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A novel is a relatively long work of
narrative A narrative, story, or tale is any account of a series of related events or experiences, whether nonfictional ( memoir, biography, news report, documentary, travelogue, etc.) or fictional (fairy tale, fable, legend, thriller Thriller may r ...
fiction, typically written in
prose Prose is a form of written or spoken language that follows the natural flow of speech, uses a language's ordinary grammatical structures, or follows the conventions of formal academic writing. It differs from most traditional poetry, where the f ...
and published as a
book A book is a medium for recording information in the form of writing or images, typically composed of many pages (made of papyrus, parchment, vellum, or paper) bound together and protected by a cover. The technical term for this phys ...
. The present English word for a long work of prose fiction derives from the for "new", "news", or "short story of something new", itself from the la, novella, a singular noun use of the neuter plural of ''novellus'', diminutive of ''novus'', meaning "new". Some novelists, including Nathaniel Hawthorne, Herman Melville, Ann Radcliffe, John Cowper Powys, preferred the term "romance" to describe their novels. According to Margaret Doody, the novel has "a continuous and comprehensive history of about two thousand years", with its origins in the
Ancient Greek Ancient Greek includes the forms of the Greek language used in ancient Greece and the ancient world from around 1500 BC to 300 BC. It is often roughly divided into the following periods: Mycenaean Greek (), Dark Ages (), the Archaic p ...
and Roman novel, in
Chivalric romance As a literary genre, the chivalric romance is a type of prose and verse narrative that was popular in the noble courts of High Medieval and Early Modern Europe. They were fantastic stories about marvel-filled adventures, often of a chivalr ...
, and in the tradition of the Italian renaissance novella.Margaret Anne Doody
''The True Story of the Novel''
New Brunswick, NJ: Rutgers University Press, 1996, rept. 1997, p. 1. Retrieved 25 April 2014.
The ancient romance form was revived by
Romanticism Romanticism (also known as the Romantic movement or Romantic era) was an artistic, literary, musical, and intellectual movement that originated in Europe towards the end of the 18th century, and in most areas was at its peak in the approximate ...
, especially the
historical romance Historical romance is a broad category of mass-market fiction focusing on romantic relationships in historical periods, which Walter Scott helped popularize in the early 19th century. Varieties Viking These books feature Vikings during the D ...
s of Walter Scott and the Gothic novel. Some, including M. H. Abrams and Walter Scott, have argued that a novel is a fiction narrative that displays a realistic depiction of the state of a society, while the romance encompasses any fictitious narrative that emphasizes marvellous or uncommon incidents. Works of fiction that include marvellous or uncommon incidents are also novels, including ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 c ...
'', ''
To Kill a Mockingbird ''To Kill a Mockingbird'' is a novel by the American author Harper Lee. It was published in 1960 and was instantly successful. In the United States, it is widely read in high schools and middle schools. ''To Kill a Mockingbird'' has become ...
'', and ''
Frankenstein ''Frankenstein; or, The Modern Prometheus'' is an 1818 novel written by English author Mary Shelley. ''Frankenstein'' tells the story of Victor Frankenstein, a young scientist who creates a sapient creature in an unorthodox scientific exp ...
''. "Romances" are works of fiction whose main emphasis is on marvellous or unusual incidents, and should not be confused with the
romance novel A romance novel or romantic novel generally refers to a type of genre fiction novel which places its primary focus on the relationship and Romance (love), romantic love between two people, and usually has an "emotionally satisfying and optimis ...
, a type of
genre fiction Genre fiction, also known as popular fiction, is a term used in the book-trade for fictional works written with the intent of fitting into a specific literary genre, in order to appeal to readers and fans already familiar with that genre. A num ...
that focuses on romantic love.
Murasaki Shikibu was a Japanese novelist, poet and lady-in-waiting at the Imperial court in the Heian period. She is best known as the author of '' The Tale of Genji,'' widely considered to be one of the world's first novels, written in Japanese between abou ...
's ''
Tale of Genji Tale may refer to: * Narrative, or story, a report of real or imaginary connected events * TAL effector (TALE), a type of DNA binding protein * Tale, Albania, a resort town * Tale, Iran, a village * Tale, Maharashtra, a village in Ratnagiri di ...
'', an early 11th-century Japanese text, has sometimes been described as the world's first novel based on its early use of the experience of intimacy in a narrative form, but there is considerable debate over this — there were certainly long fictional prose works that preceded it. Spread of printed books in China led to the appearance of classical Chinese novels by the
Ming dynasty The Ming dynasty (), officially the Great Ming, was an Dynasties in Chinese history, imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol Empire, Mongol-led Yuan dynasty. The Ming dynasty was the last ort ...
(1368–1644) and
Qing dynasty The Qing dynasty ( ), officially the Great Qing,, was a Manchu-led imperial dynasty of China and the last orthodox dynasty in Chinese history. It emerged from the Later Jin dynasty founded by the Jianzhou Jurchens, a Tungusic-speak ...
(1616-1911). An early example from Europe was written in
Muslim Spain Al-Andalus translit. ; an, al-Andalus; ast, al-Ándalus; eu, al-Andalus; ber, ⴰⵏⴷⴰⵍⵓⵙ, label= Berber, translit=Andalus; ca, al-Àndalus; gl, al-Andalus; oc, Al Andalús; pt, al-Ândalus; es, al-Ándalus () was the Mu ...
by the Sufi writer Ibn Tufayl entitled '' Hayy ibn Yaqdhan''. Later developments occurred after the invention of the printing press.
Miguel de Cervantes Miguel de Cervantes Saavedra (; 29 September 1547 (assumed) – 22 April 1616 NS) was an Early Modern Spanish writer widely regarded as the greatest writer in the Spanish language and one of the world's pre-eminent novelists. He is best know ...
, author of ''
Don Quixote is a Spanish epic novel by Miguel de Cervantes. Originally published in two parts, in 1605 and 1615, its full title is ''The Ingenious Gentleman Don Quixote of La Mancha'' or, in Spanish, (changing in Part 2 to ). A founding work of Wester ...
'' (the first part of which was published in 1605), is frequently cited as the first significant European
novelist A novelist is an author or writer of novels, though often novelists also write in other genres of both fiction and non-fiction. Some novelists are professional novelists, thus make a living wage, living writing novels and other fiction, while othe ...
of the
modern era The term modern period or modern era (sometimes also called modern history or modern times) is the period of history that succeeds the Middle Ages (which ended approximately 1500 AD). This terminology is a historical periodization that is appli ...
.''Merriam-Webster's Encyclopedia of Literature''. Kathleen Kuiper, ed. 1995. Merriam-Webster, Springfield, Mass. Literary historian
Ian Watt Ian Watt (9 March 1917 – 13 December 1999) was a literary critic, literary historian and professor of English at Stanford University. His ''The Rise of the Novel: Studies in Defoe, Richardson and Fielding'' (1957) is an important work in the hi ...
, in ''The Rise of the Novel'' (1957), argued that the modern novel was born in the early 18th century. Recent technological developments have led to many novels also being published in non-print media: this includes audio books, web novels, and ebooks. Another non-traditional fiction format can be found in some
graphic novel A graphic novel is a long-form, fictional work of sequential art. The term ''graphic novel'' is often applied broadly, including fiction, non-fiction, and anthologized work, though this practice is highly contested by comic scholars and industry ...
s. While these
comic book A comic book, also called comicbook, comic magazine or (in the United Kingdom and Ireland) simply comic, is a publication that consists of comics art in the form of sequential juxtaposed panel (comics), panels that represent individual scenes. ...
versions of works of fiction have their origins in the 19th century, they have only become popular more recently.


Defining the genre

A novel is a long, fictional narrative. The novel in the
modern era The term modern period or modern era (sometimes also called modern history or modern times) is the period of history that succeeds the Middle Ages (which ended approximately 1500 AD). This terminology is a historical periodization that is appli ...
usually makes use of a literary prose style. The development of the prose novel at this time was encouraged by innovations in
printing Printing is a process for mass reproducing text and images using a master form or template. The earliest non-paper products involving printing include cylinder seals and objects such as the Cyrus Cylinder and the Cylinders of Nabonidus. The ...
, and the introduction of cheap paper in the 15th century. Several characteristics of a novel might include: *Fictional narrative: Fictionality is most commonly cited as distinguishing novels from
historiography Historiography is the study of the methods of historians in developing history as an academic discipline, and by extension is any body of historical work on a particular subject. The historiography of a specific topic covers how historians hav ...
. However this can be a problematic criterion. Throughout the early modern period authors of historical narratives would often include inventions rooted in traditional beliefs in order to embellish a passage of text or add credibility to an opinion. Historians would also invent and compose speeches for didactic purposes. Novels can, on the other hand, depict the social, political and personal realities of a place and period with clarity and detail not found in works of history. Several novels, for example
Ông cố vấn Ong is a Hokkien romanization of several Chinese surnames: ('' Wáng'' in Hanyu Pinyin), (also ''Wāng''), (traditional) or ( simplified; '' Huáng''); and (Weng). Ong or Onge is also a surname of English origin, with earliest known records f ...
written by
Hữu Mai Hữu Mai (7 May 1926 – 2007)Hữu Mai's obituary
was a
Romance language The Romance languages, sometimes referred to as Latin languages or Neo-Latin languages, are the various modern languages that evolved from Vulgar Latin. They are the only extant subgroup of the Italic languages in the Indo-European language fa ...
of southern France, especially those by
Chrétien de Troyes Chrétien de Troyes (Modern ; fro, Crestien de Troies ; 1160–1191) was a French poet and trouvère known for his writing on Arthurian subjects, and for first writing of Lancelot, Percival and the Holy Grail. Chrétien's works, including ...
(late 12th century), and in
Middle English Middle English (abbreviated to ME) is a form of the English language that was spoken after the Norman conquest of 1066, until the late 15th century. The English language underwent distinct variations and developments following the Old English ...
( Geoffrey Chaucer's (c. 1343 – 1400) '' The Canterbury Tales''). Even in the 19th century, fictional narratives in verse, such as
Lord Byron George Gordon Byron, 6th Baron Byron (22 January 1788 – 19 April 1824), known simply as Lord Byron, was an English romantic poet and Peerage of the United Kingdom, peer. He was one of the leading figures of the Romantic movement, and h ...
's ''
Don Juan Don Juan (), also known as Don Giovanni ( Italian), is a legendary, fictional Spanish libertine who devotes his life to seducing women. Famous versions of the story include a 17th-century play, ''El burlador de Sevilla y convidado de piedra'' ...
'' (1824), Alexander Pushkin's '' Yevgeniy Onegin'' (1833), and Elizabeth Barrett Browning's ''
Aurora Leigh ''Aurora Leigh'' (1856) is an epic poem/novel by Elizabeth Barrett Browning. The poem is written in blank verse and encompasses nine books (the woman's number, the number of the Sibylline Books). It is a first-person narration, from the point o ...
'' (1856), competed with prose novels.
Vikram Seth Vikram Seth (born 20 June 1952) is an Indian novelist and poet. He has written several novels and poetry books. He has won several awards such as Padma Shri, Sahitya Academy Award, Pravasi Bharatiya Samman, WH Smith Literary Award and Crosswor ...
's '' The Golden Gate'' (1986), composed of 590 Onegin stanzas, is a more recent example of the verse novel. * Experience of intimacy: Both in 11th-century Japan and 15th-century Europe, prose fiction created intimate reading situations. Harold Bloom characterizes Lady Murasaki's use of intimacy and irony in '' The Tale of Genji'' as "having anticipated Cervantes as the first novelist." On the other hand, verse epics, including the ''
Odyssey The ''Odyssey'' (; grc, Ὀδύσσεια, Odýsseia, ) is one of two major Ancient Greek literature, ancient Greek Epic poetry, epic poems attributed to Homer. It is one of the oldest extant works of literature still widely read by moder ...
'' and ''
Aeneid The ''Aeneid'' ( ; la, Aenē̆is or ) is a Latin Epic poetry, epic poem, written by Virgil between 29 and 19 BC, that tells the legendary story of Aeneas, a Troy, Trojan who fled the Trojan_War#Sack_of_Troy, fall of Troy and travelled to ...
'', had been recited to select audiences, though this was a more intimate experience than the performance of plays in theaters. A new world of individualistic fashion, personal views, intimate feelings, secret anxieties, "conduct", and "gallantry" spread with novels and the associated prose-romance. * Length: The novel is today the longest genre of narrative prose fiction, followed by the novella. However, in the 17th century, critics saw the romance as of epic length and the novel as its short rival. A precise definition of the differences in length between these types of fiction, is, however, not possible. The philosopher and literary critic
György Lukács György Lukács (born György Bernát Löwinger; hu, szegedi Lukács György Bernát; german: Georg Bernard Baron Lukács von Szegedin; 13 April 1885 – 4 June 1971) was a Hungarian Marxist philosopher, literary historian, critic, and aest ...
argued that the requirement of length is connected with the notion that a novel should encompass the totality of life.


East Asian definition

East Asian countries, like China, Korea, Vietnam and Japan, use the word 小說 (
pinyin Hanyu Pinyin (), often shortened to just pinyin, is the official romanization system for Standard Mandarin Chinese in China, and to some extent, in Singapore and Malaysia. It is often used to teach Mandarin, normally written in Chinese fo ...
: ''xiǎoshuō''), which literally means "small talks", to refer works of fiction of whatever length. In Chinese, Japanese and Korean cultures, the concept of novel as it is known in the Western/Anglophone world was and still is termed as "long length small talk" (長篇小說), novella as “medium length small talk” (中篇小說), and short stories as "short length small talk" (短篇小說). However, in Vietnamese culture, the term 小說 exclusively refers to 長篇小說 (long-length small talk), i.e. standard novel, while different terms are used to refer to novella and short stories. Such terms originated from ancient Chinese classification of literature works into "small talks" (tales of daily life and trivial matters) and "great talks" ("sacred" classic works of great thinkers like
Confucius Confucius ( ; zh, s=, p=Kǒng Fūzǐ, "Master Kǒng"; or commonly zh, s=, p=Kǒngzǐ, labels=no; – ) was a Chinese philosopher and politician of the Spring and Autumn period who is traditionally considered the paragon of Chinese sages. C ...
). In other words, ancient definition of "small talks" merely refer to trivial affairs, trivial facts, and can be different from the Western concept of novel. According to Lu Xun, the word "small talks" first appeared in the works of Zhuang Zhou, which coined such word. Laters scholars also provided similar definition, such as Han dynasty historian Ban Gu categorized all the trivial stories and gossips collected by local government magistrates as "small talks". Hồ Nguyên Trừng classified his memoir collection Nam Ông mộng lục as "small talks" clearly with the meaning of "trivial facts" rather than the Western definition of novel. Such classification and also left strong legacy in several East Asian interpretations of Western definition of novel at the time when Western literature was first introduced to East Asian countries. For example, Thanh Lãng and Nhất Linh classified the epic poems such as The Tale of Kiều as "novel", while
Trần Chánh Chiếu Trần (陳) or Tran is a common Vietnamese surname. More than 10% of all Vietnamese people share this surname. It is derived from the common Chinese surname Chen. History The Tran ruled the Trần dynasty, a golden era in Vietnam, and succe ...
emphasized the "belongs to the commoners", "trivial daily talks" aspect in one of his work.


Early novels

The earliest novels include classical Greek and Latin prose narratives from the first century BC to the second century AD, such as Chariton's '' Callirhoe'' (mid 1st century), which is "arguably the earliest surviving Western novel", as well as Petronius' '' Satyricon'', Lucian's '' True Story'', Apuleius' ''
The Golden Ass The ''Metamorphoses'' of Apuleius, which Augustine of Hippo referred to as ''The Golden Ass'' (''Asinus aureus''), is the only ancient Roman novel in Latin to survive in its entirety. The protagonist of the novel is Lucius. At the end of the n ...
'', and the anonymous '' Aesop Romance'' and '' Alexander Romance.'' The style of these works was later adapted in later
Byzantine novel Byzantine romance represents a revival of the ancient Greek romance of Roman times. Works in this category were written by Byzantine Greeks of the Eastern Roman Empire during the 12th century. History Under the Comnenian dynasty, Byzantine w ...
s such as ''Hysimine and Hysimines'' by Eustathios MakrembolitesJohn Robert Morgan, Richard Stoneman, ''Greek fiction: the Greek novel in context'' (Routledge, 1994), Gareth L. Schmeling, and Tim Whitmarsh (hrsg.) ''The Cambridge companion to the Greek and Roman novel'' (Cambridge University Press 2008). Narrative forms were also developed in Classical Sanskrit in the 5th through 8th centuries, such as ''
Vasavadatta :''Vasavadatta is also a character in the Svapnavasavadatta and the Vina-Vasavadatta'' ''Vasavadatta'' ( sa, वासवदत्ता, ) is a classical Sanskrit romantic tale (''akhyayika'') written in an ornate style by Subandhu, whose ti ...
'' by Subandhu, '' Daśakumāracarita and Avantisundarīkathā'' by Daṇḍin, '' Kadambari'' by Banabhatta. Urbanization and the spread of printed books in
Song Dynasty The Song dynasty (; ; 960–1279) was an imperial dynasty of China that began in 960 and lasted until 1279. The dynasty was founded by Emperor Taizu of Song following his usurpation of the throne of the Later Zhou. The Song conquered the res ...
(960–1279) China led to the evolution of oral storytelling into fictional novels by the
Ming dynasty The Ming dynasty (), officially the Great Ming, was an Dynasties in Chinese history, imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol Empire, Mongol-led Yuan dynasty. The Ming dynasty was the last ort ...
(1368–1644). Parallel European developments did not occur until after the invention of the printing press by
Johannes Gutenberg Johannes Gensfleisch zur Laden zum Gutenberg (; – 3 February 1468) was a German inventor and craftsman who introduced letterpress printing to Europe with his movable-type printing press. Though not the first of its kind, earlier designs ...
in 1439, and the rise of the publishing industry over a century later allowed for similar opportunities. The modern European novel is often said to have begun with ''
Don Quixote is a Spanish epic novel by Miguel de Cervantes. Originally published in two parts, in 1605 and 1615, its full title is ''The Ingenious Gentleman Don Quixote of La Mancha'' or, in Spanish, (changing in Part 2 to ). A founding work of Wester ...
'' in 1605.


Medieval period 1100–1500


Chivalric romances

Romance or chivalric romance is a type of
narrative A narrative, story, or tale is any account of a series of related events or experiences, whether nonfictional ( memoir, biography, news report, documentary, travelogue, etc.) or fictional (fairy tale, fable, legend, thriller Thriller may r ...
in
prose Prose is a form of written or spoken language that follows the natural flow of speech, uses a language's ordinary grammatical structures, or follows the conventions of formal academic writing. It differs from most traditional poetry, where the f ...
or verse popular in the aristocratic circles of High Medieval and Early Modern Europe. They were marvel-filled
adventure An adventure is an exciting experience or undertaking that is typically bold, sometimes risky. Adventures may be activities with danger such as traveling, exploring, skydiving, mountain climbing, scuba diving, river rafting, or other extr ...
s, often of a knight-errant with
hero A hero (feminine: heroine) is a real person or a main fictional character who, in the face of danger, combats adversity through feats of ingenuity, courage, or strength. Like other formerly gender-specific terms (like ''actor''), ''hero ...
ic qualities, who undertakes a
quest A quest is a journey toward a specific mission or a goal. The word serves as a plot device in mythology and fiction: a difficult journey towards a goal, often symbolic or allegorical. Tales of quests figure prominently in the folklore of ev ...
, yet it is "the emphasis on heterosexual love and courtly manners distinguishes it from the '' chanson de geste'' and other kinds of
epic Epic commonly refers to: * Epic poetry, a long narrative poem celebrating heroic deeds and events significant to a culture or nation * Epic film, a genre of film with heroic elements Epic or EPIC may also refer to: Arts, entertainment, and medi ...
, which involve heroism." In later romances, particularly those of French origin, there is a marked tendency to emphasize themes of courtly love. Originally, romance literature was written in
Old French Old French (, , ; Modern French: ) was the language spoken in most of the northern half of France from approximately the 8th to the 14th centuries. Rather than a unified language, Old French was a linkage of Romance dialects, mutually intelligi ...
, Anglo-Norman and Occitan, later, in English, Italian and German. During the early 13th century, romances were increasingly written as prose. The shift from verse to prose dates from the early 13th century. The '' Prose Lancelot'' or ''Vulgate Cycle'' includes passages from that period. This collection indirectly led to Thomas Malory's '' Le Morte d'Arthur'' of the early 1470s. Prose became increasingly attractive because it enabled writers to associate popular stories with serious histories traditionally composed in prose, and could also be more easily translated. Popular literature also drew on themes of romance, but with ironic, satiric or burlesque intent. Romances reworked
legend A legend is a genre of folklore that consists of a narrative featuring human actions, believed or perceived, both by teller and listeners, to have taken place in human history. Narratives in this genre may demonstrate human values, and possess ...
s, fairy tales, and history, but by about 1600 they were out of fashion, and
Miguel de Cervantes Miguel de Cervantes Saavedra (; 29 September 1547 (assumed) – 22 April 1616 NS) was an Early Modern Spanish writer widely regarded as the greatest writer in the Spanish language and one of the world's pre-eminent novelists. He is best know ...
famously burlesqued them in ''
Don Quixote is a Spanish epic novel by Miguel de Cervantes. Originally published in two parts, in 1605 and 1615, its full title is ''The Ingenious Gentleman Don Quixote of La Mancha'' or, in Spanish, (changing in Part 2 to ). A founding work of Wester ...
'' (1605). Still, the modern image of the medieval is more influenced by the romance than by any other medieval genre, and the word "medieval" evokes knights, distressed damsels, dragons, and such tropes.


The novella

The term "novel" originates from the production of short stories, or novella that remained part of a European oral culture of storytelling into the late 19th century. Fairy tales, jokes, and humorous stories designed to make a point in a conversation, and the exemplum a priest would insert in a sermon belong into this tradition. Written collections of such stories circulated in a wide range of products from practical compilations of examples designed for the use of clerics to compilations of various stories such as Boccaccio's '' Decameron'' (1354) and Geoffrey Chaucer's '' Canterbury Tales'' (1386–1400). The ''Decameron'' was a compilation of one hundred novelle told by ten people—seven women and three men—fleeing the Black Death by escaping from
Florence Florence ( ; it, Firenze ) is a city in Central Italy and the capital city of the Tuscany region. It is the most populated city in Tuscany, with 383,083 inhabitants in 2016, and over 1,520,000 in its metropolitan area.Bilancio demografico ...
to the Fiesole hills, in 1348.


Renaissance period: 1500–1700

The modern distinction between history and fiction did not exist in the early sixteenth century and the grossest improbabilities pervade many historical accounts found in the early modern print market. William Caxton's 1485 edition of Thomas Malory's '' Le Morte d'Arthur'' (1471) was sold as a true history, though the story unfolded in a series of magical incidents and historical improbabilities. Sir John Mandeville's ''Voyages'', written in the 14th century, but circulated in printed editions throughout the 18th century, was filled with natural wonders, which were accepted as fact, like the one-footed Ethiopians who use their extremity as an umbrella against the desert sun. Both works eventually came to be viewed as works of fiction. In the 16th and 17th centuries two factors led to the separation of history and fiction. The invention of printing immediately created a new market of comparatively cheap entertainment and knowledge in the form of chapbooks. The more elegant production of this genre by 17th- and 18th-century authors were '' belles lettres—''that is, a market that would be neither low nor academic. The second major development was the first best-seller of modern fiction, the Spanish '' Amadis de Gaula'', by García Montalvo. However, it was not accepted as an example of ''belles lettres''. The ''Amadis'' eventually became the archetypical romance, in contrast with the modern novel which began to be developed in the 17th century.


Chapbooks

A chapbook is an early type of popular literature printed in early modern Europe. Produced cheaply, chapbooks were commonly small, paper-covered booklets, usually printed on a single sheet folded into books of 8, 12, 16 and 24 pages. They were often illustrated with crude
woodcut Woodcut is a relief printing technique in printmaking Printmaking is the process of creating artworks by printing, normally on paper, but also on fabric, wood, metal, and other surfaces. "Traditional printmaking" normally covers only t ...
s, which sometimes bore no relation to the text. When illustrations were included in chapbooks, they were considered popular prints. The tradition arose in the 16th century, as soon as
printed Printing is a process for mass reproducing text and images using a master form or template. The earliest non-paper products involving printing include cylinder seals and objects such as the Cyrus Cylinder and the Cylinders of Nabonidus. The ...
books became affordable, and rose to its height during the 17th and 18th centuries. Many different kinds of ephemera and popular or folk literature were published as chapbooks, such as
almanac An almanac (also spelled ''almanack'' and ''almanach'') is an annual publication listing a set of current information about one or multiple subjects. It includes information like weather forecasts, farmers' planting dates, tide tables, and othe ...
s,
children's literature Children's literature or juvenile literature includes stories, books, magazines, and poems that are created for children. Modern children's literature is classified in two different ways: genre or the intended age of the reader. Children's ...
,
folk tales Oral literature, orature or folk literature is a genre of literature that is spoken or sung as opposed to that which is written, though much oral literature has been transcribed. There is no standard definition, as anthropologists have used vary ...
,
nursery rhyme A nursery rhyme is a traditional poem or song for children in Britain and many other countries, but usage of the term dates only from the late 18th/early 19th century. The term Mother Goose rhymes is interchangeable with nursery rhymes. From ...
s,
pamphlet A pamphlet is an unbound book (that is, without a hard cover or binding). Pamphlets may consist of a single sheet of paper that is printed on both sides and folded in half, in thirds, or in fourths, called a ''leaflet'' or it may consist of a f ...
s,
poetry Poetry (derived from the Greek '' poiesis'', "making"), also called verse, is a form of literature that uses aesthetic and often rhythmic qualities of language − such as phonaesthetics, sound symbolism, and metre − to evoke meanings ...
, and political and religious tracts. The term "chapbook" for this type of literature was coined in the 19th century. The corresponding French and German terms are '' bibliothèque bleue'' (blue book) and '' Volksbuch'', respectively. The principal historical subject matter of chapbooks was abridgements of ancient historians, popular medieval histories of knights, stories of comical heroes, religious legends, and collections of jests and fables. The new printed books reached the households of urban citizens and country merchants who visited the cities as traders. Cheap printed histories were, in the 17th and 18th centuries, especially popular among apprentices and younger urban readers of both sexes. The early modern market, from the 1530s and 1540s, divided into low chapbooks and high market expensive, fashionable, elegant belles lettres. The '' Amadis'' and Rabelais' '' Gargantua and Pantagruel'' were important publications with respect to this divide. Both books specifically addressed the new customers of popular histories, rather than readers of ''belles lettres''. The Amadis was a multi–volume fictional history of style, that aroused a debate about style and elegance as it became the first best-seller of popular fiction. On the other hand, ''Gargantua and Pantagruel'', while it adopted the form of modern popular history, in fact satirized that genre's stylistic achievements. The division, between low and high literature, became especially visible with books that appeared on both the popular and ''belles lettres'' markets in the course of the 17th and 18th centuries: low chapbooks included abridgments of books such as ''Don Quixote''. The term "chapbook" is also in use for present-day publications, commonly short, inexpensive booklets.


Heroic romances

Heroic Romance is a genre of imaginative literature, which flourished in the 17th century, principally in France. The beginnings of modern fiction in France took a pseudo- bucolic form, and the celebrated '' L'Astrée'', (1610) of Honore d'Urfe (1568–1625), which is the earliest French novel, is properly styled a
pastoral A pastoral lifestyle is that of shepherds herding livestock around open areas of land according to seasons and the changing availability of water and pasture. It lends its name to a genre of literature, art, and music ( pastorale) that de ...
. Although its action was, in the main, languid and sentimental, there was a side of the Astree which encouraged that extravagant love of glory, that spirit of " panache", which was now rising to its height in France. That spirit it was which animated Marin le Roy de Gomberville (1603–1674), who was the inventor of what have since been known as the Heroical Romances. In these there was experienced a violent recrudescence of the old medieval elements of romance, the impossible valour devoted to a pursuit of the impossible beauty, but the whole clothed in the language and feeling and atmosphere of the age in which the books were written. In order to give point to the chivalrous actions of the heroes, it was always hinted that they were well-known public characters of the day in a romantic disguise.


Satirical romances

Stories of witty cheats were an integral part of the European novella with its tradition of fabliaux. Significant examples include '' Till Eulenspiegel'' (1510), '' Lazarillo de Tormes'' (1554), Grimmelshausen's '' Simplicissimus Teutsch'' (1666–1668) and in England Richard Head's ''The English Rogue'' (1665). The tradition that developed with these titles focused on a hero and his life. The adventures led to satirical encounters with the real world with the hero either becoming the pitiable victim or the rogue who exploited the vices of those he met. A second tradition of satirical romances can be traced back to Heinrich Wittenwiler's ''Ring'' (c. 1410) and to François Rabelais' '' Gargantua and Pantagruel'' (1532–1564), which parodied and satirized heroic romances, and did this mostly by dragging them into the low realm of the burlesque. ''Don Quixote'' modified the satire of romances: its hero lost contact with reality by reading too many romances in the Amadisian tradition. Other important works of the tradition are Paul Scarron's ''Roman Comique'' (1651–57), the anonymous French ''Rozelli'' with its satire on Europe's religions,
Alain-René Lesage Alain-René Lesage (; 6 May 166817 November 1747; older spelling Le Sage) was a French novelist and playwright. Lesage is best known for his comic novel '' The Devil upon Two Sticks'' (1707, ''Le Diable boiteux''), his comedy ''Turcaret'' (1709 ...
's '' Gil Blas'' (1715–1735), Henry Fielding's '' Joseph Andrews'' (1742) and ''
Tom Jones Tom Jones may refer to: Arts and entertainment *Tom Jones (singer) (born 1940), Welsh singer * Tom Jones (writer) (1928–2023), American librettist and lyricist *''The History of Tom Jones, a Foundling'', a novel by Henry Fielding published in ...
'' (1749), and Denis Diderot's '' Jacques the Fatalist'' (1773, printed posthumously in 1796).


Histories

A market of literature in the modern sense of the word, that is a separate market for fiction and poetry, did not exist until the late seventeenth century. All books were sold under the rubric of "History and politicks" in the early 18th century, including
pamphlet A pamphlet is an unbound book (that is, without a hard cover or binding). Pamphlets may consist of a single sheet of paper that is printed on both sides and folded in half, in thirds, or in fourths, called a ''leaflet'' or it may consist of a f ...
s,
memoir A memoir (; , ) is any nonfiction narrative writing based in the author's personal memories. The assertions made in the work are thus understood to be factual. While memoir has historically been defined as a subcategory of biography or autobio ...
s,
travel literature The genre of travel literature encompasses outdoor literature, guide books, nature writing, and travel memoirs. One early travel memoirist in Western literature was Pausanias, a Greek geographer of the 2nd century CE. In the early modern pe ...
, political analysis, serious histories, romances, poetry, and novels. That fictional histories shared the same space with academic histories and modern journalism had been criticized by historians since the end of the Middle Ages: fictions were "lies" and therefore hardly justifiable at all. The climate, however, changed in the 1670s. The romance format of the quasi–historical works of Madame d'Aulnoy,
César Vichard de Saint-Réal César Vichard de Saint-Réal (1639–1692) was a French polyglot. He was born in Chambéry, Savoy, but educated in Lyon by the Jesuits. He used to work in the royal library with Antoine Varillas. This French historiographer influenced the way ...
, Gatien de Courtilz de Sandras, and Anne-Marguerite Petit du Noyer, allowed the publication of histories that dared not risk an unambiguous assertion of their truth. The literary market-place of the late 17th and early 18th century employed a simple pattern of options whereby fictions could reach out into the sphere of true histories. This permitted its authors to claim they had published fiction, not truth, if they ever faced allegations of libel. Prefaces and title pages of seventeenth and early eighteenth century fiction acknowledged this pattern: histories could claim to be romances, but threaten to relate true events, as in the '' Roman à clef''. Other works could, conversely, claim to be factual histories, yet earn the suspicion that they were wholly invented. A further differentiation was made between private and public history: Daniel Defoe's '' Robinson Crusoe'' was, within this pattern, neither a "romance" nor a "novel". It smelled of romance, yet the preface stated that it should most certainly be read as a true private history.


Cervantes and the modern novel

The rise of the modern novel as an alternative to the
chivalric romance As a literary genre, the chivalric romance is a type of prose and verse narrative that was popular in the noble courts of High Medieval and Early Modern Europe. They were fantastic stories about marvel-filled adventures, often of a chivalr ...
began with the publication of
Miguel de Cervantes Miguel de Cervantes Saavedra (; 29 September 1547 (assumed) – 22 April 1616 NS) was an Early Modern Spanish writer widely regarded as the greatest writer in the Spanish language and one of the world's pre-eminent novelists. He is best know ...
' '' Novelas Exemplares'' (1613). It continued with Scarron's ''Roman Comique'' (the first part of which appeared in 1651), whose heroes noted the rivalry between French romances and the new Spanish genre. Late 17th-century critics looked back on the history of prose fiction, proud of the generic shift that had taken place, leading towards the modern novel/novella. The first perfect works in French were those of Scarron and Madame de La Fayette's "Spanish history" ''Zayde'' (1670). The development finally led to her '' Princesse de Clèves'' (1678), the first novel with what would become characteristic French subject matter. Europe witnessed the generic shift in the titles of works in French published in Holland, which supplied the international market and English publishers exploited the novel/romance controversy in the 1670s and 1680s. Contemporary critics listed the advantages of the new genre: brevity, a lack of ambition to produce epic poetry in prose; the style was fresh and plain; the focus was on modern life, and on heroes who were neither good nor bad. The novel's potential to become the medium of urban gossip and scandal fuelled the rise of the novel/novella. Stories were offered as allegedly true recent histories, not for the sake of scandal but strictly for the moral lessons they gave. To prove this, fictionalized names were used with the true names in a separate key. The '' Mercure Gallant'' set the fashion in the 1670s. Collections of letters and memoirs appeared, and were filled with the intriguing new subject matter and the epistolary novel grew from this and led to the first full blown example of scandalous fiction in Aphra Behn's '' Love-Letters Between a Nobleman and His Sister'' (1684/ 1685/ 1687). Before the rise of the literary novel, reading novels had only been a form of entertainment. However, one of the earliest English novels, Daniel Defoe's '' Robinson Crusoe'' (1719), has elements of the romance, unlike these novels, because of its exotic setting and story of survival in isolation. ''Crusoe'' lacks almost all of the elements found in these new novels: wit, a fast narration evolving around a group of young fashionable urban heroes, along with their intrigues, a scandalous moral, gallant talk to be imitated, and a brief, concise plot. The new developments did, however, lead to Eliza Haywood's epic length novel, ''Love in Excess'' (1719/20) and to Samuel Richardson's '' Pamela, or Virtue Rewarded'' (1741). Some literary historians date the beginning of the English novel with Richardson's ''Pamela'', rather than ''Crusoe.''Cevasco, George A.
''Pearl Buck and the Chinese Novel''
p. 442. Asian Studies – Journal of Critical Perspectives on Asia, 1967, 5:3, pp. 437–51.


18th-century novels

The idea of the "rise of the novel" in the 18th century is especially associated with
Ian Watt Ian Watt (9 March 1917 – 13 December 1999) was a literary critic, literary historian and professor of English at Stanford University. His ''The Rise of the Novel: Studies in Defoe, Richardson and Fielding'' (1957) is an important work in the hi ...
's influential study ''The Rise of the Novel'' (1957). In Watt's conception, a rise in fictional realism during the 18th century came to distinguish the novel from earlier prose narratives.


Philosophical novel

The rising status of the novel in eighteenth century can be seen in the development of philosophical and experimental novels. Philosophical fiction was not exactly new.
Plato Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institutio ...
's dialogues were embedded in fictional narratives and his '' Republic'' is an early example of a Utopia. Ibn Tufail's 12th century '' Philosophus Autodidacticus'' with its story of a human outcast surviving on an island, and the 13th century response by Ibn al-Nafis, ''
Theologus Autodidactus ''Theologus Autodidactus'' ("The Self-taught Theologian"), originally titled ''The Treatise of Kāmil on the Prophet's Biography'' ( ar, الرسالة الكاملية في السيرة النبوية), also known as ''Risālat Fādil ibn Nātiq'' ...
'' are both didactic narrative works that can be though of as early examples of a philosophical Samar Attar, ''The Vital Roots of European Enlightenment: Ibn Tufayl's Influence on Modern Western Thought'', Lexington Books, . and a theological novel, Muhsin Mahdi (1974), "''The Theologus Autodidactus of Ibn at-Nafis'' by Max Meyerhof, Joseph Schacht", respectively. The tradition of works of fiction that were also philosophical texts continued with Thomas More's '' Utopia'' (1516) and Tommaso Campanella's '' City of the Sun'' (1602). However, the actual tradition of the philosophical novel came into being in the 1740s with new editions of More's work under the title ''Utopia: or the happy republic; a philosophical romance'' (1743). Voltaire wrote in this genre in '' Micromegas: a comic romance, which is a biting satire on philosophy, ignorance, and the self-conceit of mankind'' (1752, English 1753). His '' Zadig'' (1747) and '' Candide'' (1759) became central texts of the French
Enlightenment Enlightenment or enlighten may refer to: Age of Enlightenment * Age of Enlightenment, period in Western intellectual history from the late 17th to late 18th century, centered in France but also encompassing (alphabetically by country or culture): ...
and of the modern novel. An example of the experimental novel is Laurence Sterne's '' The Life and Opinions of Tristram Shandy, Gentleman'' (1759–1767), with its rejection of continuous narration. In it the author not only addresses readers in his preface but speaks directly to them in his fictional narrative. In addition to Sterne's narrative experiments, there has visual experiments, such as a marbled page, a black page to express sorrow, and a page of lines to show the plot lines of the book. The novel as a whole focuses on the problems of language, with constant regard to John Locke's theories in ''
An Essay Concerning Human Understanding ''An Essay Concerning Human Understanding'' is a work by John Locke concerning the foundation of human knowledge and understanding. It first appeared in 1689 (although dated 1690) with the printed title ''An Essay Concerning Humane Understan ...
''.


The romance genre in the 18th century

The rise of the word novel at the cost of its rival, the romance, remained a Spanish and English phenomenon, and though readers all over Western Europe had welcomed the novel(la) or short history as an alternative in the second half of the 17th century, only the English and the Spanish had, however, openly discredited the romance. But the change of taste was brief and Fénelon's ''Telemachus'' 'Les Aventures de Télémaque''">Les_Aventures_de_Télémaque.html" ;"title="'Les Aventures de Télémaque">'Les Aventures de Télémaque''(1699/1700) already exploited a nostalgia for the old romances with their heroism and professed virtue. Jane Barker explicitly advertised her ''Exilius'' as "A new Romance", "written after the Manner of Telemachus", in 1715. Robinson Crusoe spoke of his own story as a "romance", though in the preface to the third volume, published in 1720, Defoe attacks all who said "that ..the Story is feign'd, that the Names are borrow'd, and that it is all a Romance; that there never were any such Man or Place". The late 18th century brought an answer with the
Romantic Romantic may refer to: Genres and eras * The Romantic era, an artistic, literary, musical and intellectual movement of the 18th and 19th centuries ** Romantic music, of that era ** Romantic poetry, of that era ** Romanticism in science, of that e ...
Movement's readiness to reclaim the word romance, with the gothic romance, and the
historical novel Historical fiction is a literary genre in which the plot takes place in a setting related to the past events, but is fictional. Although the term is commonly used as a synonym for historical fiction literature, it can also be applied to other t ...
s of Walter Scott. ''Robinson Crusoe'' now became a "novel" in this period, that is a work of the new realistic fiction created in the 18th century.


The sentimental novel

Sentimental novels relied on emotional responses, and feature scenes of distress and tenderness, and the plot is arranged to advance emotions rather than action. The result is a valorization of "fine feeling", displaying the characters as models of refined, sensitive emotional affect. The ability to display such feelings was thought at this time to show character and experience, and to help shape positive social life and relationships. An example of this genre is Samuel Richardson's '' Pamela, or Virtue Rewarded'' (1740), composed "to cultivate the Principles of Virtue and Religion in the Minds of the Youth of Both Sexes", which focuses on a potential victim, a heroine that has all the modern virtues and who is vulnerable because her low social status and her occupation as servant of a libertine who falls in love with her. She, however, ends in reforming her antagonist. Male heroes adopted the new sentimental character traits in the 1760s. Laurence Sterne's Yorick, the hero of the '' Sentimental Journey'' (1768) did so with an enormous amount of humour. Oliver Goldsmith's '' Vicar of Wakefield'' (1766) and Henry Mackenzie's ''Man of Feeling'' (1771) produced the far more serious role models. These works inspired a
sub Sub is a common abbreviation of words beginning with the prefix "sub-". Sub or SUB may also refer to Places * Juanda International Airport, Surabaya, Indonesia, IATA code SUB Computing and technology * , an HTML tag for subscript * SUB designate ...
- and
counterculture A counterculture is a culture whose values and norms of behavior differ substantially from those of mainstream society, sometimes diametrically opposed to mainstream cultural mores.Eric Donald Hirsch. ''The Dictionary of Cultural Literacy''. Ho ...
of pornographic novels, for which Greek and Latin authors in translations had provided elegant models from the last century. Pornography includes John Cleland's '' Fanny Hill'' (1748), which offered an almost exact reversal of the plot of novels that emphasised virtue. The prostitute Fanny Hill learns to enjoy her work and establishes herself as a free and economically independent individual, in editions one could only expect to buy under the counter. Less virtuous protagonists can also be found in satirical novels, like Richard Head's ''English Rogue'' (1665), that feature brothels, while women authors like Aphra Behn had offered their heroines alternative careers as precursors of the 19th-century femmes fatales. The genre evolves in the 1770s with, for example, Werther in
Johann Wolfgang von Goethe Johann Wolfgang von Goethe (28 August 1749 – 22 March 1832) was a German poet, playwright, novelist, scientist, statesman, theatre director, and critic. His works include plays, poetry, literature, and aesthetic criticism, as well as tr ...
's '' The Sorrows of Young Werther'' (1774) realising that it is impossible for him to integrate into the new conformist society, and Pierre Choderlos de Laclos in '' Les Liaisons dangereuses'' (1782) showing a group of aristocrats playing games of intrigue and amorality..


The social context of the 18th century novel


Changing cultural status

By around 1700, fiction was no longer a predominantly aristocratic entertainment, and printed books had soon gained the power to reach readers of almost all classes, though the reading habits differed and to follow fashions remained a privilege. Spain was a trendsetter into the 1630s but French authors superseded Cervantes, de Quevedo, and Alemán in the 1640s. As
Huet Helicopter Underwater Escape Training (also known as Helicopter Underwater Egress Training ); often abbreviated as HUET, pronounced ''hue-wet'', ''hue-way'' or ''you-way'') is training provided to helicopter flight crews, offshore oil and gas ind ...
was to note in 1670, the change was one of manners. The new French works taught a new, on the surface freer, gallant exchange between the sexes as the essence of life at the French court. The situation changed again from 1660s into the 1690s when works by French authors were published in Holland out of the reach of French censors. Dutch publishing houses pirated fashionable books from France and created a new market of political and scandalous fiction. This led to a market of European rather than French fashions in the early 18th century. By the 1680s fashionable political European novels had inspired a second wave of private scandalous publications and generated new productions of local importance. Women authors reported on politics and on their private love affairs in The Hague and in London. German students imitated them to boast of their private amours in fiction. The London, the anonymous international market of the Netherlands, publishers in Hamburg and Leipzig generated new public spheres. Once private individuals, such as students in university towns and daughters of London's upper class began to write novels based on questionable reputations, the public began to call for a reformation of manners. An important development in Britain, at the beginning of the century, was that new journals like '' The Spectator'' and '' The Tatler'' reviewed novels. In Germany Gotthold Ephraim Lessing's ''Briefe, die neuste Literatur betreffend'' (1758) appeared in the middle of the century with reviews of art and fiction. By the 1780s such reviews played had an important role in introducing new works of fiction to the public. Influenced by the new journals, reform became the main goal of the second generation of eighteenth century novelists. ''The Spectator'' Number 10 had stated that the aim was now "to enliven morality with wit, and to temper wit with morality ��to bring philosophy out of the closets and libraries, schools and colleges, to dwell in clubs and assemblies, at tea-tables and coffeehouses"). Constructive criticism of novels had until then been rare. The first treatise on the history of the novel was a preface to Marie de La Fayette's novel ''Zayde'' (1670). A much later development was the introduction of novels into school and later university curricula.


The acceptance of novels as literature

The French churchman and scholar Pierre Daniel Huet's '' Traitté de l'origine des romans'' (1670) laid the ground for a greater acceptance of the novel as literature, that is comparable to the classics, in the early 18th century. The theologian had not only dared to praise fictions, but he had also explained techniques of theological interpretation of fiction, which was a novelty. Furthermore, readers of novels and romances could gain insight not only into their own culture, but also that of distant, exotic countries. When the decades around 1700 saw the appearance of new editions of the classical authors Petronius, Lucian, and Heliodorus of Emesa. the publishers equipped them with prefaces that referred to Huet's treatise. and the canon it had established. Also exotic works of Middle Eastern fiction entered the market that gave insight into Islamic culture. '' The Book of One Thousand and One Nights'' was first published in Europe from 1704 to 1715 in French, and then translated immediately into English and German, and was seen as a contribution to Huet's history of romances. The English, ''Select Collection of Novels in six volumes'' (1720–22), is a milestone in this development of the novel's prestige. It included Huet's ''Treatise'', along with the European tradition of the modern novel of the day: that is, novella from Machiavelli's to Marie de La Fayette's masterpieces. Aphra Behn's novels had appeared in the 1680s but became classics when reprinted in collections. Fénelon's ''Telemachus'' (1699/1700) became a classic three years after its publication. New authors entering the market were now ready to use their personal names rather than pseudonyms, including Eliza Haywood, who in 1719 following in the footsteps of Aphra Behn used her name with unprecedented pride.


19th-century novels


Romanticism

The very word
romanticism Romanticism (also known as the Romantic movement or Romantic era) was an artistic, literary, musical, and intellectual movement that originated in Europe towards the end of the 18th century, and in most areas was at its peak in the approximate ...
is connected to the idea of romance, and the romance genre experienced a revival, at the end of the 18th century, with
gothic fiction Gothic fiction, sometimes called Gothic horror in the 20th century, is a loose literary aesthetic of fear and haunting. The name is a reference to Gothic architecture of the European Middle Ages, which was characteristic of the settings of ...
, that began in 1764 with
Horace Walpole Horatio Walpole (), 4th Earl of Orford (24 September 1717 – 2 March 1797), better known as Horace Walpole, was an English writer, art historian, man of letters, antiquarian, and Whig politician. He had Strawberry Hill House built in Twi ...
's '' The Castle of Otranto'', subtitled (in its second edition) "A Gothic Story". Subsequent important gothic works are Ann Radcliffe's '' The Mysteries of Udolpho'' (1794) and 'Monk' Lewis's ''
The Monk ''The Monk: A Romance'' is a Gothic novel by Matthew Gregory Lewis, published in 1796. A quickly written book from early in Lewis's career (in one letter he claimed to have written it in ten weeks, but other correspondence suggests that he h ...
'' (1795). The new romances challenged the idea that the novel involved a realistic depiction of life, and destabilized the difference the critics had been trying to establish, between serious classical art and popular fiction. Gothic romances exploited the grotesque, and some critics thought that their subject matter deserved less credit than the worst medieval tales of Arthurian knighthood. The authors of this new type of fiction were accused of exploiting all available topics to thrill, arouse, or horrify their audience. These new
romantic Romantic may refer to: Genres and eras * The Romantic era, an artistic, literary, musical and intellectual movement of the 18th and 19th centuries ** Romantic music, of that era ** Romantic poetry, of that era ** Romanticism in science, of that e ...
novelists, however, claimed that they were exploring the entire realm of fictionality. And psychological interpreters, in the early 19th century, read these works as encounters with the deeper hidden truth of the human imagination: this included sexuality,
anxieties Anxiety is an emotion which is characterized by an unpleasant state of inner turmoil and includes feelings of dread over anticipated events. Anxiety is different than fear in that the former is defined as the anticipation of a future threat wh ...
, and insatiable desires. Under such readings, novels were described as exploring deeper human motives, and it was suggested that such artistic freedom would reveal what had not previously been openly visible. The romances of
de Sade Donatien Alphonse François, Marquis de Sade (; 2 June 1740 – 2 December 1814), was a French nobleman, revolutionary politician, philosopher and writer famous for his literary depictions of a libertine human sexuality, sexuality as well as n ...
, '' Les 120 Journées de Sodome'' (1785), Poe's ''
Tales of the Grotesque and Arabesque ''Tales of the Grotesque and Arabesque'' is a collection of previously published short stories by Edgar Allan Poe, first published in 1840. Publication It was published by the Philadelphia firm Lea & Blanchard and released in two volumes. The ...
'' (1840),
Mary Shelley Mary Wollstonecraft Shelley (; ; 30 August 1797 – 1 February 1851) was an English novelist who wrote the Gothic novel '' Frankenstein; or, The Modern Prometheus'' (1818), which is considered an early example of science fiction. She also ...
, ''
Frankenstein ''Frankenstein; or, The Modern Prometheus'' is an 1818 novel written by English author Mary Shelley. ''Frankenstein'' tells the story of Victor Frankenstein, a young scientist who creates a sapient creature in an unorthodox scientific exp ...
'' (1818), and
E.T.A. Hoffmann Ernst Theodor Amadeus Hoffmann (born Ernst Theodor Wilhelm Hoffmann; 24 January 1776 – 25 June 1822) was a German Romantic author of fantasy and Gothic horror, a jurist, composer, music critic and artist. Penrith Goff, "E.T.A. Hoffmann" in E ...
, '' Die Elixiere des Teufels'' (1815), would later attract 20th-century psychoanalysts and supply the images for 20th- and 21st-century horror films, love romances,
fantasy Fantasy is a genre of speculative fiction involving magical elements, typically set in a fictional universe and sometimes inspired by mythology and folklore. Its roots are in oral traditions, which then became fantasy literature and drama ...
novels, role-playing computer games, and the surrealists. The
historical romance Historical romance is a broad category of mass-market fiction focusing on romantic relationships in historical periods, which Walter Scott helped popularize in the early 19th century. Varieties Viking These books feature Vikings during the D ...
was also important at this time. But, while earlier writers of these romances paid little attention to historical reality, Walter Scott's
historical novel Historical fiction is a literary genre in which the plot takes place in a setting related to the past events, but is fictional. Although the term is commonly used as a synonym for historical fiction literature, it can also be applied to other t ...
'' Waverley'' (1814) broke with this tradition, and he invented "the true historical novel".''The Bloomsbury Guide to English Literature'', ed. Marion Wynne Davis. New York: Prentice Hall, 1990, p. 885. At the same time he was influenced by gothic romance, and had collaborated in 1801 with 'Monk' Lewis on ''Tales of Wonder''. With his Waverley novels Scott "hoped to do for the Scottish border" what
Goethe Johann Wolfgang von Goethe (28 August 1749 – 22 March 1832) was a German poet, playwright, novelist, scientist, statesman, theatre director, and critic. His works include plays, poetry, literature, and aesthetic criticism, as well as t ...
and other German poets "had done for the
Middle Ages In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the post-classical period of global history. It began with the fall of the Western Roman Empire ...
, "and make its past live again in modern romance". Scott's novels "are in the mode he himself defined as romance, 'the interest of which turns upon marvelous and uncommon incidents'".''The Norton Anthology of English Literature'', vol.2, 7th edition, ed. M.H. Abrams. New York: Norton, 2000, pp. 20–21. He used his imagination to re-evaluate history by rendering things, incidents and protagonists in the way only the novelist could do. His work remained historical fiction, yet it questioned existing historical perceptions. The use of historical research was an important tool: Scott, the novelist, resorted to documentary sources as any historian would have done, but as a romantic he gave his subject a deeper imaginative and emotional significance. By combining research with "marvelous and uncommon incidents", Scott attracted a far wider market than any historian could, and was the most famous novelist of his generation, throughout Europe.


The Victorian period: 1837–1901

In the 19th century the relationship between authors, publishers, and readers, changed. Authors originally had only received payment for their manuscript, however, changes in copyright laws, which began in 18th and continued into the 19th century promised royalties on all future editions. Another change in the 19th century was that novelists began to read their works in theaters, halls, and bookshops. Also during the nineteenth century the market for
popular fiction Genre fiction, also known as popular fiction, is a term used in the book-trade for fictional works written with the intent of fitting into a specific literary genre, in order to appeal to readers and fans already familiar with that genre. A num ...
grew, and competed with works of literature. New institutions like the circulating library created a new market with a mass reading public. Another difference was that novels began to deal with more difficult subjects, including current political and social issues, that were being discussed in newspapers and magazines. The idea of social responsibility became a key subject, whether of the citizen, or of the artist, with the theoretical debate concentrating on questions around the moral soundness of the modern novel. Questions about artistic integrity, as well as
aesthetics Aesthetics, or esthetics, is a branch of philosophy Philosophy (from , ) is the systematized study of general and fundamental questions, such as those about existence, reason, Epistemology, knowledge, Ethics, values, Philosophy of ...
, including, for example. the idea of "
art for art's sake Art for art's sake—the usual English rendering of ''l'art pour l'art'' (), a French slogan from the latter part of the 19th century—is a phrase that expresses the philosophy that the intrinsic value of art, and the only 'true' art, is divo ...
", proposed by writers like
Oscar Wilde Oscar Fingal O'Flahertie Wills Wilde (16 October 185430 November 1900) was an Irish poet and playwright. After writing in different forms throughout the 1880s, he became one of the most popular playwrights in London in the early 1890s. He is ...
and Algernon Charles Swinburne, were also important. Major British writers such as
Charles Dickens Charles John Huffam Dickens (; 7 February 1812 – 9 June 1870) was an English writer and social critic. He created some of the world's best-known fictional characters and is regarded by many as the greatest novelist of the Victorian e ...
and
Thomas Hardy Thomas Hardy (2 June 1840 – 11 January 1928) was an English novelist and poet. A Victorian realist in the tradition of George Eliot, he was influenced both in his novels and in his poetry by Romanticism, including the poetry of William Wo ...
were influenced by the romance genre tradition of the novel, which had been revitalized during the Romantic period. The Brontë sisters were notable mid-19th-century authors in this tradition, with Anne Brontë's '' The Tenant of Wildfell Hall'', Charlotte Brontë's '' Jane Eyre'' and Emily Brontë's '' Wuthering Heights''. Publishing at the very end of the 19th century, Joseph Conrad has been called "a supreme 'romancer.'" In America "the romance ... proved to be a serious, flexible, and successful medium for the exploration of philosophical ideas and attitudes." Notable examples include Nathaniel Hawthorne's '' The Scarlet Letter'', and Herman Melville's ''
Moby-Dick ''Moby-Dick; or, The Whale'' is an 1851 novel by American writer Herman Melville. The book is the sailor Ishmael's narrative of the obsessive quest of Ahab, captain of the whaling ship ''Pequod'', for revenge against Moby Dick, the giant white ...
''.''A Handbook of Literary Terms'', 7th edition, ed. Harmon and Holman (1995), p. 450. A number of European novelists were similarly influenced during this period by the earlier romance tradition, along with the
Romanticism Romanticism (also known as the Romantic movement or Romantic era) was an artistic, literary, musical, and intellectual movement that originated in Europe towards the end of the 18th century, and in most areas was at its peak in the approximate ...
, including
Victor Hugo Victor-Marie Hugo (; 26 February 1802 – 22 May 1885) was a French Romantic writer and politician. During a literary career that spanned more than sixty years, he wrote in a variety of genres and forms. He is considered to be one of the great ...
, with novels like '' The Hunchback of Notre-Dame'' (1831) and '' Les Misérables'' (1862), and Mikhail Yuryevich Lermontov with '' A Hero of Our Time'' (1840). Many 19th-century authors dealt with significant social matters.
Émile Zola Émile Édouard Charles Antoine Zola (, also , ; 2 April 184029 September 1902) was a French novelist, journalist, playwright, the best-known practitioner of the literary school of naturalism, and an important contributor to the development of ...
's novels depicted the world of the
working class The working class (or labouring class) comprises those engaged in manual-labour occupations or industrial work, who are remunerated via waged or salaried contracts. Working-class occupations (see also " Designation of workers by collar colo ...
es, which
Marx Karl Heinrich Marx (; 5 May 1818 – 14 March 1883) was a German philosopher, economist, historian, sociologist, political theorist, journalist, critic of political economy, and socialist revolutionary. His best-known titles are the 1848 ...
and
Engels Friedrich Engels ( ,"Engels"
'' Harriet Beecher Stowe Harriet Elisabeth Beecher Stowe (; June 14, 1811 – July 1, 1896) was an American author and abolitionist. She came from the religious Beecher family and became best known for her novel '' Uncle Tom's Cabin'' (1852), which depicts the ha ...
's ''
Uncle Tom's Cabin ''Uncle Tom's Cabin; or, Life Among the Lowly'' is an anti-slavery novel by American author Harriet Beecher Stowe. Published in two volumes in 1852, the novel had a profound effect on attitudes toward African Americans and slavery in the U ...
'' (1852), which dramatizes topics that had previously been discussed mainly in the abstract.
Charles Dickens Charles John Huffam Dickens (; 7 February 1812 – 9 June 1870) was an English writer and social critic. He created some of the world's best-known fictional characters and is regarded by many as the greatest novelist of the Victorian e ...
' novels led his readers into contemporary workhouses, and provided first-hand accounts of
child labor Child labour refers to the exploitation of children through any form of work that deprives children of their childhood, interferes with their ability to attend regular school, and is mentally, physically, socially and morally harmful. Such ...
. The treatment of the subject of war changed with
Leo Tolstoy Count Lev Nikolayevich TolstoyTolstoy pronounced his first name as , which corresponds to the romanization ''Lyov''. () (; russian: link=no, Лев Николаевич Толстой,In Tolstoy's day, his name was written as in pre-refor ...
's '' War and Peace'' (1868/69), where he questions the facts provided by historians. Similarly the treatment of crime is very different in Fyodor Dostoyevsky's ''
Crime and Punishment ''Crime and Punishment'' ( pre-reform Russian: ; post-reform rus, Преступление и наказание, Prestupléniye i nakazániye, prʲɪstʊˈplʲenʲɪje ɪ nəkɐˈzanʲɪje) is a novel by the Russian author Fyodor Dostoevsky. ...
'' (1866), where the point of view is that of a criminal. Women authors had dominated fiction from the 1640s into the early 18th century, but few before George Eliot so openly questioned the role, education, and status of women in society, as she did. As the novel became a platform of modern debate, national literatures were developed that link the present with the past in the form of the
historical novel Historical fiction is a literary genre in which the plot takes place in a setting related to the past events, but is fictional. Although the term is commonly used as a synonym for historical fiction literature, it can also be applied to other t ...
.
Alessandro Manzoni Alessandro Francesco Tommaso Antonio Manzoni (, , ; 7 March 1785 – 22 May 1873) was an Italian poet, novelist and philosopher. He is famous for the novel '' The Betrothed'' (orig. it, I promessi sposi) (1827), generally ranked among the maste ...
's '' I Promessi Sposi'' (1827) did this for Italy, while novelists in Russia and the surrounding Slavonic countries, as well as
Scandinavia Scandinavia; Sámi languages: /. ( ) is a subregion in Northern Europe, with strong historical, cultural, and linguistic ties between its constituent peoples. In English usage, ''Scandinavia'' most commonly refers to Denmark, Norway, and Swe ...
, did likewise. Along with this new appreciation of history, the future also became a topic for fiction. This had been done earlier in works like Samuel Madden's '' Memoirs of the Twentieth Century'' (1733) and
Mary Shelley Mary Wollstonecraft Shelley (; ; 30 August 1797 – 1 February 1851) was an English novelist who wrote the Gothic novel '' Frankenstein; or, The Modern Prometheus'' (1818), which is considered an early example of science fiction. She also ...
's '' The Last Man'' (1826), a work whose plot culminated in the catastrophic last days of a mankind extinguished by the plague. Edward Bellamy's '' Looking Backward'' (1887) and H.G. Wells's ''
The Time Machine ''The Time Machine'' is a science fiction novella by H. G. Wells, published in 1895. The work is generally credited with the popularization of the concept of time travel by using a vehicle or device to travel purposely and selectively fo ...
'' (1895) were concerned with technological and biological developments. Industrialization,
Darwin Darwin may refer to: Common meanings * Charles Darwin (1809–1882), English naturalist and writer, best known as the originator of the theory of biological evolution by natural selection * Darwin, Northern Territory, a territorial capital city i ...
's theory of evolution and Marx's theory of class divisions shaped these works and turned historical processes into a subject of wide debate. Bellamy's ''Looking Backward'' became the second best-selling book of the 19th century after Harriet Beecher Stowe's ''
Uncle Tom's Cabin ''Uncle Tom's Cabin; or, Life Among the Lowly'' is an anti-slavery novel by American author Harriet Beecher Stowe. Published in two volumes in 1852, the novel had a profound effect on attitudes toward African Americans and slavery in the U ...
''. Such works led to the development of a whole genre of popular
science fiction Science fiction (sometimes shortened to Sci-Fi or SF) is a genre of speculative fiction which typically deals with imagination, imaginative and futuristic concepts such as advanced science and technology, space exploration, time travel, Paral ...
as the 20th century approached.


20th century


Modernism and post-modernism

James Joyce James Augustine Aloysius Joyce (2 February 1882 – 13 January 1941) was an Irish novelist, poet, and literary critic. He contributed to the Modernism, modernist avant-garde movement and is regarded as one of the most influential and important ...
's '' Ulysses'' (1922) had a major influence on modern novelists, in the way that it replaced the 18th- and 19th-century narrator with a text that attempted to record inner thoughts, or a " stream of consciousness". This term was first used by
William James William James (January 11, 1842 – August 26, 1910) was an American philosopher, historian, and psychologist, and the first educator to offer a psychology course in the United States. James is considered to be a leading thinker of the la ...
in 1890 and, along with the related term interior monologue, is used by modernists like Dorothy Richardson, Marcel Proust,
Virginia Woolf Adeline Virginia Woolf (; ; 25 January 1882 28 March 1941) was an English writer, considered one of the most important modernist 20th-century authors and a pioneer in the use of stream of consciousness as a narrative device. Woolf was born ...
, and William Faulkner. Also in the 1920s expressionist Alfred Döblin went in a different direction with ''
Berlin Alexanderplatz ''Berlin Alexanderplatz'' () is a 1929 novel by Alfred Döblin. It is considered one of the most important and innovative works of the Weimar Republic. In a 2002 poll of 100 noted writers the book was named among the top 100 books of all time. ...
'' (1929), where interspersed non-fictional text fragments exist alongside the fictional material to create another new form of realism, which differs from that of stream-of-consciousness. Later works like
Samuel Beckett Samuel Barclay Beckett (; 13 April 1906 – 22 December 1989) was an Irish novelist, dramatist, short story writer, theatre director, poet, and literary translator. His literary and theatrical work features bleak, impersonal and tragicomic ex ...
's trilogy '' Molloy'' (1951), '' Malone Dies'' (1951) and '' The Unnamable'' (1953), as well as
Julio Cortázar Julio Florencio Cortázar (26 August 1914 – 12 February 1984; ) was an Argentine, nationalized French novelist, short story writer, essayist, and translator. Known as one of the founders of the Latin American Boom, Cortázar influenced an ...
's '' Rayuela'' (1963) and
Thomas Pynchon Thomas Ruggles Pynchon Jr. ( , ; born May 8, 1937) is an American novelist noted for his dense and complex novels. His fiction and non-fiction writings encompass a vast array of subject matter, Literary genre, genres and Theme (narrative), them ...
's '' Gravity's Rainbow'' (1973) all make use of the stream-of-consciousness technique. On the other hand, Robert Coover is an example of those authors who, in the 1960s, fragmented their stories and challenged time and sequentiality as fundamental structural concepts. The 20th century novel deals with a wide range of subject matter.
Erich Maria Remarque Erich Maria Remarque (, ; born Erich Paul Remark; 22 June 1898 – 25 September 1970) was a German-born novelist. His landmark novel '' All Quiet on the Western Front'' (1928), based on his experience in the Imperial German Army during Wor ...
's '' All Quiet on the Western Front'' (1928) focusses on a young German's experiences of
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
. The Jazz Age is explored by American F. Scott Fitzgerald, and the Great Depression by fellow American John Steinbeck.
Totalitarianism Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
is the subject of British writer
George Orwell Eric Arthur Blair (25 June 1903 – 21 January 1950), better known by his pen name George Orwell, was an English novelist, essayist, journalist, and critic. His work is characterised by lucid prose, social criticism, opposition to totalita ...
's most famous novels. Existentialism is the focus of two writers from France:
Jean-Paul Sartre Jean-Paul Charles Aymard Sartre (, ; ; 21 June 1905 – 15 April 1980) was one of the key figures in the philosophy of existentialist, existentialism (and Phenomenology (philosophy), phenomenology), a French playwright, novelist, screenwriter ...
with ''
Nausea Nausea is a diffuse sensation of unease and discomfort, sometimes perceived as an urge to vomit. While not painful, it can be a debilitating symptom if prolonged and has been described as placing discomfort on the chest, abdomen, or back of the ...
'' (1938) and
Albert Camus Albert Camus ( , ; ; 7 November 1913 – 4 January 1960) was a French philosopher, author, dramatist, and journalist. He was awarded the 1957 Nobel Prize in Literature The 1957 Nobel Prize in Literature was awarded the French writer Alb ...
with '' The Stranger'' (1942). The counterculture of the 1960s, with its exploration of altered states of consciousness, led to revived interest in the mystical works of
Hermann Hesse Hermann Karl Hesse (; 2 July 1877 – 9 August 1962) was a German-Swiss poet, novelist, and painter. His best-known works include ''Demian'', '' Steppenwolf'', '' Siddhartha'', and '' The Glass Bead Game'', each of which explores an individual' ...
'', such as Steppenwolf'' (1927), and produced iconic works of its own, for example Ken Kesey's ''
One Flew Over the Cuckoo's Nest One Flew Over the Cuckoo's Nest may refer to: * ''One Flew Over the Cuckoo's Nest'' (novel), a 1962 novel by Ken Kesey * ''One Flew Over the Cuckoo's Nest'' (play), a 1963 stage adaptation of the novel starring Kirk Douglas * ''One Flew Over the ...
'' and
Thomas Pynchon Thomas Ruggles Pynchon Jr. ( , ; born May 8, 1937) is an American novelist noted for his dense and complex novels. His fiction and non-fiction writings encompass a vast array of subject matter, Literary genre, genres and Theme (narrative), them ...
's '' Gravity's Rainbow''. Novelists have also been interested in the subject of racial and
gender identity Gender identity is the personal sense of one's own gender. Gender identity can correlate with a person's assigned sex or can differ from it. In most individuals, the various biological determinants of sex are congruent, and consistent with the ...
in recent decades. Jesse Kavadlo of Maryville University of St. Louis has described Chuck Palahniuk's '' Fight Club'' (1996) as "a closeted feminist critique".
Virginia Woolf Adeline Virginia Woolf (; ; 25 January 1882 28 March 1941) was an English writer, considered one of the most important modernist 20th-century authors and a pioneer in the use of stream of consciousness as a narrative device. Woolf was born ...
, Simone de Beauvoir, Doris Lessing, Elfriede Jelinek were feminist voices during this period. Furthermore, the major political and military confrontations of the 20th and 21st centuries have also influenced novelists. The events of
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the World War II by country, vast majority of the world's countries—including all of the great power ...
, from a German perspective, are dealt with by Günter Grass' '' The Tin Drum'' (1959) and an American by Joseph Heller's ''
Catch-22 ''Catch-22'' is a satirical war novel by American author Joseph Heller. He began writing it in 1953; the novel was first published in 1961. Often cited as one of the most significant novels of the twentieth century, it uses a distinctive non-c ...
'' (1961). The subsequent Cold War influenced popular spy novels. Latin American self-awareness in the wake of the (failing) leftist revolutions of the 1960s and 1970s resulted in a " Latin American Boom", linked to the names of novelists
Julio Cortázar Julio Florencio Cortázar (26 August 1914 – 12 February 1984; ) was an Argentine, nationalized French novelist, short story writer, essayist, and translator. Known as one of the founders of th