Stuart Alan Kauffman (born September 28, 1939) is an American medical doctor,
theoretical biologist, and
complex system
A complex system is a system composed of many components that may interact with one another. Examples of complex systems are Earth's global climate, organisms, the human brain, infrastructure such as power grid, transportation or communication sy ...
s researcher who studies the
origin of life
Abiogenesis is the natural process by which life arises from abiotic component, non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to organism, living entities on ...
on
Earth
Earth is the third planet from the Sun and the only astronomical object known to Planetary habitability, harbor life. This is enabled by Earth being an ocean world, the only one in the Solar System sustaining liquid surface water. Almost all ...
. He was a professor at the
University of Chicago
The University of Chicago (UChicago, Chicago, or UChi) is a Private university, private research university in Chicago, Illinois, United States. Its main campus is in the Hyde Park, Chicago, Hyde Park neighborhood on Chicago's South Side, Chic ...
,
University of Pennsylvania
The University of Pennsylvania (Penn or UPenn) is a Private university, private Ivy League research university in Philadelphia, Pennsylvania, United States. One of nine colonial colleges, it was chartered in 1755 through the efforts of f ...
, and
University of Calgary
{{Infobox university
, name = University of Calgary
, image = University of Calgary coat of arms without motto scroll.svg
, image_size = 150px
, caption = Coat of arms
, former ...
. He is currently
emeritus
''Emeritus/Emerita'' () is an honorary title granted to someone who retires from a position of distinction, most commonly an academic faculty position, but is allowed to continue using the previous title, as in "professor emeritus".
In some c ...
professor of biochemistry at the University of Pennsylvania and affiliate faculty at the
Institute for Systems Biology
Institute for Systems Biology (ISB) is a non-profit research institution located in Seattle, Washington, United States. ISB concentrates on systems biology, the study of relationships and interactions between various parts of biological systems, ...
. He has a number of awards including a
MacArthur Fellowship
The MacArthur Fellows Program, also known as the MacArthur Fellowship and colloquially called the "Genius Grant", is a prize awarded annually by the MacArthur Foundation, John D. and Catherine T. MacArthur Foundation to typically between 20 and ...
and a
Wiener Medal.
He is best known for arguing that the complexity of biological systems and organisms might result as much from
self-organization
Self-organization, also called spontaneous order in the social sciences, is a process where some form of overall order and disorder, order arises from local interactions between parts of an initially disordered system. The process can be spont ...
and far-from-equilibrium dynamics as from Darwinian
natural selection
Natural selection is the differential survival and reproduction of individuals due to differences in phenotype. It is a key mechanism of evolution, the change in the Heredity, heritable traits characteristic of a population over generation ...
, as discussed in his book ''Origins of Order'' (1993). In 1967 and 1969 he used random
Boolean network
A Boolean network consists of a discrete set of Boolean variables each of which has a Boolean function (possibly different for each variable) assigned to it which takes inputs from a subset of those variables and output that determines the sta ...
s to investigate generic self-organizing properties of gene regulatory networks, proposing that cell types are dynamical attractors in gene regulatory networks and that cell differentiation can be understood as transitions between attractors. Recent evidence suggests that cell types in humans and other organisms are attractors. In 1971 he suggested that a zygote may not be able to access all the cell type attractors in its gene regulatory network during development and that some of the developmentally inaccessible cell types might be cancer cell types. This suggested the possibility of "cancer differentiation therapy". He also proposed the self-organized emergence of collectively
autocatalytic sets of
polymers
A polymer () is a substance or material that consists of very large molecules, or macromolecules, that are constituted by many repeating subunits derived from one or more species of monomers. Due to their broad spectrum of properties, b ...
, specifically
peptides
Peptides are short chains of amino acids linked by peptide bonds. A polypeptide is a longer, continuous, unbranched peptide chain. Polypeptides that have a molecular mass of 10,000 Dalton (unit), Da or more are called proteins. Chains of fewer t ...
, for the origin of molecular reproduction, which have found experimental support.
Education and early career
Kauffman graduated from
Dartmouth in 1960, was awarded the BA (Hons) by
Oxford University
The University of Oxford is a collegiate research university in Oxford, England. There is evidence of teaching as early as 1096, making it the oldest university in the English-speaking world and the second-oldest continuously operating u ...
(where he was a
Marshall Scholar) in 1963, and completed a medical degree (M.D.) at the
University of California, San Francisco
The University of California, San Francisco (UCSF) is a Public university, public Land-grant university, land-grant research university in San Francisco, California, United States. It is part of the University of California system and is dedic ...
in 1968. After completing his internship, he moved into
developmental genetics of the fruit fly, holding appointments first at the
University of Chicago
The University of Chicago (UChicago, Chicago, or UChi) is a Private university, private research university in Chicago, Illinois, United States. Its main campus is in the Hyde Park, Chicago, Hyde Park neighborhood on Chicago's South Side, Chic ...
from 1969 to 1973, the National Cancer Institute from 1973 to 1975, and then at the
University of Pennsylvania
The University of Pennsylvania (Penn or UPenn) is a Private university, private Ivy League research university in Philadelphia, Pennsylvania, United States. One of nine colonial colleges, it was chartered in 1755 through the efforts of f ...
from 1975 to 1994, where he rose to professor of
biochemistry
Biochemistry, or biological chemistry, is the study of chemical processes within and relating to living organisms. A sub-discipline of both chemistry and biology, biochemistry may be divided into three fields: structural biology, enzymology, a ...
and
biophysics
Biophysics is an interdisciplinary science that applies approaches and methods traditionally used in physics to study biological phenomena. Biophysics covers all scales of biological organization, from molecular to organismic and populations ...
.
Career
Kauffman became known through his association with the
Santa Fe Institute
The Santa Fe Institute (SFI) is an independent, nonprofit theoretical research institute located in Santa Fe, New Mexico, United States and dedicated to the multidisciplinary study of the fundamental principles of complex adaptive systems, inc ...
(a non-profit research institute dedicated to the study of
complex systems
A complex system is a system composed of many components that may interact with one another. Examples of complex systems are Earth's global climate, organisms, the human brain, infrastructure such as power grid, transportation or communication s ...
), where he was faculty in residence from 1986 to 1997, and through his work on
models
A model is an informative representation of an object, person, or system. The term originally denoted the plans of a building in late 16th-century English, and derived via French and Italian ultimately from Latin , .
Models can be divided int ...
in various areas of
biology
Biology is the scientific study of life and living organisms. It is a broad natural science that encompasses a wide range of fields and unifying principles that explain the structure, function, growth, History of life, origin, evolution, and ...
. These included
autocatalytic sets in
origin of life
Abiogenesis is the natural process by which life arises from abiotic component, non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to organism, living entities on ...
research,
gene regulatory network
A gene (or genetic) regulatory network (GRN) is a collection of molecular regulators that interact with each other and with other substances in the cell to govern the gene expression levels of mRNA and proteins which, in turn, determine the fu ...
s in
developmental biology
Developmental biology is the study of the process by which animals and plants grow and develop. Developmental biology also encompasses the biology of Regeneration (biology), regeneration, asexual reproduction, metamorphosis, and the growth and di ...
, and
fitness landscapes in
evolutionary biology
Evolutionary biology is the subfield of biology that studies the evolutionary processes such as natural selection, common descent, and speciation that produced the diversity of life on Earth. In the 1930s, the discipline of evolutionary biolo ...
. With Marc Ballivet, Kauffman holds the founding broad biotechnology patents in
combinatorial chemistry
Combinatorial chemistry comprises chemical synthesis, chemical synthetic methods that make it possible to prepare a large number (tens to thousands or even millions) of compounds in a single process. These compound library, compound libraries can b ...
and applied
molecular evolution
Molecular evolution describes how Heredity, inherited DNA and/or RNA change over evolutionary time, and the consequences of this for proteins and other components of Cell (biology), cells and organisms. Molecular evolution is the basis of phylogen ...
, first issued in France in 1987, in England in 1989, and later in North America.
In 1996, with
Ernst and Young
EY, previously known as Ernst & Young, is a multinational professional services network based in London, United Kingdom. Along with Deloitte, KPMG and PwC, it is one of the Big Four accounting firms. The EY network is composed of member firms ...
, Kauffman started
BiosGroup, a
Santa Fe,
New Mexico
New Mexico is a state in the Southwestern United States, Southwestern region of the United States. It is one of the Mountain States of the southern Rocky Mountains, sharing the Four Corners region with Utah, Colorado, and Arizona. It also ...
-based for-profit company that applied
complex systems
A complex system is a system composed of many components that may interact with one another. Examples of complex systems are Earth's global climate, organisms, the human brain, infrastructure such as power grid, transportation or communication s ...
methodology to business problems. BiosGroup was acquired by
NuTech Solutions in early 2003. NuTech was bought by
Netezza
IBM Netezza (pronounced ne-teez-a) is a subsidiary of American technology company IBM that designs and markets high-performance data warehouse appliances and advanced analytics applications for the most demanding analytic uses including enterpr ...
in 2008, and later by IBM.
From 2005 to 2009 Kauffman held a joint appointment at the
University of Calgary
{{Infobox university
, name = University of Calgary
, image = University of Calgary coat of arms without motto scroll.svg
, image_size = 150px
, caption = Coat of arms
, former ...
in biological sciences, physics, and astronomy. He was also an adjunct professor in the Department of Philosophy at the
University of Calgary
{{Infobox university
, name = University of Calgary
, image = University of Calgary coat of arms without motto scroll.svg
, image_size = 150px
, caption = Coat of arms
, former ...
. He was an iCORE (Informatics Research Circle of Excellence) chair and the director of the Institute for Biocomplexity and Informatics. Kauffman was also invited to help launch the Science and Religion initiative at
Harvard Divinity School
Harvard Divinity School (HDS) is one of the constituent schools of Harvard University in Cambridge, Massachusetts. The school's mission is to educate its students either in the religious studies, academic study of religion or for leadership role ...
; serving as visiting professor in 2009.
In January 2009 Kauffman became a Finland Distinguished Professor (FiDiPro) at
Tampere University of Technology
Tampere University of Technology (TUT) () was Finland's second-largest university in engineering sciences. The university was located in Hervanta, a suburb of Tampere, Finland, Tampere. It was merged with the University of Tampere to create the ...
, Department of Signal Processing. The appointment ended in December, 2012. The subject of the FiDiPro research project is the development of delayed
stochastic models
In probability theory and related fields, a stochastic () or random process is a mathematical object usually defined as a family of random variables in a probability space, where the index of the family often has the interpretation of time. Stoc ...
of
genetic regulatory networks based on
gene expression
Gene expression is the process (including its Regulation of gene expression, regulation) by which information from a gene is used in the synthesis of a functional gene product that enables it to produce end products, proteins or non-coding RNA, ...
data at the
single molecule level.
In January 2010 Kauffman joined the
University of Vermont
The University of Vermont and State Agricultural College, commonly referred to as the University of Vermont (UVM), is a Public university, public Land-grant university, land-grant research university in Burlington, Vermont, United States. Foun ...
faculty where he continued his work for two years with UVM's Complex Systems Center. From early 2011 to April 2013, Kauffman was a regular contributor to the
NPR Blog 13.7, Cosmos and Culture,
with topics ranging from the life sciences,
systems biology
Systems biology is the computational modeling, computational and mathematical analysis and modeling of complex biological systems. It is a biology-based interdisciplinary field of study that focuses on complex interactions within biological system ...
, and medicine, to spirituality, economics, and the law.
[
In May 2013 he joined the Institute for Systems Biology, in Seattle, Washington. Following the death of his wife, Kauffman cofounded Transforming Medicine: The Elizabeth Kauffman Institute.
In 2014, Kauffman with Samuli Niiranen and Gabor Vattay was issued a founding patent on the ''poised realm'' (see below), an apparently new "state of matter" hovering reversibly between quantum and classical realms.
In 2015, he was invited to help initiate a general a discussion on rethinking economic growth for the ]United Nations
The United Nations (UN) is the Earth, global intergovernmental organization established by the signing of the Charter of the United Nations, UN Charter on 26 June 1945 with the stated purpose of maintaining international peace and internationa ...
. Around the same time, he did research with University of Oxford
The University of Oxford is a collegiate university, collegiate research university in Oxford, England. There is evidence of teaching as early as 1096, making it the oldest university in the English-speaking world and the List of oldest un ...
professor Teppo Felin.
Fitness landscapes
Kauffman's NK model defines a combinatorial
Combinatorics is an area of mathematics primarily concerned with counting, both as a means and as an end to obtaining results, and certain properties of finite structures. It is closely related to many other areas of mathematics and has many ...
phase space
The phase space of a physical system is the set of all possible physical states of the system when described by a given parameterization. Each possible state corresponds uniquely to a point in the phase space. For mechanical systems, the p ...
, consisting of every string (chosen from a given alphabet) of length . For each string in this search space, a scalar value (called the '' fitness'') is defined. If a distance metric
Metric or metrical may refer to:
Measuring
* Metric system, an internationally adopted decimal system of measurement
* An adjective indicating relation to measurement in general, or a noun describing a specific type of measurement
Mathematics
...
is defined between strings, the resulting structure is a ''landscape''.
Fitness values are defined according to the specific incarnation of the model, but the key feature of the NK model is that the fitness of a given string is the sum of contributions from each locus in the string:
:
and the contribution from each locus in general depends on the value of other loci:
:
where are the other loci upon which the fitness of depends.
Hence, the fitness function is a mapping between strings of length ''K'' + 1 and scalars, which Weinberger's later work calls "fitness contributions". Such fitness contributions are often chosen randomly from some specified probability distribution.
In 1991, Weinberger published a detailed analysis of the case in which and the fitness contributions are chosen randomly. His analytical estimate of the number of local optima was later shown to be flawed. However, numerical experiments included in Weinberger's analysis support his analytical result that the expected fitness of a string is normally distributed with a mean of approximately
and a variance of approximately
.
Recognition and awards
Kauffman held a MacArthur Fellowship
The MacArthur Fellows Program, also known as the MacArthur Fellowship and colloquially called the "Genius Grant", is a prize awarded annually by the MacArthur Foundation, John D. and Catherine T. MacArthur Foundation to typically between 20 and ...
between 1987 and 1992. He also holds an Honorary Degree in Science from the University of Louvain (1997); He was awarded the Norbert Wiener Memorial Gold Medal for Cybernetics
Cybernetics is the transdisciplinary study of circular causal processes such as feedback and recursion, where the effects of a system's actions (its outputs) return as inputs to that system, influencing subsequent action. It is concerned with ...
in 1973, the Gold Medal of the Accademia dei Lincei
The (; literally the "Academy of the Lynx-Eyed"), anglicised as the Lincean Academy, is one of the oldest and most prestigious European scientific institutions, located at the Palazzo Corsini on the Via della Lungara in Rome, Italy. Founded in ...
in Rome in 1990, the Trotter Prize for Information and Complexity in 2001, and the Herbert Simon award for Complex Systems in 2013. He became a Fellow of the Royal Society of Canada
The Royal Society of Canada (RSC; , SRC), also known as the Academies of Arts, Humanities, and Sciences of Canada (French: ''Académies des arts, des lettres et des sciences du Canada''), is the senior national, bilingual council of distinguishe ...
in 2009.
Works
Kauffman is best known for arguing that the complexity of biological systems and organisms might result as much from self-organization
Self-organization, also called spontaneous order in the social sciences, is a process where some form of overall order and disorder, order arises from local interactions between parts of an initially disordered system. The process can be spont ...
and far-from-equilibrium dynamics as from Darwinian natural selection
Natural selection is the differential survival and reproduction of individuals due to differences in phenotype. It is a key mechanism of evolution, the change in the Heredity, heritable traits characteristic of a population over generation ...
in three areas of evolutionary biology
Evolutionary biology is the subfield of biology that studies the evolutionary processes such as natural selection, common descent, and speciation that produced the diversity of life on Earth. In the 1930s, the discipline of evolutionary biolo ...
, namely population dynamics
Population dynamics is the type of mathematics used to model and study the size and age composition of populations as dynamical systems. Population dynamics is a branch of mathematical biology, and uses mathematical techniques such as differenti ...
, molecular evolution
Molecular evolution describes how Heredity, inherited DNA and/or RNA change over evolutionary time, and the consequences of this for proteins and other components of Cell (biology), cells and organisms. Molecular evolution is the basis of phylogen ...
, and morphogenesis
Morphogenesis (from the Greek ''morphê'' shape and ''genesis'' creation, literally "the generation of form") is the biological process that causes a cell, tissue or organism to develop its shape. It is one of three fundamental aspects of deve ...
. With respect to molecular biology, Kauffman's structuralist approach has been criticized for ignoring the role of energy
Energy () is the physical quantity, quantitative physical property, property that is transferred to a physical body, body or to a physical system, recognizable in the performance of Work (thermodynamics), work and in the form of heat and l ...
in driving biochemical reactions in cells, which can fairly be called self- catalyzing but which do not simply self-organize. Some biologists and physicists working in Kauffman's area have questioned his claims about self-organization and evolution. A case in point is some comments in the 2001 book ''Self-Organization in Biological Systems''. Roger Sansom's 2011 book ''Ingenious Genes: How Gene Regulation Networks Evolve to Control Development'' is an extended criticism of Kauffman's model of self-organization in relation to gene regulatory networks.
Borrowing from spin glass models in physics, Kauffman invented "N-K" fitness landscapes, which have found applications in biology and economics. In related work, Kauffman and colleagues have examined subcritical, critical, and supracritical behavior in economic systems.
Kauffman's work translates his biological findings to the mind-body problem and issues in neuroscience, proposing attributes of a new "poised realm" that hovers indefinitely between quantum coherence and classicality. He published on this topic in his paper "Answering Descartes: beyond Turing". With Giuseppe Longo and Maël Montévil, he wrote (January 2012) "No Entailing Laws, But Enablement in the Evolution of the Biosphere", which argued that evolution is not "law entailed" like physics.
Kauffman's work is posted on Physics ArXiv
arXiv (pronounced as "archive"—the X represents the Chi (letter), Greek letter chi ⟨χ⟩) is an open-access repository of electronic preprints and postprints (known as e-prints) approved for posting after moderation, but not Scholarly pee ...
, including "Beyond the Stalemate: Mind/Body, Quantum Mechanics, Free Will, Possible Panpsychism, Possible Solution to the Quantum Enigma" (October 2014) and "Quantum Criticality at the Origin of Life" (February 2015).
Kauffman has contributed to the emerging field of cumulative technological evolution by introducing a mathematics of the ''adjacent possible''.
He has published over 350 articles and 6 books: ''The Origins of Order'' (1993), ''At Home in the Universe'' (1995), ''Investigations'' (2000), ''Reinventing the Sacred'' (2008), ''Humanity in a Creative Universe'' (2016), and ''A World Beyond Physics'' (2019).
In 2016, Kauffman wrote a children's story, "Patrick, Rupert, Sly & Gus Protocells", a narrative about unprestatable niche creation in the biosphere, which was later produced as a short animated video.
In 2017, exploring the concept that reality consists of both ontologically real "possibles" (res potentia) and ontologically real "actuals" (res extensa), Kauffman co-authored, with Ruth Kastner and Michael Epperson, "Taking Heisenberg's Potentia Seriously".
Bibliography
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Notes
References
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Further reading
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External links
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* Archived a
Ghostarchive
and th
Wayback Machine
A talk at the New England Complex Systems Institute, January 28, 2019.
{{DEFAULTSORT:Kauffman, Stuart
1939 births
Living people
American atheists
American biophysicists
American systems scientists
Complex systems scientists
Dartmouth College alumni
Extended evolutionary synthesis
MacArthur Fellows
American theoretical biologists
Writers from Santa Fe, New Mexico
Santa Fe Institute people
University of California, San Francisco alumni
Marshall Scholars