UK Patent Number 394,325
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300px, Professional recorder for cutting stereo Mastering (audio), master disks. Actuators for two stereo channels are placed at +45° and −45° to the vertical axis. The 45/45 recording system was proposed by Blumlein in patent 394325, tested in December 1933 and January 1934, and became a worldwide standard in the 1950s The United Kingdom patent 394325 Improvements in and relating to Sound-transmission, Sound-recording and Sound-reproducing Systems is a fundamental work on stereophonic sound, written by
Alan Blumlein Alan Dower Blumlein (; 29 June 1903 – 7 June 1942) was an English electronics engineer, notable for his many inventions in telecommunications, sound recording, stereophonic sound, television and radar. He received 128 patents and was considere ...
in 1931 and published in 1933. The work exists only in the form of a patent and two accompanying memos addressed to Isaac Shoenberg. The text is exceptionally long for a patent of the period, having 70 numbered claims. It contains a brief summary of
sound localization Sound localization is a listener's ability to identify the location or origin of a detected sound in direction and distance. The sound localization mechanisms of the mammalian auditory system have been extensively studied. The auditory system u ...
theory, a roadmap for introduction of
surround sound Surround sound is a technique for enriching the fidelity and depth of sound reproduction by using multiple audio channels from speakers that surround the listener ( surround channels). Its first application was in movie theaters. Prior to ...
in
sound film A sound film is a Film, motion picture with synchronization, synchronized sound, or sound technologically coupled to image, as opposed to a silent film. The first known public exhibition of projected sound films took place in Paris in 1900, bu ...
and
recording industry A record, recording or records may refer to: An item or collection of data Computing * Record (computer science), a data structure ** Record, or row (database), a set of fields in a database related to one entity ** Boot sector or boot record, r ...
, and a description of Blumlein's inventions related to stereophony, notably the matrix processing of stereo signals, the Blumlein stereo microphone and the 45/45 mechanical recording system. In 1933–1935 Blumlein built experimental stereo recording equipment and recorded two sets of stereo recordings using mechanical and optical media. Commercial implementation of his invention became a reality in the late 1950s, when the patent had expired. Blumlein's 45/45 system became a worldwide standard for stereo
LP record The LP (from long playing or long play) is an Analog recording, analog sound storage medium, specifically a phonograph record format characterized by: a speed of  revolutions per minute, rpm; a 12- or 10-inch (30- or 25-cm) diameter; use ...
s, and Blumlein himself was proclaimed "the inventor of stereo".


Background

In 1881
Clément Ader Clément Ader (; 2 April 1841 – 3 May 1925) was a French inventor and engineer who was born near Toulouse in Muret, Haute-Garonne, and died in Toulouse. He is remembered primarily for his pioneering work in aviation. In 1870 he was also one o ...
presented the ''
Théâtrophone Théâtrophone (, "the theatre phone") was a telephony, telephonic distribution system available in portions of Europe that allowed the subscribers to listen to opera and theatre performances over the telephone lines. The théâtrophone evolved fr ...
'' – a working system for live delivery of opera performances over
telephone line A telephone line or telephone circuit (or just line or circuit industrywide) is a single-user circuit on a telephone communication system. It is designed to reproduce speech of a quality that is understandable. It is the physical wire or oth ...
s. Also reprinted in The théâtrophone was a one-to-one network, employing one
carbon microphone The carbon microphone, also known as carbon button microphone, button microphone, or carbon transmitter, is a type of microphone, a transducer that converts sound to an electrical audio signal. It consists of two metal plates separated by granu ...
to energize one remote telephone receiver, and required rows of microphones placed along the stage. While experimenting with parallel lines, Ader accidentally discovered stereo effect. By placing pairs of microphones at either side of the stage, near the footlights, Ader achieved strong binaural sound localization, simulating the effect of sitting at the edge of the stage, hearing actors and instruments as if they were spread in front of the listener. Ader himself explained the effect as the result of the differences in apparent loudness registered by the ears of the listener. Binaural théâtrophone, advertized as "auro-stereroscopic" or "binaural audition" failed to attract customers due to the need to have two telephone lines per subscriber, and overall low fidelity. Conventional, monaural théâtrophone operated successfully in France,
Hungary Hungary is a landlocked country in Central Europe. Spanning much of the Pannonian Basin, Carpathian Basin, it is bordered by Slovakia to the north, Ukraine to the northeast, Romania to the east and southeast, Serbia to the south, Croatia and ...
, Italy and the United Kingdom until the end of the 1920s. In the 1900s
Lord Rayleigh John William Strutt, 3rd Baron Rayleigh ( ; 12 November 1842 – 30 June 1919), was an English physicist who received the Nobel Prize in Physics in 1904 "for his investigations of the densities of the most important gases and for his discovery ...
formulated the scientific sound localization theory. In Rayleigh's model, human hearing localizes low-frequency sounds based on
phase Phase or phases may refer to: Science *State of matter, or phase, one of the distinct forms in which matter can exist *Phase (matter), a region of space throughout which all physical properties are essentially uniform *Phase space, a mathematica ...
difference between the signals registered by left and right ears (
interaural time difference The interaural time difference (or ITD) when concerning humans or animals, is the difference in arrival time of a sound between two ears. It is important in the Sound localization, localization of sounds, as it provides a cue to the direction or ...
, ITD); high-frequency sounds are localized based on relative loudness of two signals (
interaural level difference Sound localization is a listener's ability to identify the location or origin of a detected sound in direction and distance. The sound localization mechanisms of the mammalian auditory system have been extensively studied. The auditory system u ...
, ILD). Rayleigh's duplex (two-factor) model remains valid in the 21st century, with the addition of a third mechanism, the analysis of spectral cues provided by mechanical filtering of incoming soundwaves by human torso, head and pinna. During
World War I World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
acoustic location Acoustic location is a method of determining the position of an object or sound source by using sound waves. Location can take place in gases (such as the atmosphere), liquids (such as water), and in solids (such as in the earth). Location can ...
was actively researched for military applications of
air defense Anti-aircraft warfare (AAW) is the counter to aerial warfare and includes "all measures designed to nullify or reduce the effectiveness of hostile air action".AAP-6 It encompasses surface-based, subsurface (Submarine#Armament, submarine-lau ...
,
artillery sound ranging Artillery consists of ranged weapons that launch munitions far beyond the range and power of infantry firearms. Early artillery development focused on the ability to breach defensive walls and fortifications during sieges, and led to heavy, ...
and naval hydroacoustics.
Valve amplifier A valve amplifier or tube amplifier is a type of electronic amplifier that uses vacuum tubes to increase the amplitude or power of a Signal (information theory), signal. Low to medium power valve amplifiers for frequencies below the microwaves ...
s that emerged at about the same time allowed reproduction of sound via
loudspeaker A loudspeaker (commonly referred to as a speaker or, more fully, a speaker system) is a combination of one or more speaker drivers, an enclosure, and electrical connections (possibly including a crossover network). The speaker driver is an ...
s. Early experiments with amplified reproduction of binaural signals ended in failure: binaural effect that was easily reproduced via stereo headphones was either weakened or completely absent. In the end of the 1920s researchers of American and British corporations approached the amplified stereo problem; basic strategy for solving it had taken shape in the early 1930s. Stereophony could not bring immediate financial gains: the main potential customer, cinema, was content with crude monaural
sound film A sound film is a Film, motion picture with synchronization, synchronized sound, or sound technologically coupled to image, as opposed to a silent film. The first known public exhibition of projected sound films took place in Paris in 1900, bu ...
equipment; the
Great Depression The Great Depression was a severe global economic downturn from 1929 to 1939. The period was characterized by high rates of unemployment and poverty, drastic reductions in industrial production and international trade, and widespread bank and ...
ruled out investments in new sound systems. However, the corporations were eagerly accumulating
patent portfolio A patent portfolio is a collection of patents owned by a single entity, such as an individual or corporation. The patents may be related or unrelated. Patent applications may also be regarded as included in a patent portfolio. The monetary benefit ...
s in anticipation of economic recovery, and continued financing research. Arthur C. Keller and
Harvey Fletcher Harvey Fletcher (September 11, 1884 – July 23, 1981) was an American physicist. Known as the "father of stereophonic sound", he is credited with the invention of the 2-A audiometer and an early electronic hearing aid. He was an investigator in ...
of
Bell Labs Nokia Bell Labs, commonly referred to as ''Bell Labs'', is an American industrial research and development company owned by Finnish technology company Nokia. With headquarters located in Murray Hill, New Jersey, Murray Hill, New Jersey, the compa ...
and
Alan Blumlein Alan Dower Blumlein (; 29 June 1903 – 7 June 1942) was an English electronics engineer, notable for his many inventions in telecommunications, sound recording, stereophonic sound, television and radar. He received 128 patents and was considere ...
of
Columbia Graphophone Company Columbia Graphophone Co. Ltd. was one of the earliest gramophone companies in the United Kingdom. Founded in 1917 as an offshoot of the American Columbia Phonograph Company, it became an independent British-owned company in 1922 in a managem ...
and
EMI EMI Group Limited (formerly EMI Group plc until 2007; originally an initialism for Electric and Musical Industries, also referred to as EMI Records or simply EMI) was a British transnational conglomerate founded in March 1931 in London. At t ...
were the first to obtain practical results. Each of the three inventors had a different objective, and followed a different course of research. Fletcher followed Bell Labs strategy for the improvement of traditional telephony. He concentrated on transmission of sound field images of the original for binaural reproduction via headphones. His experimental equipment successfully recreated high-quality spatial sonic imagery, but like all binaural systems did not work well with loudspeakers. Keller was primarily interested in amplified
public address A public address system (or PA system) is an electronic system comprising microphones, amplifiers, loudspeakers, and related equipment. It increases the apparent volume (loudness) of a human voice, musical instrument, or other acoustic sound sou ...
sound; he placed arrays of microphones on the stage and transmitted parallel audio signals to arrays of amplified loudspeakers in a remote listening hall, trying to capture and recreate the original "sound front". Best results were obtained with expensive two-dimensional arrays, capable of recreating both width and depth of the original; linear (one-dimensional) arrays could produce almost perfect sense of width, but not depth. The minimal working configuration required three channels (left, centre and right). It was adequate for recreating width, and even a limited sense of depth, but only for the listeners sitting close to the axis of the centre channel, and too expensive for the consumer market. A cheaper two-channel stereo setup could not reproduce the sound field; the sound inevitably broke up into left and right point sources with a "hole in the middle". Blumlein envisaged introduction of
surround sound Surround sound is a technique for enriching the fidelity and depth of sound reproduction by using multiple audio channels from speakers that surround the listener ( surround channels). Its first application was in movie theaters. Prior to ...
in the
film industry The film industry or motion picture industry comprises the technological and commercial institutions of filmmaking, i.e., film production company, production companies, film studios, cinematography, animation, film production, screenwriting, pre- ...
. He rejected the binaural model from the start. Instead of recreating spatial sound fields or "sound front" radiated by the orchestra, he settled on recreating the sound that is ''heard'' by a listener sitting in a concert hall, or by a
camera operator A camera operator, or depending on the context cameraman or camerawoman, is a professional operator of a film camera or video camera as part of a film crew. The term "cameraman" does not necessarily imply that a male is performing the task. ...
on a film set. He reasoned that the microphone array should mimic human hearing apparatus, thus the two microphones must be placed close together (and close to the film camera). The resulting binaural signals cannot be used directly in an amplified stereo setup. However, wrote Blumlein, a two-channel recording with carefully altered phase and level differences can deceive the listener with a lifelike spatial illusion.


Publication

Very little is known about Blumlein's work on stereo prior to filing the patent application. According to biographer Robert Alexander, theoretical studies probably commenced not earlier than March 1931. Blumlein did not keep work journals, and did not publish journal articles; the first written evidence of his studies, a work paper explaining the shuffling technique, is dated 25 September 1931. Practical experiments in 1931 were impossible due to the merger of Columbia and the
Gramophone Company The Gramophone Company Limited was a British phonograph manufacturer and record label, founded in April 1898 by Emil Berliner. It was one of the earliest record labels. The company purchased the His Master's Voice painting and trademark righ ...
into
EMI EMI Group Limited (formerly EMI Group plc until 2007; originally an initialism for Electric and Musical Industries, also referred to as EMI Records or simply EMI) was a British transnational conglomerate founded in March 1931 in London. At t ...
, subsequent
restructuring Restructuring or Reframing is the corporate management term for the act of reorganizing the legal, ownership, operational, or other structures of a company for the purpose of making it more profitable, or better organized for its present needs. ...
and relocation of Blumlein's laboratory to the new building in Hayes. On 14 December 1931 Blumlein filed
patent application A patent application is a request pending at a patent office for the grant of a patent for an invention described in the patent specification and a set of one or more claim (patent), claims stated in a formal document, including necessary officia ...
at The Patent Office. The final revision of the application was filed 10 November 1932 and was granted patent status 14 June 1933 with
priority right In patent law, industrial design law, and trademark law, a priority right or right of priority is a time-limited right, triggered by the first filing of an application for a patent, an industrial design or a trademark respectively. The priority ri ...
since 10 November 1932. The first, official publication was 24 pages long (22 text pages and 11 illustrations on two pages). The text contained an extraordinary (The author is a staff expert at the
British Library The British Library is the national library of the United Kingdom. Based in London, it is one of the largest libraries in the world, with an estimated collection of between 170 and 200 million items from multiple countries. As a legal deposit li ...
)
70 (or "more than 70") claims (a typical patent of the period contained six). On 4 July 1932 Blumlein compiled an eighteen-page long handwritten summary of the patent, probably intended for Isaac Shoenberg. The second, much shorter memo contains eight typewritten pages. It was signed by Blumlein on 21 July 1932 and duly received and read by Shoenberg. Both memos are now preserved at the
British Library The British Library is the national library of the United Kingdom. Based in London, it is one of the largest libraries in the world, with an estimated collection of between 170 and 200 million items from multiple countries. As a legal deposit li ...
. Neither the patent, nor the memos ever mention the word ''stereo'' or its derivatives: Blumlein used the term ''binaural''. There are no references to preceding works, apart from the unnamed military hydroacoustics researchers. In the 1950s and the 1980s American critics hypothesized that Blumlein, who worked in the London branch of
Western Electric Western Electric Co., Inc. was an American electrical engineering and manufacturing company that operated from 1869 to 1996. A subsidiary of the AT&T Corporation for most of its lifespan, Western Electric was the primary manufacturer, supplier, ...
in the 1920s, could have been familiar with concurrent work by Keller and Fletcher, however, no substantive evidence was ever found. The only certain connection is the fact that Blumlein used Western Electric microphones and disk recorders, which were already retired from EMI studios. According to Barry Fox, the issue of priority has no answer. The origins of the ideas and the paths of thought remain unknown; the technical implementations of these ideas were too different to suspect any exchange. There was no commercial incentive to beat the competition in developing a marketable product; the inventors were working, literally, for the next generation.


Ideas and inventions


Psychoacoustics of sound localization

Blumlein was a modest man who never sought publicity; according to Alexander, "quite often e wasnot fully aware of his genius" or the value of many of his inventions. This wasn't the case with patent 394325: Blumlein "certainly had some feeling for the enormity of this work", and thus prefaced the patent formula with a summary on
psychoacoustics Psychoacoustics is the branch of psychophysics involving the scientific study of the perception of sound by the human auditory system. It is the branch of science studying the psychological responses associated with sound including noise, speech, ...
of sound localization. Blumlein's theory follows Rayleigh's duplex model, with minor amendments: * At low frequencies or long wavelengths localization is determined by the difference in phase. The head is too small to register any differences in sound pressure levels, leaving phase as the only directional clue; * At high frequencies or short wavelengths phase ceases to be a reliable clue. However, now the head forms a relatively large baffle, physically separate left and right signals. Thus the brain can rely on relative differences in sound intensity; * Fast
percussive A percussion instrument is a musical instrument that is sounded by being struck or scraped by a beater including attached or enclosed beaters or rattles struck, scraped or rubbed by hand or struck against another similar instrument. Ex ...
high-frequency sounds are localized based on the time differences between arriving attack transients, in a manner similar to low-frequency phase differences. Rayleigh drew the line between low and high frequencies at 1.5–3kHz. Blumlein noted that the "line" is actually several
octave In music, an octave (: eighth) or perfect octave (sometimes called the diapason) is an interval between two notes, one having twice the frequency of vibration of the other. The octave relationship is a natural phenomenon that has been referr ...
s wide, starting at around 700 Hz. Within this band, human hearing can register and evaluate phase and level differences simultaneously. Phase mechanism alone works only below 700 Hz. It is the low-frequency phase information that is lost when binaural signals are reproduced via loudspeakers. Blumlein tracked the cause of this loss to omnidirectional pressure microphones which were the principal type used in studio recording. Blumlein proved mathematically that phase differences registered by pressure microphones and clearly heard via headphones will be inevitably lost when reproduced via loudspeakers. He suggested compensating losses of phase with pre-emphasizing low-frequency ''level'' differences between two stereo channels. When spatial clues present in source signals indicate that the virtual sound source must be positioned to the left of the listener, playback equipment must increase the gain in left channel and attenuate the right channel, and vice versa. These manipulations had to be limited lo low-frequency content; Blumlein specifically warned against tampering with treble signals. The known anomalies of high-frequency hearing were not properly researched and understood yet, so the inventor confined his research to already well-understood low frequencies.


Matrix processing of stereo signals

Popular perception of stereo that emerged decades after the death of Blumlein usually treats stereo signal as the aggregate of two independent channels, left (L) and right (R). Blumlein proposed an alternative approach: stereo consists of a monaural signal M, which is common to both left and right louspeaker channels, and a differential side signal S that defines spatial distribution of sound. The M and S signals are easily derived from L and R by addition and
subtraction Subtraction (which is signified by the minus sign, –) is one of the four Arithmetic#Arithmetic operations, arithmetic operations along with addition, multiplication and Division (mathematics), division. Subtraction is an operation that repre ...
: : ''M'' = 0.7017 (''L''+''R'') : ''S'' = 0.7017 (''L'R''), and can be converted back to L and R just as easily: : ''L'' = 0.7017 (''M''+''S'') : ''R'' = 0.7017 (''M'S''). The electronic adder-subtractor performing these conversion is called MS matrix or MS array. Blumlein's original, bidirectional passive array used two wideband
transformer In electrical engineering, a transformer is a passive component that transfers electrical energy from one electrical circuit to another circuit, or multiple Electrical network, circuits. A varying current in any coil of the transformer produces ...
s; in the semiconductor age MS arrays are usually unidirectional, built around
operational amplifier An operational amplifier (often op amp or opamp) is a direct coupling, DC-coupled Electronic component, electronic voltage amplifier with a differential input, a (usually) Single-ended signaling, single-ended output, and an extremely high gain ( ...
s and precision
resistor A resistor is a passive two-terminal electronic component that implements electrical resistance as a circuit element. In electronic circuits, resistors are used to reduce current flow, adjust signal levels, to divide voltages, bias active e ...
s. The scaling coefficients of 0.7017 (
square root In mathematics, a square root of a number is a number such that y^2 = x; in other words, a number whose ''square'' (the result of multiplying the number by itself, or y \cdot y) is . For example, 4 and −4 are square roots of 16 because 4 ...
of 0.5) in the above formulae assure equality of input and output power: L2+R2 = M2+S2. In practice the coefficients and polarities may be chosen at will. The simplest use of matrix processing devised by Blumlein in patent 394325 is the stereo width control. Attenuation of S while keeping M constant decreases stereo width; attenuation of S to zero eliminates any spatial cues. Amplification of S increases stereo width. Increasing low-frequency components of S (below 700 Hz) by a factor of 1.62.5 produces a particularly strong sense of spaciousness. Finally, inversion of side channel polarity flips left and right signals, producing a mirror image of the original sound field.


Blumlein shuffling

When an off-center, low-frequency sound source is registered with binaural pressure microphones, the resulting L and R signals have the same intensities and differ only in phase. As a result, the corresponding side signal S is shifted exactly +90° or −90° relative to M. (positive or negative sign of the shift indicates left or right localization of sound source). Simple stereo width manipulation described above can increase phase difference between the widened L' and R' signals, but cannot alter distribution of energy. The intensity of L' remains equal to the intensity of R'. However, as Blumlein explained in patent 394325, matrix processing of ''phase'' enables channeling energy from L to R or vice versa. This requires shifting side signal S by +90° or −90°. The new, shifted signal S" is now in phase with the original M (for signals localized to the left) or out of phase with it (for signals localized to the right). Addition of M and S" and subtraction of S" from M creates new left and right signals L" and R", having different intensities and zero or 180° phase shift. Energy is channeled into the L" or R", depending on the localization of the original sound source. This operation – conversion of interchannel timing differences into interchannel level differences – became known as the ''Blumlein shuffling'', and the required MS array is called the ''Blumlein shuffler''. Patent 394325 provides only a cursory description of the shuffler; it was described at length in the application for patent 429022, filed in October 1933.


Stereo microphones

Shuffling technique was invented specifically for pressure microphones, which are unable to register level differences between two stereo channels. Ribbon microphones (''velocity microphones'' in Blumlein's patent) with bidirectional (figure 8) polar pattern can register both phase and level differences, and don't need shuffling. Blumlein proposed three alternative configurations for stereo pairs of ribbon microphones. All three require placement of two ribbon microphones on a common vertical axis, as close together as possible: * MS: central channel microphone (M) points directly to the center of the soundstage (Blumlein used the word ''screen'', emphasizing use in cinema). Side channel microphone S is placed at right angle to M; * XY (later the Blumlein pair): left (X) and right (Y) channel microphones are placed at −45° and 45° to the direction the center of the soundstage * Splayed XY is similar, but the angle between X and Y is set arbitrarily, to fit the conditions at the set and avoid further processing of stereo signals. Studio-grade ribbon microphones did not exist yet in 1931. Practical stereo microphone technique was tested and patented by Blumlein later, in 1934–1935.


45/45 mechanical recording

Prior to the Blumlein patent, there were two alternative approaches to mechanical stereo recording. The 0/90 system combined two independent soundtracks in a single groove. One track (or stereo channel) was recorded vertically ("0"), another laterally ("90"). In the 1920s
John Logie Baird John Logie Baird (; 13 August 188814 June 1946) was a Scottish inventor, electrical engineer, and innovator who demonstrated the world's first mechanical Mechanical television, television system on 26 January 1926. He went on to invent the fi ...
used this approach for recording audio and video signals in his
mechanical television Mechanical television or mechanical scan television is an obsolete television system that relies on a mechanism (engineering), mechanical scanning device, such as a rotating disk with holes in it or a rotating mirror drum, to scan the scene and ...
. The 0/90 system was a poor choice for stereo sound due to different distortion patterns of lateral and vertical recordings. The alternative double-groove system employed two cutters for recording parallel grooves, and two pickups for playing them back. On 12 March 1932 Keller used this experimental system to record the
Philadelphia Orchestra The Philadelphia Orchestra is an American symphony orchestra, based in Philadelphia. One of the " Big Five" American orchestras, the orchestra is based at the Kimmel Center for the Performing Arts, where it performs its subscription concerts, n ...
conducted by
Leopold Stokowski Leopold Anthony Stokowski (18 April 1882 – 13 September 1977) was a British-born American conductor. One of the leading conductors of the early and mid-20th century, he is best known for his long association with the Philadelphia Orchestra. H ...
– the first ever stereo recording. Double-groove recording did not develop beyond experiments due to the difficulties in placing two pickups on a disc. Patent 394325 put forward a third proposition: the single cutter should be driven by two orthogonal actuators, placed at 45° and −45° to the surface of the disc. Polarities of electrical L and R signals that drive the actuators must be chosen in such a way that the lateral movement of the cutter corresponds to monaural signal M, and vertical movement corresponds to the difference between two stereo channels, S. This ensures
backward compatibility In telecommunications and computing, backward compatibility (or backwards compatibility) is a property of an operating system, software, real-world product, or technology that allows for interoperability with an older legacy system, or with Input ...
with traditional monaural pick-ups of the most common, lateral-cut system. Alternatively, the actuators may be placed at 0° and 90° to disc surface, as in the 0/90 system, but driven with M and S electrical signals instead of L and R. The resulting recording is identical to true 45/45 recordings, except for different frequency response and distortion patterns of lateral (M) and vertical (S) recording channels. Blumlein believed that this configuration simplifies construction of the stereo cutter, because only the critical lateral actuator must fully meet fidelity standards, including treble response to at least 10 kHz. Bandwidth of the vertical actuator could have been limited to 3 kHz. Concurrently with Blumlein, and independent of him, Arthur C. Keller and Irad S. Rafuse of
Bell Labs Nokia Bell Labs, commonly referred to as ''Bell Labs'', is an American industrial research and development company owned by Finnish technology company Nokia. With headquarters located in Murray Hill, New Jersey, Murray Hill, New Jersey, the compa ...
invented their own variant of the single-groove 45/45 system. However, due to the
Great Depression The Great Depression was a severe global economic downturn from 1929 to 1939. The period was characterized by high rates of unemployment and poverty, drastic reductions in industrial production and international trade, and widespread bank and ...
, peculiarities of the
United States patent law Under United States law, a patent is a right granted to the inventor of a (1) process, machine, article of manufacture, or composition of matter, (2) that is new, useful, and non-obvious. A patent is the right to exclude others, for a limit ...
, and no immediate prospects of commercializing the invention, corporate patent attorneys did not see an urgent need to patent it. The company filed a patent application only in June 1936, more than five years after Blumlein. According to Keller, he learnt of Blumlein's work only in the 1950s.


New materials for mechanical recording

Prior to the introduction of the
LP record The LP (from long playing or long play) is an Analog recording, analog sound storage medium, specifically a phonograph record format characterized by: a speed of  revolutions per minute, rpm; a 12- or 10-inch (30- or 25-cm) diameter; use ...
, master discs for pressing coarsegroove shellac records were cut on thick reusable discs of
ozokerite Ozokerite or ozocerite, archaically referred to as earthwax or earth wax, is a naturally occurring odoriferous mineral wax or paraffin found in many localities. Lacking a definite composition and crystalline structure, it is not considered a m ...
-based wax. Wax was a low-fidelity medium; it inevitably degraded on each playback and in storage. Wax could not be archived for future reissues. After the first and only production run the wax master was erased with a mechanical shaver, and the recorded original was forever lost. The only storable mechanical medium of the interwar period was the shellac record, which had even lower fidelity than the wax master. Shellac was naturally noisy, and even more surface noise was added by the conductive
graphite Graphite () is a Crystallinity, crystalline allotrope (form) of the element carbon. It consists of many stacked Layered materials, layers of graphene, typically in excess of hundreds of layers. Graphite occurs naturally and is the most stable ...
powder applied to the wax master prior to
electroplating Electroplating, also known as electrochemical deposition or electrodeposition, is a process for producing a metal coating on a solid substrate through the redox, reduction of cations of that metal by means of a direct current, direct electric cur ...
and making intermediate stamper discs. Keller and A. G. Russell proposed replacing graphite powder with a thin layer of gold, sputtered onto the master disc in a
vacuum chamber A vacuum chamber is a rigid enclosure from which air and other gases are removed by a vacuum pump. This results in a low-pressure environment within the chamber, commonly referred to as a vacuum. A vacuum environment allows researchers to c ...
. The process created a high quality conductive layer, without added noise. On 1 December 1931 Keller, Stokowski and the Philadelphia Orchestra made the first recording using the new technology. Bandwidth of the first gold-plated masters extended to 9 kHz, and was soon improved to 10 and later 13 kHz, making these masters the first
high fidelity High fidelity (hi-fi or, rarely, HiFi) is the high-quality reproduction of sound. It is popular with audiophiles and home audio enthusiasts. Ideally, high-fidelity equipment has inaudible noise and distortion, and a flat (neutral, uncolored) ...
medium. Sample pressings from were made on quiet
cellulose triacetate Cellulose triacetate, triacetate, CTA or TAC is a chemical compound produced from cellulose and a source of acetate esters, typically acetic anhydride. Triacetate is commonly used for the creation of fibres and film base. It is chemically simil ...
, rather than noisy shellac. In patent 394325 Blumlein also considered cellulose triacetate, but in a different role – as the mastering material. The proposal materialized after World War II, when the industry switched from wax to acetate lacquer master discs. In 1935 Blumlein researched various resin mixes for pressing production records, but none of these was significantly better than shellac. The solution – synthetic vinyl resin compound – already existed and was used for distributing records within American radio networks. It was yet too expensive for mass production. Vinyl pressings in the United States began in 1943, in response to wartime shortages of natural shellac, and were limited to propaganda programs for the troops. Mass pressings for the civilian market began later, in the end of the 1940s.


Prototypes and tests

On 21 July 1932 Blumlein sent a detailed memo explaining the principles of stereophonic sound to his superior and mentor, technical director of EMI Isaac Shoenberg. It is likely that Shoenberg did not understand the value and depth of Blumlein's proposal, but he trusted Blumlein's intuition and approved construction of an experimental setup consisting of a stereo microphone, a shuffler, a mechanical wax cutter and pickup. Likewise, EMI researchers did not grasp Blumlein's ideas; for a while, the inventor was left alone with his plans. Throughout 1932, Blumlein's team was still engaged in the monaural recording project, evaluating potential patent weaknesses in the EMI design and identifying infringements of EMI patents by the competitors. Work on the stereo prototype commenced only in January 1933.


Mechanical recording

In February 1933 Blumlein completed the shuffler, and in March 1933 he assembled the first stereo recording set. First experiments were a failure: shellac test records and Western Electric pressure microphones were not fit for handling the subtleties of stereo sound. By July 1933 the record cutter was fully functional, although its treble response did not extend beyond 4 kHz. By December Blumlein's team had tested at least three different configuration of a magnetic stereo pickup and achieved acceptable sound quality. On 9 December 1933 Blumlein completed fine-tuning his stereo cutting lathe with 0/90 arrangement of actuators driven with MS signals, and made first test recording using commercial gramophone records as sound sources. The set, according to Blumlein's notes, achieved good channel separation which was a prerequisite for stereo recording. On 14 December15, 1933 Blumlein recorded the first set of ten stereo wax masters at the EMI amateur theatre auditorium. Blumlein and three of his associates themselves performed as live sound sources, walking and talking in front of the microphones. Next day Blumlein evaluated the "walking and talking" recordings and reported "definite binaural effect". Shoenberg concurred, and authorized the use of the EMI Recording Studios for experimental live recordings. Over the New Year holidays Blumlein and his team moved their equipment to the largest room at
Abbey Road ''Abbey Road'' is the eleventh studio album by the English rock band the Beatles, released on 26 September 1969, by Apple Records. It is the last album the group recorded, although '' Let It Be'' (1970) was the last album completed before th ...
, then called ''Studio No. 1'', and later known as ''Studio No. 2'' and ''The Beatles Studio''. On 11 January13, 1934 Blumlein recorded piano and
chamber music Chamber music is a form of classical music that is composed for a small group of Musical instrument, instruments—traditionally a group that could fit in a Great chamber, palace chamber or a large room. Most broadly, it includes any art music ...
. The recorded binaural effect was present but weak, far weaker than in recordings of speech. On 19 January Blumlein began recording the
London Symphony Orchestra The London Symphony Orchestra (LSO) is a British symphony orchestra based in London. Founded in 1904, the LSO is the oldest of London's orchestras, symphony orchestras. The LSO was created by a group of players who left Henry Wood's Queen's ...
conducted by
Thomas Beecham Sir Thomas Beecham, 2nd Baronet, (29 April 18798 March 1961) was an English conductor and impresario best known for his association with the London Philharmonic Orchestra, London Philharmonic and the Royal Philharmonic Orchestra, Royal Philh ...
. The results, in Blumlein's own words, varied between "not bad" and "marginal". Blumlein's experimental cutting lathe could ''record'' the orchestra in stereo, but the available microphones could not capture and preserve true stereophonic image. This problem was partially solved during subsequent tests in the spring of 1934; the solution, now known as the Blumlein pair, was patented in 1935.


Optical recording

In the beginning of 1935 ''Cecil Oswald Brown'' has built the first
film camera A movie camera (also known as a film camera and cine-camera) is a type of photographic camera that rapidly takes a sequence of photographs, either onto film stock or an image sensor, in order to produce a moving image to display on a screen. In c ...
with
synchronous Synchronization is the coordination of events to operate a system in unison. For example, the conductor of an orchestra keeps the orchestra synchronized or ''in time''. Systems that operate with all parts in synchrony are said to be synchrono ...
stereo sound recording on a single
optical sound Optical sound is a means of storing sound recordings on transparent film. Originally developed for military purposes, the technology first saw widespread use in the 1920s as a sound-on-film format for motion pictures. Optical sound eventually ...
track. Left and right edges of the soundtrack were modulated independently by the left and right audio amplifiers. Total width between the left and right edges varied proportionally to the monaural signal M, thus the system was backward-compatible with standard monaural cinema projector (and, incidentally, with
Dolby Stereo Dolby Stereo is a sound format made by Dolby Laboratories. It is a unified brand for two completely different basic systems: the Dolby SVA (stereo variable-area) 1976 system used with optical sound tracks on 35mm film, and Dolby Stereo 70mm nois ...
projectors introduced in the 1970s). The prototype camera needed tweaks and tuning, and was ready for test shots only in June 1935. The first surviving film, ''Trains in Hayes'', is a documentary of railroad traffic at Hayes & Harlington railway station, taken from the roof of nearby office building. The film lasts for 5 minutes and 11 seconds, and combines different takes of similar scenes recorded with different microphone placement. Sonically, ''Trains in Hayes'' is the most advanced of all Blumlein recordings. Some of its fragments achieve realistic width and depth of stereophonic sound despite obvious distortion caused by overloaded microphones. After ''Trains in Hayes'', Blumlein shot five more test films indoors, using his staff and himself as "walking and talking"
technology demonstrator A technology demonstration (or tech demo), also known as demonstrator model, is a prototype, rough example or otherwise incomplete version of a conceivable product or future system, put together as proof of concept with the primary purpose of sho ...
s. On 26 July 1935 Blumlein began shooting ''Move the Orchestra'' – a live action comedy short intended to be a marketing vehicle for his technology. The action took place along a six-meter-long
pub A pub (short for public house) is in several countries a drinking establishment licensed to serve alcoholic drinks for consumption on the premises. The term first appeared in England in the late 17th century, to differentiate private ho ...
bar; the camera remained stationary and fixed, while the actors and the eponymous "orchestra" (a gramophone placed behind the backdrop) moved left and right. Both surviving
take A take is a single continuous recorded performance. The term is used in film and music to denote and track the stages of production. Film In cinematography, a take refers to each filmed "version" of a particular shot or "setup". Takes of each ...
s were filmed on the same day, 26 July, and edited in August–September 1935. Blumlein believed that his test recordings and films had proved the feasibility of surround sound in cinema. According to Eric Nind, the EMI management initiated market studies, planning to supply at least a few experimental sound sets to the theatres, but the venture was terminated before any practical results could be obtained. Louis Sterling, co-founder and marketing director of EMI, felt that improvements in cinema sound could be worthwhile only after the introduction of
colour Color (or colour in Commonwealth English; see spelling differences) is the visual perception based on the electromagnetic spectrum. Though color is not an inherent property of matter, color perception is related to an object's light absorp ...
. Likewise, gramophone record industry needed new long-play and low-noise technology prior to introduction of stereo. The
Great Depression The Great Depression was a severe global economic downturn from 1929 to 1939. The period was characterized by high rates of unemployment and poverty, drastic reductions in industrial production and international trade, and widespread bank and ...
ruled out investments in yet untested technology; the company had already decided to concentrate on a different target – the television. Schonberg, the main proponent of the EMI TV project, cancelled research in stereo sound in the end of 1935. By this time Blumlein was already engaged full-time on the construction of the
BBC Television BBC Television is a service of the BBC. The corporation has operated a Public service broadcasting in the United Kingdom, public broadcast television service in the United Kingdom, under the terms of a royal charter, since 1 January 1927. It p ...
station at
Alexandra Palace Alexandra Palace is an entertainment and sports venue in North London, situated between Wood Green and Muswell Hill in the London Borough of Haringey. A listed building, Grade II listed building, it is built on the site of Tottenham Wood and th ...
.


Military applications

In 1938 Air Defence Experimental Establishment contracted EMI to manufacture the Mark VIII sound locator. Traditional sound locators relied on the operator's hearing; Blumlein suggested augmenting it with a visual display that incorporated principles of binaural recording. The experimental Visual Indicating Equipment (VIE), presented for tests in October 1938, employed two
cathode ray tube A cathode-ray tube (CRT) is a vacuum tube containing one or more electron guns, which emit electron beams that are manipulated to display images on a phosphorescent screen. The images may represent electrical waveforms on an oscilloscope, a ...
s for displaying of target bearing and elevation. The VIE was incorporated into the
series production Mass production, also known as mass production, series production, series manufacture, or continuous production, is the production of substantial amounts of standardized products in a constant flow, including and especially on assembly lines. ...
Mark IX sound locator, and
retrofitted Retrofitting is the addition of new technology or features to older systems. Retrofits can happen for a number of reasons, for example with big capital expenditures like naval vessels, military equipment or manufacturing plants, businesses or go ...
to thousands of older locators, filling the gap until the deployment of gun-laying radars. Shortly before the outbreak of
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
Blumlein applied the ideas of patent 394325 to long-range anti-aircraft radars. Unlike the VIE, which handled electrical audio signals directly, Blumlein's radar visualization station worked with the
envelopes An envelope is a common packaging item, usually made of thin, flat material. It is designed to contain a flat object, such as a letter or card. Traditional envelopes are made from sheets of paper cut to one of three shapes: a rhombus, a sho ...
of amplitude-modulated high-frequency signals. Blumlein proved mathematically that his shuffling approach would work with envelopes just like it did with audio waves. Envelope processing technique became the subject of patent 581920, filed in July 1939. The experimental radar installation in Lake Farm Country Park, operating at 66MHz
carrier wave In telecommunications, a carrier wave, carrier signal, or just carrier, is a periodic waveform (usually sinusoidal) that conveys information through a process called ''modulation''. One or more of the wave's properties, such as amplitude or freq ...
, began trials in the end of 1939.


Further development and mass production


LP records

According to British law, the patent remained in force for sixteen years, and was due to expire in 1947. EMI applied for extension to compensate for wartime losses, and the patent was prolonged until 13 December 1953. By this time European entertainment industry was developing rapidly; the British recorded music market was governed by the
duopoly A duopoly (from Greek , ; and , ) is a type of oligopoly where two firms have dominant or exclusive control over a market, and most (if not all) of the competition within that market occurs directly between them. Duopoly is the most commonly ...
of EMI and
Decca Records Decca Records is a British record label established in 1929 by Edward Lewis (Decca), Edward Lewis after his acquisition of a gramophone manufacturer, The Decca Gramophone Company. It set up an American subsidiary under the Decca name, which bec ...
. The
format war A format war is a competition between similar but mutually incompatible technical standards that compete for the same market, such as for data storage devices and recording formats for electronic media. It is often characterized by political an ...
on the emerging long-play record market was almost over. The winning format, advanced by Columbia Records, was standardized in the United States in 1954 and adopted by British industry in 1955. In 1953 EMI began preparations for production of stereophonic records. Project manager Philip Vanderlyn, a former colleague of Blumlein, evaluated the alternatives and made a choice in favour of the 45/45 system. Cutting stereo masters and pressing stereo vinyl records did not present any technical problems. The real challenge, preservation of spatial information during recording, remained as elusive as it was in the 1930s. Recording engineers and musicians were seeking the solution by trial and error, with the help of a device not available to Blumlein – the two-track stereo
tape recorder An audio tape recorder, also known as a tape deck, tape player or tape machine or simply a tape recorder, is a sound recording and reproduction device that records and plays back sounds usually using magnetic tape for storage. In its present ...
. In February 1954
RCA RCA Corporation was a major American electronics company, which was founded in 1919 as the Radio Corporation of America. It was initially a patent pool, patent trust owned by General Electric (GE), Westinghouse Electric Corporation, Westinghou ...
made the first successful stereo recording of an orchestral performance (''
La damnation de Faust ''La Damnation de Faust'' (English: ''The Damnation of Faust''), Op. 24 is a French musical composition for four solo voices, full seven-part chorus, large children's chorus and orchestra by the French composer Hector Berlioz. He called it a ' ...
'' conducted by Charles Munch). In April 1954 the EMI Recording Studios began tests of stereo recordings, using Blumlein's XY microphone. In May, Arthur Haddy of Decca Records made the first recording with a three-microphone
Decca tree The Decca Tree is a spaced microphone array most commonly used for orchestral recording. It was originally developed as a type of stereo A–B recording method adding a center fill. The technique was developed in the early 1950s and first commerc ...
. Decca engineers, who learned of Blumlein's patent only recently, in the 1950s, tried to develop their own system to a patentable form but failed. Every conceivable aspect of stereophonic sound had already been covered in patent 394325. The developments at Decca forced EMI to speed up their half-hearted effort. The management believed that stereo recording technology was still unreliable, and refrained from rushing stereo records into production. Instead, in 1957 the company released an expensive intermediate format – prerecorded ''Stereosonic''
magnetic tape Magnetic tape is a medium for magnetic storage made of a thin, magnetizable coating on a long, narrow strip of plastic film. It was developed in Germany in 1928, based on the earlier magnetic wire recording from Denmark. Devices that use magnetic ...
s. The proprietary recording technique was developed by Blumlein's former colleagues Vanderlyn, Clark and Dutton, and relied on the use of XY Blumlein pairs and Blumlein shufflers that introduced
crosstalk In electronics, crosstalk (XT) is a phenomenon by which a signal transmitted on one circuit or channel of a transmission system creates an undesired effect in another circuit or channel. Crosstalk is usually caused by undesired capacitive, ...
at frequencies above 700 Hz. Shuffling was intended to equalize high-frequency and low-frequency sound localization, however, it was a poor match to practical studio environment at Abbey Road. The tapes were too expensive for the consumer market and were soon discontinued. Other European companies were confident that stereo vinyl is ready for production, and sided with Decca. On 28 November 1957 an industry conference arranged by Haddy approved the 45/45 system, making it the de facto European standard. Haddy flew to the United States to recruit more supporters, and found out that the Americans were ready to launch their own stereo format. The American version of the 45/45 system was patented in the United States by Westrex (a spin off
Western Electric Western Electric Co., Inc. was an American electrical engineering and manufacturing company that operated from 1869 to 1996. A subsidiary of the AT&T Corporation for most of its lifespan, Western Electric was the primary manufacturer, supplier, ...
), independently of the Blumlein patent, and more than two decades after it. On 25 March 1958 the
RIAA The Recording Industry Association of America (RIAA) is a trade organization that represents the music recording industry in the United States. Its members consist of record labels and distributors that the RIAA says "create, manufacture, and/o ...
adopted the Westrex system as the national standard. Neither Westrex, nor the RIAA ever credited Blumlein. The British were enraged; even the conservative '' Gramophone'' chastised the Americans for "failing to discover Europe", as well as prewar work by Fletcher, Keller and Rafuse. Under pressure, the
Audio Engineering Society The Audio Engineering Society (AES) is a professional body for engineers, scientists, other individuals with an interest or involvement in the professional audio industry. The membership largely comprises engineers developing devices or product ...
recognized Blumlein's priority. In an unprecedented move, in April 1958 the Journal of the Audio Engineering Society reprinted the full text of patent 394325. The Westrex patent was now void; the 45/45 system became a worldwide free standard. Blumlein's notion of ''binaural sound'' was, however, deemed inappropriate for a commercial product. Instead, the industry used ''stereophonic'' and ''stereo'' as a free universal trademark. ''Gramophone'' objected, again, to no avail. The notion of ''stereo'', which was once loosely applied to any manipulations intended to produce spatial effects, changed its meaning and became synonymous with ''two-channel sound''. Initially, stereo pressings was limited to classical repertoire.
Popular music Popular music is music with wide appeal that is typically distributed to large audiences through the music industry. These forms and styles can be enjoyed and performed by people with little or no musical training.Popular Music. (2015). ''Fun ...
, intended for replay via cheap low-fidelity players, was pressed in mono throughout the 1960s, and was sold at lesser prices than "upscale" stereo records.


Microphones

The Blumlein pair, in all three variants discussed in patent 394325, remains in use for recording acoustic music. The most common configuration uses XY arrangement of two bidirectional figure-8 microphones. It is unique for being a ''constant power'' instrument: due to the
Pythagorean trigonometric identity The Pythagorean trigonometric identity, also called simply the Pythagorean identity, is an identity expressing the Pythagorean theorem in terms of trigonometric functions. Along with the sum-of-angles formulae, it is one of the basic relations ...
, any sound source located in the front quadrant will be picked up at uniform combined power, without dips or peaks. In the listening space, two resulting stereo signals will add up acoustically, creating constant-power phantom sound sources. A recording made with an XY pair conveys excellent lateral stereo imaging, filling the entire space between the two loudspeakers. It also excels at picking up
reverberation In acoustics, reverberation (commonly shortened to reverb) is a persistence of sound after it is produced. It is often created when a sound is reflection (physics), reflected on surfaces, causing multiple reflections that build up and then de ...
s from the back quadrant, which are essential for conveying sense of space and presence. However, proper placement of an XY pair in front of an orchestra can often be difficult or outright impossible. The MS Blumlein pair, using a figure-8 microphone for the S channel and a cardioid microphone for the M channel is similar to the XY pair, but is far less sensitive to rear-quadrant sounds, and is fully compatible with monaural equipment. For these reasons, the MS pair is used primarily in radio, television and cinema. The splayed XY pair is the configuration of choice for using cardioid microphones. In normal, 90-degree XY arrangement such microphones compress the recorded stereo image; increasing the angle to 120...135° effectively restores stereo width.


Shufflers

Matrix processing of stereo signals is a staple of studio recording technology, but the Blumlein shuffling has seen little use. In the 1980s Richard Kaufman, Michael Gerzon and David Griesinger independently proposed three binaural recording techniques based on the Blumlein shuffling, but their ideas did not gain wide acceptance, either. In the 1990s researchers found that the Blumlein shuffling has a biomechanical analogue in the world of insects. Females of predator fly '' Ormia ochracea'' feed on
crickets Crickets are orthopteran insects which are related to bush crickets and more distantly, to grasshoppers. In older literature, such as Imms,Imms AD, rev. Richards OW & Davies RG (1970) ''A General Textbook of Entomology'' 9th Ed. Methuen 886 ...
, and seek their prey at night, by homing on the crickets' chirp. The distance between the fly's timpanic membranes is too short to be a reliable sound localization instrument. However, the fly possesses a system of
ligament A ligament is a type of fibrous connective tissue in the body that connects bones to other bones. It also connects flight feathers to bones, in dinosaurs and birds. All 30,000 species of amniotes (land animals with internal bones) have liga ...
s that converts minor phase differences between left and right signals into substantial level differences. In the 21st century the ''Ormia ochracea'' hearing apparatus became a model for supercompact microelectromechanical stereo microphones intended for
hearing aids A hearing aid is a device designed to improve hearing by making sound audible to a person with hearing loss. Hearing aids are classified as medical devices in most countries, and regulated by the respective regulations. Small audio amplifiers ...
. Developers claim that such microphones can improve localization, and at the same time improve legibility of amplified speech in noisy environments.


Notes


References


Sources


Patent

* Official publication: * American reprint: * Memorandums to Isaac Shoenberg: ** Typewritten memo, 21 July 1932: ** Handwritten memo, 4 July 1932:


Biographies

* *


Journal articles

* * ** Australian reprint: * * * * *


Reviews and encyclopaedias

* * * * * * * * * * {{refend Stereophonic sound Sound recording technology English inventions Audiovisual introductions in 1932 Historical physics publications 1931 works 1931 in England 1932 in England 1933 in England 1934 in England 1931 in science 1932 in science 1933 in science 1934 in science