The ''Han Feizi'' () is an ancient Chinese text attributed to the
Legalist political philosopher
Han Fei
Han Fei (233 BC), also known as Han Feizi, was a Chinese Legalist philosopher and statesman during the Warring States period. He was a prince of the state of Han.
Han Fei is often considered the greatest representative of Legalism for th ...
. It comprises a selection of essays in the Legalist tradition, elucidating theories of state power, and synthesizing the methodologies of his predecessors. Its 55 chapters, most of which date to the
Warring States period
The Warring States period in history of China, Chinese history (221 BC) comprises the final two and a half centuries of the Zhou dynasty (256 BC), which were characterized by frequent warfare, bureaucratic and military reforms, and ...
, are the only such text to survive fully intact. The Han Feizi is believed to contain the first commentaries on the ''
Dao De Jing
The ''Tao Te Ching'' () or ''Laozi'' is a Chinese classic text and foundational work of Taoism traditionally credited to the sage Laozi, though the text's authorship and date of composition and compilation are debated. The oldest excavated po ...
''. Traditionally associated with the
Qin dynasty
The Qin dynasty ( ) was the first Dynasties of China, imperial dynasty of China. It is named for its progenitor state of Qin, a fief of the confederal Zhou dynasty (256 BC). Beginning in 230 BC, the Qin under King Ying Zheng enga ...
,
succeeding emperors and reformers were still influenced by
Shen Buhai
Shen Buhai (; ) was a Chinese statesman, reformer and diplomat. According to the Shiji, Shen Buhai served as Chancellor of the Han state under Marquis Zhao of Han, for around fifteen years to his natural death in office in 337 BC, ordering it ...
and the Han Feizi, with
Shang Yang
Shang Yang (; c. 390 – 338 BC), also known as Wei Yang () and originally surnamed Gongsun, was a Politician, statesman, chancellor and reformer of the Qin (state), State of Qin. Arguably the "most famous and most influential statesman of the ...
's current again coming to prominence in the time of
Emperor Wu.
Often considered the "culminating" or "greatest" Legalist texts, Han Fei was dubbed by
A. C. Graham amongst as the "great synthesizer" of 'Legalism'".
Sun Tzu
Sun Tzu (; zh, t=孫子, s=孙子, first= t, p=Sūnzǐ) may have been a Chinese General, military general, strategist, philosopher, and writer who lived during the Eastern Zhou period (771–256 BC). Sun Tzu is traditionally credited as the au ...
's ''
The Art of War
''The Art of War'' is an ancient Chinese military treatise dating from the late Spring and Autumn period (roughly 5th century BC). The work, which is attributed to the ancient Chinese military strategist Sun Tzu ("Master Sun"), is compos ...
'' incorporates both a Daoist philosophy of inaction and impartiality, and a 'Legalist' system of punishment and rewards, recalling Han Fei's use of the concepts of power and technique.
Among the most important philosophical classics in ancient China, it touches on administration, diplomacy, war and economics, and is also valuable for its abundance of anecdotes about pre-
Qin China. Though differing considerably in style, the coherency of the essays lend themselves to the possibility that much was written by Han Fei himself, and are generally considered more philosophically engaging than the ''
Book of Lord Shang''.
Zhuge Liang
Zhuge Liang () (181September or October 234), also commonly known by his courtesy name Kongming, was a Chinese statesman, strategist, and inventor who lived through the End of the Han dynasty, end of the Eastern Han dynasty ( 184–220) and t ...
is said to have attached great importance to the Han Feizi, as well as to Han Fei's predecessor
Shen Buhai
Shen Buhai (; ) was a Chinese statesman, reformer and diplomat. According to the Shiji, Shen Buhai served as Chancellor of the Han state under Marquis Zhao of Han, for around fifteen years to his natural death in office in 337 BC, ordering it ...
.
Late pre-Han dating
Sima Qian
Sima Qian () was a Chinese historian during the early Han dynasty. He is considered the father of Chinese historiography for the ''Shiji'' (sometimes translated into English as ''Records of the Grand Historian''), a general history of China cov ...
presents
Han Fei
Han Fei (233 BC), also known as Han Feizi, was a Chinese Legalist philosopher and statesman during the Warring States period. He was a prince of the state of Han.
Han Fei is often considered the greatest representative of Legalism for th ...
as a late Warring states figure. Because Sima Qian only mentions a few chapters, it is not possible to outright preclude a Han dynasty origin for the entire work, but it does not mention any Han dynasty events, or avoid any Han dynasty taboos that would prohibit a late Warring States dating.
Except as compilations, some chapters would have to be at least that late. Chapters 6 and 19 recall the fall of several late Warring states period states. Chapter 6's memorial on Having Regulations recalls the fall of
Wey in 243bce. Chapter 19's Taking Measures recalls
Qin's conquest of Ye from the
Zhao, dated to 236bc. Seemingly written from the context of the late Han state, the chapter could still have conceivably preceded its fall in 230bc, or either Zhao and Wei if they had only yet ceded territory.
Containing some of the first commentaries on the
Tao te Ching
The ''Tao Te Ching'' () or ''Laozi'' is a Chinese classic text and foundational work of Taoism traditionally credited to the sage Laozi, though the text's authorship and date of composition and compilation are debated. The oldest excavated por ...
(Laozi), Chinese scholarship agreed with the west on a late dating for Laozi content in the work. But it also does not contain as much naturalist argument that would be expected of later Daoist works going into the Han dynasty. The Han Feizi itself contributes to a late dating for the modern
tao te ching
The ''Tao Te Ching'' () or ''Laozi'' is a Chinese classic text and foundational work of Taoism traditionally credited to the sage Laozi, though the text's authorship and date of composition and compilation are debated. The oldest excavated por ...
. The Han Feizi is probably reading from an earlier, less metaphysical version, like the
Mawangdui silk texts.
Introduction
Han Fei describes an interest-driven human nature together with the political methodologies to work with it in the interest of the state and Sovereign, namely, engaging in
passive observation, and the systematic use of ''
fa'' ( zh, c=法, p=fǎ, labels=no, l=law', 'measurement) to maintain leadership and manage human resources, its use to increase welfare, and its relation with justice.
Rather than rely too much on worthies, who might not be trustworthy, Han Fei binds their programs to systematic reward and penalty (the 'two handles'), fishing the subjects of the state by feeding them with interests. That being done, the ruler minimizes his own input, intending to make no judgement apart from observances of the facts. Like Shang Yang and other ''fa'' philosophers, he admonishes the ruler not to abandon ''fa'' for any other means, considering it a more practical means for the administration of both a large territory and personnel near at hand.
Han Fei's philosophy proceeds from the regicide of his era. Sinologist Goldin writes: "Most of what appears in the ''Han Feizi'' deals with the ruler's relations with his ministers,
howere regarded as the party most likely, in practice, to cause him harm." Han Fei quotes the ''Springs and Autumns of Tao Zuo'': "'Less than half of all rulers die of illness.' If the ruler of men is unaware of this, disorders will be manifold and unrestrained. Thus it is said: If those who benefit from a lord's death are many, the ruler will be imperiled.".
Confucian comparison
As compared with the Han Feizi, much of the early
Book of Lord Shang is more focused on state power in relation to the general populace, emphasizing agriculture and war. It only really starts to develop ideas of managing ministers later in the work. A notable example, Chapter 24's "Interdicts and Encouragements", begins to develop ideas on power similar to
Shen Dao
Shen Dao () was an early to mid Warring states period Chinese philosopher and writer. Noteworthy as a predecessor influencing both Han Fei and Daoism, his remaining fragments are the most substantial of any Jixia Academy scholar, and may have ...
, but is very late in the work and also of likely later dating than its earlier chapters.
Some authors of the Han Feizi took a negative view of Confucianism, and the work has little interest in them as scholars or philosophers. However, at least compared with the Book of Lord Shang, the Han Feizi is arguably still of more Confucian orientation even if it incorporates reward and punishment. Although its much later administrative mechanisms are more complex, the Han Feizi has bureaucratic system of names (roles) that can be still compared with the much earlier Confucian
rectification of names, and is more focused on forbidding and encouraging ministers who, rather than the
stratocracy
A stratocracy is a list of forms of government, form of government headed by military chiefs. The Separation of powers, branches of government are administered by military forces, the government is legal under the laws of the jurisdiction at issu ...
of the Book of Lord Shang, may very well be Confucians themselves.
Although the Han Feizi advocates law, it also criticizes Shang Yang in much the same way that the Confucians critique law. Holding that laws cannot practice themselves, it blames him for too much reliance on law. Substituting the Confucian argument for virtuous worthies with administrative methods, some originating in
Shen Buhai
Shen Buhai (; ) was a Chinese statesman, reformer and diplomat. According to the Shiji, Shen Buhai served as Chancellor of the Han state under Marquis Zhao of Han, for around fifteen years to his natural death in office in 337 BC, ordering it ...
, the Han Feizi says of Shang Yang's
Qin state
Qin (, , or ''Ch'in'') was an ancient Chinese state during the Zhou dynasty. It is traditionally dated to 897 BC. The state of Qin originated from a reconquest of western lands that had previously been lost to the Xirong. Its location at ...
: "Although the laws were rigorously implemented by the officials, the ruler at the apex lacked methods."
''Wu wei''
Devoting the entirety of Chapter 14, "How to Love the Ministers", to "persuading the ruler to be ruthless to his ministers", Han Fei's enlightened ruler strikes terror into his ministers by doing nothing (''wu wei''). Discarding his private reason and morality, he shows no personal feelings. The qualities of a ruler, his "mental power, moral excellence and physical prowess" are not as important as his method of government. Applying ''Fa'' (standards) requires no perfection on the part of the ruler.
If the Han Feizi's ''
wu wei
''Wu wei'' () is a polysemous, ancient Chinese concept expressing an ideal dao, practice of "inaction", "inexertion" or "effortless action", as a state of personal harmony and free-flowing, spontaneous Improvisation, creative manifestation. In a ...
'' was derivative of a proto-Daoism, its Dao nonetheless emphasizes autocracy ("Tao does not identify with anything but itself, the ruler does not identify with the ministers"). Accepting that the Han Feizi applies ''wu wei'' specifically to statecraft, professor Xing Lu nonetheless argues that it actually does consider ''wu wei'' a virtue, and not just a tool or argument for the ruler to reduce activity and act impartially. The Han Feizi says, "by virtue
de''">de_(philosophy).html" ;"title="'de (philosophy)">de''of resting empty and reposed, he waits for the course of nature to enforce itself."
With visible usages of Xing-Ming, the Han Feizi's chapter 5 Zhudao () or "Way of the Ruler" recalls Daodejing">Laozi
Laozi (), also romanized as Lao Tzu #Name, among other ways, was a semi-legendary Chinese philosophy, Chinese philosopher and author of the ''Tao Te Ching'' (''Laozi''), one of the foundational texts of Taoism alongside the ''Zhuangzi (book) ...
in parallel style, with the idea of names "rectifying themselves" "anticipated" by Shen Buhai.
The Han Feizi includes other commentaries on the ''
'' that would seem to assert that perspective-less knowledge – an absolute point of view – is possible. But scholarship has generally considered them an addendum, given differences with the rest of the work.