Koch's postulates ( )
are four criteria designed to establish a
causal relationship
Causality is an influence by which one event, process, state, or object (''a'' ''cause'') contributes to the production of another event, process, state, or object (an ''effect'') where the cause is at least partly responsible for the effect, ...
between a
microbe
A microorganism, or microbe, is an organism of microscopic size, which may exist in its single-celled form or as a colony of cells. The possible existence of unseen microbial life was suspected from antiquity, with an early attestation in ...
and a
disease
A disease is a particular abnormal condition that adversely affects the structure or function (biology), function of all or part of an organism and is not immediately due to any external injury. Diseases are often known to be medical condi ...
. The postulates were formulated by
Robert Koch
Heinrich Hermann Robert Koch ( ; ; 11 December 1843 – 27 May 1910) was a German physician and microbiologist. As the discoverer of the specific causative agents of deadly infectious diseases including tuberculosis, cholera and anthrax, he i ...
and
Friedrich Loeffler
Friedrich August Johannes Loeffler (; 24 June 18529 April 1915) was a German bacteriologist at the University of Greifswald.
Biography
He obtained his M.D. degree from the University of Berlin in 1874. He worked with Robert Koch from 1879 to 188 ...
in 1884, based on earlier concepts described by
Jakob Henle, and the statements were refined and published by Koch in 1890.
Koch applied the postulates to describe the
etiology
Etiology (; alternatively spelled aetiology or ætiology) is the study of causation or origination. The word is derived from the Greek word ''()'', meaning "giving a reason for" (). More completely, etiology is the study of the causes, origins ...
of
cholera
Cholera () is an infection of the small intestine by some Strain (biology), strains of the Bacteria, bacterium ''Vibrio cholerae''. Symptoms may range from none, to mild, to severe. The classic symptom is large amounts of watery diarrhea last ...
and
tuberculosis
Tuberculosis (TB), also known colloquially as the "white death", or historically as consumption, is a contagious disease usually caused by ''Mycobacterium tuberculosis'' (MTB) bacteria. Tuberculosis generally affects the lungs, but it can al ...
, both of which are now ascribed to
bacteria
Bacteria (; : bacterium) are ubiquitous, mostly free-living organisms often consisting of one Cell (biology), biological cell. They constitute a large domain (biology), domain of Prokaryote, prokaryotic microorganisms. Typically a few micr ...
. The postulates have been controversially generalized to other diseases. More modern concepts in
microbial pathogenesis Microbial pathogenesis is a field of microbiology that started at least as early as 1988, with the identification of the triune Falkow's criteria, aka molecular Koch's postulates. In 1996, Fredricks and Relman proposed a seven-point list of "Molecul ...
cannot be examined using Koch's postulates, including
viruses
A virus is a submicroscopic infectious agent that replicates only inside the living cells of an organism. Viruses infect all life forms, from animals and plants to microorganisms, including bacteria and archaea. Viruses are found in almo ...
(which are
obligate intracellular parasites) and
asymptomatic carrier
An asymptomatic carrier is a person or other organism that has become infected with a pathogen, but shows no signs or symptoms.
Although unaffected by the pathogen, carriers can transmit it to others or develop symptoms in later stages of the d ...
s. They have largely been supplanted by other criteria such as the
Bradford Hill criteria
The Bradford Hill criteria, otherwise known as Hill's criteria for causation, are a group of nine principles that can be useful in establishing epidemiologic evidence of a causal relationship between a presumed cause and an observed effect and ha ...
for infectious disease causality in
modern public health and the
Molecular Koch's postulates
Molecular Koch's postulates are a set of experimental criteria that must be satisfied to show that a gene found in a pathogenic microorganism encodes a product that contributes to the disease caused by the pathogen. Genes that satisfy molecular Koc ...
for microbial pathogenesis.
Postulates
Koch's four postulates are:
# The microorganism must be found in abundance in all organisms suffering from the disease but should not be found in healthy organisms.
# The microorganism must be isolated from a diseased organism and grown in pure
culture
Culture ( ) is a concept that encompasses the social behavior, institutions, and Social norm, norms found in human societies, as well as the knowledge, beliefs, arts, laws, Social norm, customs, capabilities, Attitude (psychology), attitudes ...
.
# The cultured microorganism should cause disease when introduced into a healthy organism.
# The microorganism must be re-isolated from the inoculated, diseased experimental host and identified as being identical to the original specific causative agent.
However, Koch later abandoned the universalist requirement of the first postulate when he discovered asymptomatic carriers of
cholera
Cholera () is an infection of the small intestine by some Strain (biology), strains of the Bacteria, bacterium ''Vibrio cholerae''. Symptoms may range from none, to mild, to severe. The classic symptom is large amounts of watery diarrhea last ...
and, later, of
typhoid fever
Typhoid fever, also known simply as typhoid, is a disease caused by '' Salmonella enterica'' serotype Typhi bacteria, also called ''Salmonella'' Typhi. Symptoms vary from mild to severe, and usually begin six to 30 days after exposure. Often th ...
.
Subclinical infections and
asymptomatic carrier
An asymptomatic carrier is a person or other organism that has become infected with a pathogen, but shows no signs or symptoms.
Although unaffected by the pathogen, carriers can transmit it to others or develop symptoms in later stages of the d ...
s are now known to be a common feature of many infectious diseases, especially viral diseases such as
polio
Poliomyelitis ( ), commonly shortened to polio, is an infectious disease caused by the poliovirus. Approximately 75% of cases are asymptomatic; mild symptoms which can occur include sore throat and fever; in a proportion of cases more severe ...
,
herpes simplex
Herpes simplex, often known simply as herpes, is a viral disease, viral infection caused by the herpes simplex virus. Herpes infections are categorized by the area of the body that is infected. The two major types of herpes are Cold sore, ora ...
,
HIV/AIDS
The HIV, human immunodeficiency virus (HIV) is a retrovirus that attacks the immune system. Without treatment, it can lead to a spectrum of conditions including acquired immunodeficiency syndrome (AIDS). It is a Preventive healthcare, pr ...
,
hepatitis C
Hepatitis C is an infectious disease caused by the hepatitis C virus (HCV) that primarily affects the liver; it is a type of viral hepatitis. During the initial infection period, people often have mild or no symptoms. Early symptoms can include ...
, and
COVID-19
Coronavirus disease 2019 (COVID-19) is a contagious disease caused by the coronavirus SARS-CoV-2. In January 2020, the disease spread worldwide, resulting in the COVID-19 pandemic.
The symptoms of COVID‑19 can vary but often include fever ...
. For example,
poliovirus
Poliovirus, the causative agent of polio (also known as poliomyelitis), is a serotype of the species '' Enterovirus C'', in the family of '' Picornaviridae''. There are three poliovirus serotypes, numbered 1, 2, and 3.
Poliovirus is composed ...
only causes paralysis in a small percentage of those infected.
The second postulate does not apply to
pathogen
In biology, a pathogen (, "suffering", "passion" and , "producer of"), in the oldest and broadest sense, is any organism or agent that can produce disease. A pathogen may also be referred to as an infectious agent, or simply a Germ theory of d ...
s incapable of growing in pure culture. For example, viruses are dependent on entering and hijacking host cells to use their resources for growth and reproduction, incapable of growing alone.
The third postulate specifies "should", rather than "must", because Koch's experiments with
tuberculosis
Tuberculosis (TB), also known colloquially as the "white death", or historically as consumption, is a contagious disease usually caused by ''Mycobacterium tuberculosis'' (MTB) bacteria. Tuberculosis generally affects the lungs, but it can al ...
and cholera showed that not all organisms exposed to an infectious agent will acquire the infection.
Some individuals may avoid infection by maintaining their health for proper immune functioning, acquiring immunity from previous exposure or vaccination, or through genetic immunity, such as
sickle cell trait
Sickle cell trait describes a condition in which a person has one abnormal allele of the hemoglobin beta gene (is heterozygous), but does not display the severe symptoms of sickle cell disease that occur in a person who has two copies of that all ...
conferring resistance to
malaria
Malaria is a Mosquito-borne disease, mosquito-borne infectious disease that affects vertebrates and ''Anopheles'' mosquitoes. Human malaria causes Signs and symptoms, symptoms that typically include fever, Fatigue (medical), fatigue, vomitin ...
.
Other exceptions to Koch's postulates include evidence that some pathogens can cause several diseases, such as the
varicella-zoster virus causing
chickenpox
Chickenpox, also known as varicella ( ), is a highly contagious disease caused by varicella zoster virus (VZV), a member of the herpesvirus family. The disease results in a characteristic skin rash that forms small, itchy blisters, which ...
and
shingles
Shingles, also known as herpes zoster or zona, is a viral disease characterized by a painful skin rash with blisters in a localized area. Typically the rash occurs in a single, wide mark either on the left or right side of the body or face. T ...
. Conversely, diseases like
meningitis
Meningitis is acute or chronic inflammation of the protective membranes covering the brain and spinal cord, collectively called the meninges. The most common symptoms are fever, intense headache, vomiting and neck stiffness and occasion ...
can be caused by a variety of bacterial, viral, fungal, and parasitic pathogens.
History
Robert Koch developed the postulates based on pathogens that could be isolated using 19th century methods. Nonetheless, Koch was already aware that the causative agent of cholera, ''
Vibrio cholerae
''Vibrio cholerae'' is a species of Gram-negative bacteria, Gram-negative, Facultative anaerobic organism, facultative anaerobe and Vibrio, comma-shaped bacteria. The bacteria naturally live in Brackish water, brackish or saltwater where they att ...
'', could be found in both sick and healthy people, invalidating his first postulate.
[ Since the 1950s, Koch's postulates have been treated as obsolete for ]epidemiology
Epidemiology is the study and analysis of the distribution (who, when, and where), patterns and Risk factor (epidemiology), determinants of health and disease conditions in a defined population, and application of this knowledge to prevent dise ...
research, but they are still taught to emphasize historical approaches to determining the microbial causative agents of disease.
Koch formulated his postulates too early in the history of virology
The history of virology – the scientific study of viruses and the infections they cause – began in the closing years of the 19th century. Although Edward Jenner and Louis Pasteur developed the first vaccines to protect against viral infect ...
to recognize that many viruses do not cause illness in all infected individuals, a requirement of the first postulate. HIV/AIDS denialism includes claims that the viral spread of HIV/AIDS violates Koch's second postulate, despite that criticism being applicable to all viruses. Nonetheless, HIV/AIDS fulfills all of the other postulates with all AIDS patients being HIV-positive and laboratory workers exposed to HIV eventually developing the same symptoms of AIDS. Similarly, evidence that some oncovirus
An oncovirus or oncogenic virus is a virus that can cause cancer. This term originated from studies of acutely transforming retroviruses in the 1950–60s, when the term ''oncornaviruses'' was used to denote their RNA virus origin. With the let ...
infections can contribute to cancer
Cancer is a group of diseases involving Cell growth#Disorders, abnormal cell growth with the potential to Invasion (cancer), invade or Metastasis, spread to other parts of the body. These contrast with benign tumors, which do not spread. Po ...
s has been unfairly criticized for failing to fulfill criteria developed before viruses were fully understood as host-dependent.
The bacterial pathogen ''Staphylococcus aureus
''Staphylococcus aureus'' is a Gram-positive spherically shaped bacterium, a member of the Bacillota, and is a usual member of the microbiota of the body, frequently found in the upper respiratory tract and on the skin. It is often posi ...
'' showcases lethal synergy with the opportunistic fungi ''Candida albicans
''Candida albicans'' is an opportunistic pathogenic yeast that is a common member of the human gut flora. It can also survive outside the human body. It is detected in the gastrointestinal tract and mouth in 40–60% of healthy adults. It is usu ...
'' by using the latter's extracellular matrix
In biology, the extracellular matrix (ECM), also called intercellular matrix (ICM), is a network consisting of extracellular macromolecules and minerals, such as collagen, enzymes, glycoproteins and hydroxyapatite that provide structural and bio ...
to protect itself from host immune cells and antibiotic compounds. Biofilm
A biofilm is a Syntrophy, syntrophic Microbial consortium, community of microorganisms in which cell (biology), cells cell adhesion, stick to each other and often also to a surface. These adherent cells become embedded within a slimy ext ...
-producing species aim to clump individual cells on solid or liquid surfaces, growing poorly in a pure culture and leaving those that survive potentially too weak to cause disease if transferred to a healthy organism, violating the second and third postulates.
Physicians Barry Marshall and Robin Warren argued that ''Helicobacter pylori
''Helicobacter pylori'', previously known as ''Campylobacter pylori'', is a gram-negative, Flagellum#bacterial, flagellated, Bacterial cellular morphologies#Helical, helical bacterium. Mutants can have a rod or curved rod shape that exhibits l ...
'' contributes to peptic ulcer disease
Peptic ulcer disease is when the inner part of the stomach's gastric mucosa (lining of the stomach), the first part of the small intestine, or sometimes the lower esophagus, gets damaged. An ulcer in the stomach is called a gastric ulcer, while ...
, but throughout the early 1980s, the scientific community initially rejected their findings because not all ''H. pylori'' infections cause peptic ulcers, violating the first postulate.
Priority effects are another major concern, as the success of pathogenic bacteria is dependent on the other species already colonizing that habitat, as the earliest resident microbes establish the environmental conditions, providing colonization resistance against certain species.
Molecular Koch's postulates
In 1988, microbiologist Stanley Falkow developed a set of three Molecular Koch's postulates
Molecular Koch's postulates are a set of experimental criteria that must be satisfied to show that a gene found in a pathogenic microorganism encodes a product that contributes to the disease caused by the pathogen. Genes that satisfy molecular Koc ...
for identifying the microbial genes encoding virulence factor
Virulence factors (preferably known as pathogenicity factors or effectors in botany) are cellular structures, molecules and regulatory systems that enable microbial pathogens (bacteria, viruses, fungi, and protozoa) to achieve the following:
* c ...
s. First, the phenotype
In genetics, the phenotype () is the set of observable characteristics or traits of an organism. The term covers the organism's morphology (physical form and structure), its developmental processes, its biochemical and physiological propert ...
of a disease symptom must be associated with a specific genotype
The genotype of an organism is its complete set of genetic material. Genotype can also be used to refer to the alleles or variants an individual carries in a particular gene or genetic location. The number of alleles an individual can have in a ...
only found in pathogenic strains. Second, that symptom should not be present when the associated gene is inactivated. Third, the symptom should return when the gene is reactivated.
Modern DNA sequencing
DNA sequencing is the process of determining the nucleic acid sequence – the order of nucleotides in DNA. It includes any method or technology that is used to determine the order of the four bases: adenine, thymine, cytosine, and guanine. The ...
allows researchers to identify whether the genes of specific pathogens are only present in infected hosts, offering a modified approach for determining correlation between viruses and certain diseases. Since viruses cannot grow in axenic cultures, requiring a host cell to hijack for growth and replication, scientists are limited to analyzing which viral genes contribute to host diseases. Additionally, this method has supported correlations between prion
A prion () is a Proteinopathy, misfolded protein that induces misfolding in normal variants of the same protein, leading to cellular death. Prions are responsible for prion diseases, known as transmissible spongiform encephalopathy (TSEs), w ...
s (pathogenic misfolded proteins) and conditions like Creutzfeldt–Jakob disease
Creutzfeldt–Jakob disease (CJD) is an incurable, always fatal neurodegenerative disease belonging to the transmissible spongiform encephalopathy (TSE) group. Early symptoms include memory problems, behavioral changes, poor coordination, visu ...
because Koch's postulates are focused on foreign microorganisms, rather than the results of host mutations.
See also
* Bradford Hill criteria
The Bradford Hill criteria, otherwise known as Hill's criteria for causation, are a group of nine principles that can be useful in establishing epidemiologic evidence of a causal relationship between a presumed cause and an observed effect and ha ...
* Causal inference
Causal inference is the process of determining the independent, actual effect of a particular phenomenon that is a component of a larger system. The main difference between causal inference and inference of association is that causal inference an ...
* Molecular Koch's postulates
Molecular Koch's postulates are a set of experimental criteria that must be satisfied to show that a gene found in a pathogenic microorganism encodes a product that contributes to the disease caused by the pathogen. Genes that satisfy molecular Koc ...
Notes
References
Further reading
*
*
* English translation in
*
{{refend
Epidemiology
Infectious diseases
Robert Koch
1884 in biology
1884 in Germany
Biological rules