastian of Portugal. He wrote what is regarded as the first tr ...
puts a defense in the mouth of
Michelangelo
Michelangelo di Lodovico Buonarroti Simoni (; 6 March 1475 – 18 February 1564), known as Michelangelo (), was an Italian sculptor, painter, architect, and poet of the High Renaissance. Born in the Republic of Florence, his work was insp ...
in his third dialogue of ''Da Pintura Antiga'', 1548:
"this insatiable desire of man sometimes prefers to an ordinary building, with its pillars and doors, one falsely constructed in grotesque style, with pillars formed of children growing out of stalks of flowers, with architrave
In classical architecture, an architrave (; from it, architrave "chief beam", also called an epistyle; from Greek ἐπίστυλον ''epistylon'' "door frame") is the lintel or beam that rests on the capitals of columns.
The term can ...
s and cornice
In architecture, a cornice (from the Italian ''cornice'' meaning "ledge") is generally any horizontal decorative moulding that crowns a building or furniture element—for example, the cornice over a door or window, around the top edge of a ...
s of branches of myrtle and doorways of reeds and other things, all seeming impossible and contrary to reason, yet it may be really great work if it is performed by a skillful artist."
Mannerism
The delight of
Mannerist
Mannerism, which may also be known as Late Renaissance, is a style in European art that emerged in the later years of the Italian High Renaissance around 1520, spreading by about 1530 and lasting until about the end of the 16th century in Italy, ...
artists and their patrons in arcane iconographic programs available only to the erudite could be embodied in schemes of ''grottesche'',
Andrea Alciato
Andrea Alciato (8 May 149212 January 1550), commonly known as Alciati (Andreas Alciatus), was an Italian jurist and writer. He is regarded as the founder of the French school of legal humanists.
Biography
Alciati was born in Alzate Brianza, n ...
's ''
Emblemata
Usually known simply as the ''Emblemata'', the first emblem book appeared in Augsburg (Germany) in 1531 under the title ''Viri Clarissimi D. Andreae Alciati Iurisconsultiss. Mediol. Ad D. Chonradum Peutingerum Augustanum, Iurisconsultum Emblemat ...
'' (1522) offered ready-made iconographic shorthand for vignettes. More familiar material for grotesques could be drawn from
Ovid's ''Metamorphoses''.
The
Vatican loggias, a
loggia
In architecture, a loggia ( , usually , ) is a covered exterior gallery or corridor, usually on an upper level, but sometimes on the ground level of a building. The outer wall is open to the elements, usually supported by a series of columns ...
corridor space in the
Apostolic Palace
The Apostolic Palace ( la, Palatium Apostolicum; it, Palazzo Apostolico) is the official residence of the pope, the head of the Catholic Church, located in Vatican City. It is also known as the Papal Palace, the Palace of the Vatican and the V ...
open to the elements on one side, were decorated around 1519 by
Raphael
Raffaello Sanzio da Urbino, better known as Raphael (; or ; March 28 or April 6, 1483April 6, 1520), was an Italian painter and architect of the High Renaissance. List of works by Raphael, His work is admired for its clarity of form, ease of ...
s's large team of artists, with
Giovanni da Udine
150px, Portrait in Vasari's Vite
Giovanni Nanni, also Giovanni de' Ricamatori, better known as Giovanni da Udine (1487–1564), was an Italian painter and architect born in Udine. A painter also named ''Giovanni da Udine'' was exiled from his na ...
the main hand involved. Because of the relative unimportance of the space, and a desire to copy the Domus Aurea style, no large paintings were used, and the surfaces were mostly covered with grotesque designs on a white background, with paintings imitating sculptures in niches, and small figurative subjects in a revival of Ancient Roman style. This large array provided a repertoire of elements that were the basis for later artists across Europe.
[Wilson, 152]
In Michelangelo's
Medici Chapel
The Medici Chapels (''Cappelle medicee'') are two structures at the Basilica of San Lorenzo, Florence, Italy, dating from the 16th and 17th centuries, and built as extensions to Brunelleschi's 15th-century church, with the purpose of celebrating t ...
Giovanni da Udine composed during 1532-33 "most beautiful sprays of foliage, rosettes and other ornaments in stucco and gold" in the coffers and "sprays of foliage, birds, masks and figures", with a result that did not please
Pope Clement VII Medici, however, nor
Giorgio Vasari
Giorgio Vasari (, also , ; 30 July 1511 – 27 June 1574) was an Italian Renaissance Master, who worked as a painter, architect, engineer, writer, and historian, who is best known for his work ''The Lives of the Most Excellent Painters, Sculpt ...
, who whitewashed the grottesche decor in 1556.
Counter Reformation
The Counter-Reformation (), also called the Catholic Reformation () or the Catholic Revival, was the period of Catholic resurgence that was initiated in response to the Protestant Reformation. It began with the Council of Trent (1545–1563) a ...
writers on the arts, notably Cardinal
Gabriele Paleotti
Gabriele Paleotti (4 October 1522 – 22 July 1597) was an Italian cardinal and Archbishop of Bologna. He was a significant figure in, and source about, the later sessions of the Council of Trent, and much later a candidate for the papacy in 1590, ...
, bishop of Bologna, turned upon ''grottesche'' with a righteous vengeance.
Vasari, echoing Vitruvius, described the style as follows:
"Grotesques are a type of extremely licentious and absurd painting done by the ancients ... without any logic, so that a weight is attached to a thin thread which could not support it, a horse is given legs made of leaves, a man has crane's legs, with countless other impossible absurdities; and the bizarrer the painter's imagination, the higher he was rated".
Vasari recorded that
Francesco Ubertini, called "Bacchiacca", delighted in inventing ''grotteschi'', and (about 1545) painted for Duke
Cosimo de' Medici
Cosimo di Giovanni de' Medici (27 September 1389 – 1 August 1464) was an Italian banker and politician who established the Medici family as effective rulers of Florence during much of the Italian Renaissance. His power derived from his wealth ...
a ''
studiolo'' in a mezzanine at the
Palazzo Vecchio
The Palazzo Vecchio ( "Old Palace") is the City hall, town hall of Florence, Italy. It overlooks the Piazza della Signoria, which holds a copy of Michelangelo's ''David (Michelangelo), David'' statue, and the gallery of statues in the adjacent ...
"full of animals and rare plants". Other 16th-century writers on ''grottesche'' included
Daniele Barbaro
Daniele Matteo Alvise Barbaro (also Barbarus) (8 February 1514 – 13 April 1570) was an Italian cleric and diplomat. He was also an architect, writer on architecture, and translator of, and commentator on, Vitruvius.
Barbaro's fame is chief ...
,
Pirro Ligorio
Pirro Ligorio ( October 30, 1583) was an Italian architect, painter, antiquarian, and garden designer during the Renaissance period. He worked as the Vatican's Papal Architect under Popes Paul IV and Pius IV, designed the fountains at Villa d’ ...
and
Gian Paolo Lomazzo
Gian Paolo Lomazzo (26 April 1538 – 27 January 1592; his first name is sometimes also given as "Giovan" or "Giovanni") was an Italian artist and writer on art. Praised as a painter, Lomazzo wrote about artistic practice and art theory after ...
.
Engravings, woodwork, book illustration, decorations
In the meantime, through the medium of
engraving
Engraving is the practice of incising a design onto a hard, usually flat surface by cutting grooves into it with a Burin (engraving), burin. The result may be a decorated object in itself, as when silver, gold, steel, or Glass engraving, glass ...
s the grotesque mode of surface ornament passed into the European artistic repertory of the 16th century, from Spain to Poland. A classic suite was that attributed to
Enea Vico, published in 1540-41 under an evocative explanatory title, ''Leviores et extemporaneae picturae quas grotteschas vulgo vocant'', "Light and extemporaneous pictures that are vulgarly called grotesques". Later
Mannerist
Mannerism, which may also be known as Late Renaissance, is a style in European art that emerged in the later years of the Italian High Renaissance around 1520, spreading by about 1530 and lasting until about the end of the 16th century in Italy, ...
versions, especially in engraving, tended to lose that initial lightness and be much more densely filled than the airy well-spaced style used by the Romans and Raphael.
Soon ''grottesche'' appeared in
marquetry
Marquetry (also spelled as marqueterie; from the French ''marqueter'', to variegate) is the art and craft of applying pieces of veneer to a structure to form decorative patterns, designs or pictures. The technique may be applied to case fur ...
(fine woodwork), in
maiolica
Maiolica is tin-glazed pottery decorated in colours on a white background. Italian maiolica dating from the Renaissance period is the most renowned. When depicting historical and mythical scenes, these works were known as ''istoriato'' wares ( ...
produced above all at
Urbino
Urbino ( ; ; Romagnol: ''Urbìn'') is a walled city in the Marche region of Italy, south-west of Pesaro, a World Heritage Site notable for a remarkable historical legacy of independent Renaissance culture, especially under the patronage of F ...
from the late 1520s, then in book illustration and in other decorative uses. At
Fontainebleau Rosso Fiorentino
Giovanni Battista di Jacopo (8 March 1495 in Gregorian style, or 1494 according to the calculation of times in Florence where the year began on 25 March – 14 November 1540), known as Rosso Fiorentino (meaning "Red Florentine" in Italian) ...
and his team enriched the vocabulary of grotesques by combining them with the decorative form of
strapwork
In the history of art and design, strapwork is the use of stylised representations in ornament of ribbon-like forms. These may loosely imitate leather straps, parchment or metal cut into elaborate shapes, with piercings, and often interwoven in ...
, the portrayal of leather straps in plaster or wood moldings, which forms an element in grotesques.
From Baroque to Victorian era
In the 17th and 18th centuries the grotesque encompasses a wide field of
teratology
Teratology is the study of abnormalities of physiological development in organisms during their life span. It is a sub-discipline in medical genetics which focuses on the classification of congenital abnormalities in dysmorphology. The relate ...
(science of monsters) and artistic experimentation. The monstrous, for instance, often occurs as the notion of ''play''. The sportiveness of the grotesque category can be seen in the notion of the preternatural category of the ''lusus naturae'', in natural history writings and in cabinets of curiosities. The last vestiges of romance, such as the marvellous also provide opportunities for the presentation of the grotesque in, for instance, operatic spectacle. The mixed form of the novel was commonly described as grotesque - see for instance Fielding's "comic epic poem in prose". (''Joseph Andrews'' and ''Tom Jones'')
Grotesque ornament received a further impetus from new discoveries of original Roman frescoes and stucchi at
Pompeii and the other buried sites round
Mount Vesuvius
Mount Vesuvius ( ; it, Vesuvio ; nap, 'O Vesuvio , also or ; la, Vesuvius , also , or ) is a somma-stratovolcano located on the Gulf of Naples in Campania, Italy, about east of Naples and a short distance from the shore. It is one of s ...
from the middle of the century. It continued in use, becoming increasingly heavy, in the
Empire Style
The Empire style (, ''style Empire'') is an early-nineteenth-century design movement in architecture, furniture, other decorative arts, and the visual arts, representing the second phase of Neoclassicism. It flourished between 1800 and 1815 durin ...
and then in the
Victorian period, when designs often became as densely packed as in 16th-century engravings, and the elegance and fancy of the style tended to be lost.
Extensions of the term in art
Artists began to give the tiny faces of the figures in grotesque decorations strange
caricature
A caricature is a rendered image showing the features of its subject in a simplified or exaggerated way through sketching, pencil strokes, or other artistic drawings (compare to: cartoon). Caricatures can be either insulting or complimentary, a ...
d expressions, in a direct continuation of the medieval traditions of the
drolleries
A drollerie, often also called a grotesque, from French language, is a small decorative image in the margin of an illuminated manuscript, most popular from about 1250 through the 15th century, though found earlier and later. The most common type ...
in the border decorations or initials in
illuminated manuscript
An illuminated manuscript is a formally prepared document where the text is often supplemented with flourishes such as borders and miniature illustrations. Often used in the Roman Catholic Church for prayers, liturgical services and psalms, the ...
s. From this the term began to be applied to larger caricatures, such as those of
Leonardo da Vinci
Leonardo di ser Piero da Vinci (15 April 14522 May 1519) was an Italian polymath of the High Renaissance who was active as a painter, Drawing, draughtsman, engineer, scientist, theorist, sculptor, and architect. While his fame initially res ...
, and the modern sense began to develop. It is first recorded in English in 1646 from Sir
Thomas Browne:"In nature there are no grotesques". By extension backwards in time, the term became also used for the medieval originals, and in modern terminology medieval drolleries, half-human thumbnail vignettes drawn in the margins, and carved figures on buildings (that are not also waterspouts, and so
gargoyle
In architecture, and specifically Gothic architecture, a gargoyle () is a carved or formed grotesque with a spout designed to convey water from a roof and away from the side of a building, thereby preventing it from running down masonry walls ...
s) are also called "grotesques".
A boom in the production of works of art in the grotesque genre characterized the period 1920–1933 of
German art
German art has a long and distinguished tradition in the visual arts, from the earliest known work of figurative art to its current output of contemporary art.
Germany has only been united into a single state since the 19th century, and defining ...
. In contemporary illustration art, the "grotesque" figures, in the ordinary conversational sense, commonly appear in the genre ''grotesque art'', also known as
fantastic art
Fantastic art is a broad and loosely defined art genre. It is not restricted to a specific school of artists, geographical location or historical period. It can be characterised by subject matter – which portrays non-realistic, mystical, my ...
.
In literature
One of the first uses of the term grotesque to denote a literary genre is in
Montaigne's ''Essays''. The Grotesque is often linked with
satire
Satire is a genre of the visual, literary, and performing arts, usually in the form of fiction and less frequently non-fiction, in which vices, follies, abuses, and shortcomings are held up to ridicule, often with the intent of shaming ...
and
tragicomedy
Tragicomedy is a literary genre that blends aspects of both tragedy, tragic and comedy, comic forms. Most often seen in drama, dramatic literature, the term can describe either a tragic play which contains enough comic elements to lighten the ov ...
.
[Clark (1991]
pp. 20–1
/ref> It is an effective artistic means to convey grief and pain to the audience, and for this has been labeled by Thomas Mann
Paul Thomas Mann ( , ; ; 6 June 1875 – 12 August 1955) was a German novelist, short story writer, social critic, philanthropist, essayist, and the 1929 Nobel Prize in Literature laureate. His highly symbolic and ironic epic novels and novella ...
as the "genuine antibourgeois style".
Some of the earliest written texts describe grotesque happenings and monstrous creatures. The literature of myth has been a rich source of monsters; from the one-eyed Cyclops
In Greek mythology and later Roman mythology, the Cyclopes ( ; el, Κύκλωπες, ''Kýklōpes'', "Circle-eyes" or "Round-eyes"; singular Cyclops ; , ''Kýklōps'') are giant one-eyed creatures. Three groups of Cyclopes can be distinguish ...
from Hesiod
Hesiod (; grc-gre, Ἡσίοδος ''Hēsíodos'') was an ancient Greek poet generally thought to have been active between 750 and 650 BC, around the same time as Homer. He is generally regarded by western authors as 'the first written poet i ...
's ''Theogony
The ''Theogony'' (, , , i.e. "the genealogy or birth of the gods") is a poem by Hesiod (8th–7th century BC) describing the origins and genealogies of the Greek gods, composed . It is written in the Epic dialect of Ancient Greek and contains 10 ...
'' to Homer's Polyphemus
Polyphemus (; grc-gre, Πολύφημος, Polyphēmos, ; la, Polyphēmus ) is the one-eyed giant son of Poseidon and Thoosa in Greek mythology, one of the Cyclopes described in Homer's ''Odyssey''. His name means "abounding in songs and lege ...
in the ''Odyssey
The ''Odyssey'' (; grc, Ὀδύσσεια, Odýsseia, ) is one of two major Ancient Greek literature, ancient Greek Epic poetry, epic poems attributed to Homer. It is one of the oldest extant works of literature still widely read by moder ...
''. Ovid
Pūblius Ovidius Nāsō (; 20 March 43 BC – 17/18 AD), known in English as Ovid ( ), was a Roman poet who lived during the reign of Augustus. He was a contemporary of the older Virgil and Horace, with whom he is often ranked as one of the th ...
's ''Metamorphoses
The ''Metamorphoses'' ( la, Metamorphōsēs, from grc, μεταμορφώσεις: "Transformations") is a Latin narrative poem from 8 CE by the Roman poet Ovid. It is considered his ''magnum opus''. The poem chronicles the history of the wo ...
'' is another rich source for grotesque transformations and hybrid creatures of myth. Horace
Quintus Horatius Flaccus (; 8 December 65 – 27 November 8 BC), known in the English-speaking world as Horace (), was the leading Roman lyric poet during the time of Augustus (also known as Octavian). The rhetorician Quintilian regarded his ' ...
's '' Art of Poetry'' also provides a formal introduction to classical values and to the dangers of grotesque or mixed form. Indeed, the departure from classical models of order, reason, harmony, balance and form opens up the risk of entry into grotesque worlds. Accordingly, British literature abounds with native grotesquerie, from the strange worlds of Spenser's allegory in ''The Faerie Queene
''The Faerie Queene'' is an English epic poem by Edmund Spenser. Books IIII were first published in 1590, then republished in 1596 together with books IVVI. ''The Faerie Queene'' is notable for its form: at over 36,000 lines and over 4,000 sta ...
'' to the tragi-comic modes of 16th-century drama. (Grotesque comic elements can be found in major works such as ''King Lear
''King Lear'' is a tragedy written by William Shakespeare.
It is based on the mythological Leir of Britain. King Lear, in preparation for his old age, divides his power and land between two of his daughters. He becomes destitute and insane an ...
''.)
Literary works of ''mixed'' genre are occasionally termed grotesque, as are "low" or non-literary genres such as pantomime and farce. Gothic writings often have grotesque components in terms of character, style and location. In other cases, the environment described may be grotesque - whether urban (Charles Dickens
Charles John Huffam Dickens (; 7 February 1812 – 9 June 1870) was an English writer and social critic. He created some of the world's best-known fictional characters and is regarded by many as the greatest novelist of the Victorian e ...
), or the literature of the American south which has sometimes been termed "Southern Gothic
Southern Gothic is an artistic subgenre of fiction, country music, film and television that are heavily influenced by Gothic elements and the American South. Common themes of Southern Gothic include storytelling of deeply flawed, disturbing or ...
". Sometimes the grotesque in literature has been explored in terms of social and cultural formations such as the carnival(-esque) in François Rabelais
François Rabelais ( , , ; born between 1483 and 1494; died 1553) was a French Renaissance writer, physician, Renaissance humanist, monk and Greek scholar. He is primarily known as a writer of satire, of the grotesque, and of bawdy jokes and ...
and Mikhail Bakhtin
Mikhail Mikhailovich Bakhtin ( ; rus, Михаи́л Миха́йлович Бахти́н, , mʲɪxɐˈil mʲɪˈxajləvʲɪdʑ bɐxˈtʲin; – 7 March 1975) was a Russian philosopher, literary critic and scholar who worked on literary theor ...
. Terry Castle
Terry Castle (born October 18, 1953) is an American literary scholar. Once described by Susan Sontag as "the most expressive, most enlightening literary critic at large today," she has published eight books, including the anthology ''The Literatu ...
has written on the relationship between metamorphosis, literary writings and masquerade.
Another major source of the grotesque is in satirical writings of the 18th century. Jonathan Swift
Jonathan Swift (30 November 1667 – 19 October 1745) was an Anglo-Irish Satire, satirist, author, essayist, political pamphleteer (first for the Whig (British political party), Whigs, then for the Tories (British political party), Tories), poe ...
's ''Gulliver's Travels
''Gulliver's Travels'', or ''Travels into Several Remote Nations of the World. In Four Parts. By Lemuel Gulliver, First a Surgeon, and then a Captain of Several Ships'' is a 1726 prose satire by the Anglo-Irish writer and clergyman Jonathan ...
'' provides a variety of approaches to grotesque representation. In poetry, the works of Alexander Pope
Alexander Pope (21 May 1688 O.S. – 30 May 1744) was an English poet, translator, and satirist of the Enlightenment era who is considered one of the most prominent English poets of the early 18th century. An exponent of Augustan literature, ...
provide many examples of the grotesque.
In fiction, characters are usually considered ''grotesque'' if they induce both empathy and disgust. (A character who inspires disgust alone is simply a villain or a monster.) Obvious examples would include the physically deformed and the mentally deficient, but people with cringe-worthy social traits are also included. The reader becomes piqued by the grotesque's positive side, and continues reading to see if the character can conquer their darker side. In Shakespeare's '' The Tempest'', the figure of Caliban
Caliban ( ), son of the witch Sycorax, is an important character in William Shakespeare's play '' The Tempest''.
His character is one of the few Shakespearean figures to take on a life of its own "outside" Shakespeare's own work: as Russell H ...
has inspired more nuanced reactions than simple scorn and disgust. Also, in J. R. R. Tolkien
John Ronald Reuel Tolkien (, ; 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlins ...
's ''The Lord of the Rings
''The Lord of the Rings'' is an epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 children's boo ...
'', the character of Gollum
Gollum is a fictional Tolkien's monsters, character in J. R. R. Tolkien's Middle-earth legendarium. He was introduced in the 1937 Fantasy (genre), fantasy novel ''The Hobbit'', and became important in its sequel, ''The Lord of the Rings''. Gol ...
may be considered to have both disgusting and empathetic qualities, which fit the grotesque template.
Victor Hugo
Victor-Marie Hugo (; 26 February 1802 – 22 May 1885) was a French Romantic writer and politician. During a literary career that spanned more than sixty years, he wrote in a variety of genres and forms. He is considered to be one of the great ...
's '' Hunchback of Notre Dame'' is one of the most celebrated grotesques in literature. Dr. Frankenstein's monster from Mary Shelley
Mary Wollstonecraft Shelley (; ; 30 August 1797 – 1 February 1851) was an English novelist who wrote the Gothic fiction, Gothic novel ''Frankenstein, Frankenstein; or, The Modern Prometheus'' (1818), which is considered an History of scie ...
's 1818 novel ''Frankenstein
''Frankenstein; or, The Modern Prometheus'' is an 1818 novel written by English author Mary Shelley. ''Frankenstein'' tells the story of Victor Frankenstein, a young scientist who creates a sapient creature in an unorthodox scientific ex ...
'' can also be considered a grotesque, as well as the title character, Erik in ''The Phantom of the Opera
''The Phantom of the Opera'' (french: Le Fantôme de l'Opéra) is a novel by French author Gaston Leroux. It was first published as a serial in from 23 September 1909 to 8 January 1910, and was released in volume form in late March 1910 by Pierr ...
'' and the Beast in ''Beauty and the Beast''. Other instances of the romantic grotesque are also to be found in Edgar Allan Poe
Edgar Allan Poe (; Edgar Poe; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic. Poe is best known for his poetry and short stories, particularly his tales of mystery and the macabre. He is wide ...
, E.T.A. Hoffmann, in ''Sturm und Drang
''Sturm und Drang'' (, ; usually translated as "storm and stress") was a proto- Romantic movement in German literature and music that occurred between the late 1760s and early 1780s. Within the movement, individual subjectivity and, in particul ...
'' literature or in Sterne's ''Tristram Shandy Tristram may refer to:
Literature
* the title character of ''The Life and Opinions of Tristram Shandy, Gentleman'', a novel by Laurence Sterne
* the title character of ''Tristram of Lyonesse'', an epic poem by Algernon Charles Swinburne
*"Tristra ...
''. The romantic grotesque is far more terrible and sombre than the medieval grotesque, which celebrated laughter and fertility. It is at this point that a grotesque creature such as Frankenstein's monster begins to be presented more sympathetically as the outsider who is the victim of society. But the novel also makes the issue of sympathy problematic in an unkind society. This means that society becomes the generator of the grotesque, by a process of alienation. In fact, the grotesque monster in ''Frankenstein'' tends to be described as 'the creature.'
The grotesque received a new shape with ''Alice's Adventures in Wonderland
''Alice's Adventures in Wonderland'' (commonly ''Alice in Wonderland'') is an 1865 English novel by Lewis Carroll. It details the story of a young girl named Alice (Alice's Adventures in Wonderland), Alice who falls through a rabbit hole into a ...
'' by Lewis Carroll
Charles Lutwidge Dodgson (; 27 January 1832 – 14 January 1898), better known by his pen name Lewis Carroll, was an English author, poet and mathematician. His most notable works are ''Alice's Adventures in Wonderland'' (1865) and its sequel ...
, when a girl meets fantastic grotesque figures in her fantasy world. Carroll manages to make the figures seem less frightful and fit for children's literature
Children's literature or juvenile literature includes stories, books, magazines, and poems that are created for children. Modern children's literature is classified in two different ways: genre or the intended age of the reader.
Children's ...
, but still utterly strange. Another comic grotesque writer who played on the relationship between sense and nonsense was Edward Lear
Edward Lear (12 May 1812 – 29 January 1888) was an English artist, illustrator, musician, author and poet, who is known mostly for his literary nonsense in poetry and prose and especially his limerick (poetry), limericks, a form he popularised. ...
. Humorous, or festive nonsense of this kind has its roots in the seventeenth century traditions of fustian, bombastic and satirical writing.
During the nineteenth-century category of grotesque body was increasingly displaced by the notion of congenital deformity or medical anomaly. Building on this context, the grotesque begins to be understood more as deformity and disability, especially after the First World War
World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
, 1914–18. In these terms, the art historian Leah Dickerman
Leah Dickerman is the Director of Research Programs at The Museum of Modern Art in New York City. She was formerly Director of Editorial & Content Strategy at MoMA. Serving previously as the Museum’s first Marlene Hess Curator of Painting and Sc ...
has argued that "The sight of horrendously shattered bodies of veterans returned to the home front became commonplace. The accompanying growth in the prosthetic industry struck contemporaries as creating a race of half-mechanical men and became an important theme in dadaist
Dada () or Dadaism was an art movement of the European avant-garde in the early 20th century, with early centres in Zürich, Switzerland, at the Cabaret Voltaire (in 1916). New York Dada began c. 1915, and after 1920 Dada flourished in Paris ...
work.' The poetry of Wilfred Owen
Wilfred Edward Salter Owen MC (18 March 1893 – 4 November 1918) was an English poet and soldier. He was one of the leading poets of the First World War. His war poetry on the horrors of trenches and gas warfare was much influenced b ...
displays a poetic and realistic sense of the grotesque horror of war and the human cost of brutal conflict. Poems such as ''Spring Offensive'' and ''Greater Love'' combined images of beauty with shocking brutality and violence in order to produce a sense of the grotesque clash of opposites. In a similar fashion, Ernst Friedrich
Ernst Friedrich (25 February 1894 – 2 May 1967) was a German anarcho-pacifist.
Life
Childhood and youth
Ernst Friedrich was born in Breslau (now Wrocław, Poland) as the 13th child of a cleaning lady and a saddler. After finishing el ...
(1894–1967), founder of the Berlin Peace Museum, an anarchist and a pacifist, was the author of ''War Against War'' (1924) which used grotesque photographs of mutilated victims of the First World War in order to campaign for peace.
Southern Gothic
Southern Gothic is an artistic subgenre of fiction, country music, film and television that are heavily influenced by Gothic elements and the American South. Common themes of Southern Gothic include storytelling of deeply flawed, disturbing or ...
is a genre frequently identified with grotesques and William Faulkner
William Cuthbert Faulkner (; September 25, 1897 – July 6, 1962) was an American writer known for his novels and short stories set in the fictional Yoknapatawpha County, based on Lafayette County, Mississippi, where Faulkner spent most o ...
is often cited as the ringmaster. Flannery O'Connor
Mary Flannery O'Connor (March 25, 1925August 3, 1964) was an American novelist, short story writer and essayist. She wrote two novels and 31 short stories, as well as a number of reviews and commentaries.
She was a Southern literature, Southe ...
wrote, "Whenever I'm asked why Southern writers particularly have a penchant for writing about freaks, I say it is because we are still able to recognize one" (''Some Aspects of the Grotesque in Southern Fiction'', 1960). In O'Connor's often-anthologized short story
A short story is a piece of prose fiction that typically can be read in one sitting and focuses on a self-contained incident or series of linked incidents, with the intent of evoking a single effect or mood. The short story is one of the oldest ...
''A Good Man Is Hard to Find'', the Misfit, a serial killer, is clearly a maimed soul, utterly callous to human life, but driven to seek the truth. The less obvious grotesque is the polite, doting grandmother who is unaware of her own astonishing selfishness. Another oft-cited example of the grotesque from O'Connor's work is her short story entitled '' A Temple Of The Holy Ghost''. The American novelist, Raymond Kennedy is another author associated with the literary tradition of the grotesque.
Contemporary writers
Contemporary writers of literary grotesque fiction include Ian McEwan
Ian Russell McEwan, (born 21 June 1948) is an English novelist and screenwriter. In 2008, ''The Times'' featured him on its list of "The 50 greatest British writers since 1945" and ''The Daily Telegraph'' ranked him number 19 in its list of th ...
, Katherine Dunn
Katherine Karen Dunn (October 24, 1945 – May 11, 2016) was a novelist, journalist, voice artist, radio personality, book reviewer, and poet from Portland, Oregon. She is best known for her novel '' Geek Love'' (1989). She was also a prolific ...
, Alasdair Gray
Alasdair James Gray (28 December 1934 – 29 December 2019) was a Scottish writer and artist. His first novel, ''Lanark: A Life in Four Books, Lanark'' (1981), is seen as a landmark of Scottish fiction. He published novels, short stories, plays ...
, Angela Carter
Angela Olive Pearce (formerly Carter, Stalker; 7 May 1940 – 16 February 1992), who published under the name Angela Carter, was an English novelist, short story writer, poet, and journalist, known for her feminist, magical realism, and picar ...
, Jeanette Winterson
Jeanette Winterson (born 27 August 1959) is an English writer. Her first book, '' Oranges Are Not the Only Fruit'', was a semi-autobiographical novel about a sensitive teenage girl rebelling against convention. Other novels explore gender pola ...
, Umberto Eco
Umberto Eco (5 January 1932 – 19 February 2016) was an Italian medievalist, philosopher, semiotician, novelist, cultural critic, and political and social commentator. In English, he is best known for his popular 1980 novel ''The Name of the ...
, Patrick McGrath, Natsuo Kirino
(born October 7, 1951, in Kanazawa, Ishikawa Prefecture) is the pen name of Mariko Hashioka, a Japanese novelist and a leading figure in the recent boom of female writers of Japanese detective fiction.
Biography
Kirino is the middle child of th ...
, Paul Tremblay
Paul may refer to:
*Paul (given name), a given name (includes a list of people with that name)
* Paul (surname), a list of people
People
Christianity
*Paul the Apostle (AD c.5–c.64/65), also known as Saul of Tarsus or Saint Paul, early Chri ...
, Matt Bell, Chuck Palahniuk
Charles Michael "Chuck" Palahniuk (; born February 21, 1962) is an American freelance journalist and novelist who describes his work as transgressional fiction. He has published 19 novels, three nonfiction books, two graphic novels, and two adul ...
, Brian Evenson
Brian Evenson (born August 12, 1966) is an American academic and writer of both literary fiction and popular fiction, some of the latter being published under B. K. Evenson. His fiction is often described as literary minimalism, but also draws ...
, Caleb J. Ross
Caleb (), sometimes transliterated as Kaleb ( he, כָּלֵב, ''Kalev'', ; Tiberian vocalization: Kālēḇ; Hebrew Academy: Kalev), is a figure who appears in the Hebrew Bible as a representative of the Tribe of Judah during the Israelites' ...
(who writes domestic grotesque fiction), Richard Thomas and many authors who write in the bizarro genre of fiction. In 1929, G.L Van Roosbroeck wrote a book called "GROTESQUES" (illustrations by J. Matulka) published by The Williamsport Printing and Binding Co., Williamsport, PA. It is a collection of 6 stories and 3 fables for the children of tomorrow.
Pop culture
Other contemporary writers who have explored the grotesque in pop-culture ar
John Docker
in the context of postmodernism
Cintra Wilson
who analyzes celebrity; an
Francis Sanzaro
who discusses its relation to childbirth and obscenity.
Theatre of the Grotesque
The term Theatre of the Grotesque refers to an anti- naturalistic school of Italian dramatists, writing in the 1910s and 1920s, who are often seen as precursors of the Theatre of the Absurd
The Theatre of the Absurd (french: théâtre de l'absurde ) is a post–World War II designation for particular plays of absurdist fiction written by a number of primarily European playwrights in the late 1950s. It is also a term for the style o ...
.
Characterized by ironic and macabre themes of daily life in the World War 1 era. Theatre of the Grotesque was named after the play 'The Mask and the Face' by Luigi Chiarelli, which was described as 'a grotesque in three acts.'
Friedrich Dürrenmatt
Friedrich Dürrenmatt (; 5 January 1921 – 14 December 1990) was a Swiss author and dramatist. He was a proponent of epic theatre whose plays reflected the recent experiences of World War II. The politically active author's work included avant-g ...
is a major author of contemporary grotesque comedy plays.
In architecture
In architecture the term "grotesque" means a carved stone figure.
Grotesques are often confused with gargoyle
In architecture, and specifically Gothic architecture, a gargoyle () is a carved or formed grotesque with a spout designed to convey water from a roof and away from the side of a building, thereby preventing it from running down masonry walls ...
s, but the distinction is that gargoyles are figures that contain a water spout through the mouth, while grotesques do not. Without a water spout, this type of sculpture is also known as a chimera when it depicts fantastical creatures. In the Middle Ages, the term ''babewyn'' was used to refer to both gargoyles and grotesques. This word is derived from the Italian
Italian(s) may refer to:
* Anything of, from, or related to the people of Italy over the centuries
** Italians, an ethnic group or simply a citizen of the Italian Republic or Italian Kingdom
** Italian language, a Romance language
*** Regional Ita ...
word ''babbuino'', which means "baboon
Baboons are primates comprising the genus ''Papio'', one of the 23 genera of Old World monkeys. There are six species of baboon: the hamadryas baboon, the Guinea baboon, the olive baboon, the yellow baboon, the Kinda baboon and the chacma ba ...
".
In typography
The word "grotesque", or "Grotesk" in German, is also frequently used as a synonym for sans-serif
In typography and lettering, a sans-serif, sans serif, gothic, or simply sans letterform is one that does not have extending features called "serifs" at the end of strokes. Sans-serif typefaces tend to have less stroke width variation than seri ...
in typography
Typography is the art and technique of arranging type to make written language legible, readable and appealing when displayed. The arrangement of type involves selecting typefaces, point sizes, line lengths, line-spacing ( leading), and ...
. At other times, it is used (along with "neo-grotesque", "humanist", " lineal", and "geometric") to describe a particular style or subset of sans-serif typefaces. The origin of this association can be traced back to English typefounder William Thorowgood
William Thorowgood (died 1877) was a British typographer and type founder.
On the death of its founder Robert Thorne in 1820, Thorowgood bought the Fann Street Foundry.
He was active in the development of Sans Serif
In typography and lette ...
, who introduced the term "grotesque" and in 1835 produced ''7-line pica grotesque''—the first sans-serif typeface containing actual lowercase letters. An alternate etymology is possibly based on the original reaction of other typographers to such a strikingly featureless typeface.
Popular grotesque typefaces include Franklin Gothic
Franklin Gothic and its related faces are a large family of sans-serif typefaces in the industrial or grotesque style developed in the early years of the 20th century by the type foundry American Type Founders (ATF) and credited to its head desi ...
, News Gothic
News Gothic is a sans-serif typeface in the grotesque or industrial style. It was designed by Morris Fuller Benton and released in 1908 by his employer American Type Founders (ATF). News Gothic is similar in proportion and structure to Franklin ...
, Haettenschweiler
Haettenschweiler is a sans-serif typeface in the grotesque style that is very bold and condensed. It is intended for headlines and display text.
Schmalfette Grotesk
Versions of the font that are now commonly used are descend from an upper-case onl ...
, and Lucida Sans (although the latter lacks the spurred "G"), whereas popular neo-grotesque typefaces include Arial
Arial (also called Arial MT) is a sans-serif typeface and set of computer fonts in the neo-grotesque style. Fonts from the Arial family are included with all versions of Microsoft Windows from Windows 3.1 on, some other Microsoft software ap ...
, Helvetica
Helvetica (originally Neue Haas Grotesk) is a widely used sans-serif typeface developed in 1957 by Swiss typeface designer Max Miedinger and Eduard Hoffmann.
Helvetica is a neo-grotesque design, one influenced by the famous 19th century (1890s) ...
, and Verdana
Verdana is a humanist sans-serif typeface designed by Matthew Carter for Microsoft Corporation, with hand-hinting done by Thomas Rickner, then at Monotype. Demand for such a typeface was recognized by Virginia Howlett of Microsoft's typograph ...
.
See also
* Ero guro
*Grotesque (architecture)
In architecture, a grotesque () or chimera () is a fantastic or mythical figure used for decorative purposes. Chimerae are often described as gargoyles, although the term gargoyle technically refers to figures carved specifically as terminations ...
* Hunky punk
*Mask
A mask is an object normally worn on the face, typically for protection, disguise, performance, or entertainment and often they have been employed for rituals and rights. Masks have been used since antiquity for both ceremonial and practic ...
*Mummers' play
Mummers' plays are folk plays performed by troupes of amateur actors, traditionally all male, known as mummers or guisers (also by local names such as ''rhymers'', ''pace-eggers'', ''soulers'', ''tipteerers'', ''wrenboys'', and ''galoshins''). ...
*''Rigoletto
''Rigoletto'' is an opera in three acts by Giuseppe Verdi. The Italian libretto was written by Francesco Maria Piave based on the 1832 play ''Le roi s'amuse'' by Victor Hugo. Despite serious initial problems with the Austrian censors who had cont ...
'', an opera by Giuseppe Verdi
* Sheela na Gig
Notes
References
* Astruc, Rémi (2010) Le Renouveau du grotesque dans le roman du XXe siècle, essai d'anthropologie littéraire, Paris, Classiques Garnier
* Clark, John R. (1991
''The modern satiric grotesque and its traditions''
Further reading
* Bäckström, Per. ''Enhet i mångfalden. Henri Michaux och det groteska'' (Unity in the Plenitude. Henri Michaux and the Grotesque), Lund: Ellerström, 2005.
* Bäckström, Per.
Le Grotesque dans l’œuvre d’Henri Michaux. Qui cache son fou, meurt sans voix
', Paris: L’Harmattan, 2007.
*
* Kayser, Wolfgang (1957) The grotesque in Art and Literature, New York, Columbia University Press
* Lee Byron Jennings (1963) The ludicrous demon: aspects of the grotesque in German post-Romantic prose, Berkeley, University of California Press
*
* Harpham, Geoffrey Galt (1982, 2006), On the Grotesque: Strategies of Contradiction in Art and Literature (Princeton: Princeton University Press)
Selected bibliography
by Philip Thomson, ''The Grotesque'', Methuen Critical Idiom Series, 1972.
* Dacos, N. ''La découverte de la Domus Aurea et la formation des grotesques à la Renaissance'' (London) 1969.
*
*
*
*
External links
Video tour of the most vivid examples of medieval Parisian stone carving - the grotesques of Notre Dame
The Grotesque: Bloom's Literary Themes edited by Harold Bloom and Blake Hobby
*
{{Authority control
Visual arts genres
Folklore
Literary genres
Stock characters
Grotesques