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Governance Governance is the overall complex system or framework of Process, processes, functions, structures, Social norm, rules, Law, laws and Norms (sociology), norms born out of the Interpersonal relationship, relationships, Social interaction, intera ...
is a broader concept than government and also includes the roles played by the community sector and the private sector in managing and planning countries, regions and cities. Collaborative governance involves the
government A government is the system or group of people governing an organized community, generally a State (polity), state. In the case of its broad associative definition, government normally consists of legislature, executive (government), execu ...
,
community A community is a social unit (a group of people) with a shared socially-significant characteristic, such as place, set of norms, culture, religion, values, customs, or identity. Communities may share a sense of place situated in a given g ...
and private sectors communicating with each other and working together to achieve more than any one sector could achieve on its own. Ansell and Gash (2008) have explored the conditions required for effective collaborative governance. They say "The ultimate goal is to develop a contingency approach of collaboration that can highlight conditions under which collaborative governance will be more or less effective as an approach to policy making and public management" Collaborative governance covers both the informal and formal relationships in problem solving and decision-making. Conventional government policy processes can be embedded in wider policy processes by facilitating collaboration between the public, private and community sectors.Bradley, Quintin. "A 'Performative' Social Movement: The Emergence of Collective Contentions within Collaborative Governance" Space and Polity. 16.2. (2012): 215-232. EBSCO. Web. 14 Oct. 2015. Collaborative Governance requires three things, namely: support;
leadership Leadership, is defined as the ability of an individual, group, or organization to "", influence, or guide other individuals, teams, or organizations. "Leadership" is a contested term. Specialist literature debates various viewpoints on the co ...
; and a forum. The support identifies the policy problem that needs to be fixed. The
leadership Leadership, is defined as the ability of an individual, group, or organization to "", influence, or guide other individuals, teams, or organizations. "Leadership" is a contested term. Specialist literature debates various viewpoints on the co ...
gathers the sectors into a forum. Then, the members of the forum collaborate to develop policies, solutions and answers. There are many different forms of collaborative governance such as Consensus Building and a
Collaborative Network A collaborative network is a network consisting of a variety of entities (e.g. organizations and people) that are largely autonomous, geographically distributed, and heterogeneous in terms of their operating environment, culture, social capital and ...
: * Consensus Building – "A process where stakeholders build consensus on actions to address specific public policy problems; Community visioning is a process where members of a community build consensus on a descriptions of the community’s desired future and on actions to help make goals for the future a reality." * Collaborative Network – "This system is meant to accomplish more alignment among community needs, strategies of service agencies, priority outcomes, and
resource allocation In economics, resource allocation is the assignment of available resources to various uses. In the context of an entire economy, resources can be allocated by various means, such as markets, or planning. In project management, resource allocatio ...
. It's also meant to accomplish building
social capital Social capital is a concept used in sociology and economics to define networks of relationships which are productive towards advancing the goals of individuals and groups. It involves the effective functioning of social groups through interper ...
; integration of human service delivery; and interconnected strategies for relationship building, learning processes, and measurement and modeling among the participants."


History

Over the past two decades new collaborative approaches to governing and managing have developed in a range of fields, including: urban and
regional planning Regional planning deals with the efficient placement of land-use activities, infrastructure, and settlement growth across a larger area of land than an individual city or town. Regional planning is related to urban planning as it relates land ...
;
public administration Public administration, or public policy and administration refers to "the management of public programs", or the "translation of politics into the reality that citizens see every day",Kettl, Donald and James Fessler. 2009. ''The Politics of the ...
and law;
natural resource management Natural resource management (NRM) is the management of natural resources such as Land (economics), land, water, soil, plants and animals, with a particular focus on how management affects the quality of life for both present and future generati ...
; and environmental management. Collaborative governance has emerged as a response to the failures of government policy implementation and to the high cost and politicization of regulation and as an alternative to
managerialism Managerialism is the idea that professional managers should run organizations in line with organizational routines which produce controllable and measurable results. It applies the procedures of running a for-profit business to any organizatio ...
and adversarial approaches. The field of
public administration Public administration, or public policy and administration refers to "the management of public programs", or the "translation of politics into the reality that citizens see every day",Kettl, Donald and James Fessler. 2009. ''The Politics of the ...
has changed its focus from
bureaucracy Bureaucracy ( ) is a system of organization where laws or regulatory authority are implemented by civil servants or non-elected officials (most of the time). Historically, a bureaucracy was a government administration managed by departments ...
to that of collaboration in the context of the
network society Network society is the set of social, political, economic, and cultural changes brought about by the widespread use of networked digital information and communication technologies. The intellectual origins of the idea can be traced back to the wo ...
. Public administrators have blurred the lines between the people, the private sector and the government. Although bureaucracies still remain, public administrators have begun to recognize that more can potentially be achieved by collaboration and networking. Collaboration and partnerships are nothing new in the political realm, however the wider use of this leadership style has gained momentum in recent years. In part, this is a response to
neoliberalism Neoliberalism is a political and economic ideology that advocates for free-market capitalism, which became dominant in policy-making from the late 20th century onward. The term has multiple, competing definitions, and is most often used pe ...
with its focus on the primacy of the
free-market economy A market economy is an economic system in which the decisions regarding investment, production, and distribution to the consumers are guided by the price signals created by the forces of supply and demand. The major characteristic of a market ...
and the private sector.


Definitions

Ansell and Gash (2008) define collaborative governance as follows:
'''A governing arrangement where one or more public agencies directly engage non-state stakeholders in a collective decision-making process that is formal, consensus-oriented, and deliberative and that aims to make or implement public policy or manage public programs or assets'.''
This definition involves six criteria: (1) the forum is initiated by public agencies; (2) participants in the forum include non-state actors; (3) participants engage in decision making and are not merely ''consulted''; (4) the forum is formally organized; (5) the forum aims to make decisions by consensus; and (6) the focus of collaboration is on public policy or public management. Emerson, Nabatchi and Balogh (2012) have developed a less normative and less restrictive definition, as follows:
'''The processes and structures of public policy decision making and management that engage people constructively across the boundaries of public agencies, levels of government, and/or the public, private and civic spheres in order to carry out a public purpose that could not otherwise be accomplished.'.''
This framework definition is a broader analytic concept and does not limit collaborative governance to state-initiated arrangements and to engagement between government and non-government sectors. For example, the definition encompasses collaboration between governments at different levels and hybrid partnerships initiated by the private or community sectors.


Advantages

The intent of collaborative governance is to improve the overall practice and effectiveness of public administration. The advantages of effective collaborative governance are that it enables a better and shared understanding of complex problems involving many stakeholders and allows these stakeholders to work together and agree on solutions. It can help policy makers identify and target problems and deliver action more effectively. Stakeholders that are involved in developing a solution are more inclined to accept directions given or decisions made. It can thus serve as a way to identify policy solutions that have greater traction in the community. Additionally, it can contribute new perspectives on issues and policy solutions and thus offer new ways to implement strategies for change. For public officials who work in administration and management, collaborative governance can serve as a way of genuinely allowing a wider array of ideas and suggestions in the policy process. It may also be used to test ideas and analyze responses before implementation. For those who are not involved in formal government, it allows them to better understand the inner workings of government and carry more influence in the decision making process. It also enables them to see beyond government institutions being merely a vehicle for service delivery. They are able to feel ownership and a closer relationship to the system, further empowering them to be agents within institutional decision making.Murray, Jessica, et al. "Enhancing Participatory Governance and Fostering Active Citizenship: An Overview of Local and International Best Practices." Politikon, vol. 37, no. 1, Jan. 2010, pp. 45–66. For both public and private sectors, a commitment to collaboration is likely to drive organizational change and affect resource reallocation. Other advantages include combining relevant skills and capacities, as well as allowing specialization. Overall, collaborative governance can lead to mutual learning and shared experiences, while also providing direction for institutional capacity building inside and outside agencies and organizations.


Disadvantages

The disadvantages of collaborative governance in relation to complex problems are that the process is time consuming, it may not reach agreement on solutions, and the relevant government agencies may not implement the agreed solutions. In a complex structure with many entities working together, individual roles can become unclear and confusing. Some individuals act largely in a personal capacity, while others may act on behalf of agencies or organizations. Powerful stakeholder groups may seek to manipulate the process. Stakeholders can also begin to feel 'stakeholder fatigue', a feeling they get when they are repeatedly consulted by different agencies on similar issues. This kind of dynamic can be burdensome and time consuming. Structural issues also affect agendas and outcomes. Open structures with loose leadership and membership allow multiple participants to gain access to a fast expanding agenda. Achieving goals in such a wide agenda becomes more difficult as an increasing number of players struggle to resolve differences and coordinate actions. Furthermore, challenges arise for implementation when representatives are allowed to come and go with no real obligations to other collaborators. Accountability of participating members, unequal or hidden agendas, trust between members, power imbalances, and language and cultural barriers are all issues that can arise in collaborative government regimes. Critics argue that collaborative governance does not provide the institutional stability and consistency required, and therefore deters progress. The work of Ansell and Gash (2008) and Emerson, Nabatchi and Balogh (2012) seeks to understand these issues and challenges and identify the social and process conditions required for effective collaborative governance.


Social applications

Collaborative governance has been used to address many complex social, environmental and
urban planning Urban planning (also called city planning in some contexts) is the process of developing and designing land use and the built environment, including air, water, and the infrastructure passing into and out of urban areas, such as transportatio ...
issues, including: flood crisis management and urban growth management in
Australia Australia, officially the Commonwealth of Australia, is a country comprising mainland Australia, the mainland of the Australia (continent), Australian continent, the island of Tasmania and list of islands of Australia, numerous smaller isl ...
; community visioning and planning in
New Zealand New Zealand () is an island country in the southwestern Pacific Ocean. It consists of two main landmasses—the North Island () and the South Island ()—and List of islands of New Zealand, over 600 smaller islands. It is the List of isla ...
; and public participation in the redesign of the Ground Zero site in New York. In the UK, the USA and countries across much of
Western Europe Western Europe is the western region of Europe. The region's extent varies depending on context. The concept of "the West" appeared in Europe in juxtaposition to "the East" and originally applied to the Western half of the ancient Mediterranean ...
, governments have attempted to shift the focus towards various forms of co-production with other agencies and sectors and with citizens themselves in order to increase
civic participation Civic engagement or civic participation is any individual or group activity addressing issues of public concern. Civic engagement includes communities working together or individuals working alone in both political and non-political actions to ...
. The classic forms of hierarchical governance and
representative democracy Representative democracy, also known as indirect democracy or electoral democracy, is a type of democracy where elected delegates represent a group of people, in contrast to direct democracy. Nearly all modern Western-style democracies func ...
are seen as inefficient when it comes to engaging citizens and making them a part of the decision making process. Large projects and initiatives require involvement and communication with not only citizens but partnerships with other government and non-government agencies and, in some instances, international cooperation with foreign governments and organizations. For example, managing the growing number of official and non-official crossings of the US-Mexico border has required input from all levels of US and Mexican governments, multiple government agencies (like U.S. Forest Services and U.S. Border Patrol),
land management Land management is the process of managing the land use, use and development of land resources. Those resources are used for a variety of purposes for example agriculture, forestry, water resource management, Human settlement, human settlements an ...
, and other non-federal agencies for social affairs. All of these parties had to communicate and collaborate to address issues of border security and protecting natural resources. As a result, the U.S. Border Patrol and Forest Services successfully enacted the terms of the 2006 memorandum of understanding, creating inter-agency forums, increasing field coordination and joint operations, and constructing fences and other tactical infrastructure. Governing and managing large and growing metropolitan urban areas, covering numerous local governments and various levels of State and National governments, provides many governance challenges and opportunities. Abbott has reviewed metropolitan planning in South East
Queensland Queensland ( , commonly abbreviated as Qld) is a States and territories of Australia, state in northeastern Australia, and is the second-largest and third-most populous state in Australia. It is bordered by the Northern Territory, South Austr ...
(SEQ), Australia where collaborative governance arrangements, between State and local governments and the regional community, have evolved over a 20-year period leading to positive outputs and outcomes.
''The positive outputs and outcomes of collaborative governance and metropolitan planning in SEQ have been extensive and broad and extend well beyond statutory regional land use planning.''
These include: three endorsed non-statutory regional plans; two endorsed statutory regional plans; an infrastructure program linked to the State budget; regional sectoral plans for transport, water supply, natural resource management, etc.; new legislation and institutional arrangements for metropolitan governance; and capital works such as the SEQ busway network. India The
Government of India The Government of India (ISO 15919, ISO: Bhārata Sarakāra, legally the Union Government or Union of India or the Central Government) is the national authority of the Republic of India, located in South Asia, consisting of States and union t ...
launched the Integrated Child Development Services (ICDS) program in 1975 to ensure appropriate growth and development of all children but this implementation was weak. To improve, in the city of Mumbai, they partnered up with a
non-profit A nonprofit organization (NPO), also known as a nonbusiness entity, nonprofit institution, not-for-profit organization, or simply a nonprofit, is a non-governmental (private) legal entity organized and operated for a collective, public, or so ...
Society for Nutrition, Education and Health Action (SNEHA), to build a child nutrition program for care and prevention of acute
malnutrition Malnutrition occurs when an organism gets too few or too many nutrients, resulting in health problems. Specifically, it is a deficiency, excess, or imbalance of energy, protein and other nutrients which adversely affects the body's tissues a ...
. This partnership also included the Municipal Corporation of Greater Mumbai (MCGM) to team up with their Nutritional Rehabilitation and Research Centre (NRRC) at Lokmanya Tilak Municipal General Hospital. The collaboration between SNEHA, a non-state actor, and ICDS and MCGM, state actors, led to what is considered the only large-scale successful program that implemented community- based approaches to identify, treat, and prevent wasting in urban informal settlements of India.


See also

*
Governance Governance is the overall complex system or framework of Process, processes, functions, structures, Social norm, rules, Law, laws and Norms (sociology), norms born out of the Interpersonal relationship, relationships, Social interaction, intera ...
* Open source governance *
Collaborative leadership Collaborative leadership is a management practice focused on leadership skills, in contrast with Hierarchical organization, hierarchical leadership as typically practiced. Term Exploration The phrase "collaborative leadership", as used to specif ...
* Collaborative e-democracy {{colend


References


External links


Collaborative governance
on the website of the Metagovernment Collaboration Governance