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Models of communication simplify or represent the process of
communication Communication is commonly defined as the transmission of information. Its precise definition is disputed and there are disagreements about whether Intention, unintentional or failed transmissions are included and whether communication not onl ...
. Most communication
model A model is an informative representation of an object, person, or system. The term originally denoted the plans of a building in late 16th-century English, and derived via French and Italian ultimately from Latin , . Models can be divided in ...
s try to describe both verbal and
non-verbal communication Nonverbal communication is the transmission of messages or signals through a nonverbal platform such as eye contact (oculesics), body language (kinesics), social distance (proxemics), touch (Haptic communication, haptics), voice (prosody (lingui ...
and often understand it as an exchange of
message A message is a unit of communication that conveys information from a sender to a receiver. It can be transmitted through various forms, such as spoken or written words, signals, or electronic data, and can range from simple instructions to co ...
s. Their function is to give a compact overview of the complex process of communication. This helps researchers formulate
hypotheses A hypothesis (: hypotheses) is a proposed explanation for a phenomenon. A scientific method, scientific hypothesis must be based on observations and make a testable and reproducible prediction about reality, in a process beginning with an educ ...
, apply communication-related concepts to real-world cases, and test
prediction A prediction (Latin ''præ-'', "before," and ''dictum'', "something said") or forecast is a statement about a future event or about future data. Predictions are often, but not always, based upon experience or knowledge of forecasters. There ...
s. Despite their usefulness, many models are criticized based on the claim that they are too simple because they leave out essential aspects. The components and their interactions are usually presented in the form of a diagram. Some basic components and interactions reappear in many of the models. They include the idea that a sender encodes information in the form of a message and sends it to a receiver through a channel. The receiver needs to decode the message to understand the initial idea and provides some form of
feedback Feedback occurs when outputs of a system are routed back as inputs as part of a chain of cause and effect that forms a circuit or loop. The system can then be said to ''feed back'' into itself. The notion of cause-and-effect has to be handle ...
. In both cases,
noise Noise is sound, chiefly unwanted, unintentional, or harmful sound considered unpleasant, loud, or disruptive to mental or hearing faculties. From a physics standpoint, there is no distinction between noise and desired sound, as both are vibrat ...
may interfere and distort the message. Models of communication are classified depending on their intended applications and on how they conceptualize the process. General models apply to all forms of communication while specialized models restrict themselves to specific forms, like
mass communication Mass communication is the process of imparting and exchanging information through mass media to large population segments. It utilizes various forms of media as technology has made the dissemination of information more efficient. Primary examples o ...
. Linear transmission models understand communication as a one-way process in which a sender transmits an idea to a receiver. Interaction models include a feedback loop through which the receiver responds after getting the message. Transaction models see sending and responding as simultaneous activities. They hold that meaning is created in this process and does not exist prior to it. Constitutive and constructionist models stress that communication is a basic phenomenon responsible for how people understand and
experience Experience refers to Consciousness, conscious events in general, more specifically to perceptions, or to the practical knowledge and familiarity that is produced by these processes. Understood as a conscious event in the widest sense, experience i ...
reality Reality is the sum or aggregate of everything in existence; everything that is not imagination, imaginary. Different Culture, cultures and Academic discipline, academic disciplines conceptualize it in various ways. Philosophical questions abo ...
.
Interpersonal In social psychology, an interpersonal relation (or interpersonal relationship) describes a social association, connection, or affiliation between two or more people. It overlaps significantly with the concept of social relations, which are ...
models describe communicative exchanges with other people. They contrast with intrapersonal models, which discuss communication with oneself. Models of non-human communication describe communication among other species. Further types include encoding-decoding models, hypodermic models, and relational models. The problem of communication was already discussed in
Ancient Greece Ancient Greece () was a northeastern Mediterranean civilization, existing from the Greek Dark Ages of the 12th–9th centuries BC to the end of classical antiquity (), that comprised a loose collection of culturally and linguistically r ...
but the field of
communication studies Communication studies (or communication science) is an academic discipline that deals with processes of human communication and behavior, patterns of communication in interpersonal relationships, social interactions and communication in differ ...
only developed into a separate research discipline in the middle of the 20th century. All early models were linear transmission models, like
Lasswell's model Lasswell's model of communication is one of the first and most influential models of communication. It was initially published by Harold Lasswell in 1948 and analyzes communication in terms of five basic questions: "Who?", "Says What?", "In What C ...
, the Shannon–Weaver model, Gerbner's model, and Berlo's model. For many purposes, they were later replaced by interaction models, like Schramm's model. Beginning in the 1970s, transactional models of communication, like Barnlund's model, were proposed to overcome the limitations of interaction models. They constitute the origin of further developments in the form of constitutive models.


Definition and function

Models of communication are representations of the process of
communication Communication is commonly defined as the transmission of information. Its precise definition is disputed and there are disagreements about whether Intention, unintentional or failed transmissions are included and whether communication not onl ...
. They try to provide a simple explanation of the process by highlighting its most basic characteristics and components. As simplified pictures, they only present the aspects that, according to the model's designer, are most central to communication. Communication can be defined as the transmission of ideas. General models of communication try to describe all of its forms, including verbal and
non-verbal communication Nonverbal communication is the transmission of messages or signals through a nonverbal platform such as eye contact (oculesics), body language (kinesics), social distance (proxemics), touch (Haptic communication, haptics), voice (prosody (lingui ...
as well as
visual The visual system is the physiological basis of visual perception (the ability to detect and process light). The system detects, transduces and interprets information concerning light within the visible range to construct an image and buil ...
, auditory, and
olfactory The sense of smell, or olfaction, is the special sense through which smells (or odors) are perceived. The sense of smell has many functions, including detecting desirable foods, hazards, and pheromones, and plays a role in taste. In humans, it ...
forms. In the widest sense, communication is not restricted to humans but happens also among animals and between species. However, models of communication normally focus on
human communication Human communication, or anthroposemiotics, is a field of study dedicated to understanding how humans Communication, communicate. Humans' ability to communicate with one another would not be possible without an understanding of what we are refere ...
as the paradigmatic form. They usually involve some type of interaction between two or more parties in which messages are exchanged. The process as a whole is very complex, which is why models of communication only present the most salient features by showing how the main components operate and interact. They usually do so in the form of a simplified visualization and ignore some aspects for the sake of simplicity. Some theorists, like Paul Cobley and Peter J. Schulz, distinguish models of communication from theories of communication. This is based on the idea that theories of communication try to provide a more abstract
conceptual framework A conceptual framework is an analytical tool with several variations and contexts. It can be applied in different categories of work where an overall picture is needed. It is used to make conceptual distinctions and organize ideas. Strong concept ...
that is strong enough to accurately represent the underlying
reality Reality is the sum or aggregate of everything in existence; everything that is not imagination, imaginary. Different Culture, cultures and Academic discipline, academic disciplines conceptualize it in various ways. Philosophical questions abo ...
despite its complexity. Communication theorist Robert Craig sees the difference in the fact that models primarily represent communication while theories additionally explain it. According to Frank Dance, there is no one fully comprehensive model of communication since each one highlights only certain aspects and distorts others. For this reason, he suggests that a family of different models should be adopted. Models of communication serve various functions. Their simplified presentation helps students and researchers identify the main steps of communication and apply communication-related concepts to real-world cases. The unified picture they provide makes it easier to describe and explain the observed phenomena. Models of communication can guide the formulation of
hypotheses A hypothesis (: hypotheses) is a proposed explanation for a phenomenon. A scientific method, scientific hypothesis must be based on observations and make a testable and reproducible prediction about reality, in a process beginning with an educ ...
and
prediction A prediction (Latin ''præ-'', "before," and ''dictum'', "something said") or forecast is a statement about a future event or about future data. Predictions are often, but not always, based upon experience or knowledge of forecasters. There ...
s about how communicative processes will unfold and show how these processes can be measured. One of their goals is to show how to improve communication, for example, by avoiding distortions through
noise Noise is sound, chiefly unwanted, unintentional, or harmful sound considered unpleasant, loud, or disruptive to mental or hearing faculties. From a physics standpoint, there is no distinction between noise and desired sound, as both are vibrat ...
or by discovering how
societal A society () is a group of individuals involved in persistent social interaction or a large social group sharing the same spatial or social territory, typically subject to the same political authority and dominant cultural expectations. Soc ...
and
economic An economy is an area of the Production (economics), production, Distribution (economics), distribution and trade, as well as Consumption (economics), consumption of Goods (economics), goods and Service (economics), services. In general, it is ...
factors affect the quality of communication.


Basic concepts

Many basic concepts reappear in the different models, like "sender", " receiver", "
message A message is a unit of communication that conveys information from a sender to a receiver. It can be transmitted through various forms, such as spoken or written words, signals, or electronic data, and can range from simple instructions to co ...
", " channel", "
signal A signal is both the process and the result of transmission of data over some media accomplished by embedding some variation. Signals are important in multiple subject fields including signal processing, information theory and biology. In ...
", "
encoding In communications and Data processing, information processing, code is a system of rules to convert information—such as a letter (alphabet), letter, word, sound, image, or gesture—into another form, sometimes data compression, shortened or ...
", "decoding", "
noise Noise is sound, chiefly unwanted, unintentional, or harmful sound considered unpleasant, loud, or disruptive to mental or hearing faculties. From a physics standpoint, there is no distinction between noise and desired sound, as both are vibrat ...
", "
feedback Feedback occurs when outputs of a system are routed back as inputs as part of a chain of cause and effect that forms a circuit or loop. The system can then be said to ''feed back'' into itself. The notion of cause-and-effect has to be handle ...
", and "
context In semiotics, linguistics, sociology and anthropology, context refers to those objects or entities which surround a ''focal event'', in these disciplines typically a communicative event, of some kind. Context is "a frame that surrounds the event ...
". Their exact meanings vary slightly from model to model and sometimes different terms are used for the same ideas. Simple models only rely on a few of these concepts while more complex models include many of them. The sender is responsible for creating the message and sending it to the receiver. Some theorists use the terms ''source'' and ''destination'' instead. The message itself can be verbal or non-verbal and contains some form of
information Information is an Abstraction, abstract concept that refers to something which has the power Communication, to inform. At the most fundamental level, it pertains to the Interpretation (philosophy), interpretation (perhaps Interpretation (log ...
. The process of encoding translates the message into a signal that can be conveyed using a channel. The channel is the sensory route on which the signal travels. For example, expressing one's thoughts in a speech encodes them as
sound In physics, sound is a vibration that propagates as an acoustic wave through a transmission medium such as a gas, liquid or solid. In human physiology and psychology, sound is the ''reception'' of such waves and their ''perception'' by the br ...
s, which are transmitted using air as a channel. Decoding is the reverse process of encoding: it happens when the signal is translated back into a message. Noise is any influence that interferes with the message reaching its destination. Some theorists distinguish environmental noise and
semantic Semantics is the study of linguistic Meaning (philosophy), meaning. It examines what meaning is, how words get their meaning, and how the meaning of a complex expression depends on its parts. Part of this process involves the distinction betwee ...
noise: environmental noise distorts the signal on its way to the receiver, whereas semantic noise occurs during encoding or decoding, for example, when an ambiguous word in the message is not interpreted by the receiver as it was meant by the sender. Feedback means that the receiver responds to the message by conveying some information back to the original sender. Context consists in the circumstances of the communication. It is a very wide term that can apply to the physical environment and the
mental state A mental state, or a mental property, is a state of mind of a person. Mental states comprise a diverse class, including perception, pain/pleasure experience, belief, desire, intention, emotion, and memory. There is controversy concerning the exact ...
of the communicators as well as the general social situation.


Classifications

Models of communication are classified in many ways and the proposed classifications often overlap. Some models are general in the sense that they aim to describe all forms of communication. Others are specialized: they only apply to specific fields or areas. For example, models of
mass communication Mass communication is the process of imparting and exchanging information through mass media to large population segments. It utilizes various forms of media as technology has made the dissemination of information more efficient. Primary examples o ...
are specialized models that do not aim to give a universal account of communication. Another contrast is between linear and non-linear models. Most early models of communication are linear models. They present communication as a unidirectional process in which messages flow from the communicator to the
audience An audience is a group of people who participate in a show or encounter a work of art, literature (in which they are called "readers"), theatre, music (in which they are called "listeners"), video games (in which they are called "players"), or ...
. Non-linear models, on the other hand, are multi-directional: messages are sent back and forth between participants. According to Uma Narula, linear models describe single acts of communication while non-linear models describe the whole process.


Linear transmission

Linear transmission models describe communication as a one-way process. In it, a sender intentionally conveys a message to a receiver. The reception of the message is the endpoint of this process. Since there is no feedback loop, the sender may not know whether the message reached its intended destination. Most early models were transmission models. Due to their linear nature, they are often too simple to capture the dynamic aspects of various forms of communication, such as regular face-to-face conversation. By focusing only on the sender, they leave out the audience's perspective. For example, listening usually does not just happen, but is an active process involving listening skills and interpretation. However, some forms of communication can be accurately described by them, such as many types of
computer-mediated communication Computer-mediated communication (CMC) is defined as any human communication that occurs through the use of two or more electronic devices. While the term has traditionally referred to those communications that occur via computer-mediated forma ...
. This applies, for example, to
text messaging Text messaging, or texting, is the act of composing and sending electronic messages, typically consisting of alphabetic and numeric characters, between two or more users of mobile phones, tablet computers, smartwatches, desktops/laptops, or ...
, sending an email, posting a blog, or sharing something on social media. Some theorists, like Uma Narula, talk of "action models" instead of linear transmission models to stress how they only focus on the actions of the sender. Linear transmission models include Aristotle's, Lasswell's, Shannon-Weaver's and Berlo's model.


Interaction

For interaction models, the participants in communication alternate the positions of sender and receiver. So upon receiving a message, a new message is generated and returned to the original sender as a form of feedback. In this regard, communication is a two-way process. This adds more complexity to the model since the participants are both senders and receivers and they alternate between these two positions. For interaction models, these steps happen one after the other: first, one message is sent and received, later another message is returned as feedback, etc. Such feedback loops make it possible for the sender to assess whether their message was received and had the intended effect or whether it was distorted by noise. For example, interaction models can be used to describe a conversation through
instant messaging Instant messaging (IM) technology is a type of synchronous computer-mediated communication involving the immediate ( real-time) transmission of messages between two or more parties over the Internet or another computer network. Originally involv ...
: the sender sends a message and then has to wait for the receiver to react. Another example is a question/answer session where one person asks a question and then waits for another person to answer. Interaction models usually put more emphasis on the interactive process and less on the technical problem of how the message is conveyed at each step. For this reason, more prominence is given to the context that shapes the exchange of messages. This includes the physical context, like the distance between the speakers, and the psychological context, which includes mental and emotional factors like stress and anxiety. Schramm's model is one of the earliest interaction models.


Transaction

Transaction models depart from interaction models in two ways. On the one hand, they understand sending and responding as simultaneous processes. This can be used to describe how listeners use non-verbal communication, like body posture and
facial expression Facial expression is the motion and positioning of the muscles beneath the skin of the face. These movements convey the emotional state of an individual to observers and are a form of nonverbal communication. They are a primary means of conveying ...
s, to give some form of feedback. This way, they can signal whether they agree with the message while the speaker is talking. This feedback may in turn influence the speaker's message while it is being produced. On the other hand, transactional models stress that meaning is created in the process of communication and does not exist prior to it. This is often combined with the claim that communication creates social realities like relationships, personal identities, and
communities A community is a Level of analysis, social unit (a group of people) with a shared socially-significant characteristic, such as place (geography), place, set of Norm (social), norms, culture, religion, values, Convention (norm), customs, or Ide ...
. This also affects the communicators themselves on various levels, such as their thoughts and feelings as well as their social identities. Transaction models usually put more emphasis on contexts and how they shape the exchange of information. They are sometimes divided into social, relational, and cultural contexts. Social contexts include explicit and implicit rules about what form of message and feedback is acceptable. An example is that one should not interrupt people or that greetings should be returned. Relational contexts are more specific in that they concern the previous relationship and shared history of the communicators. This includes factors like whether the participants are friends, neighbors, co-workers, or rivals. The cultural context encompasses the social identities of the communicators, such as race, gender, nationality, sexual orientation, and social class. Barnlund's model is an influential early transaction model.


Constitutive and constructionist

''Constitutive models'' hold that meaning is "reflexively constructed, maintained, or negotiated in the act of communicating". This means that communication is not just the exchange of pre-established bundles of information but a creative process, unlike the outlook found in many transmission models. According to Robert Craig, this implies that communication is a basic social phenomenon that cannot be explained through psychological, cultural, economic, or other factors. Instead, communication is to be seen as the cause of other social processes and not as their result. Constitutive models are closely related to constructionist models, which see communication as the basic process responsible for how people understand, represent, and experience reality. According to social constructionists, like
George Herbert Mead George Herbert Mead (February 27, 1863 – April 26, 1931) was an American philosopher, Sociology, sociologist, and psychologist, primarily affiliated with the University of Chicago. He was one of the key figures in the development of pragmatis ...
, reality is not something wholly external but depends on how it is
concept A concept is an abstract idea that serves as a foundation for more concrete principles, thoughts, and beliefs. Concepts play an important role in all aspects of cognition. As such, concepts are studied within such disciplines as linguistics, ...
ualized, which happens through communication.


Interpersonal and intrapersonal

Interpersonal communication Interpersonal communication is an exchange of information between two or more people. It is also an area of research that seeks to understand how humans use verbal and nonverbal cues to accomplish several personal and relational goals. Communica ...
is communication between two distinct persons, like when greeting someone on the street or making a phone call.
Intrapersonal communication Intrapersonal communication (also known as autocommunication or inner speech) is communication with oneself or self-to-self communication. Examples are thinking to oneself "I will do better next time" after having made a mistake or imagining a ...
, in contrast, is communication with oneself. An example is a person thinking to themself that they should bring in the laundry from outside because it is about to rain. Most models of communication focus on interpersonal communication by assuming that sender and receiver are distinct persons. They often explore how the sender encodes a message, how this message is transmitted and possibly distorted, and how the receiver decodes and interprets the message. However, some models are specifically formulated for intrapersonal communication. Many of them focus on the idea that intrapersonal communication starts with the
perception Perception () is the organization, identification, and interpretation of sensory information in order to represent and understand the presented information or environment. All perception involves signals that go through the nervous syste ...
of internal and external stimuli carrying information. These stimuli are processed and interpreted in various ways, for example, by classifying them and by ascribing symbolic meaning to them. Later steps include thinking about them, organizing information, and then encoding the ideas conceived this way in a behavioral response. This response can itself produce new stimuli and act as a form of feedback loop for continued intrapersonal communication. Some models of communication try to provide a perspective that includes both interpersonal and intrapersonal communication in order to show how these two phenomena influence each other.


Non-human

The discipline of communication studies and the models of communication proposed in it are not restricted to human communication. They include discussions of communication among other species, like non-human animals and plants. Models of non-human communication usually stress the practical aspects of communication, ie., what effects it has on behavior. An example is that communication provides an
evolutionary Evolution is the change in the heritable characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, resulting in certa ...
advantage to the communicators. Some models of animal communication are similar to models of human communication in that they understand the process as an exchange of information. This exchange helps the communicators to reduce uncertainty and to act in a way that is beneficial to them. A further approach is discussed in the manipulative model of animal communication. It argues that the central aspect of communication does not consist in the exchange of information but in causing changes to the behavior of other organisms. This influence provides primarily a benefit to the sender and does not need to involve the transmission of messages. In this way, the sender "exploits another animal's ... muscle power"., cited in A slightly different approach focuses more on the
cooperative A cooperative (also known as co-operative, coöperative, co-op, or coop) is "an autonomy, autonomous association of persons united voluntarily to meet their common economic, social and cultural needs and aspirations through a jointly owned a ...
aspect of communication and holds that both sender and receiver benefit from the exchange. Models of plant communication usually understand communication in terms of biochemical changes and responses. According to Richard Karban, this process starts with a cue that is emitted by a sender and then perceived by a receiver. The receiver processes this information to translate it into some kind of response.


Others

Additional classifications of communication models have been suggested. The term ''encoding-decoding model'' is used for any model that includes the phases of encoding and decoding in its description of communication. Such models stress that to send information, a code is necessary. A code is a sign system used to express ideas and interpret messages. Encoding-decoding models are sometimes contrasted with ''inferential models''. For the latter, the receiver is not only interested in the information sent but tries to infer the sender's
intention An intention is a mental state in which a person commits themselves to a course of action. Having the plan to visit the zoo tomorrow is an example of an intention. The action plan is the ''content'' of the intention while the commitment is the ...
behind formulating the message. ''Hypodermic models'', also referred to as ''magic bullet theories'', hold that communication can be reduced to the transfer of ideas, information, or feelings from a sender to a receiver. In them, the message is like a magic bullet that is shot by active senders at passive and defenseless receivers. They are closely related to linear transmission models and contrast with ''reception models'', which ascribe an active role to the receiver in the process of communication and meaning-making. ''Relational models'' stress the importance of the relationship between communicators. For example, Wilbur Schramm holds that this relationship informs the expectations the participants bring to the exchange and the roles they play in it. These roles influence how the communicators try to contribute to the communicative goal. In the context of instruction, for example, the teacher's role includes sharing and explaining information while the student's role involves learning and asking clarifying questions. Relational models also describe how communication affects the relationship between the communicators. For example, the communication between patient and hospital staff affects whether the patient feels cared for or dehumanized. Relational models are closely related to ''convergence models''. For convergence models, the goal of communication is convergence: to reach a mutual understanding. Feedback plays a central role in this regard: effective feedback helps achieve this goal while ineffective feedback leads to divergence. ''Difference models'' emphasize the role of
gender Gender is the range of social, psychological, cultural, and behavioral aspects of being a man (or boy), woman (or girl), or third gender. Although gender often corresponds to sex, a transgender person may identify with a gender other tha ...
and
racial Race is a categorization of humans based on shared physical or social qualities into groups generally viewed as distinct within a given society. The term came into common usage during the 16th century, when it was used to refer to groups of va ...
differences in the process of communication. Some posit, for example, that men and women have different communication styles and aim to achieve different goals through communication.


History

Communication was studied as early as
Ancient Greece Ancient Greece () was a northeastern Mediterranean civilization, existing from the Greek Dark Ages of the 12th–9th centuries BC to the end of classical antiquity (), that comprised a loose collection of culturally and linguistically r ...
and one of the first models of communication is due to
Aristotle Aristotle (; 384–322 BC) was an Ancient Greek philosophy, Ancient Greek philosopher and polymath. His writings cover a broad range of subjects spanning the natural sciences, philosophy, linguistics, economics, politics, psychology, a ...
. However, the field of communication studies only developed in the 20th century into a separate research discipline. In its early stages, it often borrowed models and concepts from other disciplines, such as
psychology Psychology is the scientific study of mind and behavior. Its subject matter includes the behavior of humans and nonhumans, both consciousness, conscious and Unconscious mind, unconscious phenomena, and mental processes such as thoughts, feel ...
,
sociology Sociology is the scientific study of human society that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. The term sociol ...
,
anthropology Anthropology is the scientific study of humanity, concerned with human behavior, human biology, cultures, society, societies, and linguistics, in both the present and past, including archaic humans. Social anthropology studies patterns of behav ...
, and
political science Political science is the scientific study of politics. It is a social science dealing with systems of governance and Power (social and political), power, and the analysis of political activities, political philosophy, political thought, polit ...
. But as it developed as a science, it started to rely more and more on its own models and concepts. Beginning in the 1940s and the following decades, many new models of communication were developed. Most of the early models were linear transmission models. For many purposes, they were replaced by non-linear models such as interaction, transaction, and convergence models.


Aristotle

One of the earliest models of communication was given by Aristotle. He speaks of communication in his treatise
Rhetoric Rhetoric is the art of persuasion. It is one of the three ancient arts of discourse ( trivium) along with grammar and logic/ dialectic. As an academic discipline within the humanities, rhetoric aims to study the techniques that speakers or w ...
and characterizes it as a
techne In Ancient Greek philosophy, techne (; , ) is a philosophical concept that refers to making or doing. Today, while the Ancient Greek definition of techne is similar to the modern definition and use of " practical knowledge", techne can include var ...
or an art. His model is primarily concerned with public speaking and is made up of five elements: the speaker, the message, the audience, the occasion, and the effect. According to Aristotle's communication model, the speaker wishes to have an effect on the audience, such as
persuading Persuasion or persuasion arts is an umbrella term for influence. Persuasion can influence a person's beliefs, attitudes, intentions, motivations, or behaviours. Persuasion is studied in many disciplines. Rhetoric studies modes of persuasio ...
them of an opinion or a course of action. The same message may have very different effects depending on the audience and the occasion. For this reason, the speaker should take these factors into account and compose their message accordingly. Many of the basic elements of the Aristotelian model of communication are still found in contemporary models.


Lasswell

Lasswell's model is an early and influential model of communication. It was proposed by
Harold Lasswell Harold Dwight Lasswell (February 13, 1902 – December 18, 1978) was an American political scientist and communications theorist. He earned his bachelor's degree in philosophy and economics and his Ph.D. from the University of Chicago. He was a ...
in 1948 and uses five questions to identify and describe the main aspects of communication: "Who?", "Says What?", "In What Channel?", "To Whom?", and "With What Effect?". They correspond to five basic components involved in the communicative process: the sender, the message, the channel, the receiver, and the effect. For a newspaper headline, those five components are the reporter, the content of the headline, the newspaper itself, the reader, and the reader's response to the headline. Lasswell assigns a field of inquiry to each component, corresponding to control analysis, content analysis, media analysis,
audience analysis An audience is a group of people who participate in a show or encounter a work of art, literature (in which they are called "readers"), theatre, music (in which they are called "listeners"), video games (in which they are called "players"), or ...
, and effect analysis. The model is usually seen as a linear transmission model and was initially formulated specifically for mass communication, like radio, television, and newspapers. Nonetheless, it has been used in other fields, like new media. Many theorists treat it as a universal model applying to any form of communication. It is widely cited as a model of communication but some theorists, like Zachary S. Sapienza et al, have raised doubts about this characterization and see it instead as a questioning device, a formula, or a construct. Lasswell's model is often criticized due to its simplicity. An example is that it does not include an explicit discussion of vital factors such as noise and feedback loops. It also does not talk about the influence of physical, emotional, social, and cultural contexts. These shortcomings have prompted some theorists to expand Lasswell's model. For example, Richard Braddock published an extension in 1958 including two additional questions: "Under What Circumstances?" and "For What Purpose?".


Shannon and Weaver

The Shannon–Weaver model is another early and influential model of communication. It is a linear transmission model that was published in 1948 and describes communication as the interaction of five basic components: a source, a transmitter, a channel, a receiver, and a destination. The source is responsible for generating the message. This message is translated by the transmitter into a signal, which is then sent using a channel. The receiver has the opposite function of the transmitter: it translates the signal back into a message, which is made available to the destination. The Shannon–Weaver model was initially formulated in analogy to how telephone calls work but is intended as a general model of all forms of communication. In the case of a landline phone call, the person calling is the source and their telephone is the transmitter translating the message into an electric signal. The wire acts as the channel. The person taking the call is the destination, and their telephone is the receiver.
Claude Shannon Claude Elwood Shannon (April 30, 1916 – February 24, 2001) was an American mathematician, electrical engineer, computer scientist, cryptographer and inventor known as the "father of information theory" and the man who laid the foundations of th ...
and Warren Weaver categorize and address problems relevant to models of communication at three basic levels: technical, semantic, and effectiveness problems. They correspond to the issues of how to transmit the
symbol A symbol is a mark, Sign (semiotics), sign, or word that indicates, signifies, or is understood as representing an idea, physical object, object, or wikt:relationship, relationship. Symbols allow people to go beyond what is known or seen by cr ...
s in the message to the receiver, how these symbols carry meaning, and how to ensure that the message has the intended effect on the receiver. Shannon and Weaver focus their attention on the technical level by discussing how noise can interfere with the signal. This makes it difficult for the receiver to reconstruct the source's intention found in the original message. They try to solve this problem by making the message redundant so that it is easier to detect
distortion In signal processing, distortion is the alteration of the original shape (or other characteristic) of a signal. In communications and electronics it means the alteration of the waveform of an information-bearing signal, such as an audio signal ...
s. The Shannon–Weaver model has been influential in the fields of communication theory and
information theory Information theory is the mathematical study of the quantification (science), quantification, Data storage, storage, and telecommunications, communication of information. The field was established and formalized by Claude Shannon in the 1940s, ...
. However, it has been criticized because it simplifies some parts of the communicative process. For example, it presents communication as a one-way process and not as a dynamic interaction of messages going back and forth between both participants.


Newcomb

Newcomb's model was first published by Theodore M. Newcomb in his 1953 paper "An approach to the study of communicative acts". It is called the ABX model of communication since it understands communication in terms of three components: two parties (A and B) interacting with each other about a topic or object (X). A and B can be persons or groups, such as trade unions or nations. X can be any part of their shared environment like a specific thing or another person. The ABX model differs from earlier models by focusing on the
social relation A social relation is the fundamental unit of analysis within the social sciences, and describes any voluntary or involuntary interpersonal relationship between two or more conspecifics within and/or between groups. The group can be a language or ...
between the communicators in the form of the orientations or attitudes they have toward each other and toward the topic. The orientations can be favorable or unfavorable and include beliefs. They have a big impact on how communication unfolds. It is relevant, for example, whether A and B like each other and whether they have the same attitude towards X. Newcomb understands communication as a "learned response to strain" caused by discrepancies between orientations. The social function of communication is to maintain equilibrium in the
social system In sociology, a social system is the patterned network of relationships constituting a coherent whole that exist between individuals, groups, and institutions. It is the formal Social structure, structure of role and status that can form in a smal ...
by keeping the different orientations in balance. In Newcomb's words, communication enables "two or more individuals to maintain simultaneous orientation to each other and towards objects of the external environment". The orientations of A and B are subject to change and influence each other. Significant discrepancies between them, such as divergent opinions on X, cause a strain in the relation. In such cases, communication aims to reduce the strain and restore balance through the exchange of information about the object. For example, if A and B are friends and X is someone both know, then equilibrium means that they have the same attitude towards X. However, there is a disequilibrium or strain if A likes X but B does not. This creates a tendency for A and B to exchange information about X until they arrive at a shared attitude. The more important X is to A and B, the more urgent this tendency is. An influential expansion of Newcomb's model is due to Westley and MacLean. They introduce the idea of asymmetry of information: the sender (A) is aware of several topics (X1 to X3) and has to compose the message (X') to communicate to the receiver (B). B's direct perception is limited to only a few of these topics (X1B). Another addition is the inclusion of feedback (fBA) from the receiver to the sender. Westley and MacLean also propose a further expansion to account for mass communication. For this purpose, they include an additional component, C, that has the role of a
gatekeeper A gatekeeper is a person who controls access to something, for example via a city gate or bouncer, or more abstractly, controls who is granted access to a category or status. Gatekeepers assess who is "in or out", in the classic words of manage ...
filtering the original message for the mass audience.


Schramm

Schramm's model of communication is one of the earliest interaction models of communication. It was published by Wilbur Schramm in 1954 as a response to and an improvement over linear transmission models of communication, such as Lasswell's model and the Shannon–Weaver model. The main difference in this regard is that Schramm does not see the audience as passive recipients. Instead, he understands them as active participants that respond by sending their own message as a form of feedback. Feedback forms part of many types of communication and makes it easier for the participants to identify and resolve possible misunderstandings. For Schramm, communication is based on the relation between a source and a destination and consists in sharing ideas or information. For this to happen, the source has to encode their idea in symbolic form as a message. This message is sent to the destination using a channel, such as sound waves or ink on paper. The destination has to decode and interpret the message in order to reconstruct the original idea. The processes of encoding and decoding correspond to the roles of transmitter and receiver in the Shannon–Weaver model. According to Schramm, these processes are influenced by the fields of
experience Experience refers to Consciousness, conscious events in general, more specifically to perceptions, or to the practical knowledge and familiarity that is produced by these processes. Understood as a conscious event in the widest sense, experience i ...
of each participant. A field of experience includes past life experiences and affects what the participant understands and is familiar with. Communication fails if the message is outside the receiver's field of experience. In this case, the receiver is unable to decode it and connect it to the sender's idea. Other sources of error are external noise or mistakes in the phases of decoding and encoding. Schramm holds that successful communication is about realizing an intended effect. He discusses the conditions for this to be possible. They include making sure that one has the receiver's
attention Attention or focus, is the concentration of awareness on some phenomenon to the exclusion of other stimuli. It is the selective concentration on discrete information, either subjectively or objectively. William James (1890) wrote that "Atte ...
, that the message is understandable, and that the audience is able and motivated to react to the message in the intended way. In the 1970s, Schramm proposed modifications to his original model to take into account the discoveries made in
communication studies Communication studies (or communication science) is an academic discipline that deals with processes of human communication and behavior, patterns of communication in interpersonal relationships, social interactions and communication in differ ...
in the preceding decades. His new approach gives special emphasis to the relation between the participants. The relation determines the goal of communication and the roles played by the participants.


Gerbner

George Gerbner George Gerbner (August 8, 1919 – December 24, 2005) was a professor of communication and the founder of cultivation theory. He taught at Temple University, Villanova University, and the University of Pennsylvania.Lent, John A. 1995.Interview wit ...
first published his model in his 1956 paper ''Toward a General Model of Communication''. It is a linear transmission model. It is based on the Shannon–Weaver model and Lasswell's model but expands them in various ways. It aims to provide a general account of all forms of communication. One of its innovations is that it starts not with a message or an idea but with an event. The communicating agent perceives it and composes a message about it. For Gerbner, messages are not packages that exist prior to communication. Instead, the message is created in the process of encoding and is affected by the code and the channel. Gerbner assumes that the goal of communication is to inform another person about something they are unaware of. He includes a total of ten essential components: (1) someone (2) perceives an event (3) and reacts (4) in a situation (5) through some means. This is done with the goal of (6) making available materials (7) in some form (8) and context (9) conveying content (10) of some consequence. Each of these components corresponds to a different area of study. For example, ''communicator and audience research'' studies the first component while ''perception research'' is concerned with the second component. In Gerbner's example, "a man notices a house burning across the street and shouts 'Fire!. In this case, "someone" corresponds to the man and the perceived event is the burning house. Other components include his voice (means) and the fire (conveyed content). The relation between message and reality is of central importance to Gerbner. For this reason, his model includes two dimensions. The horizontal dimension corresponds to the relation between communicator and event. The vertical dimension corresponds to the relation between communicator and message. Communication starts in the horizontal dimension with an event perceived by the sender. The next step happens in the vertical dimension, where the percept is translated into a signal containing the message. The message has two key aspects: content and form. The content is the information about the event. The last step belongs again to the horizontal dimension: the audience perceives and interprets the message about the event. All these steps are creative processes that select some features to be included. For example, the event is never perceived in its entirety. Instead, the communicator has to select and interpret its most salient features. The same happens when encoding the message: the percept is usually too complex to be fully communicated and only its most significant aspects are expressed. Selection also concerns the choice of the code and channel to be used. The availability of a channel differs from person to person and from situation to situation. For example, many people do not have access to mass media, like television, to send their message to a wide audience. Gerbner's emphasis on the relation between message and reality has been influential for subsequent models of communication. However, Gerbner's model still suffers from many of the limitations of the earlier models it is based on. An example is the focus on the linear transmission of information without an in-depth discussion of the role of feedback loops. Another issue concerns the question of how meaning is created.


Berlo

Berlo's model is a linear transmission model of communication. It was published by David Berlo in 1960 and was influenced by earlier models, such as the Shannon–Weaver model and Schramm's model. It is usually referred to as the Source-Message-Channel-Receiver (SMCR) model because of its four main components (source, message, channel, and receiver). Each of these components is characterized by various aspects and the main focus of the model is a detailed discussion of each of them. For Berlo, all forms of communication are attempts to influence the
behavior Behavior (American English) or behaviour (British English) is the range of actions of Individual, individuals, organisms, systems or Artificial intelligence, artificial entities in some environment. These systems can include other systems or or ...
of the receiver. To do so, the source has to express their purpose by encoding it into a message. This message is sent through a channel to the receiver, who has to decode it in order to understand it and react to it. Communication is successful if the reaction of the receiver matches the purpose of the source. Berlo's main interest in discussing the components and their aspects is to analyze their impact on successful communication. Source and receiver are usually persons but can also be groups or institutions. On this level, Berlo identifies four features: communication skills, attitudes,
knowledge Knowledge is an Declarative knowledge, awareness of facts, a Knowledge by acquaintance, familiarity with individuals and situations, or a Procedural knowledge, practical skill. Knowledge of facts, also called propositional knowledge, is oft ...
, and social-cultural system. Communication skills are primarily the ability of the source to encode messages and the ability of the receiver to decode them. The ''attitude'' is the positive or negative stance that source and receiver have toward themselves, each other, and the discussed topic. ''Knowledge'' stands for the understanding of the topic and the social-cultural system includes background beliefs and
social norms A social norm is a shared standard of acceptance, acceptable behavior by a group. Social norms can both be informal understandings that govern the behavior of members of a society, as well as be codified into wikt:rule, rules and laws. Social norma ...
common in the
culture Culture ( ) is a concept that encompasses the social behavior, institutions, and Social norm, norms found in human societies, as well as the knowledge, beliefs, arts, laws, Social norm, customs, capabilities, Attitude (psychology), attitudes ...
and social context of the communicators. Generally speaking, the more source and receiver are alike in regard to these factors, the more likely successful communication is. Communication may fail, for example, if the receiver lacks the decoding skills necessary to understand the message or if the source has a demeaning attitude toward the receiver. For the message, the main factors are code, content, and treatment, each of which can be analyzed in terms of its structure and its elements. The code is the
sign system A sign system is a key concept in semiotics and is used to refer to any system of signs and relations between signs. The term ''language'' is frequently used as a synonym for a sign-system. However, the term ''sign-system'' is considered preferab ...
used to express the message, like a
language Language is a structured system of communication that consists of grammar and vocabulary. It is the primary means by which humans convey meaning, both in spoken and signed language, signed forms, and may also be conveyed through writing syste ...
. The content is the idea or information expressed in the message. Choosing an appropriate content and the right code to express it matters for successful communication. Berlo uses the term ''treatment'' to refer to this selection. It reflects the style of the source as a communicator. The channel is the medium and process of how the message is transmitted. Berlo analyzes it mainly based on the five senses used to decode messages: seeing, hearing, touching, smelling, and tasting. The SMCR model has inspired subsequent theorists. However, it is often criticized based on its simplicity because it does not discuss feedback loops and because it does not give enough emphasis on noise and other barriers to communication.


Dance

Frank Dance's helical model of communication was initially published in his 1967 book ''Human Communication Theory''. It is intended as a response to and an improvement over linear and circular models by stressing the dynamic nature of communication and how it changes the participants. Dance sees the fault of linear models as their attempt to understand communication as a linear flow of messages from a sender to a receiver. According to him, this fault is avoided by circular models, which include a feedback loop through which messages are exchanged back and forth. Dance criticizes the circular approach by holding that it "suggests that communication comes back, full circle, to exactly the same point from which it started". Dance holds that a
helix A helix (; ) is a shape like a cylindrical coil spring or the thread of a machine screw. It is a type of smooth space curve with tangent lines at a constant angle to a fixed axis. Helices are important in biology, as the DNA molecule is for ...
is a more adequate representation of the process of communication since it implies that there is always a forward movement. It shows how the content and structure of earlier communicative acts influence the content and structure of later communicative acts. In this regard, communication has a lasting effect on the communicators and evolves continuously as a process. The upward widening movement of the helix represents a form of
optimism Optimism is the Attitude (psychology), attitude or mindset of expecting events to lead to particularly positive, favorable, desirable, and hopeful outcomes. A common idiom used to illustrate optimism versus pessimism is Is the glass half empty ...
by seeing communication as a means of growth, learning, and improvement. The basic idea behind Dance's helical model of communication is also found in
education theory Education sciences, also known as education studies or education theory, and traditionally called ''pedagogy'', seek to describe, understand, and prescribe education including education policy. Subfields include comparative education, education ...
in the spiral approach proposed by
Jerome Bruner Jerome Seymour Bruner (October 1, 1915 – June 5, 2016) was an American psychologist who made significant contributions to human cognitive psychology and cognitive learning theory (education), learning theory in educational psychology. Bruner was ...
. Dance's model has been criticized based on the claim that it focuses only on some aspects of communication but does not provide a tool for detailed analysis.


Barnlund

Barnlund's model is an influential transactional model of communication first published in 1970. Its goal is to avoid the inaccuracies of earlier models and account for communication in all its complexity. This includes dismissing the idea that communication is defined as the transmission of ideas from a sender to a receiver. For Barnlund, communication "is the production of meaning, rather than the production of messages". He holds that the world and its objects lack meaning on their own. They are only meaningful to the extent that people interpret them and assign meaning to them by engaging in the processes of decoding and encoding. In doing so, people try to decrease uncertainty and arrive at a shared understanding. Barnlund's model rests on a set of basic assumptions. For Barnlund, any activity that creates meaning is a form of communication. He sees communication as ''dynamic'' because meaning is not fixed but depends on the human practice of interpretation, which is itself subject to change. Communication is ''continuous'' in the sense that it does not have a beginning or an end: people decode cues and encode responses all the time, even when no one else is present. For Barnlund, communication is also ''circular'' because there is no clear division between sender and receiver as found in linear transmission models. It is ''irreversible'' due to the diverse effects it has on the communicators that cannot be undone. It is also ''complex'' since many components are involved and many factors influence how it unfolds. Because of its complexity, communication is ''unrepeatable'': it is not possible to control all these factors to exactly repeat a previous exchange. This is not even the case when the same communicators exchange the same messages. Barnlund's model is based on the idea that communication consists of decoding cues by ascribing meaning to them and encoding appropriate responses to them. Barnlund distinguishes between public, private, and behavioral cues. Public cues are accessible to anyone in the situation, such as a tree in a park or a table in a room. Private cues are only available to one person, like a coin in one's pocket or an itch on one's wrist. Behavioral cues are under the control of the communicators and constitute the main vehicles of communication. They include verbal behavior, like discussing a business proposal, and non-verbal behavior, like raising one's eyebrows or sitting down in a chair. Barnlund's model has been influential, both for its innovations and for its criticisms of earlier models. Some objections to it include that it is not equally useful for all forms of communication and that it does not explain how exactly meaning is produced.


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