Commentators have compared
Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
's 2001–2003
''The Lord of the Rings'' film trilogy with the book on which it was based,
J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...
's 1954–1955 ''
The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', remarking that while both have been extremely successful commercially, the film version does not necessarily capture the intended meaning of the book. They have admired Jackson's ability to film the long and complex work at all; the beauty of the
cinematography
Cinematography () is the art of motion picture (and more recently, electronic video camera) photography.
Cinematographers use a lens (optics), lens to focus reflected light from objects into a real image that is transferred to some image sen ...
,
sets, and costumes;
the quality of the music; and the epic scale of his version of Tolkien's story. They have, however, found the characters and the story greatly weakened by Jackson's emphasis on
action
Action may refer to:
* Action (philosophy), something which is done by a person
* Action principles the heart of fundamental physics
* Action (narrative), a literary mode
* Action fiction, a type of genre fiction
* Action game, a genre of video gam ...
and
violence
Violence is characterized as the use of physical force by humans to cause harm to other living beings, or property, such as pain, injury, disablement, death, damage and destruction. The World Health Organization (WHO) defines violence a ...
at the expense of psychological depth; the loss of Tolkien's emphasis on
free will
Free will is generally understood as the capacity or ability of people to (a) choice, choose between different possible courses of Action (philosophy), action, (b) exercise control over their actions in a way that is necessary for moral respon ...
and individual responsibility; the flattening out of Tolkien's balanced treatment of evil to a simple equation of the
One Ring
The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
with evil; and the replacement of
Frodo
Frodo Baggins (Westron: ''Maura Labingi'') is a fictional character in J. R. R. Tolkien's writings and one of the protagonists in ''The Lord of the Rings''. Frodo is a hobbit of Shire (Middle-earth), the Shire who inherits the One Ring from hi ...
's inner journey by an American "
hero's journey
In narratology and comparative mythology, the hero's quest or hero's journey, also known as the monomyth, is the common template of stories that involve a hero who goes on an adventure, is victorious in a decisive crisis, and comes home ch ...
" or monomyth with
Aragorn
Aragorn () is a fictional character and a protagonist in J. R. R. Tolkien's ''The Lord of the Rings''. Aragorn is a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of ...
as the hero.
Commentators have admired the simultaneous use of images, words, and
music
Music is the arrangement of sound to create some combination of Musical form, form, harmony, melody, rhythm, or otherwise Musical expression, expressive content. Music is generally agreed to be a cultural universal that is present in all hum ...
to convey emotion, evoking the appearance of Middle-earth, creating wonderfully believable creatures, and honouring Tolkien's
Catholic
The Catholic Church (), also known as the Roman Catholic Church, is the List of Christian denominations by number of members, largest Christian church, with 1.27 to 1.41 billion baptized Catholics Catholic Church by country, worldwid ...
vision with images that can work also for non-Christians.
Fans, actors, critics, and scholars have seen Jackson's version as a success: on its own terms, as an adaptation of Tolkien, and as going beyond Tolkien into a sort of modern folklore. The development of fan films such as ''
Born of Hope'' and ''
The Hunt for Gollum
''The Hunt for Gollum'' is a 2009 British fantasy fan film directed, co-written, co-produced, and co-scored by Chris Bouchard. Based on the appendices of J. R. R. Tolkien's 1954–55 book ''The Lord of the Rings'', the film is set in Middle- ...
'', and of a modern folklore with characters such as elves, dwarves, wizards, and halflings, all derived from Jackson's rendering of Tolkien, have been viewed as measures of this success.
Context
Both book and film versions of ''The Lord of the Rings'' have been extremely successful, enjoyed by the public and non-academic reviewers alike,
and attracting scholarly attention to the differences between them.
Tolkien's fantasy novel
J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...
's fantasy novel ''
The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' was published in three volumes in 1954–1955 and has sold over 150 million copies.
It has been
translated into at least 58 languages. It takes up, according to the edition, around 1000 pages of text. Read out loud in the unabridged audiobook voiced by
Rob Inglis, it has a running time of nearly 60 hours.
Tolkien's views on film adaptations
Tolkien did not live to see Jackson's film version, but he did engage in dialogue with a film-maker interested in adapting Middle-earth for the cinema. Tolkien was involved in a proposal by
Forrest J. Ackerman in the 1950s to make an
animated film
Animation is a filmmaking technique whereby still images are manipulated to create moving images. In traditional animation, images are drawn or painted by hand on transparent celluloid sheets to be photographed and exhibited on film. Animati ...
adaptation by
Morton Grady Zimmerman
J. R. R. Tolkien's novels ''The Hobbit'' (1937) and ''The Lord of the Rings'' (1954–55), set in his fictional world of Middle-earth, have been the subject of numerous motion picture adaptations across film and television.
Tolkien was skeptical ...
. He was not opposed to the idea: in 1957 he wrote that an abridgement "with some good picture-work would be pleasant".
[ Ferré, Vincent. "Tolkien, our Judge of Peter Jackson", pages 159–173 in ] He felt that selective omission would be better than compression; in the script he was shown, he found the compression excessive, with "resultant over-crowding and confusion, blurring of climaxes, and general degradation".
Thus, the French Tolkien scholar
Vincent Ferré Vincent Ferré is a French scholar of comparative literature, a medievalist, and a Tolkien scholar, known especially for his book on ''The Lord of the Rings'', ''Tolkien: sur les rivages de la Terre du Milieu'', and for his encyclopedic ''Dictionnai ...
notes, Tolkien was not opposed to "''any'' adaptation", but specifically to the Zimmerman script. He liked the images of deserts and mountains that he saw, as they seemed to him appropriate for Middle-earth. Further, he wrote that scenery and sets might be a core element of the proposed film. Further, when he disliked a part of the script, he thought out suitable cinematic images that might give the viewer an idea of the quest's challenges, or having a fire to provide suitable lighting for the conflict with the
Nazgûl
The Nazgûl (from Black Speech 'ring', and 'wraith, spirit')introduced as Black Riders and also called Ringwraiths, Dark Riders, the Nine Riders, or simply the Nineare fictional characters in J. R. R. Tolkien's Middle-earth. They were ni ...
on Weathertop.
Tolkien's remarks show that the lost script was extremely poor.
Zimmerman got names wrong; wrote inappropriate dialogue; made unwarranted additions such as a "fairy castle", and cut incoherently.
Tolkien specially disliked Zimmerman's "pull-back towards more conventional 'fairy-stories'."
Ferré comments that this may indicate "what might have been Tolkien's own judgement" on later adaptations.
Peter Jackson's film trilogy
Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
's
film series
A film series or movie series is a collection of related films in succession that share the same fictional universe, or are marketed as a series. It is a type of series fiction.
This article explains what film series are and gives brief examples ...
was released as three films between 2001 and 2003. The budget was $281 million, and together the three films grossed over $2.9 billion worldwide.
The series runs for 9 hours, 18 minutes in the "theatrical" or cinema version, and 11 hours, 26 minutes in the extended version released on DVD.
Although long for a film trilogy, this was short compared to Tolkien's work, presenting the films' makers with a major challenge of abridgement, compression, and transformation for the
production of the series.
Filmgoers and non-academic reviewers rated the films as almost perfect (as films, not as representations of the book) gaining many
Oscars
The Academy Awards, commonly known as the Oscars, are awards for artistic and technical merit in film. They are presented annually by the Academy of Motion Picture Arts and Sciences (AMPAS) in the United States in recognition of excellence i ...
and other film awards (''
The Two Towers
''The Two Towers'', first published in 1954, is the second volume of J. R. R. Tolkien's high fantasy novel ''The Lord of the Rings''. It is preceded by '' The Fellowship of the Ring'' and followed by ''The Return of the King''. The volume's t ...
'' scored "a rare 100%"
on ''
Rotten Tomatoes
Rotten Tomatoes is an American review aggregator, review-aggregation website for film and television. The company was launched in August 1998 by three undergraduate students at the University of California, Berkeley: Senh Duong, Patrick Y. Lee ...
'' "rough-and-ready measuring system"'')''.
Kristin Thompson
Kristin Thompson (born 1950) is an American film theorist and author whose research interests include the close formal analysis of films, the history of film styles, and " quality television," a genre akin to art film. She wrote two scholarly bo ...
, reviewing
Janet Brennan Croft
Janet Brennan Croft (born 1961) is an American librarian and Tolkien scholar, known for her authored and edited books and journals on J. R. R. Tolkien's Middle-earth fantasy. She won a Mythopoeic Award in 2005.
Academic career
Croft earned a Bac ...
's early book on ''
Tolkien on Film
''Tolkien on Film: Essays on Peter Jackson's ''Lord of the Rings'' ''is a 2004 collection of essays edited by Janet Brennan Croft on Peter Jackson's interpretation of ''The Lord of the Rings'' in his 2001–2003 film trilogy based on J. R. ...
'',
wrote that "
iteraryscholars seem particularly irked by the films' enormous popularity, not just among fans but also among reviewers". She noted that the films have brought a "vastly enlarged" audience to ''The Lord of the Rings'', and perhaps millions of new readers to the book, and that there are "book-firsters" and "film-firsters" among
Tolkien fans.
Differences
The film version differs in content from the written version in several ways, including cutting some scenes, adding scenes, adjusting scenes to cope with other changes, such as moving some action to different locations,
and adding
some minor characters.
The differences of content created by the necessary compression and transformation of Tolkien's story inevitably result in differences of style. Commentators have addressed the question of whether the observed differences are appropriate.
Transformation
There are several reasons why a film-maker would need to make alterations while adapting the source text of ''The Lord of the Rings'' to a
screenplay
A screenplay, or script, is a written work produced for a film, television show (also known as a '' teleplay''), or video game by screenwriters (cf. ''stage play''). Screenplays can be original works or adaptations from existing pieces of w ...
,
not least its length.
Tolkien's version contains a variety of types of writing, especially descriptions of landscape, characters, and their appearance, namely narrative, dialogue, and
embedded songs and poems. As Joseph Ricke and Catherine Barnett write, "Tolkien's characters … – like the narrative in which they exist – pause often for reflection, lamentation, poetry, song, moral inventory, refocusing, wrestling with their consciences, and debating their commitment to the mission before them."
Furthermore, the main text is supplemented by a prologue on the nature of
hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s, the distinctive small people of an
England-like region of Middle-earth, and the social and political organisation of their home,
the Shire
The Shire is a region of J. R. R. Tolkien's fictional Middle-earth, described in ''The Lord of the Rings'' and other works. The Shire is an inland area settled exclusively by hobbits, the Shire-folk, largely sheltered from the goings-on in the ...
. It is accompanied by six lengthy appendices describing the history of Middle-earth's kings, its chronology over more than 6,000 years of the
Second
The second (symbol: s) is a unit of time derived from the division of the day first into 24 hours, then to 60 minutes, and finally to 60 seconds each (24 × 60 × 60 = 86400). The current and formal definition in the International System of U ...
and
Third Age
In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainur entered Arda, following the creation events in the Ainulindalë and long ages of labour throughout Eä, the fictional un ...
s,
family trees
A family tree, also called a genealogy or a pedigree chart, is a chart representing family relationships in a conventional tree structure. More detailed family trees, used in medicine and social work, are known as genograms.
Representations o ...
, calendars, and guides to pronunciation and the
Elvish scripts, and to the
languages of Middle-earth
Language is a structured system of communication that consists of grammar and vocabulary. It is the primary means by which humans convey meaning, both in spoken and signed forms, and may also be conveyed through writing. Human language is ch ...
. Film has different capabilities from prose fiction.
The film version translates descriptions of landscape into actual landscapes, whether those of New Zealand or
computer-generated imagery
Computer-generated imagery (CGI) is a specific-technology or application of computer graphics for creating or improving images in Digital art, art, Publishing, printed media, Training simulation, simulators, videos and video games. These images ...
;
something of the feeling aroused by the descriptions is conveyed by the choice of landscape and the photography, from woodland scenes in the Shire to wide panoramas of majestic mountains.
Subtle effects such as Tolkien's indirect suggestion of the power of the
One Ring
The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
are difficult to replicate by such means.
Dialogue is sometimes taken unchanged from the book, but much is cut; some elements are voiced by other characters.
The Tolkien scholar
Tom Shippey
Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
noted that Jackson was under much greater financial pressure than Tolkien, who was risking nothing more than his spare time. In his view, Jackson was obliged to address different audiences, including teenagers who expected
Arwen
Arwen Undómiel is a fictional character in J. R. R. Tolkien's Middle-earth legendarium. She appears in the novel ''The Lord of the Rings''. Arwen is one of the half-elven who lived during the Third Age; her father was Elrond half-elven, lor ...
to have some of the characteristics of a "
warrior princess", and who delighted in jokes about
Dwarf
Dwarf, dwarfs or dwarves may refer to:
Common uses
*Dwarf (folklore), a supernatural being from Germanic folklore
* Dwarf, a human or animal with dwarfism
Arts, entertainment, and media Fictional entities
* Dwarf (''Dungeons & Dragons''), a sh ...
-tossing, something that, he commented, Tolkien would not have understood.
Omissions
The early chapters "A Conspiracy Unmasked", "The Old Forest", "In the House of Tom Bombadil", and "Fog on the Barrow-Downs", all of which concern a deviation on the hobbits' journey from their home in the Shire to the village of
Bree, are essentially omitted completely, though brief mentions of these are made later.
The penultimate chapter "
The Scouring of the Shire
"The Scouring of the Shire" is the penultimate chapter of J. R. R. Tolkien's fantasy ''The Lord of the Rings''. The Fellowship hobbits, Frodo, Sam, Merry, and Pippin, return home to the Shire to find that it is under the brutal con ...
", in which the hobbits use the skills of leadership and warfare that they have acquired to cleanse their home region of the enemy, is omitted,
although a vision of it is seen by Frodo in the Mirror of Galadriel.
Additions
An addition to Tolkien's main text that critics felt worked well is the incorporation of an appendix, "
The Tale of Aragorn and Arwen
"The Tale of Aragorn and Arwen" is a story within the Appendices of J. R. R. Tolkien's ''The Lord of the Rings''. It narrates the love of the Man (Middle-earth), mortal Man Aragorn and the Immortality, immortal Elf (Middle-earth), Elf-maiden Arw ...
", as a secondary plot line on the "bittersweet love affair" between a man, one of the heroes of the film, and an immortal Elf.
Another major addition is the attack on
Aragorn
Aragorn () is a fictional character and a protagonist in J. R. R. Tolkien's ''The Lord of the Rings''. Aragorn is a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of ...
by cavalry
Orc
An orc (sometimes spelt ork; ), in J. R. R. Tolkien's Middle-earth fantasy fiction, is a race of humanoid monsters, which he also calls "goblin".
In Tolkien's ''The Lord of the Rings'', orcs appear as a brutish, aggressive, ugly, and malevol ...
s riding wolflike
Warg
In the Philology, philologist and fantasy author J. R. R. Tolkien's Middle-earth fiction, a warg is a particularly large and evil kind of wolf that could be ridden by Orc (Middle-Earth), orcs. He derived the name and characteristics of his wargs ...
s, leaving him wounded and unconscious.
The entire episode is a digression from the main story; Shippey suggested it was inserted to provide more of a role for
the beautiful but distant Elf-woman Arwen, who helps to bring Aragorn back to life.
Transformations of structure

Jackson decided to make use of some of the "history" (events long before the main action of ''The Lord of the Rings'', described in the appendices and recalled in dialogue in the
Council of Elrond
"The Council of Elrond" is the second chapter of Book 2 of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. It is the longest chapter in that book at some 15,000 words, and critical for e ...
, midway through the first volume) in a dramatic film prologue. It begins with
Sauron
Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
's forging of the One Ring in the Second Age, his overthrow by an alliance of
Elves
An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''.
In medieval Germanic-speakin ...
and
Men
A man is an adult male human. Before adulthood, a male child or adolescent is referred to as a boy.
Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromosome from the fa ...
, and the taking of the Ring by
Isildur
Isildur () is a fictional character in J. R. R. Tolkien's Middle-earth, the elder son of Elendil, descended from Elros, the founder of the island Kingdom of Númenor. He fled with his father when the island was drowned, becoming in his turn Kin ...
, a distant ancestor of Aragorn.
This resolves a major problem for the film-maker in the narrative, namely that Tolkien
tells much of the history through "talking heads", reflecting long after the events on what they meant, and violating the basic "
show, don't tell
Show, don't tell is a narrative technique used in various kinds of texts to allow the reader to experience the story through actions, words, subtext, thoughts, senses, and feelings rather than through the author's exposition, summarization, a ...
" principle of film.
A major structural change was Jackson's decision to abandon Tolkien's
interlacing structure (''entrelacement'') and replace it with a story told in chronological order, with
intercutting
Cross-cutting is an editing technique most often used in films to establish action occurring at the same time, and often in the same place. In a cross-cut, the camera will cut away from one action to another action, which can suggest the simulta ...
between characters in different places at the same time. This may make the narrative easier to follow, but it allows the audience to know more than the characters do, undercutting the feeling that choices must be made based on personal courage in the face of incomplete knowledge.
One of the scriptwriters,
Philippa Boyens, stated that the trilogy was simply their interpretation of the written work. Jackson asserted that it would not be possible to film a straight retelling of the story on screen, and said of his version "Sure, it's not really ''The Lord of the Rings'' … but it could still be a pretty damn cool movie."
Other scenes have necessarily been adjusted to handle the effects of cuts and other changes. The death of the Wizard
Saruman
Saruman, also called Saruman the White, later Saruman of Many Colours, is a fictional character in J. R. R. Tolkien's fantasy novel ''The Lord of the Rings''. He is the leader of the Istari, wizards sent to Middle-earth in human form by the go ...
is moved to his fortress of
Isengard
In J. R. R. Tolkien's fantasy writings, Isengard () is a large fortress in Nan Curunír, the Wizard's Vale, in the western part of Middle-earth. In the fantasy world, the name of the fortress is described as a translation of Angrenost, a wo ...
and to an earlier time, as the end-of-book action on returning to the hobbits' home
the Shire
The Shire is a region of J. R. R. Tolkien's fictional Middle-earth, described in ''The Lord of the Rings'' and other works. The Shire is an inland area settled exclusively by hobbits, the Shire-folk, largely sheltered from the goings-on in the ...
is omitted.
A second example: In the book’s narrative, the hobbits visit the
Barrow-downs
In J. R. R. Tolkien’s fictional universe of Middle-earth, the Old Forest was a daunting and ancient woodland just beyond the eastern borders of the Shire. Its first and main appearance in print was in the chapter of the 1954 ''The Fellowship ...
, acquiring ancient blades from the barrow hoard in the natural course of events. In the film, however, they do not traverse the Barrow-downs. Instead, Aragorn gives them the needed blades on
Weathertop
The geography of Middle-earth encompasses the physical, political, and moral geography of J. R. R. Tolkien's fictional continent Middle-earth on the planet Arda, but widely taken to mean all of creation ('' Eä'') as well as all of his writings ...
as the party is threatened with imminent attack. He just happens, as the Tolkien scholar
John Rateliff comments, to be carrying four hobbit-sized swords with him, even though he had only been expecting to meet Frodo and Sam.
Transformations of characters
In her edited collection ''
Picturing Tolkien
''Picturing Tolkien: Essays on Peter Jackson's'' The Lord of the Rings ''Film Trilogy'' is a 2011 collection of essays on Peter Jackson's 2001–2003 film representation of J. R. R. Tolkien's 1954–1955 fantasy, ''The Lord of the Rings''. It ...
'',
Janet Brennan Croft
Janet Brennan Croft (born 1961) is an American librarian and Tolkien scholar, known for her authored and edited books and journals on J. R. R. Tolkien's Middle-earth fantasy. She won a Mythopoeic Award in 2005.
Academic career
Croft earned a Bac ...
states that many of Jackson's characters are "demonstrably different" from Tolkien's: she lists Arwen,
Faramir
Faramir is a fictional character in J. R. R. Tolkien's ''The Lord of the Rings''. He is introduced as the younger brother of Boromir of the Fellowship of the Ring (characters), Fellowship of the Ring and second son of Denethor, the Stewards o ...
,
Denethor
Denethor II, son of Ecthelion II, is a fictional character in J. R. R. Tolkien's novel ''The Lord of the Rings''. He was the 26th ruling Steward of Gondor, dying by suicide in the besieged city of Minas Tirith during the Battle of the Pelennor Fie ...
,
Théoden
Théoden is a fictional character in J. R. R. Tolkien's fantasy novel, ''The Lord of the Rings''. The King of Rohan (Middle-earth), Rohan and Lord of the Mark or of the Riddermark, names used by the Rohirrim for their land, he appears as a suppor ...
,
Treebeard
Treebeard, or ''Fangorn'' in Sindarin, is a tree-giant character in J. R. R. Tolkien's ''The Lord of the Rings''. He is an Ent and is said by Gandalf to be "the oldest living thing that still walks beneath the Sun upon this Middle-earth.", ...
,
Gimli, and "even Frodo, Sam, and Gollum". But the character she picks out as radically transformed is the hero Aragorn, who appears as a humble
Ranger of the North, and ends as King of
Gondor
Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', '' The Return of the King'', is largel ...
and Arnor. She suggests that the changes reflect
Joseph Campbell
Joseph John Campbell (March 26, 1904 – October 30, 1987) was an American writer. He was a professor of literature at Sarah Lawrence College who worked in comparative mythology and comparative religion. His work covers many aspects of t ...
's "heroic 'monomyth'" in which the hero ventures into a supernatural realm, fights strange forces, wins, and returns with enhanced power. The American variant is that the hero begins as a lone outsider, seeks justice for the community, is morally pure, and returns accepted by the community. Croft writes that Tolkien's quest fits Campbell's model quite closely, but that it is Frodo who sets out as the fairytale hero, the ordinary person who as
Verlyn Flieger
Verlyn Flieger (born 1933) is an author, editor, and Professor Emerita in the Department of English at the University of Maryland at College Park, where she taught courses in comparative mythology, medieval literature, and the works of J. R. R. To ...
writes "stumbles into heroic adventure and does the best he can";
Tolkien then
switches about Frodo's and Aragorn's roles as heroes. Jackson puts the Shire under violent threat from the start. Tolkien has Aragorn always aiming for marriage with Arwen; Jackson, in keeping with the chastity required in the American monomyth, has Aragorn avoid both Arwen and Éowyn, who
carries a torch for him.
Both critics and film-makers are aware that transformations can be controversial. The scholar of literature Victoria Gaydosik notes that the screenwriters
Fran Walsh
Dame Frances Rosemary Walsh (born 10 January 1959) is a New Zealand screenwriter and film producer.
The partner of filmmaker Peter Jackson, Walsh has contributed to all of their films since 1989: as co-writer since ''Meet the Feebles'', and a ...
and
Philippa Boyens joke about "crimes against the book" on the extended edition DVD, and investigates the transformation of Arwen in the films. In the film of ''The Fellowship of the Ring'', Arwen takes on elements of the "
warrior princess" role not found in the book. This prompted debate on fan sites about how she might feature in ''The Two Towers'': A photograph showed Arwen "in full armor wielding her father's sword at
Helm's Deep
The Battle of Helm's Deep, also called the Battle of the Hornburg, is a fictional battle in J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the ...
", but what Boyens jokingly called that "slight departure" from Tolkien did not appear in the film of ''The Two Towers'', where Arwen returns to being "passively feminine". In the book she does not appear at all, only her hand-woven banner for her fiancé Aragorn being mentioned. Walsh confirmed that the conception of Arwen in the script changed radically before the release of ''The Two Towers'' in the face of fan opinion.
Effective film technique
Critics and scholars have largely agreed that the film makes fine use of visual imagery and music to convey an impression of Middle-earth, from the New Zealand landscapes to the use of casting, costumes, prosthetics and digital effects to create characters and action.
Visual imagery
Many commentators have admired the film's translation of
Middle-earth architecture and landscapes to Jackson's New Zealand.
In his book ''Tolkien: A Cultural Phenomenon'',
Brian Rosebury
''Tolkien: A Cultural Phenomenon'' is a 2003 book of literary criticism by Brian Rosebury about the English author and philologist J. R. R. Tolkien and his writings on his fictional world of Middle-earth, especially ''The Lord of the Rings''. A s ...
wrote that "The attentiveness to the original text's descriptions of locales is often quite remarkable: The
West Wall of Moria, the
Argonath
Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', ''The Return of the King'', is largely ...
and the lake of Nen Hithoel,
Helm's Deep
The Battle of Helm's Deep, also called the Battle of the Hornburg, is a fictional battle in J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the ...
,
Minas Tirith
Minas Tirith is the capital of Gondor in J. R. R. Tolkien's fantasy novel ''The Lord of the Rings''. It is a seven-walled fortress city built on the spur of a mountain, rising some 700 feet to a high terrace, housing the Citadel, at the seventh ...
, all provide the Tolkien reader with a satisfying shock of recognition".
The scholar of humanities Kim Selling found the evocation of the look of Middle-earth and the "eliciting of wonder" "marvellously realized".
She felt that the trilogy achieved this both with its many strange creatures, whether beautiful or horrifying, but through landscape and setting, and special effects like half-height hobbits and the creation of the monster Gollum. In her view, these succeeded in the terms set out for believable fantasy in Tolkien's 1939 essay "
On Fairy Stories".
Even scholars generally hostile to the film version have respected its visual presentation.
David Bratman David Bratman is a librarian and Tolkien scholar.
Biography
Bratman was born in Chicago to Robert Bratman, a physician, and his wife Nancy, an editor. He was one of four sons in the family. He was brought up in Cleveland, Ohio, and then in Cali ...
stated that "I felt as if I were seeing two films at once. One in the visuals, which was faithful and true to Tolkien, and another in the script and in the general tone and style, which was so unfaithful as to be a travesty."
Verlyn Flieger
Verlyn Flieger (born 1933) is an author, editor, and Professor Emerita in the Department of English at the University of Maryland at College Park, where she taught courses in comparative mythology, medieval literature, and the works of J. R. R. To ...
found much of the film's imagery problematic but praised its effect when used with restraint, as in the case of
Boromir
Boromir is a fictional character in J. R. R. Tolkien's legendarium. He appears in the first two volumes of ''The Lord of the Rings'' (''The Fellowship of the Ring'' and ''The Two Towers''), and is mentioned in the last volume, ''The Return o ...
's "magisterial"
boat funeral, which she called "effective and moving".
Daniel Timmons found the "cinematography, art direction, sets, props, and costumes" spectacular, calling this "probably Jackson's finest achievement".
He admired the
motion-capture
Motion capture (sometimes referred as mocap or mo-cap, for short) is the process of recording high-resolution movement of objects or people into a computer system. It is used in military, entertainment, sports, medical applications, and for val ...
that in his view brilliantly animated the Ring-obsessed monster
Gollum
Gollum is a Tolkien's monsters, monster with a distinctive style of speech in J. R. R. Tolkien's fantasy world of Middle-earth. He was introduced in the 1937 Fantasy (genre), fantasy novel ''The Hobbit'', and became important in its sequel, ' ...
, and the special effects that made the Wizard Gandalf's battle with the fiery monstrous
Balrog
Balrogs () are a species of powerful demonic monsters in J. R. R. Tolkien's Middle-earth. One first appeared in print in his high-fantasy novel ''The Lord of the Rings'', where the Company of the Ring encounter a Balrog known as Durin's Bane in ...
in the caverns of
Moria
Moria may refer to:
Arts and entertainment
* Moria (Middle-earth), fictional location in the works of J. R. R. Tolkien
* ''Moria: The Dwarven City'', a 1984 fantasy role-playing game supplement
* Moria (1978 video game), ''Moria'' (1978 video gam ...
so effective.
Music
The Tolkien scholar Kristin Thompson noted that "even the film's harshest critics" agree that its design elements, including its music, which was composed by
Howard Shore
Howard Leslie Shore (born October 18, 1946) is a Canadian composer, conductor and orchestrator noted for his film scores. He has composed the scores for over 80 films, most notably the scores for ''The Lord of the Rings'' and '' The Hobbit'' fi ...
, are "superb".
Where additional variety was required, other composers and performers were recruited. For example, the Irish
Celtic fusion
Celtic fusion is an umbrella term for any modern music which incorporates influences considered "Celtic", or Celtic music which incorporates modern music. It is a syncretic musical tradition which borrows freely from the perceived "Celtic" music ...
singer and songwriter
Enya
Eithne Pádraigín Ní Bhraonáin (born 17 May 1961; anglicised as Enya Patricia Brennan) known mononymously as Enya, is an Irish singer and composer. With an estimated equivalent of over 80 million albums sold worldwide, Enya is the best-selli ...
created a piece for an
Elvish scene in
Rivendell
Rivendell (') is a valley in J. R. R. Tolkien's fictional world of Middle-earth, representing both a homely place of sanctuary and a magical Elf (Middle-earth), Elvish otherworld. It is an important location in ''The Hobbit'' and ''The Lord of ...
.
Selling cited Erica Sheen's remark that a film adaptation converts a book into a soundtrack, conveying emotion by combining images, words, and music, and argued that Jackson's films successfully "replicate the pleasurable experiences elicited by narrative".
The final song, "
Into the West", sung by
Annie Lennox
Ann Lennox (born 25 December 1954) is a Scottish singer-songwriter, political activist and philanthropist. After achieving moderate success in the late 1970s as part of the new wave band the Tourists, she and fellow musician Dave Stewart w ...
to Shore's music with lyrics by Fran Walsh, "intriguing
y modulates the end of the last film "to a tone closer to that of the novel", write Judy Ann Ford and
Robin Anne Reid
Robin Anne Reid is a scholar of literature who has specialized in feminist studies and Tolkien studies. She was a professor of English at Texas A&M University until her retirement in 2020.
Biography
Robin Anne Reid took her B.A. and M.A. at Wes ...
; its lyrics speak of "weeping, shadows, and fading", counteracting the image of dazzling light presented by the film, and echoing the note of pessimism and doubt in Tolkien's ending.
Estelle Jorgensen considers how Tolkien's text translates to film, and in particular how the implicit music of Tolkien's poetry is realized, both visually and aurally. She cites Jackson's remark that Tolkien's "music" is "imaginary", objecting only that his
Gregorian chant
Gregorian chant is the central tradition of Western plainsong, plainchant, a form of monophony, monophonic, unaccompanied sacred song in Latin (and occasionally Greek language, Greek) of the Roman Catholic Church. Gregorian chant developed main ...
ing of "Namárië" and his "dramatic" performance of "Ride of the Rohirrim" give "a glimpse" of how he imagined his songs might have sounded. Jackson, she writes, omitted Tom Bombadil and Goldberry, along with all their music, and Galadriel's singing, too, is dropped. Jackson acknowledged his musical limitations, relying on Shore to represent Tolkien's music. Shore stated that he wanted to "re-insert" Tolkien's verse into his score with choral versions of songs in Tolkien's invented languages. Jorgensen comments that be that as it may, songs such as "
May It Be
"May It Be" is a song by the Irish recording artist Enya. She and Roma Ryan respectively composed and wrote lyrics to the song, for Peter Jackson's 2001 film ''The Lord of the Rings: The Fellowship of the Ring''. The song entered the Top100 Singl ...
" and "Aníron" are set to words not by Tolkien, while most of Tolkien's "rich" provision of hobbit songs is absent from the score. She notes that the score is "pervasively orchestral and tonal" in keeping with Shore's intention to create "a feeling of antiquity", almost as if the music had been "discovered" rather than newly written. She comments that the actual result is rather different: "What happens, however, is that while the music lends another dimension to sight, it is swallowed up by sight...; the audience's focus is primarily upon the screen." She notes, on the other hand, that the use of familiar leitmotifs from the earlier films in ''The Return of the King'' helps to tie the trilogy together, while the song over the credits, "Into the West", wrapped "in now familiar musical material ... helps to create a musical unity".
Handling the book's spirit
Commentators have differed on how well the films manage to represent the spirit of the book, from feeling that it had been lost or the characters flattened, to granting that some elements were lost but others suitably substituted, to seeing the films as a remarkable cinematic tribute to Tolkien.
Eviscerated

Some scholars felt that the spirit of the book had been lost. Bratman wrote that Jackson has "taken out just about everything that makes ''The Lord of the Rings'' a strikingly unique work, one which we love, and reduced it to a generic
sword-and-sorcery
Sword and sorcery (S&S), or heroic fantasy, is a subgenre of fantasy characterized by sword-wielding heroes engaged in exciting and violent adventures. Elements of romance, magic, and the supernatural are also often present. Unlike works of ...
adventure story … Condensation is not the issue: the evisceration of Tolkien's spirit is the issue." He wrote that he did enjoy "those few moments which come straight from the book", such as Frodo and Gandalf's discussing the moral issue around Gollum, which he called "scenes from a different movie, the one I wish Jackson had made".
Christopher Tolkien
Christopher John Reuel Tolkien (21 November 1924 – 16 January 2020) was an English and naturalised French academic editor and writer. The son of the author and academic J. R. R. Tolkien, Christopher edited 24 volumes based on his father's P ...
, editor of his father's Middle-earth manuscripts, stated that "''The Lord of the Rings'' is peculiarly unsuitable to transformation into visual dramatic form", and that the films had "eviscerated" the book.
Rosebury mourned the loss of "some of the book's greatest virtues" including
English understatement
Understatement is an aspect of traditional English culture. It has been exploited to humorous effect, but it is also characterised as part of the English cultural attitude to life.
In medieval times
Old English texts relied extensively upon wo ...
, emotional tact, and spaciousness. He regretted the absence of the book's emphasis on free will and individual responsibility. He was sorry, too, about the film version's choice of physical conflict over rhetorical power, "dignity of presence
or force of intellect".
Timmons commented that a deft touch was needed to balance artistic integrity with Hollywood's demands and that Jackson had "often failed" to achieve that balance.
In his view, the "orgy of Orc killing" at the end of ''The Fellowship of the Ring'' made the film quite implausible; Jackson continually "minimizes mood development and dialogue, and offers seemingly nonstop flights and fights"; and "the significance of Frodo's inner journey becomes submerged in frenetic action".
Timmons felt that in scenes like Frodo's meeting with Strider, the stay in
Lothlórien
In J. R. R. Tolkien's legendarium, Lothlórien or Lórien is the fairest realm of the Elves remaining in Middle-earth during the Third Age. It is ruled by Galadriel and Celeborn from their city of tree houses at Caras Galadhon. The wood-el ...
, the fall of Saruman from his position as first among Wizards, and the tense meeting of Gandalf with the powerful but mentally-tortured
Denethor
Denethor II, son of Ecthelion II, is a fictional character in J. R. R. Tolkien's novel ''The Lord of the Rings''. He was the 26th ruling Steward of Gondor, dying by suicide in the besieged city of Minas Tirith during the Battle of the Pelennor Fie ...
, the hasty coverage seriously weakened the story.
Ǿystein Hǿgset evaluates the films against Dudley Andrew's three modes of adaptation. These are borrowing, meaning re-creating the feeling of the original, which is used just for inspiration; the use of unaltered fragments; and "fidelity and transformation", adapting the whole text and its meaning. Hǿgset argues that Jackson attempts the third mode, but includes both of the others as well. In his view, Jackson does not pass the fidelity test. For instance, in the good/evil conflict, the film ends with the destruction of evil, where the book remains fully nuanced even after the end of the One Ring. Hǿgset concludes that Jackson's film version so seriously fails to represent the spirit of the book that it fails as an adaptation.
[ in ]
Characters flattened
Tolkien scholars
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...
such as
Wayne G. Hammond
Wayne Gordon Hammond (born February 11, 1953) is an American scholar known for his research and writings on the works of J. R. R. Tolkien. Together with his wife Christina Scull, a fellow Tolkien scholar, they have jointly won Mythopoeic Scholars ...
,
Janet Brennan Croft
Janet Brennan Croft (born 1961) is an American librarian and Tolkien scholar, known for her authored and edited books and journals on J. R. R. Tolkien's Middle-earth fantasy. She won a Mythopoeic Award in 2005.
Academic career
Croft earned a Bac ...
and
Carl Hostetter Carl may refer to:
*Carl, Georgia, city in USA
*Carl, West Virginia, an unincorporated community
*Carl (name), includes info about the name, variations of the name, and a list of people with the name
*Carl², a TV series
* "Carl", an episode of tel ...
felt that many characters had not been depicted faithfully: They had essentially been flattened from complex, rounded characters with strengths and weaknesses to simple types or caricatures.
[Kirst, Sean. "Tolkien Scholar Stings "Rings" Films." Review of ''The Lord of the Rings: The Fellowship of the Ring'' and ''The Lord of the Rings: The Two Towers''. First published in the Syracuse ''Post-Standard'', 4 February 2003. ] Croft called the film versions of Aragorn and Frodo "strangely diminished"; she noted that Hostetter described Aragorn as less noble, more full of
angst
Angst is a feeling of anxiety, apprehension, or insecurity. ''Anguish'' is its Romance languages, Latinate cognate, equivalent, and the words ''anxious'' and ''anxiety'' are of similar origin.
Etymology
The word ''angst'' was introduced in ...
, and Frodo more of a
wimp
WiMP is a music streaming service available on mobile devices, tablets, network players and computers. WiMP, standing for "Wireless Music Player," was a music streaming service that emphasized high-quality audio. WiMP offered music and podcast ...
. Using the critic
Northrop Frye
Herman Northrop Frye (July 14, 1912 – January 23, 1991) was a Canadian literary critic and literary theorist, considered one of the most influential of the 20th century.
Frye gained international fame with his first book, ''Fearful Symmetr ...
's
literary modes, Croft described Tolkien's Aragorn as "the typical hero of ''romance'', who is 'superior in degree to other men and his environment'", whereas Frodo is a hero of the ''high mimetic'' mode, superior to other men but not to his environment. She concluded that Jackson's screenplay aims at "Hollywood's lowest common denominator … the pathos of the low-mimetic mode and the irresistible power of the American …
monomyth
In narratology and comparative mythology, the hero's quest or hero's journey, also known as the monomyth, is the common template of stories that involve a hero who goes on an adventure, is victorious in a decisive crisis, and comes home ch ...
", allowing the audience to identify with the "lone redeemer, riding into town, … saving the day, and galloping off into the sunset", whereas Tolkien challenges his readers to "emulate timeless characters of a higher mode than ourselves".
The independent scholars and publishers Anthony S. Burdge and Jessica Burke make use of Frye's classification of literary modes to argue that the film interpretation "fails miserably" in one of what they consider Tolkien's major achievements, to "
esurrectimages of the hero."
Tolkien, they write, used his reading of legends about medieval heroes from ''
Beowulf
''Beowulf'' (; ) is an Old English poetry, Old English poem, an Epic poetry, epic in the tradition of Germanic heroic legend consisting of 3,182 Alliterative verse, alliterative lines. It is one of the most important and List of translat ...
'' to ''
King Arthur
According to legends, King Arthur (; ; ; ) was a king of Great Britain, Britain. He is a folk hero and a central figure in the medieval literary tradition known as the Matter of Britain.
In Wales, Welsh sources, Arthur is portrayed as a le ...
'' to create a cast of heroes (Aragorn, Faramir, Frodo, Sam... and perhaps, following Deborah Rogers, whom they cite, all the hobbits) who function at each of Frye's literary modes. Further, Jackson and the films' screenwriters, Philippa Boyens and Fran Walsh, in their view fail to grasp this theme; nor "how many of Tolkien's protagonists shift amongst the modes", indeed climbing steadily and heroically up "the ladder of Frye's modes".
In short, they argue, Jackson effectively "flatten
Tolkien's heroes into one mode, thereby demoralizing and humiliating Tolkien's creation."
Alongside this disastrous flattening of character, Burdge and Burke comment that by making the One Ring the incarnation of evil, its destruction means the end of all evil. Tolkien, they note, never implied anything so crude: Jackson and his team thus failed to grasp "the nuances and profundity of Tolkien's creation."
The anti-heroes Saruman and Denethor are equally mishandled, and for the same reason, the subtlety of their intelligences and characters flattened, replaced by devices like "creating a pathetic need for tension between Denethor and Gandalf", while by elevating Saruman and lowering Gandalf, Jackson breaks Tolkien's careful balance of forces.
[Burdge, Anthony S.; Burke, Jessica. "Humiliated Heroes: Peter Jackson's Interpretation", pages 129–157 in ]
Tom Shippey
Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
found Jackson's tendencies for "democratisation" and "emotionalisation"
problematic, writing that where Tolkien has a clear hierarchy, Jackson is happy to enlarge the parts of humble characters like the servant-hobbit
Sam, who converts
Faramir
Faramir is a fictional character in J. R. R. Tolkien's ''The Lord of the Rings''. He is introduced as the younger brother of Boromir of the Fellowship of the Ring (characters), Fellowship of the Ring and second son of Denethor, the Stewards o ...
to supporting the quest, or the young hobbit
Pippin, who (unlike in Tolkien's version) persuades the tree-giant
Treebeard
Treebeard, or ''Fangorn'' in Sindarin, is a tree-giant character in J. R. R. Tolkien's ''The Lord of the Rings''. He is an Ent and is said by Gandalf to be "the oldest living thing that still walks beneath the Sun upon this Middle-earth.", ...
to attack the fallen wizard Saruman's fortress of
Isengard
In J. R. R. Tolkien's fantasy writings, Isengard () is a large fortress in Nan Curunír, the Wizard's Vale, in the western part of Middle-earth. In the fantasy world, the name of the fortress is described as a translation of Angrenost, a wo ...
. Where Tolkien's Denethor is a cold ruler doing his best for his country, Jackson's is made to look greedy and self-indulgent: Shippey calls the scene where he gobbles a meal, while his son Faramir has been sent out in a hopeless fight, a "blatant
seof cinematic suggestion".
''
Christianity Today
''Christianity Today'' is an evangelical Christian media magazine founded in 1956 by Billy Graham. It is published by Christianity Today International based in Carol Stream, Illinois. ''The Washington Post'' calls ''Christianity Today'' "eva ...
'' wrote that the films "missed the moral and religious depths"
of the book, such as when they turned "the awful subtlety and complexity of evil"
into something trivially obvious. It gave as an instance the reduction of Tolkien's sadly conflicted
Gollum
Gollum is a Tolkien's monsters, monster with a distinctive style of speech in J. R. R. Tolkien's fantasy world of Middle-earth. He was introduced in the 1937 Fantasy (genre), fantasy novel ''The Hobbit'', and became important in its sequel, ' ...
to a "pathetically comic and merely devious figure", and the caricaturing of the powerful
Steward of Gondor
Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', ''The Return of the King'', is largely ...
, Denethor, as "a snarling and drooling oaf rather than a noble pessimist".
Preserved by appropriate substitution
Some critics and scholars freely admitted that the film version differed from the book, but felt that it appropriately substituted other elements for those that
could not be preserved. Daniel Timmons recorded that the
film critic
Film criticism is the analysis and evaluation of films and the film medium. In general, film criticism can be divided into two categories: Academic criticism by film scholars, who study the composition of film theory and publish their findin ...
s of major newspapers both pointed out the trilogy's weaknesses, as when
Roger Ebert
Roger Joseph Ebert ( ; June 18, 1942 – April 4, 2013) was an American Film criticism, film critic, film historian, journalist, essayist, screenwriter and author. He wrote for the ''Chicago Sun-Times'' from 1967 until his death in 2013. Eber ...
said of Jackson's ''The Fellowship of the Ring'' that it was "more of a
sword and sorcery
Sword and sorcery (S&S), or heroic fantasy, is a subgenre of fantasy characterized by sword-wielding heroes engaged in exciting and violent adventures. Elements of Romance (love), romance, Magic (fantasy), magic, and the supernatural are also ...
epic than a realization of
olkien'smore naive and guileless vision", and on the other hand gave Jackson "high praise".
Robin Anne Reid analysed the grammar used by Tolkien, which she stated often dwells on the environment, with devices such as placing the characters into subordinate clauses, and the equivalent visual grammar used by Jackson. In her view, the cinematography successfully mirrors the text, except when Frodo and Sam are approaching Mordor, where Reid found the film "perfunctory in its construction of
Ithilien
Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', ''The Return of the King'', is largely ...
compared to earlier scenes". Against that, she considered that the
lighting of the beacons to summon the riders of Rohan to Gondor, a lengthy scene at 98 seconds, "exceeds the impact of the novel because of the cinematic narrator's ability to move away from a single character's point of view to dramatize the event".
Selling stated that a film adaptation's success requires the film-makers to persuade the audience that their interpretation is valid. She noted that Jackson,
Philippa Boyens and
Fran Walsh
Dame Frances Rosemary Walsh (born 10 January 1959) is a New Zealand screenwriter and film producer.
The partner of filmmaker Peter Jackson, Walsh has contributed to all of their films since 1989: as co-writer since ''Meet the Feebles'', and a ...
were, as both screenwriters and fans themselves, acutely aware of the "fidelity to the original text expected by the wider community of Tolkien fans".
They knew that the books were "unfilmable" without transformation, so they set about "translat
ng Tolkien's core themes into film. They preserved Tolkien's dialogue wherever they could, sometimes moving lines to a different time, place, or character, as when Gandalf makes a speech in the
Mines of Moria before arriving at
Balin's tomb, whereas, in the book, the words are spoken in Frodo's home in
the Shire
The Shire is a region of J. R. R. Tolkien's fictional Middle-earth, described in ''The Lord of the Rings'' and other works. The Shire is an inland area settled exclusively by hobbits, the Shire-folk, largely sheltered from the goings-on in the ...
, before he sets out.
Selling found that the transformations, such as the substitution of the Elf-lady Arwen for the Elf-lord
Glorfindel
Glorfindel () is a fictional character in J. R. R. Tolkien's Middle-earth legendarium. He is a member of the Noldor, one of the three groups of High Elves. The character and his name, which means "blond" or "golden-haired", were among the first ...
in ''The Fellowship of the Ring'', were mainly successful, but that the omission of the entire Tom Bombadil sequence was more damaging.

The medievalist and Tolkien scholar Yvette Kisor wrote that while Jackson had been unfaithful to Tolkien's narrative technique (such as interlacing), character development and motivation, and specific events, he had continually striven to be faithful "to the totality of Tolkien's epic – its impact, its look and feel, and, perhaps, some of its themes".
In her view, he allowed himself "unusually free reshuffling"
of scenes to simplify the chronology, but managed to build the Tolkienesque themes of "
providence
Providence often refers to:
* Providentia, the divine personification of foresight in ancient Roman religion
* Divine providence, divinely ordained events and outcomes in some religions
* Providence, Rhode Island, the capital of Rhode Island in the ...
,
eucatastrophe
A eucatastrophe is a sudden turn of events in a story which ensures that the protagonist does not meet some terrible, impending, and plausible and probable doom. The concept was created by the philologist and fantasy author J. R. R. Tolkien in ...
udden happy reversal interconnectedness"
through skilful
intercutting
Cross-cutting is an editing technique most often used in films to establish action occurring at the same time, and often in the same place. In a cross-cut, the camera will cut away from one action to another action, which can suggest the simulta ...
and use of
music
Music is the arrangement of sound to create some combination of Musical form, form, harmony, melody, rhythm, or otherwise Musical expression, expressive content. Music is generally agreed to be a cultural universal that is present in all hum ...
. She gives as example
Éowyn's battle with the
Witch-king, intercut with Aragorn's unlooked-for arrival with an army in the captured ships of the
Corsairs of Umbar. The scene looks like her defeat, and indeed the defeat of the army of the West, along with the Witch-king's triumphant prophecy "You fool – no man can kill me" and a break in the music, suddenly reversed as the music restarts with her revelation of herself as a woman, and her killing him. The method of narration is not Tolkien's, but the effect is similarly eucatastrophic.
James Dunning writes that there are three large spiritual themes "behind events in Middle-earth". Firstly,
constant decline and fall from the power of earlier ages. Secondly, "The Shadow" is constantly scheming to take control. Thirdly, a power of
providence
Providence often refers to:
* Providentia, the divine personification of foresight in ancient Roman religion
* Divine providence, divinely ordained events and outcomes in some religions
* Providence, Rhode Island, the capital of Rhode Island in the ...
acts through ordinary people, brave warriors, and even the mistakes of the enemy, appearing as
luck or pure chance. The wise, like Gandalf and
Elrond
Elrond Half-elven is a fictional character in J. R. R. Tolkien's Middle-earth legendarium. Both of his parents, Eärendil and Elwing, were half-elven, having both Men and Elves as ancestors. He is the bearer of the elven-ring Vilya, the Ring ...
, drop remarks like "I think this task is ''appointed'' for you, Frodo". And the book warns of the danger of trying to double-guess fate by
looking in mirrors or
seeing stones. Dunning suggests that via film these messages may "''perhaps''" reach people who never read Tolkien. In short, he writes, "render unto Jackson that which is Jackson's, and unto Tolkien that which is Tolkien's."
[Dunning, James. "The Professor and the Director and Good vs. Evil in Middle-earth", pages 177–207 in ]
The writer
Diana Paxson
Diana Lucile Paxson (born February 20, 1943) is an American writer, primarily in the fields of paganism and heathenism. Her published works include fantasy and historical fiction novels, as well as numerous short stories. More recently she has a ...
, describing herself as a lover of the book version, said she found watching the films a "fascinating, if sometimes mixed, experience". Seeing the films "refreshed" her re-readings of the book; she felt that the films showed "in rich detail" things "all too briefly described" by Tolkien, though the text provided dialogue and explanation skipped over by the films. She writes that "a surprising number" of lines of dialogue survive in the films, though often transposed, continuing a process begun by Tolkien, who as his son Christopher notes,
often moved conversations into fresh contexts, voiced by different speakers. She concludes that it is possible for multiple versions all to be valid and that it is "a story that can survive being retold".
Well represented
Critics, scholars, fans, and others have described Jackson's adaptation of ''The Lord of the Rings'' as a success.
Chauncey Mabe, in ''
The Los Angeles Times
The ''Los Angeles Times'' is an American daily newspaper that began publishing in Los Angeles, California, in 1881. Based in the Greater Los Angeles city of El Segundo since 2018, it is the sixth-largest newspaper in the U.S. and the larges ...
'', wrote of ''The Two Towers'' that "Tolkien fanatics, the kind who wear furry rubber hobbit feet to the theater, ... are praising Jackson for being true to the spirit, not the letter, of Tolkien’s books." The scholar of culture
Douglas Kellner
Douglas Kellner (born May 31, 1943) is an American academic who works at the intersection of "third-generation" critical theory in the tradition of the Frankfurt University Institute for Social Research, or Frankfurt School, and in cultural stu ...
stated that the conservative community spirit of Tolkien's Shire is reflected in Jackson's films as well as the division of the
Fellowship
A fellow is a title and form of address for distinguished, learned, or skilled individuals in academia, medicine, research, and industry. The exact meaning of the term differs in each field. In learned or professional societies, the term refers ...
into "squabbling races".
The actor
Ian McKellen
Sir Ian Murray McKellen (born 25 May 1939) is an English actor. He has played roles on the screen and stage in genres ranging from Shakespearean dramas and modern theatre to popular fantasy and science fiction. He is regarded as a British cu ...
, who played Gandalf in the film trilogy, and who had adapted Shakespeare's play ''
Richard III
Richard III (2 October 1452 – 22 August 1485) was King of England from 26 June 1483 until his death in 1485. He was the last king of the Plantagenet dynasty and its cadet branch the House of York. His defeat and death at the Battle of Boswor ...
'' to a
1995 film, called Jackson's adaptation "perhaps the most faithful screenplay ever adapted from a long novel."
He stated that this was because the scriptwriters had been "devoted to the original and would share other fans' resentment if it were "mistreated", and because Tolkien's storylines were clearer than those of
Dickens
Charles John Huffam Dickens (; 7 February 1812 – 9 June 1870) was an English novelist, journalist, short story writer and social critic. He created some of literature's best-known fictional characters, and is regarded by many as the great ...
or
Tolstoy
Count Lev Nikolayevich Tolstoy Tolstoy pronounced his first name as , which corresponds to the romanization ''Lyov''. () (; ,Throughout Tolstoy's whole life, his name was written as using pre-reform Russian orthography. ; ), usually referr ...
. McKellen added that the films "augment our appreciation" of the book.
Guido Henkel, reviewing the extended edition DVD of ''The Fellowship of the Ring'' for ''DVD Review & High Definition'', and describing himself as "a hardcore fan"
of the book, called the adaptation "faithful".
He commented that one could not "dissect the film like an annotation to the novel"
because a film has "different requirements and dynamics".
He acknowledged the inevitable omissions, but stated that Jackson "did indeed manage to capture the essence of the books".
Steven D. Greydanus, film critic for the ''
National Catholic Register
The ''National Catholic Register'' is a Catholic newspaper in the United States. It was founded on November 8, 1927, by Matthew J. Smith as the national edition of the '' Denver Catholic Register''. The ''Registers current owner is the Ete ...
'', called Jackson's trilogy "an extraordinary cinematic tribute to a great work of Catholic imagination".
He noted that Tolkien described his book as "a fundamentally religious and Catholic work", with clear allusions to "the hand of Providence", though
religion almost never appears on the surface.
Greydanus noted that Jackson and his team were aware of Tolkien's faith, while not sharing it, and intended to honour the themes of his book. He gave as one of many examples of this willingness the death and return of Gandalf, fighting the Balrog, "as hellish as Jackson's conceptual artists and the Weta effects people could make it",
falling into the abyss with his arms extended as if on a cross, and returning "shining like a painting of the risen Christ" as he appears to Aragorn, Legolas, and Gimli, "who like
esus'sdisciples are at first unable to recognize him".
The scholar Mark Stucky considered that Jackson had possibly managed to portray the returned Gandalf as Tolkien would have wanted, noting that Tolkien felt he had not got the return right.
Frodo, too, Greydanus wrote, symbolically dies in the giant spider
Shelob
Shelob is a fictional monster in the form of a giant spider from J. R. R. Tolkien's ''The Lord of the Rings''. Her lair lies in Cirith Ungol ("the pass of the spider") leading into Mordor. The creature Gollum deliberately leads the Hobbit pro ...
's lair and is reborn, and walks his ''
Via Dolorosa
The (Latin for 'Sorrowful Way', often translated 'Way of Suffering'; ; ) is a processional route in the Old City of Jerusalem. It represents the path that Jesus took, forced by the Roman soldiers, on the way to his crucifixion. The winding rou ...
'' on the way to Mount Doom to destroy the Ring, while Aragorn walks the Paths of the Dead. He concluded that while the film trilogy does not equal the book's religious vision, it succeeds in honouring that vision in a way that works for Christians, while giving "non-Christian postmoderns" a "rare encounter with an unironic vision of good and evil, a moral vision of evil as derivative of good and of the ever-present human susceptibility to temptation".
Timmons agreed, writing that Tolkien's core story, that the Ring insidiously tempted everyone to evil, was effectively told, through the Ring's "subtle and seductive voice".
Going beyond Tolkien, and getting others to do so
Finally, some authorities have analysed how Jackson has gone beyond Tolkien, creating his own take on Middle-earth, and in the process creating a community of fans united by shared interest and knowledge, and open to discussing and creating a body of new work – a fan film culture, or a modern folklore – informed by, but different from, both Tolkien's and Jackson's.
Creating a fan film culture
The scholar Maria Alberto wrote that Jackson had created a "fan film culture" in a large community that shared interest in and knowledge of Middle-earth.
The film scholar Lothar Mikos and colleagues noted that Jackson's film trilogy had created a phenomenon in the shape of a fan culture which encompassed a passion for books, video games and every possible kind of merchandise. Selling wrote that the films had certainly led many fans to read Tolkien's book.
Alberto stated that critical voices such as Fimi and Croft had written about how Tolkien fans could be unforgiving of any deviation from the text, but that Jackson had carefully balanced fan reaction and the need for commercial success of his film trilogy.
The success with fans could be seen, Alberto remarked, in the fan films ''
Born of Hope'', directed by
Kate Madison
Kate Madison is a British independent filmmaker, director, producer and actor. She portrayed the character Elgarain in her film, '' Born of Hope''.
Background
Kate Madison was born in Chesham, Buckinghamshire, England but now lives in Cambridg ...
in 2009, and ''
The Hunt for Gollum
''The Hunt for Gollum'' is a 2009 British fantasy fan film directed, co-written, co-produced, and co-scored by Chris Bouchard. Based on the appendices of J. R. R. Tolkien's 1954–55 book ''The Lord of the Rings'', the film is set in Middle- ...
'' directed by
Chris Bouchard
Chris Bouchard is a British film producer and director of ''The Hunt for Gollum'', an independent The Lord of the Rings (film series), ''Lord of the Rings'' fan film. The budget was kept to £3,000 using crowd-sourced visual effects. The film was ...
that same year. ''Born of Hope'', for instance, drew on "a couple of paragraphs" by Tolkien in an appendix on
the Tale of Aragorn and Arwen
"The Tale of Aragorn and Arwen" is a story within the Appendices of J. R. R. Tolkien's ''The Lord of the Rings''. It narrates the love of the Man (Middle-earth), mortal Man Aragorn and the Immortality, immortal Elf (Middle-earth), Elf-maiden Arw ...
, added its own original characters, ties its story in to other elements of Middle-earth, and references Jackson's film treatment with its choice of rugged filming locations,
Viggo Mortensen
Viggo Peter Mortensen Jr. (; born October 20, 1958) is an American actor and filmmaker. He has received nominations for three Academy Awards, three BAFTA Awards, and four Golden Globe Awards.
Mortensen made his film debut with a small role in ...
's portrayal of Aragorn by casting the similar-looking Christopher Dane as Aragorn's father Arathorn, and by making the Orcs monstrous and ragged in
visibly Jacksonian style. It further alludes to Jackson's trilogy, Alberto writes, with techniques such as "accelerated exposition" and an unseen narrator of "ancient story" speaking over "sweeping location shots, battle scenes, and details from a character's life".
Reid comments that ''The Hunt for Gollum'' fills a gap in the story left by Jackson's decision to omit the hunt; the fan film, she writes, knowledgeably follows Tolkien's story, having Aragorn capture Gollum and hand him over to the Elves, before going further with its own narrative.
The scholar Philip Kaveny wrote that Jackson and Tolkien "found different solutions to similar issues of audience and narrative ... in different media".
The film scholar Kristin Thompson stated that Tolkien, his scholars, and his fans "no doubt ... would have been impressed by some elements of
he film trilogy
He or HE may refer to:
Language
* He (letter), the fifth letter of the Semitic abjads
* He (pronoun), a pronoun in Modern English
* He (kana), one of the Japanese kana (へ in hiragana and ヘ in katakana)
* Ge (Cyrillic), a Cyrillic letter call ...
and annoyed by others".
Alberto called it remarkable that Thompson consciously treats both scholars and fans as audiences worthy of consideration.
Creating a modern folklore tradition
Fimi wrote that Jackson had succeeded in transforming Tolkien's book for the screen, in the process creating a modern folklore tradition. She noted that Tolkien
made use of medieval myth, legend, and fairytale. In turn, his Middle-earth has, she states, influenced both
fantasy
Fantasy is a genre of speculative fiction that involves supernatural or Magic (supernatural), magical elements, often including Fictional universe, imaginary places and Legendary creature, creatures.
The genre's roots lie in oral traditions, ...
authors and the
role-playing game
A role-playing game (sometimes spelled roleplaying game, or abbreviated as RPG) is a game in which players assume the roles of player character, characters in a fictional Setting (narrative), setting. Players take responsibility for acting out ...
industry, redefining or creating widely-used races such as Elves, Dwarves,
Wizards, and Halflings. Jackson was thus taking on what
Weta Workshop's creative supervisor, Richard Taylor, called "an opportunity to bring a piece of modern English folklore to the screen".
Fimi notes especially the monstrous Balrog, the graceful Elves, and the Dead Men who follow Aragorn.
Tolkien leaves unclear whether the Balrog had wings; it appears as a being of monstrous size, wreathed in flame and shadow. Jackson consulted with fans and decided to give it satanic bat-wings. This "imposed" a definitive form of Tolkien folklore.
Tolkien's Elves are rooted firmly, Fimi writes, in
Anglo-Saxon
The Anglo-Saxons, in some contexts simply called Saxons or the English, were a Cultural identity, cultural group who spoke Old English and inhabited much of what is now England and south-eastern Scotland in the Early Middle Ages. They traced t ...
,
Middle English
Middle English (abbreviated to ME) is a form of the English language that was spoken after the Norman Conquest of 1066, until the late 15th century. The English language underwent distinct variations and developments following the Old English pe ...
, and Norse tradition, but influenced also by Celtic
fairies
A fairy (also called fay, fae, fae folk, fey, fair folk, or faerie) is a type of mythical being or legendary creature, generally described as anthropomorphism, anthropomorphic, found in the folklore of multiple European cultures (including Cel ...
in the ''
Tuatha Dé Danann
The Tuatha Dé Danann (, meaning "the folk of the goddess Danu"), also known by the earlier name Tuath Dé ("tribe of the gods"), are a supernatural race in Irish mythology. Many of them are thought to represent deities of pre-Christian Gaelic ...
''. Jackson's Elves are "Celtic" in the romanticised sense of the
Celtic Revival
The Celtic Revival (also referred to as the Celtic Twilight) is a variety of movements and trends in the 19th, 20th and 21st centuries that see a renewed interest in aspects of Celtic culture. Artists and writers drew on the traditions of Gae ...
.
Fimi compares Jackson's representation of
Gildor
In the works of J. R. R. Tolkien, the Noldor (also spelled Ñoldor, meaning ''those with knowledge'' in his constructed language Quenya) are a kindred of Elf (Middle-earth), Elves who migrate west to the blessed realm of Valinor from the conti ...
's party of Elves riding through the Shire "moving slowly and gracefully towards the West, accompanied by ethereal music" with
John Duncan's 1911 painting ''The Riders of the Sidhe''. She notes that Jackson's conceptual designer, the illustrator
Alan Lee, had made use of the painting in the 1978 book ''Faeries''.
Tolkien does not attempt to describe the Dead, noting only the reactions of dread they inspire in Aragorn's men and the Dwarf Gimli in the dark and chilling "
Paths of the Dead". Jackson's Dead are instead "visible in a misty greenish light, partly skeletons, partly ghosts and partly rotten-fleshed
zombie
A zombie (Haitian French: ; ; Kikongo: ''zumbi'') is a mythological undead corporeal revenant created through the reanimation of a corpse. In modern popular culture, zombies appear in horror genre works. The term comes from Haitian folkl ...
s", following cinematic tradition. Fimi commented that the more embodied form for the Dead Men probably prevailed because they had to fight a battle (for the Corsair's ships); she noted that Jackson's first successes as a director were
horror film
Horror is a film genre that seeks to elicit physical or psychological fear in its viewers. Horror films often explore dark subject matter and may deal with Transgressive art, transgressive topics or themes. Broad elements of the genre include Mo ...
s.
The scholar of fantasy literature
Amy Sturgis noted that the
Tolkien fan fiction
Tolkien fan fiction is fantasy fiction, often published on the Internet, by Tolkien fans, in large quantities. It is based either directly on J. R. R. Tolkien's books on his fantasy world of Middle-earth, or on an adaptation of this world, especi ...
community rests on the shoulders of both Tolkien and Jackson: Their writings explore the intersection of Tolkien's text and Jackson's visualisations, and the gaps between them, or use Jackson's departures from the book to create alternate universes. She wrote that the "new cyberculture" that has grown around such writing is big, with (by 2005) over 29,000 ''Lord of the Rings'' stories on
Fanfiction.net
FanFiction.Net (often abbreviated as FF.net or FFN) is an automated fan fiction archive site. It was first launched in 1998 by software designer Xing Li, and currently has over 12 million registered users.
The site is split into main categorie ...
and many specialised archives such as Henneth Annûn, which had (by 2005) over 1,000 Tolkien-based stories;
that it is diverse, with conventions, printed fanzines, fiction awards, discussion boards, blogs, journals, and role-playing games; and unusual, in not being constrained to one central text. She concluded from this that Jackson's trilogy had stimulated "a remarkable degree of fan creativity, production, and dialogue".
Notes
References
Sources
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{{DEFAULTSORT:Jackson's interpretation of The Lord of the Rings
The Lord of the Rings (film series)
Films directed by Peter Jackson
Literary criticism