The Nazgûl (from
Black Speech 'ring', and 'wraith, spirit')introduced as Black Riders and also called Ringwraiths, Dark Riders, the Nine Riders, or simply the Nineare fictional characters in
J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...
's
Middle-earth
Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
. They were nine
Men
A man is an adult male human. Before adulthood, a male child or adolescent is referred to as a boy.
Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromosome from the fa ...
who had succumbed to
Sauron
Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
's power through wearing
Rings of Power
The Rings of Power are magical artefacts in J. R. R. Tolkien's legendarium, most prominently in his high fantasy novel ''The Lord of the Rings''. The One Ring first appeared as a plot device, a magic ring in Tolkien's children's fantasy nov ...
, which gave them immortality but reduced them to invisible
wraiths, servants bound to the power of the
One Ring
The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
and completely under Sauron's control.
''
The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' calls them Sauron's "most terrible servants". Their leader, known as the
Witch-king of Angmar, the Lord of the Nazgûl, or the Black Captain, was Sauron's chief agent for most of the Third Age. At the end of the Third Age, their main stronghold was the city of Minas Morgul at the entrance to Sauron's realm,
Mordor
In J. R. R. Tolkien's fictional continent of Middle-earth, Mordor (; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is a dark realm. It lay to the east of Gondor and the great river Anduin, and to the south of Mirkwood. Mount ...
. They dress entirely in black. In their early forays, they ride on black horses; later they ride flying monsters, which Tolkien described as "
pterodactylic". Their main weapon is terror, though in their pursuit of the Ring-bearer
Frodo Baggins
Frodo Baggins ( Westron: ''Maura Labingi'') is a fictional character in J. R. R. Tolkien's writings and one of the protagonists in ''The Lord of the Rings''. Frodo is a hobbit of the Shire who inherits the One Ring from his cousin Bilbo Bag ...
, their leader uses a Morgul-knife which would reduce its victim to a wraith, and they carry ordinary swords. In his final battle, the Lord of the Nazgûl attacks
Éowyn with a
mace. The
hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
Merry Brandybuck stabs him with an ancient enchanted
Númenórean blade, allowing Éowyn to kill him with her sword.
Commentators have written that the Nazgûl serve on the ordinary level of story as dangerous opponents of the
Company of the Ring; at the romantic level as the enemies of the heroic protagonists; and finally at the mythic level. Tolkien knew the ''
Lacnunga'', the
Old English
Old English ( or , or ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the Early Middle Ages. It developed from the languages brought to Great Britain by Anglo-S ...
book of spells; it may have suggested multiple features of the Nazgûl, the Witch-King, and the Morgul-knife.
The Nazgûl appear in numerous adaptations of Tolkien's writings, including animated and live-action films and computer games.
Fictional history
Second Age
The Nazgûl or Ringwraiths (
Quenya
Quenya ()Tolkien wrote in his "Outline of Phonology" (in '' Parma Eldalamberon'' 19, p. 74) dedicated to the phonology of Quenya: is "a sound as in English ''new''". In Quenya is a combination of consonants, ibidem., p. 81. is a constructed l ...
plural: ''Úlairi'') first appeared in the
Second Age
In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainu (Middle-earth), Ainur entered Arda (Middle-earth), Arda, following the creation events in the Ainulindalë and long ages of l ...
. The Dark Lord
Sauron
Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
gave nine
Rings of Power
The Rings of Power are magical artefacts in J. R. R. Tolkien's legendarium, most prominently in his high fantasy novel ''The Lord of the Rings''. The One Ring first appeared as a plot device, a magic ring in Tolkien's children's fantasy nov ...
to powerful mortal men, including three lords of the once-powerful island realm of
Númenor, along with kings of countries in Middle-earth.
[, "The Akallabêth", p. 267. "Yet Sauron was ever guileful, and it is said that among those whom he ensnared with the Nine Rings three were great lords of Númenórean race."][, 4. "The Hunt for the Ring" i. "Of the Journey of the Black Riders"] The rings enslaved their bearers to the power of Sauron's
One Ring
The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
, into which he had put much of his own power. The corrupting effect of the Rings greatly extended the bearers' lives.
[, "Of the Rings of Power and the Third Age"]
The Nazgûl had a sharp sense of smell.
Their sight worked differently, too: "They themselves do not see the world of light as we do, but our shapes cast shadows in their minds, which only the noon sun destroys; and in the dark they perceive many signs and forms that are hidden from us: then they are most to be feared."
[ Their chief weapon was terror; it was so powerful that Sauron faced one disadvantage when using them: they could not easily travel in secret.][ The terror they spread was greater when they were unclad and invisible; and when they were gathered together.][, 4. "The Hunt for the Ring" ii. "Other Versions of the Story"]
Only two of the Nazgûl are named or identified individually in Tolkien's works. Their chief, also known as the Lord of the Nazgûl and the Black Captain, appears as the Witch-king of Angmar during the Third Age, instrumental in the destruction of the North-kingdom of Arnor.[, Appendix A, 1 "The Numenorean Kings"] In ''Unfinished Tales'', his second-in-command is named as , the "Black Easterling" or the "Shadow of the East".[, Index, entry for Khamûl] Three of the Nazgûl were great Númenórean lords;[, "The Akallabêth", p. 267. "Yet Sauron was ever guileful, and it is said that among those whom he ensnared with the Nine Rings three were great lords of Númenórean race."] in his notes for translators, Tolkien speculated that the Witch-king of Angmar, ruler of a northern kingdom with its capital at Carn Dûm, was of Númenórean origin.[Tolkien writes: "the name and origin of the Witch-king is not recorded, but he was probably of Númenórean descent." Hammond, Wayne G. & Scull, Christina, '' The Lord of the Rings: A Reader's Companion'', p. 20. Tolkien later removed the passage; it does not appear in the version in ]Jared Lobdell
Jared Charles Lobdell (29 November 1937 – 22 March 2019) was an American author and one of the first Tolkien scholars. He is best known for some thirty academic books on American history and the Inklings including J. R. R. Tolkien, C. S. Lewi ...
's '' A Tolkien Compass''.
The Nine soon became Sauron's principal servants.[, Appendix B, "The Tale of Years", entries in "The Second Age"] They were dispersed after the first overthrow of Sauron late in the Second Age at the hands of the Last Alliance of Elves and Men, but their survival was assured by the power of the One Ring
The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
.[
]
Third Age
The Nazgûl re-emerge over a thousand years later in the Third Age
In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainur entered Arda, following the creation events in the Ainulindalë and long ages of labour throughout Eä, the fictional un ...
, when the Lord of the Nazgûl leads Sauron's forces against the successor kingdoms of Arnor: Rhudaur, Cardolan, and Arthedain. He destroys all three but is defeated by the armies of Gondor and the Elf-lord Glorfindel, who prophesies that "not by the hand of man will he fall".[, Appendix A, I, iv "Gondor and the heirs of Anarion"] He escapes, and returns to Mordor
In J. R. R. Tolkien's fictional continent of Middle-earth, Mordor (; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is a dark realm. It lay to the east of Gondor and the great river Anduin, and to the south of Mirkwood. Mount ...
. There, he gathers the other Nazgûl to prepare for the return of Sauron.[, Appendix B, "The Tale of Years", entries in "The Third Age"]
The Nazgûl besiege Minas Ithil, a Gondor
Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', '' The Return of the King'', is largel ...
ian fortress in the Ephel Duath, capture it, and acquire its '' palantír'' for Sauron. The city becomes Minas Morgul, the Nazgûl's stronghold,[ and the valley is known as Morgul Vale (Imlad Morgul). Sauron returns from Dol Guldur to Mordor and declares himself openly.][ He sent two or three of the Nazgûl, led by Khamul, to garrison Dol Guldur.][
Sauron learns from Gollum that a ]hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
, Bilbo Baggins
Bilbo Baggins (Westron: ''Bilba Labingi'') is the title character and protagonist of J. R. R. Tolkien's 1937 novel ''The Hobbit'', a supporting character in ''The Lord of the Rings'', and the fictional narrator (along with Frodo Baggins) of m ...
of the Shire
The Shire is a region of J. R. R. Tolkien's fictional Middle-earth, described in ''The Lord of the Rings'' and other works. The Shire is an inland area settled exclusively by hobbits, the Shire-folk, largely sheltered from the goings-on in the ...
, has acquired the One Ring.[, book 1, ch. 2 "]The Shadow of the Past
"The Shadow of the Past" is the second chapter of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. Tolkien called it "the crucial chapter"; the Tolkien scholar Tom Shippey labelled it "t ...
" Sauron entrusts its recovery to the Nazgûl. They reappear "west of the River", riding black horses that were bred or trained in Mordor to endure their terror.[, book 2, ch. 2 " The Council of Elrond"] They learn that the Ring has passed to Bilbo's heir, Frodo, and hunt him and his companions across the Shire; the hobbits hear snuffling, and sometimes see them crawling.[ book 1, ch. 3 "Three is Company"][ book 1, ch. 4 "A Short Cut to Mushrooms"] The hobbits escape, via Tom Bombadil's realm where they are not pursued, to Bree.[ book 1, ch. 6 "The Old Forest"][ book 1, ch. 7 "In the House of Tom Bombadil"][ book 1, ch. 8 "Fog on the Barrow-downs"] A Ranger of the North, Aragorn
Aragorn () is a fictional character and a protagonist in J. R. R. Tolkien's ''The Lord of the Rings''. Aragorn is a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of ...
, arrives ahead of them and for some days leads them on paths not closely followed by the Ringwraiths.[ book 1, ch. 9 "At the Sign of the Prancing Pony"][ book 1, ch. 10 "Strider"]
Five of the Nazgûl corner Frodo and his company at Weathertop, where the Witch-king stabs Frodo in the shoulder with the Morgul-knife, breaking off a piece of it in the Hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
's flesh.[ book 1, ch. 11 "A Knife in the Dark"] During their assault, they mentally command Frodo to put on the One Ring; while wearing it, he sees them as pale figures robed in white, with "haggard hands", helmets and swords. The Witch-king was taller than the others, with "long and gleaming" hair and a crown on his helmet.[
When all Nine are swept away by the waters of the river Bruinen, their horses are drowned, and the Ringwraiths are forced to return to Mordor to regroup.][ book 1, ch. 12 "Flight to the Ford"]
The nine members of the Company of the Ring, tasked with the destruction of the Ring, leave Rivendell as the "Nine Walkers", in opposition to the Nazgûl, the "Nine Riders".[ book 2, ch. 3 "The Ring Goes South"]
The Nazgûl reappear mounted on hideous flying beasts.[, book 5, ch. 6, "The Battle of the Pelennor Fields"] During the Battle of the Pelennor Fields, the Lord of the Nazgûl uses magic, including Grond, a battering-ram engraved with evil spells, to break the gates of Minas Tirith. He is faced by Éowyn, a noblewoman of Rohan; and not far away, Merry, a hobbit of the Company. Éowyn boldly calls the Nazgûl a "dwimmerlaik", telling him to go if he is not deathless. He casts back his hood to reveal a crown, but the head that wears it is invisible. Merry's surreptitious stroke with an enchanted Barrow-blade brings the Nazgûl to his knees, allowing Éowyn, the niece of Théoden, to drive her sword between his crown and mantle.[ Thus is the Witch-king destroyed by a woman and a Hobbit, fulfilling Glorfindel's prophecy.][ Both weapons that pierced him disintegrate, and both assailants are stricken with the Black Breath.][
After the fall of the Lord of the Nazgûl, command of Mordor's army in the field falls to Gothmog, the "lieutenant of Morgul", of unspecified race.][, book 5, ch. 6, "The Battle of the Pelennor Fields". "There they had been mustered for the sack of the City and the rape of Gondor, waiting on the call of their Captain. He now was destroyed; but Gothmog the lieutenant of Morgul had flung them into the fray..."]
The remaining eight Ringwraiths attack the Army of the West during the Battle of the Morannon.[, book 5, ch. 10 "The Black Gate Opens"] When Frodo claims the Ring for his own in Mount Doom
In J. R. R. Tolkien's fictional world, fictional continent of Middle-earth, Mordor (; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is a dark realm. It lay to the east of Gondor and the great river Anduin, and to the south of Mir ...
, Sauron, finally realizing his peril, orders the remaining eight Nazgûl to fly to intercept him. They arrive too late: Gollum seizes the Ring and falls into the Cracks of Doom, destroying the Ring. That ends Sauron's power and everything he had brought into being using it, including the Nazgûl.[ book 6, ch. 3, "Mount Doom"]
Steeds
The flying steeds of the Nazgûl are given various descriptions but no name. The soldier of Gondor Beregond calls them "Hell Hawks". Tolkien describes them as "fell
A fell (from Old Norse ''fell'', ''fjall'', "mountain"Falk and Torp (2006:161).) is a high and barren landscape feature, such as a mountain or Moorland, moor-covered hill. The term is most often employed in Fennoscandia, Iceland, the Isle of M ...
beasts", though he also applies the adjective ''fell'' ("fierce, cruel") to other creatures throughout ''The Lord of the Rings'' – even at one point to the wizard Gandalf
Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" fr ...
. In a letter, he calls the winged mounts "Nazgûl-birds". In the absence of a proper name, derivative works sometimes press "fellbeast" or "fell-beast" into service.
In the Battle of the Pelennor Fields, where the Lord of the Nazgûl rode one of the flying beasts against King Théoden of Rohan, his mount is described as:[
It is said to attack with "beak and claw".][ Tolkien wrote that he "did not intend the steed of the Witch-king to be what is now called a ' pterodactyl'", while acknowledging "obviously it is ''pterodactylic''" and owed much to the "new ... mythology" f the "Prehistoric" and might even be "a last survivor of older geological eras."][
The medievalist Marjorie Burns compares the fell beast to the '']Poetic Edda
The ''Poetic Edda'' is the modern name for an untitled collection of Old Norse anonymous narrative poems in alliterative verse. It is distinct from the closely related ''Prose Edda'', although both works are seminal to the study of Old Norse ...
''s flying steed Sleipnir
In Norse mythology, Sleipnir (Old Norse: "slippy"Orchard (1997:151). or "the slipper"Kermode (1904:6).) is an eight-legged horse ridden by Odin. Sleipnir is attested in the ''Poetic Edda'', compiled in the 13th century from earlier traditional ...
, "Odin's eight-legged otherworldly horse". She writes that whereas Gandalf's horse Shadowfax resembles Sleipnir in his miraculous speed and in almost seeming to fly, the Nazgûl's mount actually flies but is a "negative image" of Odin's steed; and, she notes, both Odin and the Nazgûl can cause blindness.
Concept and creation
Development
Tolkien began writing ''The Lord of the Rings'' with no conception of Black Riders at all. The horseman in dark clothes in the early chapter "Three is Company"[ was originally Gandalf; in 1938, Tolkien called the figure's transformation into a Black Rider "an unpremeditated turn".] Frodo's ring, too, was simply a magic ring conferring invisibility, both in ''The Hobbit'' and early drafts of ''The Lord of the Rings'', with no link to Sauron. However, Tolkien was at the time starting to consider the true nature of the Ring, and the idea that it had been made by the Necromancer, and drew itself or its bearer back to him.[, pp. 42–43] The Black Riders became Ringwraiths when the hobbit, at that time called Bingo rather than Frodo, discussed the Riders with the Elf Gildor, later in the same chapter. Over the next three years, Tolkien gradually developed the connections between the Nazgûl, the One Ring, Sauron, and all the other Rings of Power. The pieces finally all came together when Tolkien wrote "The Mirror of Galadriel", some hundreds of pages later, around the autumn of 1941.[, book 2, ch. 7 "The Mirror of Galadriel"][, pp. 259–260]
''Lacnunga''
The number of the Nazgûl, nine, may be derived from medieval folklore. Edward Pettit, in '' Mallorn'', states that nine is "the commonest 'mystic' number in Germanic lore". He quotes the "Nine Herbs Charm
The Nine Herbs Charm, ''Nigon Wyrta Galdor'', Lay of the Nine Healing Herbs, or Nine Wort Spell (among other names) is an Old English charm recorded in the tenth century CE.Gordon (1962:92–93). It is part of the Anglo-Saxon medical compilation ...
" from the '' Lacnunga'', an Old English
Old English ( or , or ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the Early Middle Ages. It developed from the languages brought to Great Britain by Anglo-S ...
book of spells:
Pettit further proposes that Tolkien may have made multiple uses of another ''Lacnunga'' charm, "Against a sudden stabbing pain", to derive multiple attributes of the Nazgûl. He states that Tolkien certainly knew the charm. In Henry Sweet
Henry Sweet (15 September 1845 – 30 April 1912) was an English philologist, phonetician and grammarian.''Concise Oxford Companion to the English Language'', as hosted oencyclopedia.com/ref>
As a philologist, he specialized in the Germanic lang ...
's translation:
Pettit writes that Tolkien may have used the "loud" riders to come up with the "thundering hooves" and "piercing cry" of the Nine Riders. The supernatural beings mentioned in the charm – gods, elves, witches – may naturally have suggested the Nazgûl's magical power; in particular, the "work of a witch" may have resulted in the Witch-King of Angmar. Finally, the Morgul-knife that breaks off in the victim's body, and which Elrond
Elrond Half-elven is a fictional character in J. R. R. Tolkien's Middle-earth legendarium. Both of his parents, Eärendil and Elwing, were half-elven, having both Men and Elves as ancestors. He is the bearer of the elven-ring Vilya, the Ring ...
has to destroy by melting, matches the "piece of iron ... in here... heat shall melt it!"
Etymological connotations
Tolkien was a philologist
Philology () is the study of language in oral and written historical sources. It is the intersection of textual criticism, literary criticism, history, and linguistics with strong ties to etymology. Philology is also defined as the study of ...
. Jason Fisher, writing that "all stories begin with words", takes up Edmund Wilson
Edmund Wilson Jr. (May 8, 1895 – June 12, 1972) was an American writer, literary critic, and journalist. He is widely regarded as one of the most important literary critics of the 20th century. Wilson began his career as a journalist, writing ...
's "denigrating dismissal" of ''The Lord of the Rings'' as "a philological curiosity", replying that to him this is "precisely one of its greatest strengths". Fisher explores in detail the connotations of Tolkien's use of "Ringwraith" and its Black Speech translation "Nazgûl", both in languages that Tolkien knew and those that he invented. "Wraith" in modern English means 'spectre'. Fisher notes that the word has a history in folktale and fantasy including usage by the Brothers Grimm
The Brothers Grimm ( or ), Jacob Grimm, Jacob (1785–1863) and Wilhelm Grimm, Wilhelm (1786–1859), were Germans, German academics who together collected and published folklore. The brothers are among the best-known storytellers of Oral tradit ...
, William Morris
William Morris (24 March 1834 – 3 October 1896) was an English textile designer, poet, artist, writer, and socialist activist associated with the British Arts and Crafts movement. He was a major contributor to the revival of traditiona ...
, and George MacDonald. The word "wraith" can be connected, Fisher writes, to English " writhe", Old English
Old English ( or , or ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the Early Middle Ages. It developed from the languages brought to Great Britain by Anglo-S ...
''wrīþan'', to bend or twist, and in turn to Gothic ''wraiqs'', curved, crooked, or winding, and ''wraks'', a persecutor. There is also English "wreath", from Old English ''wrida'', meaning a band, a thing wound around something, and indeed a ring. Another cognate is Old Saxon ''wred'', meaning cruel; Fisher comments that all of these stem from Indo-European ''*wreit'', to turn, bend, or wind.
"Nazgûl" has the Black Speech roots ''nazg'', ring, and ''gûl'', wraith. Fisher writes that the former may well be connected, unconsciously on Tolkien's part, to Gaelic ''nasc'', a ring. ''Gûl'' has the meaning "magic" in Tolkien's invented language of Sindarin. Fisher comments that this has an English homophone
A homophone () is a word that is pronounced the same as another word but differs in meaning or in spelling. The two words may be spelled the same, for example ''rose'' (flower) and ''rose'' (past tense of "rise"), or spelled differently, a ...
in "ghoul
In folklore, a ghoul (from , ') is a demon-like being or monstrous humanoid, often associated with graveyards and the consumption of human flesh. In the legends or tales in which they appear, a ghoul is far more ill-mannered and foul than go ...
", a wraith, which derives from Arabic
Arabic (, , or , ) is a Central Semitic languages, Central Semitic language of the Afroasiatic languages, Afroasiatic language family spoken primarily in the Arab world. The International Organization for Standardization (ISO) assigns lang ...
غُول ''ḡūl'', a demon that feeds on corpses. The Sindarin word is related to ''ñgol'', wise, wisdom, and to Noldor, Fëanor's elves who became in Fisher's words "bent and twisted" by the desire for the Silmarils.
The only one of the nine Ringwraiths to be named is Khamûl. Fisher suggests a link to Welsh ''kam'', crooked, and ''kamy'', to bend. "Kam" made its way into English usage, including by Shakespeare
William Shakespeare ( 23 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
, as is recorded in Samuel Johnson
Samuel Johnson ( – 13 December 1784), often called Dr Johnson, was an English writer who made lasting contributions as a poet, playwright, essayist, moralist, literary critic, sermonist, biographer, editor, and lexicographer. The ''Oxford ...
's 1755 ''A Dictionary of the English Language
''A Dictionary of the English Language'', sometimes published as ''Johnson's Dictionary'', was published on 15 April 1755 and written by Samuel Johnson. It is among the most influential dictionary, dictionaries in the history of the English la ...
''. Fisher writes that this may have come to Tolkien by way of his time with the Lancashire Fusiliers in the First World War
World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
, with Lancashire dialect words like ''caimt'', crooked or bad-tempered. In short, Tolkien may have felt many philological
Philology () is the study of language in oral and written historical sources. It is the intersection of textual criticism, literary criticism, history, and linguistics with strong ties to etymology. Philology is also defined as the study of ...
associations between his "Nazgûl" and "Ringwraith" with the meanings of being bent and twisted as well as ghoulish.
Analysis
Literary modes
Shippey writes that the Nazgûl function at different stylistic levels or modes (as categorised by Northrop Frye
Herman Northrop Frye (July 14, 1912 – January 23, 1991) was a Canadian literary critic and literary theorist, considered one of the most influential of the 20th century.
Frye gained international fame with his first book, ''Fearful Symmetr ...
in his ''Anatomy of Criticism
''Anatomy of Criticism: Four Essays'' (Princeton University Press, 1957) is a book by Canadian literary critic and theorist Northrop Frye that attempts to formulate an overall view of the scope, theory, principles, and techniques of literary c ...
'') in the story. At one level, they serve simply as story elements, dangerous opponents. But, Shippey notes, the level rises from the romantic, with heroes taking on the Black Riders, to the mythic, giving as example the assault of Minas Tirith. The leader of the Nazgûl directs the attack on the Great Gate; he bursts the gate using both the battering-ram Grond, written with " spells of ruin", and with "words of power and terror to rend both heart and stone".[, book 5, ch. 4, "The Siege of Gondor"]
Invisible, but corporeal
Despite his shadowiness and invisibility, Shippey writes, the Nazgûl on the Pelennor Fields also comes as close as he ever does to seeming human, having human form inside his black robes, carrying a sword, and laughing to reveal his power when he throws back his hood, revealing a king's crown on his invisible head.
Yvette Kisor, a scholar of literature, writes that while the Ringwraiths and others (like Frodo) who wear Rings of Power become invisible, they do not lose any of their corporeality, being present as physical bodies. They require, she writes, physical steeds to carry them about, and they can wield swords. She notes that only a person in a body can wield the One Ring, so the invisibility is just "a trick of sight". When Frodo, wearing the Ring, saw the Nazgûl in the "twilight world", they appeared solid, not shadowy. He also saw Glorfindel in that world, as a figure of white flame; and Gandalf explains later that the Ringwraiths were "dismayed" to see "an Elf-lord revealed in his wrath".[, book 2, ch. 1 "Many Meetings"] Frodo is in danger of "fading" permanently into invisibility and the twilight world, as the Ringwraiths have done, living "in another mode of reality". She writes, too, that Merry's sword, with the special power to sever the Witch-king's "undead flesh" and in particular to overcome the "spell that knit his unseen sinews to his will",[ has in fact to cut through real, but invisible, sinews and flesh.]
Gradual incarnation
Steve Walker, a Tolkien scholar, writes that the story gives the Ringwraiths credibility through a "gradual incarnation of bodiless presence". Little by little, in his view, Tolkien increases the reader's insight into their nature, starting with Black Riders who are "spies more human than diabolical", rather than developing their character. Walker sees this as appropriate: the Nazgûl's main weapons are psychological, namely fear and despair. He writes that the progressive revelation of their capabilities, and their "escalation of steeds" from horses to fell beasts, builds up in the reader's mind an "increasingly infernal vision".
The Black Breath
The Nazgûl spread terror and despair among their enemies, and discomfit those on their own side. The Black Breath is stated to have afflicted many during the Battle of the Pelennor Fields. Dr Jennifer Urquart, writing in '' Mallorn'', describes its normal course as "progressive loss of consciousness and hypothermia
Hypothermia is defined as a body core temperature below in humans. Symptoms depend on the temperature. In mild hypothermia, there is shivering and mental confusion. In moderate hypothermia, shivering stops and confusion increases. In severe ...
, leading to death". She comments that the Black Breath, contracted by "excessive proximity" to a Nazgûl, seems to be a "spiritual malady" combined with "fear, confusion, reduced levels of consciousness, hypothermia, weakness and death." Faramir, on the other hand, who was thought to be suffering from the Black Breath, she diagnoses as most likely exhaustion with heat stroke
Heat stroke or heatstroke, also known as sun-stroke, is a severe heat illness that results in a body temperature greater than , along with red skin, headache, dizziness, and confusion. Sweating is generally present in exertional heatstro ...
, combined with "psychological distress" and pain, as his symptoms were quite different. Judy Ann Ford and Robin Anne Reid note that Aragorn
Aragorn () is a fictional character and a protagonist in J. R. R. Tolkien's ''The Lord of the Rings''. Aragorn is a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of ...
's use of the herb '' athelas'' to heal Faramir and others of the Black Breath, a condition "which harms the spirit more than the body", identifies him to his people as the true King.
Michael and Victoria Wodzak discuss how the hobbit Merry Brandybuck can be affected by the Black Breath when the Witch-King has not noticed him, pointing out that Tolkien nowhere says that the Nazgûl breathes on him or on Éowyn. Instead Éowyn "raised her shield against the horror of her enemy's eye", and the Wodzaks comment that the Nazgûl uses his eyes "to overwhelm". In their view, the seeming inconsistency is resolved by identifying the Black Breath with his "''pneuma
''Pneuma'' () is an ancient Greek word for "breathing, breath", and in a religious context for "spirit (animating force), spirit". It has various technical meanings for medical writers and philosophers of classical antiquity, particularly in rega ...
''", his evil spirit, and assuming that it is this which causes the harm all around him.
Tolkien's biographer John Garth finds Christopher Gilson's ''Words, Phrases and Passages in Various Tongues in "The Lord of the Rings"'' especially interesting for its rendering of two of the Dark Lord Sauron
Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
's epithets, ''Thû'' meaning "horrible darkness, black mist" and ''Gorthu'' meaning "mist of fear". Garth comments that these names "anchor him in the primal night" of Tolkien's giant spiders, the Black Breath, the fog on the Barrow-downs, and the terror of the Paths of the Dead. He adds that this fog of terror may ultimately derive from Tolkien's First World War experience "of smoke barrages, gas attacks and 'animal horror' on the Somme." Earlier, in his 2003 book ''Tolkien and the Great War
''Tolkien and the Great War: The Threshold of Middle-earth'' is a 2003 biography by John Garth of the philologist and fantasy author J. R. R. Tolkien's early life, focusing on his formative military experiences during the First World War.
The ...
'', on the other hand, Garth merely notes the "Black Breath of despair that brings down even the bravest" as one of several elements of ''The Lord of the Rings'' which "suggest the influence of 1914–18".
In her Tolkienesque 1961 short story "The Jewel of Arwen", the fantasy
Fantasy is a genre of speculative fiction that involves supernatural or Magic (supernatural), magical elements, often including Fictional universe, imaginary places and Legendary creature, creatures.
The genre's roots lie in oral traditions, ...
and science fiction
Science fiction (often shortened to sci-fi or abbreviated SF) is a genre of speculative fiction that deals with imaginative and futuristic concepts. These concepts may include information technology and robotics, biological manipulations, space ...
writer Marion Zimmer Bradley provides "Translator's Notes" which assert as part of her frame story
A frame story (also known as a frame tale, frame narrative, sandwich narrative, or intercalation) is a literary technique that serves as a companion piece to a story within a story, where an introductory or main narrative sets the stage either fo ...
that the Nazgûl were contaminated and enslaved by a monstrous form of radioactivity which transformed "the very cells of their protoplasm". They thereby became radioactive and "immune to radiation poisoning, as is shown by their dwelling in the blasted tower of Minas Ithil hich glowed in the dark" Further, Bradley writes, the Nazgûl gave off "radioactive contamination", causing the Black Breath.
Opposed to the Nine Walkers
The Inklings
The Inklings were an informal literature, literary discussion group associated with J. R. R. Tolkien and C. S. Lewis at the University of Oxford for nearly two decades between the early 1930s and late 1949. The Inklings were literary enthusia ...
scholar Ariel Little writes that Tolkien explicitly opposes the enslaved Nine Riders with the Nine Walkers, the free Company of the Ring. In " The Council of Elrond", Elrond announces that "The Company of the Ring shall be Nine; and the Nine Walkers shall be set against the Nine Riders that are evil". Little describes the Nazgûl as "homogeneous, discordant, intensely individualistic", a group bound and trapped by Sauron, noting also Gandalf's description of them in "The Shadow of the Past
"The Shadow of the Past" is the second chapter of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. Tolkien called it "the crucial chapter"; the Tolkien scholar Tom Shippey labelled it "t ...
" as "Mortal Men, proud and great hofell under the dominion of the One, and they became Ringwraiths, shadows under his great Shadow, his most terrible servants". They had thus, Little writes, lost their identities as humans, even losing their substance and becoming what Tolkien calls "nothingness" under their black clothing. He adds that the evil characters in ''The Lord of the Rings'' are characterised by infighting, as among the Orcs, lack of harmony, and "hate-filled discord", forming an "anti-community".
Little contrasts this disharmony with the Company of the Ring, which is "diverse, bound by friendship, relying on each other's strengths". The Company is joined by its common purpose, and by "devoted love". There are strong bonds of friendship, seen initially between all the Hobbits. Further friendships develop throughout the Company as they travel together; Little notes that Frodo says that "Strider" (Aragorn), viewed initially with suspicion, is "dear to me". He comments that "the deep affection of the Fellowship breaks down racial and cultural barriers" as all its members drop their initial reserve and come to an "appreciation for the cultural distinctiveness" of their companions. A case in point is the strong friendship between the Dwarf Gimli and the Elf Legolas, members of two races with radically dissimilar cultures, and which had often clashed in the past; Little notes that even the other members of the Company, in Tolkien's words, "wonder ... at this change". He writes that even when the Company splits up into smaller groups, it is not destroyed: far from it, Frodo and Sam sustain each other through their arduous journey, their friendship deepening with time; Merry and Pippin supporting each other; Aragorn, Legolas, and Gimli acting as a team, all continuing to function as communities. Little adds that the Company functions as a true team, every member being essential to the success of its mission. The Christian commentator Ralph C. Wood writes that "the greatness of the Nine Walkers lies in the modesty of both their abilities and accomplishments. Their strength lies in their weakness, in their solidarity as a company unwilling to wield controlling power over others." Rebecca Munro notes that in the Company, "no one acts alone without dependence on the deeds of others".
Adaptations
Films
The Nazgûl are featured in adaptations of ''The Lord of the Rings'' on radio, film, and stage. In Ralph Bakshi
Ralph Bakshi (; born October 29, 1938) is a Mandatory Palestine-born American retired animator and filmmaker, known for his fantastical animated films. In the 1970s, he established an alternative to mainstream animation through independent anim ...
's 1978 animated film version of ''The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', the Nazgûl "shamble and limp like zombies". They hack and slash the Hobbits' beds at ''The Prancing Pony'' inn, whereas Tolkien does not identify the assailants.
In the Rankin-Bass
Rankin/Bass Animated Entertainment (founded and formerly known as Videocraft International, Ltd. and Rankin/Bass Productions, Inc.) was an American production company located in New York City. It was known for its seasonal television specials, ...
adaptation of ''The Return of the King'', the Nazgûl are robed skeletons with white hair. They ride winged horses, although the Witch-king rides a creature more in line with the book when he confronts Éowyn. The 1981 BBC Radio
BBC Radio is an operational business division and service of the British Broadcasting Corporation (BBC) which has operated in the United Kingdom under the terms of a royal charter since 1927. The service provides national radio stations cove ...
serial of ''The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' has the Nazgûl chant the Ring-inscription in the Black Speech of Mordor. The 1991 Russian television play
A television play is a television programming genre which is a drama performance broadcast from a multi-camera television studio, usually live in the early days of television but later recorded to tape. This is in contrast to a television movi ...
'' Khraniteli'' features a group of Nazgûl galloping through a snowy pine forest; they wear black cloaks, with glimpses of red equipment.
In ''The Lord of the Rings'' film trilogy (2001–2003) by Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
, the Nazgûl are almost always concealed by cloaks; they attack the inn at Bree themselves. During the siege of Minas Tirith, the Witch-king wears a distinctive helmet over his hood resembling a mask and a crown, rather than the crown worn underneath his hood in the book. Their shrieks are distorted recordings of producer and screenwriter Fran Walsh's scream.
Minas Morgul is shown first in ''The Fellowship of the Ring'', when the Nazgûl leave the city and ride towards the Shire
The Shire is a region of J. R. R. Tolkien's fictional Middle-earth, described in ''The Lord of the Rings'' and other works. The Shire is an inland area settled exclusively by hobbits, the Shire-folk, largely sheltered from the goings-on in the ...
to pursue the One Ring. It features again when Frodo and Sam make their way towards Cirith Ungol. These sets were designed by the illustrator John Howe. All nine Nazgûl are shown riding winged monsters. Jackson's monsters explicitly differ from Tolkien's description in that they have teeth instead of beaks. The Nazgûl use them in battle more extensively than in the book. In the film the Witch-king's mount is largely responsible for the death of Théoden and his horse Snowmane, a departure from the book. As confirmed in the films' audio commentary
An audio commentary is an additional audio track, usually digital, consisting of a lecture or comments by one or more speakers, that plays in real time with a video. Commentaries can be serious or entertaining in nature, and can add informatio ...
, the design of the monsters was based largely on illustrations by John Howe.[See also ]
The fan-made 2009 film '' The Hunt for Gollum'' features Aragorn fighting a Ringwraith on the borders of Mirkwood.
In Jackson's 2012–2014 ''The Hobbit'' film trilogy, the men who became the Nazgûl are said to have been buried and sealed within the invented High Fells of Rhudaur. In the first film, Radagast briefly encounters the Witch-king while investigating Dol Guldur, and gives the Nazgûl's Morgul dagger to Gandalf to present at the White Council as proof of their return. In the second film, at Galadriel's behest, Gandalf heads to the High Fells and finds that all the Nazgûl have left the tomb. This confirms the Necromancer's identity as Sauron, as the Nazgûl appear alongside their master in the third film in spectral forms wearing Morgul armour and fight Elrond and Saruman before being driven away by Galadriel.
Games
The Nazgûl are featured in the video game '' Middle-earth: Shadow of Mordor'' and its sequel '' Middle-earth: Shadow of War''. In the latter, Isildur is revealed to be one of the Nazgûl before he is killed by the game's protagonist, Talion. Talion takes Isildur's ring to prolong his life and eventually becomes Isildur's replacement until the demise of the Nazgûl in the ''Return of the King''.
For the expansion to its real-time strategy game '' The Lord of the Rings: The Battle for Middle-earth II'', '' The Rise of the Witch-king'', Electronic Arts
Electronic Arts Inc. (EA) is an American video game company headquartered in Redwood City, California. Founded in May 1982 by former Apple Inc., Apple employee Trip Hawkins, the company was a pioneer of the early home computer game industry ...
invented the name ''Morgomir'' for one of the Nazgûl.
Influence
The fantasy novelist George R. R. Martin
George Raymond Richard Martin (born George Raymond Martin; September 20, 1948) also known by the initials G.R.R.M. is an American author, television writer, and television producer. He is best known as the author of the unfinished series of Hi ...
's 1983 '' The Armageddon Rag'' tells the tale of a rock promoter who had managed a band named the Nazgûl, and was found ritually murdered on the 10th anniversary of the band's breakup.
Notes
References
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{{DEFAULTSORT:Nazgul
Middle-earth Men
Fictional undead
Fictional kings
The Lord of the Rings characters
Literary characters introduced in 1954
Male literary villains
Fictional nonets
Ring-bearers
Middle-earth monsters