A dam is a barrier that stops or restricts the flow of
surface water or underground streams.
Reservoir
A reservoir (; from French ''réservoir'' ) is an enlarged lake behind a dam. Such a dam may be either artificial, built to store fresh water or it may be a natural formation.
Reservoirs can be created in a number of ways, including contro ...
s created by dams not only suppress floods but also provide water for activities such as
irrigation
Irrigation (also referred to as watering) is the practice of applying controlled amounts of water to land to help grow crops, landscape plants, and lawns. Irrigation has been a key aspect of agriculture for over 5,000 years and has been devel ...
,
human consumption,
industrial use,
aquaculture, and
navigability
A body of water, such as a river, canal or lake, is navigable if it is deep, wide and calm enough for a water vessel (e.g. boats) to pass safely. Such a navigable water is called a ''waterway'', and is preferably with few obstructions against di ...
.
Hydropower
Hydropower (from el, ὕδωρ, "water"), also known as water power, is the use of falling or fast-running water to produce electricity or to power machines. This is achieved by converting the gravitational potential or kinetic energy of a w ...
is often used in conjunction with dams to generate electricity. A dam can also be used to collect or store water which can be evenly distributed between locations. Dams generally serve the primary purpose of retaining water, while other structures such as
floodgate
Floodgates, also called stop gates, are adjustable gates used to control water flow in flood barriers, reservoir, river, stream, or levee systems. They may be designed to set spillway crest heights in dams, to adjust flow rates in sluices a ...
s or
levees (also known as
dikes
Dyke (UK) or dike (US) may refer to:
General uses
* Dyke (slang), a slang word meaning "lesbian"
* Dike (geology), a subvertical sheet-like intrusion of magma or sediment
* Dike (mythology), ''Dikē'', the Greek goddess of moral justice
* Dikes ...
) are used to manage or prevent water flow into specific land regions. The earliest known dam is the
Jawa Dam in
Jordan
Jordan ( ar, الأردن; tr. ' ), officially the Hashemite Kingdom of Jordan,; tr. ' is a country in Western Asia. It is situated at the crossroads of Asia, Africa, and Europe, within the Levant region, on the East Bank of the Jordan Rive ...
, dating to 3,000 BC.
The word ''dam'' can be traced back to
Middle English
Middle English (abbreviated to ME) is a form of the English language that was spoken after the Norman conquest of 1066, until the late 15th century. The English language underwent distinct variations and developments following the Old English ...
, and before that, from
Middle Dutch
Middle Dutch is a collective name for a number of closely related West Germanic dialects whose ancestor was Old Dutch. It was spoken and written between 1150 and 1500. Until the advent of Modern Dutch after 1500 or c. 1550, there was no overarc ...
, as seen in the names of many old cities, such as
Amsterdam
Amsterdam ( , , , lit. ''The Dam on the River Amstel'') is the capital and most populous city of the Netherlands, with The Hague being the seat of government. It has a population of 907,976 within the city proper, 1,558,755 in the urban ar ...
and
Rotterdam
Rotterdam ( , , , lit. ''The Dam on the River Rotte'') is the second largest city and municipality in the Netherlands. It is in the province of South Holland, part of the North Sea mouth of the Rhine–Meuse–Scheldt delta, via the ''"Ne ...
.
History
Ancient dams
Early dam building took place in
Mesopotamia
Mesopotamia ''Mesopotamíā''; ar, بِلَاد ٱلرَّافِدَيْن or ; syc, ܐܪܡ ܢܗܪ̈ܝܢ, or , ) is a historical region of Western Asia situated within the Tigris–Euphrates river system, in the northern part of the ...
and the
Middle East
The Middle East ( ar, الشرق الأوسط, ISO 233: ) is a geopolitical region commonly encompassing Arabia (including the Arabian Peninsula and Bahrain), Asia Minor (Asian part of Turkey except Hatay Province), East Thrace (Europ ...
. Dams were used to control water levels, for Mesopotamia's weather affected the
Tigris
The Tigris () is the easternmost of the two great rivers that define Mesopotamia, the other being the Euphrates. The river flows south from the mountains of the Armenian Highlands through the Syrian and Arabian Deserts, and empties into the ...
and
Euphrates
The Euphrates () is the longest and one of the most historically important rivers of Western Asia. Together with the Tigris, it is one of the two defining rivers of Mesopotamia ( ''the land between the rivers''). Originating in Turkey, the Eup ...
Rivers.
The earliest known dam is the
Jawa Dam in
Jordan
Jordan ( ar, الأردن; tr. ' ), officially the Hashemite Kingdom of Jordan,; tr. ' is a country in Western Asia. It is situated at the crossroads of Asia, Africa, and Europe, within the Levant region, on the East Bank of the Jordan Rive ...
, northeast of the capital
Amman. This gravity dam featured an originally and stone wall, supported by a earthen rampart. The structure is dated to 3000 BC.
The
Ancient Egyptian
Sadd-el-Kafara Dam at Wadi Al-Garawi, about south of
Cairo
Cairo ( ; ar, القاهرة, al-Qāhirah, ) is the Capital city, capital of Egypt and its largest city, home to 10 million people. It is also part of the List of urban agglomerations in Africa, largest urban agglomeration in Africa, List of ...
, was long at its base and wide. The structure was built around 2800
[Günther Garbrecht: "Wasserspeicher (Talsperren) in der Antike", ''Antike Welt'', 2nd special edition: ''Antiker Wasserbau'' (1986), pp.51–64 (52f.)] or 2600 BC
[http://www.fao.org/docrep/005/y4357e/y4357e14.htm] as a
diversion dam for flood control, but was destroyed by heavy rain during construction or shortly afterwards.
During the
Twelfth Dynasty
The Twelfth Dynasty of ancient Egypt (Dynasty XII) is considered to be the apex of the Middle Kingdom by Egyptologists. It often is combined with the Eleventh, Thirteenth, and Fourteenth dynasties under the group title, Middle Kingdom. Some ...
in the 19th century BC, the Pharaohs Senosert III,
Amenemhat III, and
Amenemhat IV dug a canal long linking the
Fayum Depression to the
Nile
The Nile, , Bohairic , lg, Kiira , Nobiin: Áman Dawū is a major north-flowing river in northeastern Africa. It flows into the Mediterranean Sea. The Nile is the longest river in Africa and has historically been considered the longest ...
in Middle Egypt. Two dams called Ha-Uar running east-west were built to retain water during the annual flood and then release it to surrounding lands. The lake called ''Mer-wer'' or
Lake Moeris
Lake Moeris ( grc, Μοῖρις, genitive Μοίριδος) is an ancient lake in the northwest of the Faiyum Oasis, southwest of Cairo, Egypt. In prehistory, it was a freshwater lake, with an area estimated to vary between and .
It persists ...
covered and is known today as Birket Qarun.
By the mid-late third millennium BC, an intricate water-management system in
Dholavira
Dholavira ( gu, ધોળાવીરા) is an archaeological site at Khadirbet in Bhachau Taluka of Kutch District, in the state of Gujarat in western India, which has taken its name from a modern-day village south of it. This village is ...
in modern-day
India
India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the so ...
was built. The system included 16 reservoirs, dams and various channels for collecting water and storing it.
One of the engineering wonders of the ancient world was the
Great Dam of Marib in
Yemen
Yemen (; ar, ٱلْيَمَن, al-Yaman), officially the Republic of Yemen,, ) is a country in Western Asia. It is situated on the southern end of the Arabian Peninsula, and borders Saudi Arabia to the Saudi Arabia–Yemen border, north and ...
. Initiated sometime between 1750 and 1700 BC, it was made of packed earth – triangular in cross-section, in length and originally high – running between two groups of rocks on either side, to which it was linked by substantial stonework. Repairs were carried out during various periods, most importantly around 750 BC, and 250 years later the dam height was increased to . After the end of the
Kingdom of Saba, the dam fell under the control of the
Ḥimyarites (c. 115 BC) who undertook further improvements, creating a structure high, with five spillways, two masonry-reinforced sluices, a settling pond, and a canal to a distribution tank. These works were not finished until 325 AD when the dam permitted the irrigation of .
Eflatun Pınar is a
Hittite dam and spring temple near
Konya
Konya () is a major city in central Turkey, on the southwestern edge of the Central Anatolian Plateau, and is the capital of Konya Province. During antiquity and into Seljuk times it was known as Iconium (), although the Seljuks also called it ...
, Turkey. It is thought to date from the Hittite empire between the 15th and 13th centuries BC.
The
Kallanai is constructed of unhewn stone, over long, high and wide, across the main stream of the
Kaveri
The Kaveri (also known as Cauvery, the anglicized name) is one of the major Indian rivers flowing through the states of Karnataka and Tamil Nadu. The Kaveri river rises at Talakaveri in the Brahmagiri (hill), Karnataka, Brahmagiri range in th ...
River in
Tamil Nadu
Tamil Nadu (; , TN) is a state in southern India. It is the tenth largest Indian state by area and the sixth largest by population. Its capital and largest city is Chennai. Tamil Nadu is the home of the Tamil people, whose Tamil language ...
,
South India
South India, also known as Dakshina Bharata or Peninsular India, consists of the peninsular southern part of India. It encompasses the Indian states of Andhra Pradesh, Karnataka, Kerala, Tamil Nadu, and Telangana, as well as the union territ ...
. The basic structure dates to the 2nd century AD and is considered one of the oldest water diversion or water regulating structures still in use.
The purpose of the dam was to divert the waters of the Kaveri across the fertile delta region for irrigation via canals.
Du Jiang Yan is the oldest surviving
irrigation
Irrigation (also referred to as watering) is the practice of applying controlled amounts of water to land to help grow crops, landscape plants, and lawns. Irrigation has been a key aspect of agriculture for over 5,000 years and has been devel ...
system in China that included a dam that directed waterflow. It was finished in 251 BC. A large earthen dam, made by
Sunshu Ao, the
prime minister
A prime minister, premier or chief of cabinet is the head of the cabinet and the leader of the ministers in the executive branch of government, often in a parliamentary or semi-presidential system. Under those systems, a prime minister i ...
of
Chu (state), flooded a valley in modern-day northern
Anhui
Anhui , (; formerly romanized as Anhwei) is a landlocked province of the People's Republic of China, part of the East China region. Its provincial capital and largest city is Hefei. The province is located across the basins of the Yangtze River ...
Province that created an enormous irrigation reservoir ( in circumference), a reservoir that is still present today.
[Needham, Joseph (1986). ''Science and Civilization in China: Volume 4, Part 3''. ]Taipei
Taipei (), officially Taipei City, is the capital and a special municipality of the Republic of China (Taiwan). Located in Northern Taiwan, Taipei City is an enclave of the municipality of New Taipei City that sits about southwest of the ...
: Caves Books, Ltd.
Roman engineering
Roman dam construction was characterized by "the Romans' ability to plan and organize engineering construction on a grand scale."
Roman planners introduced the then-novel concept of large
reservoir
A reservoir (; from French ''réservoir'' ) is an enlarged lake behind a dam. Such a dam may be either artificial, built to store fresh water or it may be a natural formation.
Reservoirs can be created in a number of ways, including contro ...
dams which could secure a permanent
water supply
Water supply is the provision of water by public utilities, commercial organisations, community endeavors or by individuals, usually via a system of pumps and pipes. Public water supply systems are crucial to properly functioning societies. Thes ...
for urban settlements over the dry season. Their pioneering use of water-proof hydraulic
mortar and particularly
Roman concrete
Roman concrete, also called , is a material that was used in construction in ancient Rome. Roman concrete was based on a hydraulic-setting cement. It is durable due to its incorporation of pozzolanic ash, which prevents cracks from spreading. ...
allowed for much larger dam structures than previously built,
such as the
Lake Homs Dam
__NOTOC__
The Lake Homs Dam, also known as Qattinah Dam, is a Roman-built dam near the city of Homs, Syria, which is in use to this day.
History
Contrary to an older hypothesis which tentatively linked the origins of the dam to Egyptian ruler Se ...
, possibly the largest water barrier to that date,
and the
Harbaqa Dam
The Harbaqa Dam or Kharbaqa Dam ( ar, سد خربقة) was a Roman era Palmyrene gravity dam in the Syrian desert about southwest from Palmyra on the road to Damascus. The dam, built of rubble, concrete, and dressed with ashlar stones, date ...
, both in
Roman Syria. The highest Roman dam was the
Subiaco Dam near
Rome
, established_title = Founded
, established_date = 753 BC
, founder = King Romulus (legendary)
, image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg
, map_caption ...
; its record height of remained unsurpassed until its accidental destruction in 1305.
Roman engineers made routine use of ancient standard designs like embankment dams and masonry gravity dams. Apart from that, they displayed a high degree of inventiveness, introducing most of the other basic dam designs which had been unknown until then. These include
arch-gravity dam
An arch-gravity dam or arched dam is a dam with the characteristics of both an arch dam and a gravity dam. It is a dam that curves upstream in a narrowing curve that directs most of the water pressure against the canyon rock walls, providing the f ...
s,
arch dam
An arch dam is a concrete dam that is curved upstream in plan. The arch dam is designed so that the force of the water against it, known as hydrostatic pressure, presses against the arch, causing the arch to straighten slightly and strengthe ...
s,
[; ; ; ; ] buttress dam A buttress dam or hollow dam is a dam with a solid, water-tight upstream side that is supported at intervals on the downstream side by a series of buttresses or supports. The dam wall may be straight or curved. Most buttress dams are made of reinfor ...
s and
multiple arch buttress dams,
[; ; ; ] all of which were known and employed by the 2nd century AD (see
List of Roman dams). Roman workforces also were the first to build dam bridges, such as the
Bridge of Valerian in Iran.
In
Iran
Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
, bridge dams such as the
Band-e Kaisar
The Band-e Kaisar (), Pol-e Kaisar ("Caesar's bridge"), Bridge of Valerian or Shadirwan was an ancient arch bridge in Shushtar, Iran, and the first in the country to combine it with a dam. Built by the Sassanids, using Roman prisoners of war a ...
were used to provide
hydropower
Hydropower (from el, ὕδωρ, "water"), also known as water power, is the use of falling or fast-running water to produce electricity or to power machines. This is achieved by converting the gravitational potential or kinetic energy of a w ...
through
water wheel
A water wheel is a machine for converting the energy of flowing or falling water into useful forms of power, often in a watermill. A water wheel consists of a wheel (usually constructed from wood or metal), with a number of blades or bucket ...
s, which often powered water-raising mechanisms. One of the first was the Roman-built dam bridge in
Dezful
Dezful ( fa, دزفول, pronounced , Dezfuli dialect: Desfil, pronounced ) also Romanized as Dezfūl and Dezfool; also known as Dīzfūl and Ab I Diz is a city and capital of Dezful County, Khuzestan Province, Iran. At the 2011 census, its popu ...
, which could raise water 50
cubit
The cubit is an ancient unit of length based on the distance from the elbow to the tip of the middle finger. It was primarily associated with the Sumerians, Egyptians, and Israelites. The term ''cubit'' is found in the Bible regarding ...
s (c. 23 m) to supply the town. Also
diversion dams were known.
Donald Routledge Hill
Donald Routledge Hill (6 August 1922 – 30 May 1994)D. A. King, “In Memoriam: Donald Routledge Hill (1922-1994)”, ''Arabic Sciences and Philosophy,'' Volume 5 / Issue 02 / September 1995, pp 297-302 was a British engineer and historian of sc ...
(1996), "Engineering", p. 759, in Milling dams were introduced which the
Muslim engineers called the ''Pul-i-Bulaiti''. The first was built at Shustar on the River
Karun
The Karun ( fa, کارون, ) is the Iranian river with the highest water flow, and its only navigable river. It is long. It rises in the Zard Kuh mountains of the Bakhtiari district in the Zagros Range, receiving many tributaries, such as t ...
, Iran, and many of these were later built in other parts of the
Islamic world.
Water was conducted from the back of the dam through a large pipe to drive a water wheel and
watermill
A watermill or water mill is a mill that uses hydropower. It is a structure that uses a water wheel or water turbine to drive a mechanical process such as milling (grinding), rolling, or hammering. Such processes are needed in the production of ...
.
[Adam Lucas (2006), ''Wind, Water, Work: Ancient and Medieval Milling Technology'', p. 62. Brill, .] In the 10th century,
Al-Muqaddasi described several dams in Persia. He reported that one in
Ahwaz
Ahvaz ( fa, اهواز, Ahvâz ) is a city in the southwest of Iran and the capital of Khuzestan province. Ahvaz's population is about 1,300,000 and its built-up area with the nearby town of Sheybani is home to 1,136,989 inhabitants. It is hom ...
was more than long,
and that it had many water-wheels raising the water into
aqueducts
Aqueduct may refer to:
Structures
*Aqueduct (bridge), a bridge to convey water over an obstacle, such as a ravine or valley
*Navigable aqueduct, or water bridge, a structure to carry navigable waterway canals over other rivers, valleys, railw ...
through which it flowed into reservoirs of the city.
Another one, the Band-i-Amir Dam, provided irrigation for 300 villages.
Middle Ages
In the
Netherlands
)
, anthem = ( en, "William of Nassau")
, image_map =
, map_caption =
, subdivision_type = Sovereign state
, subdivision_name = Kingdom of the Netherlands
, established_title = Before independence
, established_date = Spanish Netherl ...
, a low-lying country, dams were often built to block rivers to regulate the water level and to prevent the sea from entering the marshlands. Such dams often marked the beginning of a town or city because it was easy to cross the river at such a place, and often influenced Dutch place names. The present Dutch capital,
Amsterdam
Amsterdam ( , , , lit. ''The Dam on the River Amstel'') is the capital and most populous city of the Netherlands, with The Hague being the seat of government. It has a population of 907,976 within the city proper, 1,558,755 in the urban ar ...
(old name ''Amstelredam''), started with a dam on the river
Amstel
The Amstel () is a river in the province of North Holland in the Netherlands. It flows from the Aarkanaal and Drecht in Nieuwveen northwards, passing Uithoorn, Amstelveen, and Ouderkerk aan de Amstel, to the IJ in Amsterdam. Annually, the r ...
in the late 12th century, and
Rotterdam
Rotterdam ( , , , lit. ''The Dam on the River Rotte'') is the second largest city and municipality in the Netherlands. It is in the province of South Holland, part of the North Sea mouth of the Rhine–Meuse–Scheldt delta, via the ''"Ne ...
began with a dam on the river
Rotte, a minor tributary of the
Nieuwe Maas
The Nieuwe Maas (; "New Meuse") is a distributary of the Rhine River, and a former distributary of the Maas River, in the Dutch province of South Holland. It runs from the confluence of the rivers Noord and Lek, and flows west through Rotterd ...
. The central square of Amsterdam, covering the original site of the 800-year-old dam, still carries the name ''
Dam Square
Dam Square or the Dam () is a town square in Amsterdam, the capital of the Netherlands. Its notable buildings and frequent events make it one of the best-known and most important locations in the city and the country.
Location and description
...
''.
Industrial revolution
The Romans were the first to build
arch dam
An arch dam is a concrete dam that is curved upstream in plan. The arch dam is designed so that the force of the water against it, known as hydrostatic pressure, presses against the arch, causing the arch to straighten slightly and strengthe ...
s, where the
reaction forces from the abutment stabilizes the structure from the external
hydrostatic pressure
Fluid statics or hydrostatics is the branch of fluid mechanics that studies the condition of the equilibrium of a floating body and submerged body " fluids at hydrostatic equilibrium and the pressure in a fluid, or exerted by a fluid, on an imm ...
, but it was only in the 19th century that the engineering skills and construction materials available were capable of building the first large-scale arch dams.
Three pioneering arch dams were built around the
British Empire
The British Empire was composed of the dominions, colonies, protectorates, mandates, and other territories ruled or administered by the United Kingdom and its predecessor states. It began with the overseas possessions and trading posts e ...
in the early 19th century. Henry Russel of the
Royal Engineers oversaw the construction of the
Mir Alam dam in 1804 to supply water to the city of
Hyderabad
Hyderabad ( ; , ) is the capital and largest city of the Indian state of Telangana and the ''de jure'' capital of Andhra Pradesh. It occupies on the Deccan Plateau along the banks of the Musi River, in the northern part of Southern India ...
(it is still in use today). It had a height of and consisted of 21 arches of variable span.
In the 1820s and 30s, Lieutenant-Colonel
John By
Lieutenant-Colonel John By (7 August 1779 – 1 February 1836) was an English military engineer. He is best known for having supervised the construction of the Rideau Canal and for having founded Bytown in the process. It developed and was des ...
supervised the construction of the
Rideau Canal in
Canada
Canada is a country in North America. Its ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, covering over , making it the world's second-largest country by tot ...
near modern-day
Ottawa and built a series of curved masonry dams as part of the waterway system. In particular, the
Jones Falls Dam, built by
John Redpath
John Redpath (1796 – March 5, 1869) was a Scots-Quebecer businessman and philanthropist who helped pioneer the industrial movement that made Montreal, Quebec the largest and most prosperous city in Canada.
Early years
In 1796, John Redpa ...
, was completed in 1832 as the largest dam in
North America and an engineering marvel. In order to keep the water in control during construction, two
sluices, artificial channels for conducting water, were kept open in the dam. The first was near the base of the dam on its east side. A second sluice was put in on the west side of the dam, about above the base. To make the switch from the lower to upper sluice, the outlet of Sand Lake was blocked off.
Hunts Creek near the city of
Parramatta
Parramatta () is a suburb and major Central business district, commercial centre in Greater Western Sydney, located in the state of New South Wales, Australia. It is located approximately west of the Sydney central business district on the ban ...
,
Australia, was dammed in the 1850s, to cater to the demand for water from the growing population of the city. The masonry
arch dam
An arch dam is a concrete dam that is curved upstream in plan. The arch dam is designed so that the force of the water against it, known as hydrostatic pressure, presses against the arch, causing the arch to straighten slightly and strengthe ...
wall was designed by Lieutenant Percy Simpson who was influenced by the advances in dam engineering techniques made by the
Royal Engineers in
India
India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the so ...
. The dam cost £17,000 and was completed in 1856 as the first engineered dam built in Australia, and the second arch dam in the world built to mathematical specifications.
The first such dam was opened two years earlier in
France
France (), officially the French Republic ( ), is a country primarily located in Western Europe. It also comprises of overseas regions and territories in the Americas and the Atlantic, Pacific and Indian Oceans. Its metropolitan area ...
. It was the first French arch dam of the
industrial era
The Industrial Revolution was the transition to new manufacturing processes in Great Britain, continental Europe, and the United States, that occurred during the period from around 1760 to about 1820–1840. This transition included going f ...
, and it was built by François Zola in the municipality of
Aix-en-Provence to improve the supply of water after the
1832 cholera outbreak devastated the area. After
royal approval was granted in 1844, the dam was constructed over the following decade. Its construction was carried out on the basis of the mathematical results of scientific stress analysis.
The 75-miles dam near
Warwick
Warwick ( ) is a market town, civil parish and the county town of Warwickshire in the Warwick District in England, adjacent to the River Avon. It is south of Coventry, and south-east of Birmingham. It is adjoined with Leamington Spa and Whi ...
, Australia, was possibly the world's first concrete arch dam. Designed by
Henry Charles Stanley in 1880 with an overflow spillway and a special water outlet, it was eventually heightened to .
In the latter half of the nineteenth century, significant advances in the scientific theory of masonry dam design were made. This transformed dam design from an art based on empirical methodology to a profession based on a rigorously applied scientific theoretical framework. This new emphasis was centered around the engineering faculties of universities in France and in the United Kingdom.
William John Macquorn Rankine
William John Macquorn Rankine (; 5 July 1820 – 24 December 1872) was a Scottish mechanical engineer who also contributed to civil engineering, physics and mathematics. He was a founding contributor, with Rudolf Clausius and William Thomson ( ...
at the
University of Glasgow
, image = UofG Coat of Arms.png
, image_size = 150px
, caption = Coat of arms
Flag
, latin_name = Universitas Glasguensis
, motto = la, Via, Veritas, Vita
, ...
pioneered the theoretical understanding of dam structures in his 1857 paper ''On the Stability of Loose Earth''.
Rankine theory
Rankine's theory (maximum-normal stress theory), developed in 1857 by William John Macquorn Rankine,Rankine, W. (1857) On the stability of loose earth. Philosophical Transactions of the Royal Society of London, Vol. 147. is a stress field solution ...
provided a good understanding of the principles behind dam design. In France, J. Augustin Tortene de Sazilly explained the mechanics of vertically faced masonry gravity dams, and Zola's dam was the first to be built on the basis of these principles.
Modern era
The era of large dams was initiated with the construction of the
Aswan Low Dam
The Aswan Low Dam or Old Aswan Dam is a gravity masonry buttress dam on the Nile River in Aswan, Egypt. The dam was built at the former first cataract of the Nile, and is located about 1000 km up-river and 690 km (direct distance) sou ...
in Egypt in 1902, a gravity
masonry
Masonry is the building of structures from individual units, which are often laid in and bound together by mortar; the term ''masonry'' can also refer to the units themselves. The common materials of masonry construction are bricks, building ...
buttress dam A buttress dam or hollow dam is a dam with a solid, water-tight upstream side that is supported at intervals on the downstream side by a series of buttresses or supports. The dam wall may be straight or curved. Most buttress dams are made of reinfor ...
on the
Nile River. Following their 1882
invasion and occupation of Egypt, the British began construction in 1898. The project was designed by Sir
William Willcocks
Sir William Willcocks (27 September 1852 in India – 28 July 1932 in Cairo, Egypt) was a British civil engineer during the high point of the British Empire. He was an irrigation engineer who proposed and built the first Aswan Dam, the scal ...
and involved several eminent engineers of the time, including Sir
Benjamin Baker and Sir
John Aird, whose firm,
John Aird & Co., was the main contractor. Capital and financing were furnished by
Ernest Cassel
Sir Ernest Joseph Cassel, (3 March 1852 – 21 September 1921) was a British merchant banker and capitalist. Born and raised in Prussia, he moved to England at the age of 17.
Life and career
Cassel was born in Cologne, in the Rhine Province ...
. When initially constructed between 1899 and 1902, nothing of its scale had ever before been attempted; on completion, it was the largest masonry dam in the world.
The
Hoover Dam is a massive concrete
arch-gravity dam
An arch-gravity dam or arched dam is a dam with the characteristics of both an arch dam and a gravity dam. It is a dam that curves upstream in a narrowing curve that directs most of the water pressure against the canyon rock walls, providing the f ...
, constructed in the
Black Canyon of the
Colorado River
The Colorado River ( es, Río Colorado) is one of the principal rivers (along with the Rio Grande) in the Southwestern United States and northern Mexico. The river drains an expansive, arid watershed that encompasses parts of seven U.S. s ...
, on the border between the US states of
Arizona
Arizona ( ; nv, Hoozdo Hahoodzo ; ood, Alĭ ṣonak ) is a state in the Southwestern United States. It is the 6th largest and the 14th most populous of the 50 states. Its capital and largest city is Phoenix. Arizona is part of the Fou ...
and
Nevada
Nevada ( ; ) is a state in the Western region of the United States. It is bordered by Oregon to the northwest, Idaho to the northeast, California to the west, Arizona to the southeast, and Utah to the east. Nevada is the 7th-most extensive, ...
between 1931 and 1936 during the
Great Depression. In 1928, Congress authorized the project to build a dam that would control floods, provide irrigation water and produce
hydroelectric power
Hydroelectricity, or hydroelectric power, is electricity generated from hydropower (water power). Hydropower supplies one sixth of the world's electricity, almost 4500 TWh in 2020, which is more than all other renewable sources combined an ...
. The winning bid to build the dam was submitted by a consortium called
Six Companies, Inc.
Six Companies, Inc. was a joint venture of construction companies that was formed to build the Hoover Dam on the Colorado River in Nevada and Arizona.
They later built Parker Dam, a portion of the Grand Coulee Dam, the Colorado River Aqueduct ...
Such a large concrete structure had never been built before, and some of the techniques were unproven. The torrid summer weather and the lack of facilities near the site also presented difficulties. Nevertheless, Six Companies turned over the dam to the federal government on 1 March 1936, more than two years ahead of schedule.
By 1997, there were an estimated 800,000 dams worldwide, some 40,000 of them over high. In 2014, scholars from the
University of Oxford
, mottoeng = The Lord is my light
, established =
, endowment = £6.1 billion (including colleges) (2019)
, budget = £2.145 billion (2019–20)
, chancellor ...
published a study of the cost of large dams – based on the largest existing dataset – documenting significant cost overruns for a majority of dams and questioning whether benefits typically offset costs for such dams.
Types of dams
Dams can be formed by human agency, natural causes, or even by the intervention of wildlife such as
beavers. Man-made dams are typically classified according to their size (height), intended purpose or structure.
By structure
Based on structure and material used, dams are classified as easily created without materials,
arch-gravity dam
An arch-gravity dam or arched dam is a dam with the characteristics of both an arch dam and a gravity dam. It is a dam that curves upstream in a narrowing curve that directs most of the water pressure against the canyon rock walls, providing the f ...
s,
embankment dams or
masonry dam
Masonry dams are dams made out of masonrymainly stone and brick, sometimes joined with mortar. They are either the gravity or the arch-gravity type. The largest masonry dam in the World is Nagarjunasagar Dam , Andhra Pradesh & Telangana, in Ind ...
s, with several subtypes.
Arch dams
In the arch dam, stability is obtained by a combination of arch and gravity action. If the upstream face is vertical the entire weight of the dam must be carried to the foundation by gravity, while the distribution of the normal
hydrostatic pressure
Fluid statics or hydrostatics is the branch of fluid mechanics that studies the condition of the equilibrium of a floating body and submerged body " fluids at hydrostatic equilibrium and the pressure in a fluid, or exerted by a fluid, on an imm ...
between vertical
cantilever
A cantilever is a rigid structural element that extends horizontally and is supported at only one end. Typically it extends from a flat vertical surface such as a wall, to which it must be firmly attached. Like other structural elements, a cant ...
and arch action will depend upon the
stiffness of the dam in a vertical and horizontal direction. When the upstream face is sloped the distribution is more complicated. The
normal Normal(s) or The Normal(s) may refer to:
Film and television
* ''Normal'' (2003 film), starring Jessica Lange and Tom Wilkinson
* ''Normal'' (2007 film), starring Carrie-Anne Moss, Kevin Zegers, Callum Keith Rennie, and Andrew Airlie
* ''Norma ...
component of the weight of the arch ring may be taken by the arch action, while the normal hydrostatic pressure will be distributed as described above. For this type of dam, firm reliable supports at the
abutment
An abutment is the substructure at the ends of a bridge span or dam supporting its superstructure. Single-span bridges have abutments at each end which provide vertical and lateral support for the span, as well as acting as retaining walls ...
s (either
buttress
A buttress is an architectural structure built against or projecting from a wall which serves to support or reinforce the wall. Buttresses are fairly common on more ancient buildings, as a means of providing support to act against the lateral ( ...
or
canyon side wall) are more important. The most desirable place for an arch dam is a narrow canyon with steep side walls composed of sound rock.
The safety of an arch dam is dependent on the strength of the side wall abutments, hence not only should the arch be well seated on the side walls but also the character of the rock should be carefully inspected.
Two types of single-arch dams are in use, namely the constant-angle and the constant-radius dam. The constant-radius type employs the same face radius at all elevations of the dam, which means that as the channel grows narrower towards the bottom of the dam the central angle subtended by the face of the dam becomes smaller.
Jones Falls Dam, in Canada, is a constant radius dam. In a constant-angle dam, also known as a variable radius dam, this subtended angle is kept constant and the variation in distance between the abutments at various levels is taken care of by varying the radii. Constant-radius dams are much less common than constant-angle dams.
Parker Dam
Parker Dam is a concrete arch-gravity dam that crosses the Colorado River downstream of Hoover Dam. Built between 1934 and 1938 by the Bureau of Reclamation, it is high, of which are below the riverbed (the deep excavation was necessary in ...
on the Colorado River is a constant-angle arch dam.
A similar type is the double-curvature or thin-shell dam.
Wildhorse Dam near
Mountain City, Nevada
Mountain City is a small census-designated place in Elko County, Nevada, United States, within the Mountain City Ranger District of the Humboldt-Toiyabe National Forest. The community, located on State Route 225 approximately south of the Idah ...
, in the United States is an example of the type. This method of construction minimizes the amount of concrete necessary for construction but transmits large loads to the foundation and abutments. The appearance is similar to a single-arch dam but with a distinct vertical curvature to it as well lending it the vague appearance of a concave lens as viewed from downstream.
The multiple-arch dam consists of a number of single-arch dams with concrete buttresses as the supporting abutments, as for example the
Daniel-Johnson Dam, Québec, Canada. The multiple-arch dam does not require as many buttresses as the hollow gravity type but requires a good rock foundation because the buttress loads are heavy.
Gravity dams
In a gravity dam, the force that holds the dam in place against the push from the water is Earth's gravity pulling down on the mass of the dam. The water presses laterally (downstream) on the dam, tending to overturn the dam by rotating about its toe (a point at the bottom downstream side of the dam). The dam's weight counteracts that force, tending to rotate the dam the other way about its toe. The designer ensures that the dam is heavy enough that the dam's weight wins that contest. In engineering terms, that is true whenever the
resultant
In mathematics, the resultant of two polynomials is a polynomial expression of their coefficients, which is equal to zero if and only if the polynomials have a common root (possibly in a field extension), or, equivalently, a common factor (ove ...
of the forces of gravity acting on the dam and water pressure on the dam acts in a line that passes upstream of the toe of the dam. The designer tries to shape the dam so if one were to consider the part of the dam above any particular height to be a whole dam itself, that dam also would be held in place by gravity, i.e., there is no tension in the upstream face of the dam holding the top of the dam down. The designer does this because it is usually more practical to make a dam of material essentially just piled up than to make the material stick together against vertical tension. The shape that prevents tension in the upstream face also eliminates a balancing compression stress in the downstream face, providing additional economy.
For this type of dam, it is essential to have an impervious foundation with high bearing strength. Permeable foundations have a greater likelihood of generating uplift pressures under the dam. Uplift pressures are hydrostatic pressures caused by the water pressure of the reservoir pushing up against the bottom of the dam. If large enough uplift pressures are generated there is a risk of destabilizing the concrete gravity dam.
On a suitable site, a gravity dam can prove to be a better alternative to other types of dams. When built on a solid foundation, the gravity dam probably represents the best-developed example of dam building. Since the fear of
flood
A flood is an overflow of water ( or rarely other fluids) that submerges land that is usually dry. In the sense of "flowing water", the word may also be applied to the inflow of the tide. Floods are an area of study of the discipline hydrol ...
is a strong motivator in many regions, gravity dams are built in some instances where an arch dam would have been more economical.
Gravity dams are classified as "solid" or "hollow" and are generally made of either concrete or masonry. The solid form is the more widely used of the two, though the hollow dam is frequently more economical to construct.
Grand Coulee Dam
Grand Coulee Dam is a concrete gravity dam on the Columbia River in the U.S. state of Washington, built to produce hydroelectric power and provide irrigation water. Constructed between 1933 and 1942, Grand Coulee originally had two powerh ...
is a solid gravity dam and
Braddock Locks & Dam
Braddock Locks & Dam (previously named Monongahela Locks and Dam No. 2) is one of nine navigational structures on the Monongahela River between Pittsburgh, Pennsylvania and Fairmont, West Virginia. Built and maintained by the U.S. Army Corps of ...
is a hollow gravity dam.
Arch-gravity dams
A gravity dam can be combined with an arch dam into an
arch-gravity dam
An arch-gravity dam or arched dam is a dam with the characteristics of both an arch dam and a gravity dam. It is a dam that curves upstream in a narrowing curve that directs most of the water pressure against the canyon rock walls, providing the f ...
for areas with massive amounts of water flow but less material available for a pure gravity dam. The inward compression of the dam by the water reduces the lateral (horizontal) force acting on the dam. Thus, the gravitational force required by the dam is lessened, i.e., the dam does not need to be so massive. This enables thinner dams and saves resources.
Barrages
A barrage dam is a special kind of dam that consists of a line of large gates that can be opened or closed to control the amount of water passing the dam. The gates are set between flanking piers which are responsible for supporting the water load, and are often used to control and stabilize water flow for irrigation systems. An example of this type of dam is the now-decommissioned
Red Bluff Diversion Dam on the
Sacramento River
The Sacramento River ( es, Río Sacramento) is the principal river of Northern California in the United States and is the largest river in California. Rising in the Klamath Mountains, the river flows south for before reaching the Sacramento ...
near
Red Bluff, California
Red Bluff is a city in and the county seat of Tehama County, California, United States. The population was 14,710 at the 2020 census, up from 14,076 at the 2010 census.
It is located north of Sacramento, south of Redding, and it is bisect ...
.
Barrages that are built at the mouths of rivers or lagoons to prevent
tidal incursions or use the tidal flow for
tidal power
Tidal power or tidal energy is harnessed by converting energy from tides into useful forms of power, mainly electricity using various methods.
Although not yet widely used, tidal energy has the potential for future electricity generation. Ti ...
are known as
tidal barrage
A tidal barrage is a dam-like structure used to capture the energy from masses of water moving in and out of a bay or river due to tidal forces.
Instead of damming water on one side like a conventional dam, a tidal barrage allows water to flow ...
s.
Embankment dams
Embankment dams are made of
compacted earth, and are of two main types: rock-fill and earth-fill. Like concrete gravity dams, embankment dams rely on their weight to hold back the force of water.
Rock-fill embankment dams
Rock
Rock most often refers to:
* Rock (geology), a naturally occurring solid aggregate of minerals or mineraloids
* Rock music, a genre of popular music
Rock or Rocks may also refer to:
Places United Kingdom
* Rock, Caerphilly, a location in Wales ...
-fill dams are embankments of compacted free-draining granular earth with an impervious zone. The earth used often contains a high percentage of large particles, hence the term "rock-fill". The impervious zone may be on the upstream face and made of
masonry
Masonry is the building of structures from individual units, which are often laid in and bound together by mortar; the term ''masonry'' can also refer to the units themselves. The common materials of masonry construction are bricks, building ...
,
concrete
Concrete is a composite material composed of fine and coarse aggregate bonded together with a fluid cement (cement paste) that hardens (cures) over time. Concrete is the second-most-used substance in the world after water, and is the most wid ...
, plastic membrane, steel sheet piles, timber or other material. The impervious zone may also be inside the embankment, in which case it is referred to as a "core". In the instances where clay is used as the impervious material, the dam is referred to as a "composite" dam. To prevent
internal erosion
Internal erosion is the formation of voids within a soil caused by the removal of material by seepage. It is the second most common cause of failure in levees and one of the leading causes of failures in earth dams, responsible for about half of ...
of clay into the rock fill due to seepage forces, the core is separated using a filter. Filters are specifically graded soil designed to prevent the migration of fine grain soil particles. When suitable building material is at hand, transport is minimized, leading to cost savings during construction. Rock-fill dams are resistant to damage from
earthquake
An earthquake (also known as a quake, tremor or temblor) is the shaking of the surface of the Earth resulting from a sudden release of energy in the Earth's lithosphere that creates seismic waves. Earthquakes can range in intensity, fr ...
s. However, inadequate quality control during construction can lead to poor compaction and sand in the embankment which can lead to
liquefaction of the rock-fill during an earthquake. Liquefaction potential can be reduced by keeping susceptible material from being saturated, and by providing adequate compaction during construction. An example of a rock-fill dam is
New Melones Dam
New Melones Dam is an earth and rock filled embankment dam on the Stanislaus River, about west of Jamestown, California, United States, on the border of Calaveras County and Tuolumne County. The water impounded by the dam forms New Melones ...
in
California
California is a state in the Western United States, located along the Pacific Coast. With nearly 39.2million residents across a total area of approximately , it is the most populous U.S. state and the 3rd largest by area. It is also the m ...
or the
Fierza Dam in
Albania
Albania ( ; sq, Shqipëri or ), or , also or . officially the Republic of Albania ( sq, Republika e Shqipërisë), is a country in Southeastern Europe. It is located on the Adriatic and Ionian Seas within the Mediterranean Sea and shares ...
.
A core that is growing in popularity is
asphalt concrete. The majority of such dams are built with rock and/or gravel as the primary fill. Almost 100 dams of this design have now been built worldwide since the first such dam was completed in 1962. All asphalt-concrete core dams built so far have an excellent performance record. The type of asphalt used is a
viscoelastic
In materials science and continuum mechanics, viscoelasticity is the property of materials that exhibit both viscous and elastic characteristics when undergoing deformation. Viscous materials, like water, resist shear flow and strain linearly ...
-
plastic
Plastics are a wide range of synthetic or semi-synthetic materials that use polymers as a main ingredient. Their plasticity makes it possible for plastics to be moulded, extruded or pressed into solid objects of various shapes. This adaptab ...
material that can adjust to the movements and deformations imposed on the embankment as a whole, and to settlement of the foundation. The flexible properties of the
asphalt
Asphalt, also known as bitumen (, ), is a sticky, black, highly viscous liquid or semi-solid form of petroleum. It may be found in natural deposits or may be a refined product, and is classed as a pitch. Before the 20th century, the term ...
make such dams especially suited to
earthquake
An earthquake (also known as a quake, tremor or temblor) is the shaking of the surface of the Earth resulting from a sudden release of energy in the Earth's lithosphere that creates seismic waves. Earthquakes can range in intensity, fr ...
regions.
For the
Moglicë Hydro Power Plant
Moglicë Hydro Power Plant is a large hydroelectricity plant on the river Devoll situated near the village Moglicë, Albania. The project consists of a large power plant with an installed capacity of 197 MW and an average annual production of 475 ...
in
Albania
Albania ( ; sq, Shqipëri or ), or , also or . officially the Republic of Albania ( sq, Republika e Shqipërisë), is a country in Southeastern Europe. It is located on the Adriatic and Ionian Seas within the Mediterranean Sea and shares ...
the Norwegian power company
Statkraft built an asphalt-core rock-fill dam. Upon completion in 2018 the 320 m long, 150 m high and 460 m wide dam is anticipated to be the world's highest of its kind.
= Concrete-face rock-fill dams
=
A concrete-face rock-fill dam (CFRD) is a rock-fill dam with
concrete slab
A concrete slab is a common structural element of modern buildings, consisting of a flat, horizontal surface made of cast concrete. Steel- reinforced slabs, typically between 100 and 500 mm thick, are most often used to construct floors and ...
s on its upstream face. This design provides the concrete slab as an impervious wall to prevent leakage and also a structure without concern for uplift pressure. In addition, the CFRD design is flexible for topography, faster to construct and less costly than earth-fill dams. The CFRD concept originated during the
California Gold Rush in the 1860s when miners constructed rock-fill timber-face dams for
sluice operations. The timber was later replaced by concrete as the design was applied to irrigation and power schemes. As CFRD designs grew in height during the 1960s, the fill was compacted and the slab's horizontal and vertical joints were replaced with improved vertical joints. In the last few decades, design has become popular.
The tallest CFRD in the world is the
Shuibuya Dam in
China, completed in 2008.
= Earth-fill dams
=
Earth-fill dams, also called earthen dams, rolled-earth dams or earth dams, are constructed as a simple
embankment
Embankment may refer to:
Geology and geography
* A levee, an artificial bank raised above the immediately surrounding land to redirect or prevent flooding by a river, lake or sea
* Embankment (earthworks), a raised bank to carry a road, railwa ...
of well-compacted earth. A
homogeneous rolled-earth dam is entirely constructed of one type of material but may contain a drain layer to collect seep water. A zoned-earth dam has distinct parts or zones of dissimilar material, typically a shell of locally plentiful material with a watertight
clay
Clay is a type of fine-grained natural soil material containing clay minerals (hydrous aluminium phyllosilicates, e.g. kaolin, Al2 Si2 O5( OH)4).
Clays develop plasticity when wet, due to a molecular film of water surrounding the clay par ...
core. Modern zoned-earth embankments employ filter and drain zones to collect and remove seep water and preserve the integrity of the downstream shell zone. An outdated method of zoned earth dam construction used a
hydraulic fill to produce a watertight core. Rolled-earth dams may also employ a watertight facing or core in the manner of a rock-fill dam. The frozen-core dam is a temporary earth dam occasionally used in high latitudes by circulating a coolant is through pipes inside the dam to maintain a watertight region of
permafrost within it.
Tarbela Dam
Tarbela Dam (, ) is an earth-filled dam along the Indus River in Pakistan's Khyber Pakhtunkhwa province. Located mainly in the Swabi district of the province, The dam is about from the city of Swabi, northwest of Islamabad, and east of Peshawa ...
is a large dam on the
Indus River in
Pakistan
Pakistan ( ur, ), officially the Islamic Republic of Pakistan ( ur, , label=none), is a country in South Asia. It is the world's fifth-most populous country, with a population of almost 243 million people, and has the world's second-lar ...
, about northwest of
Islamabad
Islamabad (; ur, , ) is the capital city of Pakistan. It is the country's ninth-most populous city, with a population of over 1.2 million people, and is federally administered by the Pakistani government as part of the Islamabad Capital ...
. Its height of above the river bed and reservoir make it the largest earth-filled dam in the world. The principal element of the project is an embankment long with a maximum height of . The dam used approximately 200 million cubic yards (152.8 million cu. meters) of fill, which makes it one of the largest man-made structures in the world.
Because earthen dams can be constructed from local materials, they can be cost-effective in regions where the cost of producing or bringing in concrete would be prohibitive.
Fixed-crest dams
A fixed-crest dam is a concrete barrier across a river. Fixed-crest dams are designed to maintain depth in the channel for navigation. They pose risks to boaters who may travel over them, as they are hard to spot from the water and create induced currents that are difficult to escape.
By size
There is variability, both worldwide and within individual countries, such as in the United States, in how dams of different sizes are categorized. Dam size influences construction, repair, and
removal costs and affects the dams’ potential range and magnitude of environmental disturbances.
Large dams
The
International Commission on Large Dams
The International Commission on Large Dams, or ICOLD, (french: Commission Internationale des Grands Barrages ''or CIGB'') is an international non-governmental organization dedicated to the sharing of professional information and knowledge of the de ...
(ICOLD) defines a "large dam" as "A dam with a height of or greater from lowest foundation to crest or a dam between metres and 15 metres impounding more than ". "Major dams" are over in height. The ''Report of the World Commission on Dams'' also includes in the "large" category, dams which are between high with a reservoir capacity of more than .
Hydropower
Hydropower (from el, ὕδωρ, "water"), also known as water power, is the use of falling or fast-running water to produce electricity or to power machines. This is achieved by converting the gravitational potential or kinetic energy of a w ...
dams can be classified as either "high-head" (greater than 30 m in height) or "low-head" (less than 30 m in height).
, ICOLD's World Register of Dams contains 58,700 large dam records.
The tallest dam in the world is the
Jinping-I Dam
The Jinping-I Dam () also known as the Jinping-I Hydropower Station or Jinping 1st Cascade, is a tall arch dam on the Jinping Bend of the Yalong River (Yalong Jiang) in Liangshan, Sichuan, China. Construction on the project began in 2005 and w ...
in
China.
Small dams
As with large dams, small dams have multiple uses, such as, but not limited to,
hydropower
Hydropower (from el, ὕδωρ, "water"), also known as water power, is the use of falling or fast-running water to produce electricity or to power machines. This is achieved by converting the gravitational potential or kinetic energy of a w ...
production, flood protection, and water storage. Small dams can be particularly useful on farms to capture runoff for later use, for example, during the dry season. Small scale dams have the potential to generate benefits without displacing people as well, and small, decentralised hydroelectric dams can aid rural development in developing countries. In the United States alone, there are approximately 2,000,000 or more "small" dams that are not included in the
Army Corps of Engineers National Inventory of dams The National Inventory of Dams (NID) is a congressionally authorized database documenting dams in the United States and its territories. It is maintained and published by the US Army Corps of Engineers
, colors =
, an ...
. Records of small dams are kept by state regulatory agencies and therefore information about small dams is dispersed and uneven in geographic coverage.
Countries worldwide consider small hydropower plants (SHPs) important for their energy strategies, and there has been a notable increase in interest in SHPs.
Couto and Olden (2018)
conducted a global study and found 82,891 small hydropower plants (SHPs) operating or under construction. Technical definitions of SHPs, such as their maximum generation capacity, dam height, reservoir area, etc., vary by country.
Non-jurisdictional dams
A dam is non-jurisdictional when its size (usually "small") excludes it from being subject to certain legal regulations. The technical criteria for categorising a dam as "jurisdictional" or "non-jurisdictional" varies by location. In the United States, each state defines what constitutes a non-jurisdictional dam. In the state of
Colorado
Colorado (, other variants) is a state in the Mountain states, Mountain West subregion of the Western United States. It encompasses most of the Southern Rocky Mountains, as well as the northeastern portion of the Colorado Plateau and the wes ...
a non-jurisdictional dam is defined as a dam creating a
reservoir
A reservoir (; from French ''réservoir'' ) is an enlarged lake behind a dam. Such a dam may be either artificial, built to store fresh water or it may be a natural formation.
Reservoirs can be created in a number of ways, including contro ...
with a capacity of 100 acre-feet or less and a surface area of 20 acres or less and with a height measured as defined in Rules 4.2.5.1. and 4.2.19 of 10 feet or less. In contrast, the state of
New Mexico
)
, population_demonym = New Mexican ( es, Neomexicano, Neomejicano, Nuevo Mexicano)
, seat = Santa Fe
, LargestCity = Albuquerque
, LargestMetro = Tiguex
, OfficialLang = None
, Languages = English, Spanish ( New Mexican), Navajo, Ke ...
defines a jurisdictional dam as 25 feet or greater in height and storing more than 15 acre-feet or a dam that stores 50 acre-feet or greater and is six feet or more in height (section 72-5-32 NMSA), suggesting that dams that do not meet these requirements are non-jurisdictional. Most US dams, 2.41 million of a total of 2.5 million dams, are not under the jurisdiction of any public agency (i.e., they are non-jurisdictional), nor are they listed on the
National Inventory of Dams The National Inventory of Dams (NID) is a congressionally authorized database documenting dams in the United States and its territories. It is maintained and published by the US Army Corps of Engineers
, colors =
, an ...
(NID).
Small dams incur risks similar to large dams. However, the absence of regulation (unlike more regulated large dams) and of an inventory of small dams (i.e., those that are non-jurisdictional) can lead to significant risks for both humans and ecosystems.
For example, according to the
US National Park Service
The National Park Service (NPS) is an agency of the United States federal government within the U.S. Department of the Interior that manages all national parks, most national monuments, and other natural, historical, and recreational propertie ...
(NPS), "Non-jurisdictional—means a structure which does not meet the minimum criteria, as listed in the Federal Guidelines for Dam Safety, to be included in dam safety programs. The non-jurisdictional structure does not receive a hazard classification and is not considered for any further requirements or activities under the NPS dam safety program." Small dams can be dangerous individually (i.e., they can fail), but also collectively, as an aggregation of small dams along a river or within a geographic area can multiply risks. Graham's 1999 study of US dam failures resulting in fatalities from 1960 to 1998 concluded that the failure of dams between 6.1 and 15 m high (typical height range of smaller dams
) caused 86% of the deaths, and the failure of dams less than 6.1 m high caused 2% of the deaths. Non-jurisdictional dams may pose hazards because their design, construction, maintenance, and surveillance is unregulated.
Scholars have noted that more research is needed to better understand the environmental impact of small dams
(e.g., their potential to alter the flow, temperature, sediment
and plant and animal diversity of a river).
By use
Saddle dam
A saddle dam is an auxiliary dam constructed to confine the reservoir created by a primary dam either to permit a higher water elevation and storage or to limit the extent of a reservoir for increased efficiency. An auxiliary dam is constructed in a low spot or "saddle" through which the reservoir would otherwise escape. On occasion, a reservoir is contained by a similar structure called a
dike
Dyke (UK) or dike (US) may refer to:
General uses
* Dyke (slang), a slang word meaning "lesbian"
* Dike (geology), a subvertical sheet-like intrusion of magma or sediment
* Dike (mythology), ''Dikē'', the Greek goddess of moral justice
* Dikes ...
to prevent inundation of nearby land. Dikes are commonly used for reclamation of arable land from a shallow lake, similar to a
levee, which is a wall or embankment built along a river or stream to protect adjacent land from flooding.
Weir
A weir (sometimes called an "overflow dam") is a small dam that is often used in a river channel to create an impoundment lake for water abstraction purposes and which can also be used for flow measurement or retardation.
Check dam
A check dam is a small dam designed to reduce flow velocity and control soil
erosion
Erosion is the action of surface processes (such as water flow or wind) that removes soil, rock, or dissolved material from one location on the Earth's crust, and then transports it to another location where it is deposited. Erosion is dis ...
. Conversely, a
wing dam
A wing dam or wing dike is a man made barrier that, unlike a conventional dam, only extends partway into a river. These structures force water into a fast-moving center channel which reduces the rate of sediment accumulation, while slowing water f ...
is a structure that only partly restricts a waterway, creating a faster channel that resists the accumulation of sediment.
Dry dam
A dry dam, also known as a flood retarding structure, is designed to control flooding. It normally holds back no water and allows the channel to flow freely, except during periods of intense flow that would otherwise cause flooding downstream.
Diversionary dam
A diversionary dam is designed to divert all or a portion of the flow of a river from its natural course. The water may be redirected into a canal or tunnel for irrigation and/or hydroelectric power production.
Underground dam
Underground dams are used to trap
groundwater
Groundwater is the water present beneath Earth's surface in rock and soil pore spaces and in the fractures of rock formations. About 30 percent of all readily available freshwater in the world is groundwater. A unit of rock or an unconsolidated ...
and store all or most of it below the surface for extended use in a localized area. In some cases, they are also built to prevent saltwater from intruding into a freshwater aquifer. Underground dams are typically constructed in areas where water resources are minimal and need to be efficiently stored, such as in deserts and on islands like the
Fukuzato Dam in
Okinawa
is a prefecture of Japan. Okinawa Prefecture is the southernmost and westernmost prefecture of Japan, has a population of 1,457,162 (as of 2 February 2020) and a geographic area of 2,281 km2 (880 sq mi).
Naha is the capital and largest city ...
, Japan. They are most common in
northeastern Africa and the arid areas of
Brazil
Brazil ( pt, Brasil; ), officially the Federative Republic of Brazil (Portuguese: ), is the largest country in both South America and Latin America. At and with over 217 million people, Brazil is the world's fifth-largest country by area ...
while also being used in the
southwestern United States, Mexico, India, Germany, Italy, Greece, France and Japan.
There are two types of underground dams: "sub-surface" and a "sand-storage". A sub-surface dam is built across an
aquifer
An aquifer is an underground layer of water-bearing, permeable rock, rock fractures, or unconsolidated materials ( gravel, sand, or silt). Groundwater from aquifers can be extracted using a water well. Aquifers vary greatly in their characteris ...
or drainage route from an impervious layer (such as solid bedrock) up to just below the surface. They can be constructed of a variety of materials to include bricks, stones, concrete, steel or PVC. Once built, the water stored behind the dam raises the water table and is then extracted with wells. A sand-storage dam is a weir built in stages across a stream or
wadi
Wadi ( ar, وَادِي, wādī), alternatively ''wād'' ( ar, وَاد), North African Arabic Oued, is the Arabic term traditionally referring to a valley. In some instances, it may refer to a wet (ephemeral) riverbed that contains water ...
. It must be strong, as floods will wash over its crest. Over time, sand accumulates in layers behind the dam, which helps store water and, most importantly, prevent
evaporation. The stored water can be extracted with a well, through the dam body, or by means of a drain pipe.
Tailings dam
A tailings dam is typically an earth-fill embankment dam used to store
tailings
In mining, tailings are the materials left over after the process of separating the valuable fraction from the uneconomic fraction (gangue) of an ore. Tailings are different to overburden, which is the waste rock or other material that overli ...
, which are produced during
mining
Mining is the extraction of valuable minerals or other geological materials from the Earth, usually from an ore body, lode, vein, seam, reef, or placer deposit. The exploitation of these deposits for raw material is based on the economic ...
operations after separating the valuable fraction from the uneconomic fraction of an
ore
Ore is natural rock or sediment that contains one or more valuable minerals, typically containing metals, that can be mined, treated and sold at a profit.Encyclopædia Britannica. "Ore". Encyclopædia Britannica Online. Retrieved 7 Apr ...
. Conventional water retention dams can serve this purpose, but due to cost, a tailings dam is more viable. Unlike water retention dams, a tailings dam is raised in succession throughout the life of the particular mine. Typically, a base or starter dam is constructed, and as it fills with a mixture of tailings and water, it is raised. Material used to raise the dam can include the tailings (depending on their size) along with soil.
There are three raised tailings dam designs, the "upstream", "downstream", and "centerline", named according to the movement of the crest during raising. The specific design used is dependent upon
topography
Topography is the study of the forms and features of land surfaces. The topography of an area may refer to the land forms and features themselves, or a description or depiction in maps.
Topography is a field of geoscience and planetary sc ...
, geology, climate, the type of tailings, and cost. An upstream tailings dam consists of
trapezoid
A quadrilateral with at least one pair of parallel sides is called a trapezoid () in American and Canadian English. In British and other forms of English, it is called a trapezium ().
A trapezoid is necessarily a convex quadrilateral in Eu ...
al embankments being constructed on top but toe to crest of another, moving the crest further upstream. This creates a relatively flat downstream side and a jagged upstream side which is supported by tailings
slurry in the impoundment. The downstream design refers to the successive raising of the embankment that positions the fill and crest further downstream. A centerlined dam has sequential embankment dams constructed directly on top of another while fill is placed on the downstream side for support and slurry supports the upstream side.
Because tailings dams often store toxic chemicals from the mining process, they have an impervious liner to prevent seepage. Water/slurry levels in the tailings pond must be managed for stability and environmental purposes as well.
By material
Steel dams
A
steel dam is a type of dam briefly experimented with around the start of the 20th century which uses steel plating (at an angle) and load-bearing beams as the structure. Intended as permanent structures, steel dams were an (failed) experiment to determine if a construction technique could be devised that was cheaper than masonry, concrete or earthworks, but sturdier than timber crib dams.
Timber dams
Timber
Lumber is wood that has been processed into dimensional lumber, including beams and planks or boards, a stage in the process of wood production. Lumber is mainly used for construction framing, as well as finishing (floors, wall panels, w ...
dams were widely used in the early part of the industrial revolution and in frontier areas due to ease and speed of construction. Rarely built in modern times because of their relatively short lifespan and the limited height to which they can be built, timber dams must be kept constantly wet in order to maintain their water retention properties and limit deterioration by rot, similar to a barrel. The locations where timber dams are most economical to build are those where timber is plentiful,
cement
A cement is a binder, a chemical substance used for construction that sets, hardens, and adheres to other materials to bind them together. Cement is seldom used on its own, but rather to bind sand and gravel ( aggregate) together. Cement mi ...
is costly or difficult to transport, and either a low head diversion dam is required or longevity is not an issue. Timber dams were once numerous, especially in the
North American West, but most have failed, been hidden under earth embankments, or been replaced with entirely new structures. Two common variations of timber dams were the "crib" and the "plank".
Timber crib dams were erected of heavy timbers or dressed logs in the manner of a
log house
A log house, or log building, is a structure built with horizontal logs interlocked at the corners by notching. Logs may be round, squared or hewn to other shapes, either handcrafted or milled. The term " log cabin" generally refers to a sm ...
and the interior filled with earth or rubble. The heavy crib structure supported the dam's face and the weight of the water.
Splash dam
A splash dam was a temporary wooden dam used to raise the water level in streams to float logs downstream to sawmills. By impounding water and allowing it to be released on the log drive's schedule, these dams allowed many more logs to be brought ...
s were timber crib dams used to help float
logs downstream in the late 19th and early 20th centuries.
"Timber plank dams" were more elegant structures that employed a variety of construction methods using heavy timbers to support a water retaining arrangement of planks.
Other types
Cofferdams
A
cofferdam
A cofferdam is an enclosure built within a body of water to allow the enclosed area to be pumped out. This pumping creates a dry working environment so that the work can be carried out safely. Cofferdams are commonly used for construction or re ...
is a barrier, usually temporary, constructed to exclude water from an area that is normally submerged. Made commonly of wood,
concrete
Concrete is a composite material composed of fine and coarse aggregate bonded together with a fluid cement (cement paste) that hardens (cures) over time. Concrete is the second-most-used substance in the world after water, and is the most wid ...
, or
steel sheet
piling
A deep foundation is a type of foundation that transfers building loads to the earth farther down from the surface than a shallow foundation does to a subsurface layer or a range of depths. A pile or piling is a vertical structural elemen ...
, cofferdams are used to allow construction on the
foundation
Foundation may refer to:
* Foundation (nonprofit), a type of charitable organization
** Foundation (United States law), a type of charitable organization in the U.S.
** Private foundation, a charitable organization that, while serving a good cause ...
of permanent dams, bridges, and similar structures. When the project is completed, the cofferdam will usually be demolished or removed unless the area requires continuous maintenance. (See also
causeway and
retaining wall
Retaining walls are relatively rigid walls used for supporting soil laterally so that it can be retained at different levels on the two sides.
Retaining walls are structures designed to restrain soil to a slope that it would not naturally keep to ...
.)
Common uses for cofferdams include the construction and repair of offshore oil platforms. In such cases, the cofferdam is fabricated from sheet steel and welded into place under water. Air is pumped into the space, displacing the water and allowing a dry work environment below the surface.
Natural dams
Dams can also be created by natural geological forces.
Lava dam
A volcanic dam is a type of natural dam produced directly or indirectly by volcanism, which holds or temporarily restricts the flow of surface water in existing streams, like a man-made dam. There are two main types of volcanic dams, those creat ...
s are formed when lava flows, often
basalt
Basalt (; ) is an aphanitic (fine-grained) extrusive igneous rock formed from the rapid cooling of low-viscosity lava rich in magnesium and iron (mafic lava) exposed at or very near the surface of a rocky planet or moon. More than 90 ...
ic, intercept the path of a stream or lake outlet, resulting in the creation of a natural impoundment. An example would be the eruptions of the
Uinkaret volcanic field
The Uinkaret volcanic field is an area of monogenetic volcanoes in northwestern Arizona, United States, located on the north rim of the Grand Canyon.
Lava flows from the Uinkaret volcanic field that have cascaded down into the Grand Canyon, ...
about 1.8 million–10,000 years ago, which created lava dams on the
Colorado River
The Colorado River ( es, Río Colorado) is one of the principal rivers (along with the Rio Grande) in the Southwestern United States and northern Mexico. The river drains an expansive, arid watershed that encompasses parts of seven U.S. s ...
in northern
Arizona
Arizona ( ; nv, Hoozdo Hahoodzo ; ood, Alĭ ṣonak ) is a state in the Southwestern United States. It is the 6th largest and the 14th most populous of the 50 states. Its capital and largest city is Phoenix. Arizona is part of the Fou ...
in the
United States
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territori ...
. The largest such lake grew to about in length before the failure of its dam.
Glacial activity can also form natural dams, such as the damming of the
Clark Fork in
Montana
Montana () is a state in the Mountain West division of the Western United States. It is bordered by Idaho to the west, North Dakota and South Dakota to the east, Wyoming to the south, and the Canadian provinces of Alberta, British Columb ...
by the
Cordilleran Ice Sheet, which formed the
Glacial Lake Missoula
Lake Missoula was a prehistoric proglacial lake in western Montana that existed periodically at the end of the last ice age between 15,000 and 13,000 years ago. The lake measured about and contained about of water, half the volume of Lake Mic ...
near the end of the last Ice Age.
Moraine deposits left behind by glaciers can also dam rivers to form lakes, such as at
Flathead Lake, also in Montana (see
Moraine-dammed lake
A moraine-dammed lake occurs when the terminal moraine has prevented some meltwater from leaving the valley. Its most common shape is that of a long ribbon (ribbon lake).
Example of moraine dammed lakes include:
*Argentina/Chile: General Carre ...
).
Natural disasters such as earthquakes and landslides frequently create
landslide dam
A landslide dam or barrier lake is the natural damming of a river by some kind of landslide, such as a debris flow, rock avalanche or volcanic eruption. If the damming landslide is caused by an earthquake, it may also be called a quake lake. Some ...
s in mountainous regions with unstable local geology. Historical examples include the
Usoi Dam
The Usoi Dam is a natural landslide dam along the Murghab River in Tajikistan. At high, it is the tallest dam in the world, either natural or man-made. The dam was created on February 18, 1911, when the 7.4- Ms Sarez earthquake caused a massive ...
in
Tajikistan
Tajikistan (, ; tg, Тоҷикистон, Tojikiston; russian: Таджикистан, Tadzhikistan), officially the Republic of Tajikistan ( tg, Ҷумҳурии Тоҷикистон, Jumhurii Tojikiston), is a landlocked country in Centr ...
, which blocks the
Murghab River
The Marghab River ( Persian/Pashto: مرغاب, ''Morqâb''), anciently the Margiana (Ancient Greek: Μαργιανή, ''Margianḗ''), is an long river in Central Asia. It rises in the Paropamisus Mountains (''Selseleh-ye Safīd Kūh'') in Ghor ...
to create
Sarez Lake
Sarez Lake (russian: Сарезское озеро; tg, Сарез кӯл, Sarez Kūl) is a lake in Rushon District of Gorno-Badakhshan province, Tajikistan. Length about , depth few hundred meters, water surface elevation about above sea leve ...
. At high, it is the tallest dam in the world, including both natural and man-made dams. A more recent example would be the creation of
Attabad Lake
Attabad Lake ( ur, ) is a lake located in the Gojal region of Hunza Valley in Gilgit−Baltistan, Pakistan. It was created in January 2010 as the result of a major landslide in Attabad. The lake has become one of the biggest tourist attra ...
by a landslide on
Pakistan
Pakistan ( ur, ), officially the Islamic Republic of Pakistan ( ur, , label=none), is a country in South Asia. It is the world's fifth-most populous country, with a population of almost 243 million people, and has the world's second-lar ...
's
Hunza River
Hunza River ( ur, ) is the principal river of Hunza in Gilgit–Baltistan, Pakistan It is formed by the confluence of the Chapursan and Khunjerab ''nalas'' (gorges) which are fed by glaciers. It is joined by the Gilgit River and the Naltar ...
.
Natural dams often pose significant hazards to human settlements and infrastructure. The resulting lakes often flood inhabited areas, while a catastrophic failure of the dam could cause even greater damage, such as the failure of western
Wyoming
Wyoming () is a state in the Mountain West subregion of the Western United States. It is bordered by Montana to the north and northwest, South Dakota and Nebraska to the east, Idaho to the west, Utah to the southwest, and Colorado to the s ...
's
Gros Ventre landslide
The Gros Ventre landslide ( ) is in the Gros Ventre Wilderness of Bridger-Teton National Forest, Wyoming, United States. The Gros Ventre landslide is east of Jackson Hole valley and Grand Teton National Park.
The landslide occurred on June 23, ...
in 1927, which wiped out the town of
Kelly
Kelly may refer to:
Art and entertainment
* Kelly (Kelly Price album)
* Kelly (Andrea Faustini album)
* ''Kelly'' (musical), a 1965 musical by Mark Charlap
* "Kelly" (song), a 2018 single by Kelly Rowland
* ''Kelly'' (film), a 1981 Canadi ...
resulting in the deaths of six people.
= Beaver dams
=
Beavers create dams primarily out of mud and sticks to flood a particular habitable area. By flooding a parcel of land, beavers can navigate below or near the surface and remain relatively well hidden or protected from predators. The flooded region also allows beavers access to food, especially during the winter.
Construction elements
Power generation plant
, hydroelectric power, mostly from dams, supplies some 19% of the world's electricity, and over 63% of
renewable energy.
[Renewables Global Status Report 2006 Update](_blank)
, ''REN21
REN21 (Renewable Energy Policy Network for the 21st Century) is a think tank and a multistakeholder governance group which is focused on renewable energy policy.
REN21's goal is to facilitate policy development, knowledge exchange, and joint ac ...
'', published 2006, accessed 16 May 2007 Much of this is generated by large dams, although
China uses small-scale hydro generation on a wide scale and is responsible for about 50% of world use of this type of power.
Most hydroelectric power comes from the
potential energy of dammed water driving a
water turbine
A water turbine is a rotary machine that converts kinetic energy and potential energy of water into mechanical work.
Water turbines were developed in the 19th century and were widely used for industrial power prior to electrical grids. Now, ...
and
generator; to boost the power generation capabilities of a dam, the water may be run through a large pipe called a
penstock
A penstock is a sluice or gate or intake structure that controls water flow, or an enclosed pipe that delivers water to hydro turbines and sewerage systems. The term is inherited from the earlier technology of mill ponds and watermills.
H ...
before the
turbine
A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced by a turbine can be used for generating ...
. A variant on this simple model uses
pumped-storage hydroelectricity to produce electricity to match periods of high and low demand, by moving water between
reservoir
A reservoir (; from French ''réservoir'' ) is an enlarged lake behind a dam. Such a dam may be either artificial, built to store fresh water or it may be a natural formation.
Reservoirs can be created in a number of ways, including contro ...
s at different elevations. At times of low electrical demand, excess generation capacity is used to pump water into the higher reservoir. When there is higher demand, water is released back into the lower reservoir through a turbine. (For example, see
Dinorwig Power Station.)
Spillways
A spillway is a section of a dam designed to pass water from the upstream side of a dam to the downstream side. Many spillways have
floodgate
Floodgates, also called stop gates, are adjustable gates used to control water flow in flood barriers, reservoir, river, stream, or levee systems. They may be designed to set spillway crest heights in dams, to adjust flow rates in sluices a ...
s designed to control the flow through the spillway. There are several types of spillway. A "service spillway" or "primary spillway" passes normal flow. An "auxiliary spillway" releases flow in excess of the capacity of the service spillway. An "emergency spillway" is designed for extreme conditions, such as a serious malfunction of the service spillway. A "
fuse plug
A fuse plug is a collapsible dam installed on spillways in dams to increase the dam's capacity.
The principle behind the fuse plug is that the majority of water that overflows a dam's spillway can be safely dammed except in high flood condition ...
spillway" is a low embankment designed to be overtopped and washed away in the event of a large flood. The elements of a fuse plug are independent free-standing blocks, set side by side which work without any remote control. They allow increasing the normal pool of the dam without compromising the security of the dam because they are designed to be gradually evacuated for exceptional events. They work as fixed weirs at times by allowing overflow in common floods.
A spillway can be gradually
eroded
Erosion is the action of surface processes (such as water flow or wind) that removes soil, rock, or dissolved material from one location on the Earth's crust, and then transports it to another location where it is deposited. Erosion is disti ...
by water flow, including
cavitation or
turbulence
In fluid dynamics, turbulence or turbulent flow is fluid motion characterized by chaotic changes in pressure and flow velocity. It is in contrast to a laminar flow, which occurs when a fluid flows in parallel layers, with no disruption between ...
of the water flowing over the spillway, leading to its failure. It was the inadequate design of the spillway and installation of fish screens that led to the 1889 over-topping of the
South Fork Dam
The South Fork Dam was an earthenwork dam forming Lake Conemaugh (formerly Western Reservoir, also known as the Old Reservoir and Three Mile Dam, a misnomer), an artificial body of water near South Fork, Pennsylvania, United States. On May 31, 1 ...
in
Johnstown, Pennsylvania
Johnstown is a city in Cambria County, Pennsylvania, United States. The population was 18,411 as of the 2020 census. Located east of Pittsburgh, Johnstown is the principal city of the Johnstown, Pennsylvania, Metropolitan Statistical Area, whi ...
, resulting in the
Johnstown Flood
The Johnstown Flood (locally, the Great Flood of 1889) occurred on Friday, May 31, 1889, after the catastrophic failure of the South Fork Dam, located on the south fork of the Little Conemaugh River, upstream of the town of Johnstown, Pennsylv ...
(the "great flood of 1889").
Erosion rates are often monitored, and the risk is ordinarily minimized, by shaping the downstream face of the spillway into a curve that minimizes turbulent flow, such as an
ogee
An ogee ( ) is the name given to objects, elements, and curves—often seen in architecture and building trades—that have been variously described as serpentine-, extended S-, or sigmoid-shaped. Ogees consist of a "double curve", the combinat ...
curve.
Dam creation
Common purposes
Some of these purposes are conflicting, and the dam operator needs to make dynamic tradeoffs. For example, power generation and water supply would keep the reservoir high, whereas flood prevention would keep it low. Many dams in areas where precipitation fluctuates in an annual cycle will also see the reservoir fluctuate annually in an attempt to balance these different purposes. Dam management becomes a complex exercise amongst competing stakeholders.
Location
One of the best places for building a dam is a narrow part of a deep river valley; the valley sides can then act as natural walls. The primary function of the dam's structure is to fill the gap in the natural reservoir line left by the stream channel. The sites are usually those where the gap becomes a minimum for the required storage capacity. The most economical arrangement is often a composite structure such as a
masonry
Masonry is the building of structures from individual units, which are often laid in and bound together by mortar; the term ''masonry'' can also refer to the units themselves. The common materials of masonry construction are bricks, building ...
dam flanked by earth embankments. The current use of the land to be flooded should be dispensable.
Significant other
engineering
Engineering is the use of scientific principles to design and build machines, structures, and other items, including bridges, tunnels, roads, vehicles, and buildings. The discipline of engineering encompasses a broad range of more speciali ...
and
engineering geology
Engineering geology is the application of geology to engineering study for the purpose of assuring that the geological factors regarding the location, design, construction, operation and maintenance of engineering works are recognized and accou ...
considerations when building a dam include:
*
Permeability of the surrounding rock or soil
*
Earthquake
An earthquake (also known as a quake, tremor or temblor) is the shaking of the surface of the Earth resulting from a sudden release of energy in the Earth's lithosphere that creates seismic waves. Earthquakes can range in intensity, fr ...
faults
*
Landslides and
slope stability
Slope stability analysis is a static or dynamic, analytical or empirical method to evaluate the stability of earth and rock-fill dams, embankments, excavated slopes, and natural slopes in soil and rock. Slope stability refers to the condition of i ...
* Water table
* Peak flood flows
* Reservoir silting
*
Environmental impacts
Environmental issues are effects of human activity on the biophysical environment, most often of which are harmful effects that cause environmental degradation. Environmental protection is the practice of protecting the natural environment on t ...
on river fisheries, forests and wildlife (see also
fish ladder
A fish ladder, also known as a fishway, fish pass, fish steps, or fish cannon is a structure on or around artificial and natural barriers (such as dams, locks and waterfalls) to facilitate diadromous fishes' natural migration as well as move ...
)
* Impacts on human habitations
* Compensation for land being flooded as well as population resettlement
* Removal of toxic materials and buildings from the proposed reservoir area
Impact assessment
Impact is assessed in several ways: the benefits to human society arising from the dam (agriculture, water, damage prevention and power), harm or benefit to nature and wildlife, impact on the geology of an area (whether the change to water flow and levels will increase or decrease stability), and the disruption to human lives (relocation, loss of
archeological or cultural matters underwater).
Environmental impact
Reservoirs held behind dams affect many ecological aspects of a river. Rivers topography and dynamics depend on a wide range of flows, whilst rivers below dams often experience long periods of very stable flow conditions or sawtooth flow patterns caused by releases followed by no releases. Water releases from a reservoir including that exiting a turbine usually contain very little suspended sediment, and this, in turn, can lead to scouring of river beds and loss of riverbanks; for example, the daily cyclic flow variation caused by the
Glen Canyon Dam was a contributor to
sand bar erosion
Erosion is the action of surface processes (such as water flow or wind) that removes soil, rock, or dissolved material from one location on the Earth's crust, and then transports it to another location where it is deposited. Erosion is dis ...
.
Older dams often lack a
fish ladder
A fish ladder, also known as a fishway, fish pass, fish steps, or fish cannon is a structure on or around artificial and natural barriers (such as dams, locks and waterfalls) to facilitate diadromous fishes' natural migration as well as move ...
, which keeps many fish from moving upstream to their natural breeding grounds, causing failure of breeding cycles or blocking of migration paths. Even fish ladders do not prevent a reduction in fish reaching the
spawning
Spawn is the eggs and sperm released or deposited into water by aquatic animals. As a verb, ''to spawn'' refers to the process of releasing the eggs and sperm, and the act of both sexes is called spawning. Most aquatic animals, except for aquat ...
grounds upstream. In some areas, young fish ("smolt") are transported downstream by
barge
Barge nowadays generally refers to a flat-bottomed inland waterway vessel which does not have its own means of mechanical propulsion. The first modern barges were pulled by tugs, but nowadays most are pushed by pusher boats, or other vessels ...
during parts of the year. Turbine and power-plant designs that have a lower impact upon aquatic life are an active area of research.
At the same time, however, some particular dams may contribute to the establishment of better conditions for some kinds of fish and other aquatic organisms. Studies have demonstrated the key role played by tributaries in the downstream direction from the main river impoundment, which influenced local environmental conditions and beta diversity patterns of each biological group.
[Lansac-Tôha, Fernando Miranda (2019).] Both replacement and richness differences contributed to high values of total beta diversity for fish (average = 0.77) and phytoplankton (average = 0.79), but their relative importance was more associated with the replacement component for both biological groups (average = 0.45 and 0.52, respectively).
A study conducted by de Almeida, R. A., Steiner, M.T.A and others found that, while some species declined in population by more than 30% after the building of the dam, others increased their population by 28%.
[Almeida, Ricardo (2018).] Such changes may be explained by the fact that the fish obtained "different feeding habits, with almost all species being found in more than one group.
A large dam can cause the loss of entire
ecospheres, including
endangered
An endangered species is a species that is very likely to become extinct in the near future, either worldwide or in a particular political jurisdiction. Endangered species may be at risk due to factors such as habitat loss, poaching and in ...
and undiscovered species in the area, and the replacement of the original environment by a new inland lake.
Large reservoirs formed behind dams have been indicated in the contribution of
seismic activity
An earthquake (also known as a quake, tremor or temblor) is the shaking of the surface of the Earth resulting from a sudden release of energy in the Earth's lithosphere that creates seismic waves. Earthquakes can range in intensity, fr ...
, due to changes in water load and/or the height of the water table. However, this is a mistaken assumption, because the relatively marginal stress attributed to the water load is orders of magnitude lesser than the force of an earthquake. The increased stress from the water load is insufficient to fracture the earth's crust, and thus does not increase the severity of an earthquake.
Dams are also found to influence
global warming
In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to E ...
. The changing water levels in
reservoirs are a source for greenhouse gases like
methane
Methane ( , ) is a chemical compound with the chemical formula (one carbon atom bonded to four hydrogen atoms). It is a group-14 hydride, the simplest alkane, and the main constituent of natural gas. The relative abundance of methane on Ea ...
. While dams and the water behind them cover only a small portion of earth's surface, they harbour biological activity that can produce large quantities of greenhouse gases.
Human social impact
Dams' impact on human society is significant.
Nick Cullather argues in ''Hungry World: America's Cold War Battle Against Poverty in Asia'' that dam construction requires
the state
A state is a centralized political organization that imposes and enforces rules over a population within a territory. There is no undisputed definition of a state. One widely used definition comes from the German sociologist Max Weber: a "stat ...
to displace people in the name of the
common good
In philosophy, economics, and political science, the common good (also commonwealth, general welfare, or public benefit) is either what is shared and beneficial for all or most members of a given community, or alternatively, what is achieved by c ...
, and that it often leads to abuses of the masses by planners. He cites
Morarji Desai
Morarji Ranchhodji Desai (29 February 1896 – 10 April 1995) was an Indian independence activist and politician who served as the 4th Prime Minister of India between 1977 to 1979 leading the government formed by the Janata Party. During his ...
, Interior Minister of India, in 1960 speaking to villagers upset about the
Pong Dam
The Pong Dam, also known as the Beas Dam, is an earth-fill embankment dam on the Beas River in the state of Himachal Pradesh, India, just upstream of Talwara. The purpose of the dam is water storage for irrigation and hydroelectric power genera ...
, who threatened to "release the waters" and drown the villagers if they did not cooperate.
The
Three Gorges Dam
The Three Gorges Dam is a hydroelectric gravity dam that spans the Yangtze River by the town of Sandouping, in Yiling District, Yichang, Hubei province, central China, downstream of the Three Gorges. The Three Gorges Dam has been the world' ...
on the
Yangtze River
The Yangtze or Yangzi ( or ; ) is the longest list of rivers of Asia, river in Asia, the list of rivers by length, third-longest in the world, and the longest in the world to flow entirely within one country. It rises at Jari Hill in th ...
in
China is more than five times the size of the
Hoover Dam (
U.S.
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territori ...
). It creates a reservoir long to be used for
flood control
Flood control methods are used to reduce or prevent the detrimental effects of flood waters."Flood Control", MSN Encarta, 2008 (see below: Further reading). Flood relief methods are used to reduce the effects of flood waters or high water level ...
and hydropower generation. Its construction required the loss of over a million people's homes and their mass relocation, the loss of many valuable archaeological and cultural sites, and significant ecological change.
During the
2010 China floods
The 2010 China floods began in early May 2010.. Three hundred and ninety-two people died, and a further 232 people were reported missing as of June 30, 2010, including 57 people in a landslide in Guizhou. Fifty-three of the deaths occurred from t ...
, the dam held back a what would have been a
disastrous flood and the huge reservoir rose by 4 m (13 ft) overnight.
In 2008, it was estimated that 40–80 million people worldwide have been displaced from their homes as a result of dam construction.
Economics
Construction of a
hydroelectric plant
Hydroelectricity, or hydroelectric power, is electricity generated from hydropower (water power). Hydropower supplies one sixth of the world's electricity, almost 4500 TWh in 2020, which is more than all other renewable sources combined an ...
requires a long lead time for site studies,
hydrological
Hydrology () is the scientific study of the movement, distribution, and management of water on Earth and other planets, including the water cycle, water resources, and environmental watershed sustainability. A practitioner of hydrology is calle ...
studies, and
environmental impact assessments, and are large-scale projects in comparison to carbon-based power generation. The number of sites that can be economically developed for hydroelectric production is limited; new sites tend to be far from population centers and usually require extensive
power transmission
Power transmission is the movement of energy from its place of generation to a location where it is applied to perform useful work.
Power is defined formally as units of energy per unit time. In SI units:
:\text = \frac = \frac
Since the develo ...
lines. Hydroelectric generation can be vulnerable to major changes in the
climate
Climate is the long-term weather pattern in an area, typically averaged over 30 years. More rigorously, it is the mean and variability of meteorological variables over a time spanning from months to millions of years. Some of the meteorologi ...
, including variations in
rainfall
Rain is water droplets that have condensed from atmospheric water vapor and then fall under gravity. Rain is a major component of the water cycle and is responsible for depositing most of the fresh water on the Earth. It provides water f ...
, ground and surface
water level
Water level, also known as gauge height or stage, is the elevation of the free surface of a sea, stream, lake or reservoir relative to a specified vertical datum.ISO 772: 1996. Hydrometric determinations – Vocabulary and symbols.
See also
* ...
s, and glacial melt, causing additional expenditure for the extra capacity to ensure sufficient power is available in low-water years.
Once completed, if it is well designed and maintained, a hydroelectric power source is usually comparatively cheap and reliable. It has no fuel and low escape risk, and as an
clean energy
Clean may refer to:
* Cleaning, the process of removing unwanted substances, such as dirt, infectious agents, and other impurities, from an object or environment
* Cleanliness, the state of being clean and free from dirt
Arts and media Music A ...
source it is cheaper than both nuclear and wind power.
It is more easily regulated to store water as needed and generate high power levels on demand compared to
wind power
Wind power or wind energy is mostly the use of wind turbines to generate electricity. Wind power is a popular, sustainable, renewable energy source that has a much smaller impact on the environment than burning fossil fuels. Historically ...
.
Reservoir and dam improvements
Despite some positive effects, the construction of dams severely affects river ecosystems leading to degraded riverine ecosystems as part of the hydrological alteration.
[Ren, Kang (2019).] One of the main ways to reduce the negative impacts of reservoirs and dams is to implement the newest nature-based reservoir optimization model for resolving the conflict in human water demand and riverine ecosystem protection.
Dam removal
Water
Water (chemical formula ) is an Inorganic compound, inorganic, transparent, tasteless, odorless, and Color of water, nearly colorless chemical substance, which is the main constituent of Earth's hydrosphere and the fluids of all known living ...
and
sediment
Sediment is a naturally occurring material that is broken down by processes of weathering and erosion, and is subsequently transported by the action of wind, water, or ice or by the force of gravity acting on the particles. For example, sa ...
flows can be re-established by removing dams from a river. Dam removal is considered appropriate when the dam is old and
maintenance costs exceed the expense of its removal.
Some effects of dam removal include
erosion
Erosion is the action of surface processes (such as water flow or wind) that removes soil, rock, or dissolved material from one location on the Earth's crust, and then transports it to another location where it is deposited. Erosion is dis ...
of sediment in the
reservoir
A reservoir (; from French ''réservoir'' ) is an enlarged lake behind a dam. Such a dam may be either artificial, built to store fresh water or it may be a natural formation.
Reservoirs can be created in a number of ways, including contro ...
, increased
sediment supply downstream, increased river width and
braiding
A braid (also referred to as a plait) is a complex structure or pattern formed by interlacing two or more strands of flexible material such as textile yarns, wire, or hair.
The simplest and most common version is a flat, solid, three-strande ...
, re-establishment of natural water temperatures and
recolonisation of
habitats that were previously unavailable due to dams.
The world’s largest
dam removal
Dam removal is the process of demolishing a dam, returning water flow to the river. Arguments for dam removal consider whether their negative effects outweigh their benefits. The benefits of dams include hydropower production, flood control, i ...
occurred on the
Elwha river
The Elwha River is a river on the Olympic Peninsula in the U.S. state of Washington. From its source at Elwha snowfinger in the Olympic Mountains, it flows generally north to the Strait of Juan de Fuca. Most of the river's course is within the O ...
in the
U.S. state of Washington (see
Restoration of the Elwha River). Two dams, the
Elwha and
Glynes Canyon dams, were removed between 2011 and 2014 that together stored approximately 30
Mt of sediment.
As a result, the delivery of
sediment
Sediment is a naturally occurring material that is broken down by processes of weathering and erosion, and is subsequently transported by the action of wind, water, or ice or by the force of gravity acting on the particles. For example, sa ...
and
wood
Wood is a porous and fibrous structural tissue found in the stems and roots of trees and other woody plants. It is an organic materiala natural composite of cellulose fibers that are strong in tension and embedded in a matrix of lignin ...
to the downstream
river
A river is a natural flowing watercourse, usually freshwater, flowing towards an ocean, sea, lake or another river. In some cases, a river flows into the ground and becomes dry at the end of its course without reaching another body of w ...
and
delta
Delta commonly refers to:
* Delta (letter) (Δ or δ), a letter of the Greek alphabet
* River delta, at a river mouth
* D ( NATO phonetic alphabet: "Delta")
* Delta Air Lines, US
* Delta variant of SARS-CoV-2 that causes COVID-19
Delta may also ...
were
re-established. Approximately 65% of the sediment stored in the
reservoirs
A reservoir (; from French ''réservoir'' ) is an enlarged lake behind a dam. Such a dam may be either artificial, built to store fresh water or it may be a natural formation.
Reservoirs can be created in a number of ways, including control ...
eroded, of which ~10% was deposited in the
riverbed
A stream bed or streambed is the bottom of a stream or river (bathymetry) or the physical confine of the normal water flow ( channel). The lateral confines or channel margins are known as the stream banks or river banks, during all but flood ...
. The remaining ~90% was transported to the
coast
The coast, also known as the coastline or seashore, is defined as the area where land meets the ocean, or as a line that forms the boundary between the land and the coastline. The Earth has around of coastline. Coasts are important zones in ...
. In total, renewed sediment delivery caused approximately 60 ha of
delta
Delta commonly refers to:
* Delta (letter) (Δ or δ), a letter of the Greek alphabet
* River delta, at a river mouth
* D ( NATO phonetic alphabet: "Delta")
* Delta Air Lines, US
* Delta variant of SARS-CoV-2 that causes COVID-19
Delta may also ...
growth, and also resulted in increased
river braiding.
Dam failure
Dam failures are generally catastrophic if the structure is breached or significantly damaged. Routine
deformation monitoring
Deformation monitoring (also referred to as deformation survey) is the systematic measurement and tracking of the alteration in the shape or dimensions of an object as a result of stresses induced by applied loads. Deformation monitoring is a major ...
and monitoring of seepage from drains in and around larger dams is useful to anticipate any problems and permit remedial action to be taken before structural failure occurs. Most dams incorporate mechanisms to permit the reservoir to be lowered or even drained in the event of such problems. Another solution can be rock
grouting –
pressure pumping Portland cement
Portland cement is the most common type of cement in general use around the world as a basic ingredient of concrete, mortar, stucco, and non-specialty grout. It was developed from other types of hydraulic lime in England in the early 19th ...
slurry into weak fractured rock.
During an armed conflict, a dam is to be considered as an "installation containing dangerous forces" due to the massive impact of possible destruction on the civilian population and the environment. As such, it is protected by the rules of
international humanitarian law
International humanitarian law (IHL), also referred to as the laws of armed conflict, is the law that regulates the conduct of war ('' jus in bello''). It is a branch of international law that seeks to limit the effects of armed conflict by pro ...
(IHL) and shall not be made the object of attack if that may cause severe losses among the civilian population. To facilitate the identification, a
protective sign Protective signs are symbols to be used during an armed conflict to mark persons and objects under the protection of various treaties of international humanitarian law (IHL). While their essential meaning can be summarized as "Don't shoot" or "Don't ...
consisting of three bright orange circles placed on the same axis is defined by the rules of IHL.
The main causes of dam failure include inadequate spillway capacity, piping through the embankment, foundation or abutments, spillway design error (
South Fork Dam
The South Fork Dam was an earthenwork dam forming Lake Conemaugh (formerly Western Reservoir, also known as the Old Reservoir and Three Mile Dam, a misnomer), an artificial body of water near South Fork, Pennsylvania, United States. On May 31, 1 ...
), geological instability caused by changes to water levels during filling or poor surveying (
Vajont
Vajont ( Western Friulian: ) is a valley in the area of Longarone, in the province of Pordenone, north-eastern Italy.
History
The municipality was founded in 1971 on the municipal territory of Maniago. It was built to rehome the people evacuated ...
,
Malpasset
The Malpasset Dam was an arch dam (convex surface facing upstream) on the Reyran, Reyran River, north of Fréjus on the French Riviera. It collapsed on 2 December 1959, killing 423 people in the resulting flood. The breach was caused by a tectoni ...
,
Testalinden Creek dams), poor maintenance, especially of outlet pipes (
Lawn Lake Dam,
Val di Stava Dam collapse
The Val di Stava Dam collapse occurred on 19 July 1985, when two tailings dams above the village of Stava, near Tesero, Italy, failed. It resulted in one of Italy's worst disasters, killing 268 people, destroying 63 buildings and demolishing eigh ...
), extreme rainfall (
Shakidor Dam Shadi Kaur Dam (also "Shadikor") was a dam located on the Shadi Kaur river about north of Pasni in Balochistan province of Pakistan. The dam was long. It was constructed in 2003 at a cost of 45 million Pakistani Rupees ($758,853) to provide irri ...
),
earthquake
An earthquake (also known as a quake, tremor or temblor) is the shaking of the surface of the Earth resulting from a sudden release of energy in the Earth's lithosphere that creates seismic waves. Earthquakes can range in intensity, fr ...
s, and human, computer or design error (
Buffalo Creek Flood,
Dale Dike Reservoir,
Taum Sauk pumped storage plant
The Taum Sauk pumped storage plant is a power station in the St. Francois mountain region of Missouri, United States about south of St. Louis near Lesterville, Missouri, in Reynolds County. It is operated by Ameren Missouri.
The pumped-sto ...
).
A notable case of deliberate dam failure (prior to the above ruling) was the
Royal Air Force
The Royal Air Force (RAF) is the United Kingdom's air and space force. It was formed towards the end of the First World War on 1 April 1918, becoming the first independent air force in the world, by regrouping the Royal Flying Corps (RFC) an ...
'Dambusters' raid on
Germany
Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated betwe ...
in
World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
(codenamed "
Operation Chastise
Operation Chastise or commonly known as the Dambusters Raid was an attack on Nazi Germany, German dams carried out on the night of 16/17 May 1943 by No. 617 Squadron RAF, 617 Squadron RAF Bomber Command, later called the Dam Busters, using sp ...
"), in which three German dams were selected to be breached in order to damage German infrastructure and manufacturing and power capabilities deriving from the
Ruhr and
Eder rivers. This raid later became the basis for several films.
Since 2007, the Dutch
IJkdijk
The IJkdijk is a facility in the Netherlands to test dikes and to develop sensor network technologies for early warning systems. Furthermore, the sensor network will be able to detect many water-related environmental factors that affect the heal ...
foundation is developing, with an
open innovation
Open innovation is a term used to promote an information age mindset toward innovation that runs counter to the secrecy and silo mentality of traditional corporate research labs. The benefits and driving forces behind increased openness have bee ...
model and early warning system for levee/dike failures. As a part of the development effort, full-scale dikes are destroyed in the IJkdijk fieldlab. The destruction process is monitored by sensor networks from an international group of companies and scientific institutions.
See also
*
*
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*
*
*
List of dams and reservoirs
*
List of largest dams
The following table lists the largest man-made dams by volume of fill/structure. By general definition, a dam is a barrier that impounds water or underground streams, hence tailings dams are relegated to a separate list. Data on volume of structu ...
*
List of tallest dams
This is a list of the tallest dams in the world over in height. The tallest dam in the world is the Jinping-I Dam, an arch dam in China at . The tallest embankment dam and second tallest dam in the world is the Nurek Dam in Tajikistan. The tal ...
*
*
*
Notes
Sources
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Further reading
* Khagram, Sanjeev. ''Dams and Development: Transnational Struggles for Water and Power''. Ithaca: Cornell University Press 2004.
* McCully, Patrick. ''Silenced Rivers: The Ecology and Politics of Large Dams''. London: Zed. 2001.
External links
Basic Terms of Dam CharacteristicsGravity Dam AnalysisStructurae: Dams and Retaining Structures
{{Authority control
Barrages (dam)
Hydraulic structures