In
mathematics
Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
, a cubic surface is a surface in 3-dimensional space defined by one
polynomial
In mathematics, a polynomial is a Expression (mathematics), mathematical expression consisting of indeterminate (variable), indeterminates (also called variable (mathematics), variables) and coefficients, that involves only the operations of addit ...
equation of degree 3. Cubic surfaces are fundamental examples in
algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
. The theory is simplified by working in
projective space
In mathematics, the concept of a projective space originated from the visual effect of perspective, where parallel lines seem to meet ''at infinity''. A projective space may thus be viewed as the extension of a Euclidean space, or, more generally ...
rather than
affine space
In mathematics, an affine space is a geometric structure that generalizes some of the properties of Euclidean spaces in such a way that these are independent of the concepts of distance and measure of angles, keeping only the properties relat ...
, and so cubic surfaces are generally considered in projective 3-space
. The theory also becomes more uniform by focusing on surfaces over the
complex number
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s rather than the
real number
In mathematics, a real number is a number that can be used to measure a continuous one- dimensional quantity such as a duration or temperature. Here, ''continuous'' means that pairs of values can have arbitrarily small differences. Every re ...
s; note that a complex surface has real dimension 4. A simple example is the
Fermat cubic surface
:
in
. Many properties of cubic surfaces hold more generally for
del Pezzo surfaces.
Rationality of cubic surfaces
A central feature of
smooth cubic surfaces ''X'' over an
algebraically closed field
In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in . In other words, a field is algebraically closed if the fundamental theorem of algebra ...
is that they are all
rational
Rationality is the quality of being guided by or based on reason. In this regard, a person acts rationally if they have a good reason for what they do, or a belief is rational if it is based on strong evidence. This quality can apply to an ...
, as shown by
Alfred Clebsch
Rudolf Friedrich Alfred Clebsch (19 January 1833 – 7 November 1872) was a German mathematician who made important contributions to algebraic geometry and invariant theory. He attended the University of Königsberg and was habilitated at Humboldt ...
in 1866. That is, there is a one-to-one correspondence defined by
rational function
In mathematics, a rational function is any function that can be defined by a rational fraction, which is an algebraic fraction such that both the numerator and the denominator are polynomials. The coefficients of the polynomials need not be ...
s between the projective plane
minus a lower-dimensional subset and ''X'' minus a lower-dimensional subset. More generally, every irreducible cubic surface (possibly singular) over an algebraically closed field is rational unless it is the
projective cone
A projective cone (or just cone) in projective geometry is the union of all lines that intersect a projective subspace ''R'' (the apex of the cone) and an arbitrary subset ''A'' (the basis) of some other subspace ''S'', disjoint from ''R''.
In ...
over a cubic curve. In this respect, cubic surfaces are much simpler than smooth surfaces of degree at least 4 in
, which are never rational. In
characteristic zero, smooth surfaces of degree at least 4 in
are not even
uniruled.
More strongly, Clebsch showed that every smooth cubic surface in
over an algebraically closed field is isomorphic to the
blow-up of
at 6 points.
[Dolgachev (2012), Chapter 9, Historical notes.] As a result, every smooth cubic surface over the complex numbers is
diffeomorphic to the
connected sum , where the minus sign refers to a change of
orientation. Conversely, the blow-up of
at 6 points is isomorphic to a cubic surface if and only if the points are in general position, meaning that no three points lie on a line and all 6 do not lie on a
conic
A conic section, conic or a quadratic curve is a curve obtained from a cone's surface intersecting a plane. The three types of conic section are the hyperbola, the parabola, and the ellipse; the circle is a special case of the ellipse, thou ...
. As a
complex manifold
In differential geometry and complex geometry, a complex manifold is a manifold with a ''complex structure'', that is an atlas (topology), atlas of chart (topology), charts to the open unit disc in the complex coordinate space \mathbb^n, such th ...
(or an
algebraic variety
Algebraic varieties are the central objects of study in algebraic geometry, a sub-field of mathematics. Classically, an algebraic variety is defined as the solution set, set of solutions of a system of polynomial equations over the real number, ...
), the surface depends on the arrangement of those 6 points.
27 lines on a cubic surface
Most proofs of rationality for cubic surfaces start by finding a line on the surface. (In the context of projective geometry, a line in
is isomorphic to
.) More precisely,
Arthur Cayley
Arthur Cayley (; 16 August 1821 – 26 January 1895) was a British mathematician who worked mostly on algebra. He helped found the modern British school of pure mathematics, and was a professor at Trinity College, Cambridge for 35 years.
He ...
and
George Salmon showed in 1849 that every smooth cubic surface over an algebraically closed field contains exactly 27 lines. This is a distinctive feature of cubics: a smooth quadric (degree 2) surface is covered by a continuous family of lines, while most surfaces of degree at least 4 in
contain no lines. Another useful technique for finding the 27 lines involves
Schubert calculus which computes the number of lines using the intersection theory of the
Grassmannian
In mathematics, the Grassmannian \mathbf_k(V) (named in honour of Hermann Grassmann) is a differentiable manifold that parameterizes the set of all k-dimension (vector space), dimensional linear subspaces of an n-dimensional vector space V over a ...
of lines on
.
As the coefficients of a smooth complex cubic surface are varied, the 27 lines move continuously. As a result, a closed loop in the family of smooth cubic surfaces determines a
permutation
In mathematics, a permutation of a set can mean one of two different things:
* an arrangement of its members in a sequence or linear order, or
* the act or process of changing the linear order of an ordered set.
An example of the first mean ...
of the 27 lines. The
group of permutations of the 27 lines arising this way is called the
monodromy group of the family of cubic surfaces. A remarkable 19th-century discovery was that the monodromy group is neither trivial nor the whole
symmetric group
In abstract algebra, the symmetric group defined over any set is the group whose elements are all the bijections from the set to itself, and whose group operation is the composition of functions. In particular, the finite symmetric grou ...
; it is a
group of order 51840, acting
transitively on the set of lines.
This group was gradually recognized (by
Élie Cartan
Élie Joseph Cartan (; 9 April 1869 – 6 May 1951) was an influential French mathematician who did fundamental work in the theory of Lie groups, differential systems (coordinate-free geometric formulation of PDEs), and differential geometry. He ...
(1896),
Arthur Coble (1915–17), and
Patrick du Val (1936)) as the
Weyl group
In mathematics, in particular the theory of Lie algebras, the Weyl group (named after Hermann Weyl) of a root system Φ is a subgroup of the isometry group of that root system. Specifically, it is the subgroup which is generated by reflections t ...
of type
, a group generated by reflections on a 6-dimensional real vector space, related to the
Lie group of dimension 78.
The same group of order 51840 can be described in combinatorial terms, as the
automorphism group
In mathematics, the automorphism group of an object ''X'' is the group consisting of automorphisms of ''X'' under composition of morphisms. For example, if ''X'' is a finite-dimensional vector space, then the automorphism group of ''X'' is the g ...
of the
graph
Graph may refer to:
Mathematics
*Graph (discrete mathematics), a structure made of vertices and edges
**Graph theory, the study of such graphs and their properties
*Graph (topology), a topological space resembling a graph in the sense of discret ...
of the 27 lines, with a vertex for each line and an edge whenever two lines meet. This graph was analyzed in the 19th century using subgraphs such as the
Schläfli double six configuration. The complementary graph (with an edge whenever two lines are disjoint) is known as the
Schläfli graph.
Many problems about cubic surfaces can be solved using the combinatorics of the
root system
In mathematics, a root system is a configuration of vector space, vectors in a Euclidean space satisfying certain geometrical properties. The concept is fundamental in the theory of Lie groups and Lie algebras, especially the classification and ...
. For example, the 27 lines can be identified with the
weights of the fundamental representation of the Lie group The possible sets of singularities that can occur on a cubic surface can be described in terms of subsystems of the
root system. One explanation for this connection is that the
lattice arises as the orthogonal complement to the
anticanonical class
in the
Picard group
In mathematics, the Picard group of a ringed space ''X'', denoted by Pic(''X''), is the group of isomorphism classes of invertible sheaves (or line bundles) on ''X'', with the group operation being tensor product. This construction is a global ver ...
, with its intersection form (coming from the
intersection theory
In mathematics, intersection theory is one of the main branches of algebraic geometry, where it gives information about the intersection of two subvarieties of a given variety. The theory for varieties is older, with roots in Bézout's theorem o ...
of curves on a surface). For a smooth complex cubic surface, the Picard lattice can also be identified with the
cohomology
In mathematics, specifically in homology theory and algebraic topology, cohomology is a general term for a sequence of abelian groups, usually one associated with a topological space, often defined from a cochain complex. Cohomology can be viewed ...
group
.
An Eckardt point is a point where 3 of the 27 lines meet. Most cubic surfaces have no Eckardt point, but such points occur on a
codimension
In mathematics, codimension is a basic geometric idea that applies to subspaces in vector spaces, to submanifolds in manifolds, and suitable subsets of algebraic varieties.
For affine and projective algebraic varieties, the codimension equals ...
-1 subset of the family of all smooth cubic surfaces.
Given an identification between a cubic surface on ''X'' and the blow-up of
at 6 points in general position, the 27 lines on ''X'' can be viewed as: the 6 exceptional curves created by blowing up, the birational transforms of the 15 lines through pairs of the 6 points in
, and the birational transforms of the 6 conics containing all but one of the 6 points. A given cubic surface can be viewed as a blow-up of
in more than one way (in fact, in 72 different ways), and so a description as a blow-up does not reveal the symmetry among all 27 of the lines.
The relation between cubic surfaces and the
root system generalizes to a relation between all del Pezzo surfaces and root systems. This is one of many
ADE classification
In mathematics, the ADE classification (originally ''A-D-E'' classifications) is a situation where certain kinds of objects are in correspondence with simply laced Dynkin diagrams. The question of giving a common origin to these classifications, r ...
s in mathematics. Pursuing these analogies,
Vera Serganova and
Alexei Skorobogatov gave a direct geometric relation between cubic surfaces and the Lie group
.
In physics, the 27 lines can be identified with the 27 possible charges of
M-theory
In physics, M-theory is a theory that unifies all Consistency, consistent versions of superstring theory. Edward Witten first conjectured the existence of such a theory at a string theory conference at the University of Southern California in 1 ...
on a six-dimensional
torus
In geometry, a torus (: tori or toruses) is a surface of revolution generated by revolving a circle in three-dimensional space one full revolution about an axis that is coplanarity, coplanar with the circle. The main types of toruses inclu ...
(6 momenta; 15
membrane
A membrane is a selective barrier; it allows some things to pass through but stops others. Such things may be molecules, ions, or other small particles. Membranes can be generally classified into synthetic membranes and biological membranes. Bi ...
s; 6
fivebranes) and the group E
6 then naturally acts as the
U-duality group. This map between
del Pezzo surfaces and
M-theory
In physics, M-theory is a theory that unifies all Consistency, consistent versions of superstring theory. Edward Witten first conjectured the existence of such a theory at a string theory conference at the University of Southern California in 1 ...
on tori is known as
mysterious duality.
Special cubic surfaces
The smooth complex cubic surface in
with the largest automorphism group is the Fermat cubic surface, defined by
:
Its automorphism group is an extension
, of order 648.
The next most symmetric smooth cubic surface is the
Clebsch surface, which
can be defined in
by the two equations
:
Its automorphism group is the symmetric group
, of order 120. After a complex linear change of coordinates, the Clebsch surface can also be defined by the equation
:
in
.

Among singular complex cubic surfaces,
Cayley's nodal cubic surface is the unique surface with the maximal number of
node
In general, a node is a localized swelling (a "knot") or a point of intersection (a vertex).
Node may refer to:
In mathematics
* Vertex (graph theory), a vertex in a mathematical graph
*Vertex (geometry), a point where two or more curves, lines ...
s, 4:
:
Its automorphism group is
, of order 24.
Real cubic surfaces
In contrast to the complex case, the space of smooth cubic surfaces over the real numbers is not
connected in the classical
topology
Topology (from the Greek language, Greek words , and ) is the branch of mathematics concerned with the properties of a Mathematical object, geometric object that are preserved under Continuous function, continuous Deformation theory, deformat ...
(based on the topology of R). Its connected components (in other words, the classification of smooth real cubic surfaces up to isotopy) were determined by
Ludwig Schläfli (1863),
Felix Klein
Felix Christian Klein (; ; 25 April 1849 – 22 June 1925) was a German mathematician and Mathematics education, mathematics educator, known for his work in group theory, complex analysis, non-Euclidean geometry, and the associations betwe ...
(1865), and
H. G. Zeuthen (1875). Namely, there are 5 isotopy classes of smooth real cubic surfaces ''X'' in
, distinguished by the topology of the space of
real points . The space of real points is diffeomorphic to either
, or the disjoint union of
and the 2-sphere, where
denotes the connected sum of ''r'' copies of the
real projective plane
In mathematics, the real projective plane, denoted or , is a two-dimensional projective space, similar to the familiar Euclidean plane in many respects but without the concepts of distance, circles, angle measure, or parallelism. It is the sett ...
. In these five cases, the number of real lines contained in ''X'' is 27, 15, 7, 3, or 3, respectively.
A smooth real cubic surface is rational over R if and only if its space of real points is connected, hence in the first four of the previous five cases.
The average number of real lines on ''X'' is
when the defining polynomial for ''X'' is sampled at random from the Gaussian ensemble induced by the
Bombieri inner product.
The moduli space of cubic surfaces
Two smooth cubic surfaces are isomorphic as algebraic varieties if and only if they are equivalent by some linear automorphism of
.
Geometric invariant theory
In mathematics, geometric invariant theory (or GIT) is a method for constructing quotients by group actions in algebraic geometry, used to construct moduli spaces. It was developed by David Mumford in 1965, using ideas from the paper in class ...
gives a
moduli space
In mathematics, in particular algebraic geometry, a moduli space is a geometric space (usually a scheme (mathematics), scheme or an algebraic stack) whose points represent algebro-geometric objects of some fixed kind, or isomorphism classes of suc ...
of cubic surfaces, with one point for each isomorphism class of smooth cubic surfaces. This moduli space has dimension 4. More precisely, it is an open subset of the
weighted projective space P(12345), by Salmon and Clebsch (1860). In particular, it is a rational 4-fold.
The cone of curves
The lines on a cubic surface ''X'' over an algebraically closed field can be described intrinsically, without reference to the embedding of ''X'' in
: they are exactly the (−1)-curves on ''X'', meaning the curves isomorphic to
that have self-intersection −1. Also, the classes of lines in the Picard lattice of ''X'' (or equivalently the
divisor class group
In algebraic geometry, divisors are a generalization of codimension-1 subvarieties of algebraic varieties. Two different generalizations are in common use, Cartier divisors and Weil divisors (named for Pierre Cartier and André Weil by David Mumf ...
) are exactly the elements ''u'' of Pic(''X'') such that
and
. (This uses that the restriction of the
hyperplane line bundle O(1) on
to ''X'' is the anticanonical line bundle
, by the
adjunction formula.)
For any projective variety ''X'', the
cone of curves means the
convex cone
In linear algebra, a cone—sometimes called a linear cone to distinguish it from other sorts of cones—is a subset of a real vector space that is closed under positive scalar multiplication; that is, C is a cone if x\in C implies sx\in C for e ...
spanned by all curves in ''X'' (in the real vector space
of 1-cycles modulo numerical equivalence, or in the
homology group
In mathematics, the term homology, originally introduced in algebraic topology, has three primary, closely-related usages. The most direct usage of the term is to take the ''homology of a chain complex'', resulting in a sequence of abelian grou ...
if the base field is the complex numbers). For a cubic surface, the cone of curves is spanned by the 27 lines. In particular, it is a rational polyhedral cone in
with a large symmetry group, the Weyl group of
. There is a similar description of the cone of curves for any del Pezzo surface.
Cubic surfaces over a field
A smooth cubic surface ''X'' over a field ''k'' which is not algebraically closed need not be rational over ''k''. As an extreme case, there are smooth cubic surfaces over the
rational numbers
In mathematics, a rational number is a number that can be expressed as the quotient or fraction (mathematics), fraction of two integers, a numerator and a non-zero denominator . For example, is a rational number, as is every integer (for examp ...
Q (or the
p-adic numbers ) with no
rational point
In number theory and algebraic geometry, a rational point of an algebraic variety is a point whose coordinates belong to a given field. If the field is not mentioned, the field of rational numbers is generally understood. If the field is the fiel ...
s, in which case ''X'' is certainly not rational. If ''X''(''k'') is nonempty, then ''X'' is at least
unirational over ''k'', by
Beniamino Segre and
János Kollár. For ''k'' infinite, unirationality implies that the set of ''k''-rational points is
Zariski dense in ''X''.
The
absolute Galois group
In mathematics, the absolute Galois group ''GK'' of a field ''K'' is the Galois group of ''K''sep over ''K'', where ''K''sep is a separable closure of ''K''. Alternatively it is the group of all automorphisms of the algebraic closure of ''K'' ...
of ''k'' permutes the 27 lines of ''X'' over the algebraic closure
of ''k'' (through some subgroup of the Weyl group of
). If some orbit of this action consists of disjoint lines, then X is the blow-up of a "simpler" del Pezzo surface over ''k'' at a closed point. Otherwise, ''X'' has Picard number 1. (The Picard group of ''X'' is a subgroup of the geometric Picard group
.) In the latter case, Segre showed that ''X'' is never rational. More strongly,
Yuri Manin
Yuri Ivanovich Manin (; 16 February 1937 – 7 January 2023) was a Russian mathematician, known for work in algebraic geometry and diophantine geometry, and many expository works ranging from mathematical logic to theoretical physics.
Life an ...
proved a birational rigidity statement: two smooth cubic surfaces with Picard number 1 over a
perfect field
In algebra, a field ''k'' is perfect if any one of the following equivalent conditions holds:
* Every irreducible polynomial over ''k'' has no multiple roots in any field extension ''F/k''.
* Every irreducible polynomial over ''k'' has non-zero f ...
''k'' are
birational
In mathematics, birational geometry is a field of algebraic geometry in which the goal is to determine when two algebraic varieties are isomorphic outside lower-dimensional subsets. This amounts to studying mappings that are given by rational f ...
if and only if they are isomorphic.
[Kollár, Smith, Corti (2004), Theorems 2.1 and 2.2.] For example, these results give many cubic surfaces over Q that are unirational but not rational.
Singular cubic surfaces
In contrast to
smooth cubic surfaces which contain 27 lines,
singular
Singular may refer to:
* Singular, the grammatical number that denotes a unit quantity, as opposed to the plural and other forms
* Singular or sounder, a group of boar, see List of animal names
* Singular (band), a Thai jazz pop duo
*'' Singula ...
cubic surfaces contain fewer lines.
Moreover, they can be classified by the type of singularity which arises in their normal form. These singularities are classified using
Dynkin diagrams.
Classification
A normal singular cubic surface
in
with local coordinates