HOME

TheInfoList



OR:

Textualism is a formalist
theory A theory is a systematic and rational form of abstract thinking about a phenomenon, or the conclusions derived from such thinking. It involves contemplative and logical reasoning, often supported by processes such as observation, experimentation, ...
in which the interpretation of the law is based exclusively on the ordinary meaning of the legal text, where no consideration is given to non-textual
sources Source may refer to: Research * Historical document * Historical source * Source (intelligence) or sub source, typically a confidential provider of non open-source intelligence * Source (journalism), a person, publication, publishing institute ...
, such as
intention An intention is a mental state in which a person commits themselves to a course of action. Having the plan to visit the zoo tomorrow is an example of an intention. The action plan is the ''content'' of the intention while the commitment is the ...
of the law when passed, the
problem Problem solving is the process of achieving a goal by overcoming obstacles, a frequent part of most activities. Problems in need of solutions range from simple personal tasks (e.g. how to turn on an appliance) to complex issues in business an ...
it was intended to
remedy Remedy, Remedies, The Remedy or Remediation may refer to: Computing and gaming * Remedy Corp, an American software company * Remedy Entertainment, a Finnish video game developer Law, politics, and society * Environmental remediation, the remov ...
, or significant questions regarding the
justice In its broadest sense, justice is the idea that individuals should be treated fairly. According to the ''Stanford Encyclopedia of Philosophy'', the most plausible candidate for a core definition comes from the ''Institutes (Justinian), Inst ...
or rectitude of the law.Keith E. Whittington, Constitutional Interpretation: Textual Meaning, Original Intent, and Judicial Review (2001) .


Definition

The textualist will "look at the statutory structure and hear the words as they would sound in the mind of a skilled, objectively reasonable user of words." The textualist thus does not give weight to
legislative history Legislative history includes any of various materials generated in the course of creating legislation, such as committee reports, analysis by legislative counsel, committee hearings, floor debates, and histories of actions taken. Legislative his ...
materials when attempting to ascertain the meaning of a text. Textualism is often erroneously conflated with
originalism Originalism is a legal theory in the United States which bases constitutional, judicial, and statutory interpretation of text on the original understanding at the time of its adoption. Proponents of the theory object to judicial activism ...
, and was advocated by United States Supreme Court Justices such as
Hugo Black Hugo Lafayette Black (February 27, 1886 – September 25, 1971) was an American lawyer, politician, and jurist who served as a U.S. Senator from Alabama from 1927 to 1937 and as an Associate Justice of the Supreme Court of the United States, ass ...
and
Antonin Scalia Antonin Gregory Scalia (March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectual an ...
; the latter staked out his claim in his 1997 Tanner Lecture: " tis the ''law'' that governs, not the intent of the lawgiver."
Oliver Wendell Holmes Jr. Oliver Wendell Holmes Jr. (March 8, 1841 – March 6, 1935) was an American jurist who served as an associate justice of the Supreme Court of the United States, associate justice of the Supreme Court of the United States, U.S. Supreme Cou ...
, although not a textualist himself, well-captured this philosophy, and its rejection of
intentionalism Original intent is a theory in law concerning constitutional and statutory interpretation. It is frequently used as a synonym for originalism; while original intent is one theory in the originalist family, it has some salient differences whic ...
: "We ask, not what this man meant, but what those words would mean in the mouth of a normal speaker of English, using them in the circumstances in which they were used ... We do not inquire what the legislature meant; we ask only what the statutes mean." The magazine
Washington Monthly ''Washington Monthly'' is a bimonthly, nonprofit magazine primarily covering United States politics and government that is based in Washington, D.C. The magazine also publishes an annual ranking of American colleges and universities, which ser ...
described the difference between textualism and originalism at the end of December 2023 in this way with respect to the
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
: "The Court’s conservative majority says it adheres to the doctrinal trail of the late Justice Antonin Scalia, who was a textualist (''What are the words used by the framers?'') and an originalist (''What was society’s original understanding then as to what those words mean?'')." (emphasis in original) Textualists argue courts should read the words of a statutory text as any ordinary Member of Congress would have read them. They look for the meaning "that a reasonable person would gather from the text of the law, placed alongside the remainder of the ''corpus juris'' he body of law" The textualist cares about the statutory purpose to the extent that is suggested from the text.
Strict constructionism In the United States, strict constructionism is a particular Philosophy of law, legal philosophy of judicial interpretation that limits or restricts the powers of the federal government only to those ''expressly'', i.e., explicitly and clearly, ...
is often misused by laypersons and
critics A critic is a person who communicates an assessment and an opinion of various forms of creative works such as art, literature, music, cinema, theater, fashion, architecture, and food. Critics may also take as their subject social or governme ...
as a synonym for textualism. Nevertheless, although a textualist could be a strict constructionist, these are distinctive views. To illustrate this, we may quote Justice Scalia, who warns that " xtualism should not be confused with so-called strict constructionism, a degraded form of textualism that brings the whole philosophy into disrepute. I am not a strict constructionist, and no one ought to be... A text should not be construed strictly, and it should not be construed leniently; it should be construed reasonably, to contain all that it fairly means." Similarly, textualism should not be confused with the "
plain meaning The plain meaning rule, also known as the literal rule, is one of three rules of statutory construction traditionally applied by English courts. The other two are the "mischief rule" and the "golden rule". The plain meaning rule dictates that ...
" approach, a simpler theory used prominently by the
Burger Court The Burger Court was the period in the history of the Supreme Court of the United States from 1969 to 1986, when Warren E. Burger served as Chief Justice of the United States. Burger succeeded Earl Warren as Chief Justice after Warren's retiremen ...
in cases such as '' Tennessee Valley Authority v. Hill'', which looked to the dictionary definitions of words, without reference to common public understanding or context.


Methods

Textualism looks to the ordinary meaning of the language of the text, but it looks at the ordinary meaning of the ''text'', not merely the possible range of meaning of each of its constituent ''words'' (see Noscitur a sociis): As an illustrative example, Justice Scalia refers to a case in which the law provided for a longer sentence when the defendant "uses a firearm" "during and in relation to" a "drug trafficking crime." In the case, the defendant had offered to trade an unloaded gun as barter for cocaine, and the majority (wrongly, in his view) took this meeting the standard for the enhanced penalty. He writes that "a proper textualist" would have decided differently: "The phrase 'uses a gun' fairly connoted use of a gun for what guns are normally used for, that is, as a weapon. As I put the point in my dissent, when you ask someone, 'Do you use a cane?' you are not inquiring whether he has hung his grandfather's antique cane as a decoration in the hallway." Justice Scalia has also written: Textualists do not, generally, accept the authority of the Courts to "refine" statutes: Textualists acknowledge the interpretive doctrine of ''lapsus linguae'' (slip of the tongue), also called " scrivener's error." This doctrine accounts for the situation when on the very face of the statute, it is apparent that there is a mistake of expression. (See, e.g., '' United States v. X-Citement Video''
513 U.S. 64
(1994) (Scalia, J., dissenting) ("I have been willing, in the case of civil statutes, to acknowledge a doctrine of 'scrivener's error' that permits a court to give an unusual (though not unheard of) meaning to a word which, if given its normal meaning, would produce an absurd and arguably unconstitutional result") and even break it (see, e.g., ''Green v. Bock Laundry Machine Co.''
490 U.S. 504, 527
(1989) (Scalia, J., concurring) ("We are confronted here with a statute which, if interpreted literally, produces an absurd, and perhaps unconstitutional, result. Our task is to give some alternative meaning to the word "defendant" in Federal Rule of Evidence 609(a)(1) that avoids this consequence; and then to determine whether Rule 609(a)(1) excludes the operation of Federal Rule of Evidence 403.") Other textualists might reach alternative conclusions. Scalia's apparent inconsistency is perhaps explained by his choice to sometimes adhere to the more venerable judicial canons of interpretation, such as the constitutional avoidance canon. The word "textualism" was first used by Mark Pattison in 1863 to criticize Puritan theology, according to the
Oxford English Dictionary The ''Oxford English Dictionary'' (''OED'') is the principal historical dictionary of the English language, published by Oxford University Press (OUP), a University of Oxford publishing house. The dictionary, which published its first editio ...
. Justice Robert Jackson first used the word "textualism" in a Supreme Court opinion a century later in '' Youngstown Sheet & Tube Co. v. Sawyer''.


Australia

Textualism was influential in Australia, and was particularly prominent in the interpretative approach of Sir Garfield Barwick. Amendments to the Acts Interpretation Act 1901 have rejected key elements of textualism, stating that statements made in the Second Reading speech by Ministers introducing an Act may be used in the interpretation of that act.


Textualism v. purposivism

Purposivism The purposive approach (sometimes referred to as purposivism, purposive construction, purposive interpretation, or the modern principle in construction) is an approach to statutory and constitutional interpretation under which common law courts ...
is the perspective of statutory interpretation in which the judges should construe statutes to execute their legislative purpose. Textualism is the perspective of statutory interpretation in which the courts should read the words of that statutory text as any ordinary member of congress would have read them.


See also

*
Judicial activism Judicial activism is a judicial philosophy holding that courts can and should go beyond the applicable law to consider broader societal implications of their decisions. It is sometimes used as an antonym of judicial restraint. The term usually ...
*
Legal positivism In jurisprudence (also known as legal philosophy), legal positivism is the theory that the existence of the law and its content depend on social facts, such as acts of legislation, judicial decisions, and customs, rather than on morality. This con ...
*
Letter and spirit of the law The letter of the law and the spirit of the law are two possible ways to regard rules or laws. To obey the "letter of the law" is to follow the literal reading of the words of the law, whereas following the "spirit of the law" is to follow th ...
*
Originalism Originalism is a legal theory in the United States which bases constitutional, judicial, and statutory interpretation of text on the original understanding at the time of its adoption. Proponents of the theory object to judicial activism ...
*
Traditionalist theology (Islam) Atharism ( / , "of Athar (disambiguation), ''athar''") is a schools of Islamic theology, school of theology in Sunni Islam which developed from circles of the , a group that rejected rationalistic Islamic theology, theology in favor of strict te ...


References


Further reading

* Solum, Lawrence,
Legal Theory Lexicon: Textualism
', Legal Theory Blog. * * * * * *{{cite book , author-link=Victoria F. Nourse , first=Victoria F. , last=Nourse , title=Misreading Law Misreading Democracy , location=Harvard , publisher=Harvard University Press , year=2016 , isbn=9780674971417 T Theories of constitutional interpretation