Auteur Theory, Auteur
   HOME

TheInfoList



OR:

An (; , ) is an artist with a distinctive approach, usually a
film director A film director or filmmaker is a person who controls a film's artistic and dramatic aspects and visualizes the screenplay (or script) while guiding the film crew and actors in the fulfillment of that Goal, vision. The director has a key role ...
whose filmmaking control is so unbounded and personal that the director is likened to the "author" of the film, thus manifesting the director's unique style or thematic focus. As an unnamed value, auteurism originated in French
film criticism Film criticism is the analysis and evaluation of films and the film medium. In general, film criticism can be divided into two categories: Academic criticism by film studies, film scholars, who study the composition of film theory and publish ...
of the late 1940s, and derives from the critical approach of
André Bazin André Bazin (; 18 April 1918 – 11 November 1958) was a renowned and influential French film critic and film theorist. He started to write about movies in 1943 and was a co-founder of the renowned film magazine '' Cahiers du cinéma'' in 1951 ...
and
Alexandre Astruc Alexandre Astruc (; 13July 192319May 2016) was a French film critic and film director. Biography Before becoming a film director, he was a journalist, novelist and film critic. His contribution to the auteur theory centers on his notion of th ...
, whereas American critic
Andrew Sarris Andrew Sarris (October 31, 1928 – June 20, 2012) was an American film critic. He was a leading proponent of the auteur theory of film criticism. Early life Sarris was born in Brooklyn, New York, to Greek immigrant parents, Themis (née Kat ...
in 1962 called it auteur theory. Yet the concept first appeared in French in 1955 when director
François Truffaut François Roland Truffaut ( , ; ; 6 February 1932 – 21 October 1984) was a French filmmaker, actor, and critic. He is widely regarded as one of the founders of the French New Wave. He came under the tutelage of film critic Andre Bazin as a ...
termed it ''policy of the authors'', and interpreted the films of some directors, like
Alfred Hitchcock Sir Alfred Joseph Hitchcock (13 August 1899 – 29 April 1980) was an English film director. He is widely regarded as one of the most influential figures in the history of cinema. In a career spanning six decades, he directed over 50 featu ...
, as a body revealing recurring themes and preoccupations. American actor
Jerry Lewis Jerry Lewis (born Joseph Levitch; March 16, 1926 – August 20, 2017) was an American comedian, actor, singer, filmmaker and humanitarian, with a career spanning seven decades in film, stage, television and radio. Famously nicknamed as "Th ...
directed his own 1960 film '' The Bellboy'' via sweeping control, and was praised for "personal genius". By 1970, the
New Hollywood The New Hollywood, Hollywood Renaissance, American New Wave, or New American Cinema (not to be confused with the New American Cinema of the 1960s that was part of Experimental film, avant-garde underground film, underground cinema), was a movemen ...
era had emerged with studios granting directors broad leeway.
Pauline Kael Pauline Kael (; June 19, 1919 – September 3, 2001) was an American film critic who wrote for ''The New Yorker'' from 1968 to 1991. Known for her "witty, biting, highly opinionated and sharply focused" reviews, Kael often defied the conse ...
argued, however, that "auteurs" rely on creativity of others, like cinematographers.The Beginning of the Auteur Theory * Filmmaker IQ
Archived 2020-07-26 at the
Wayback Machine The Wayback Machine is a digital archive of the World Wide Web founded by Internet Archive, an American nonprofit organization based in San Francisco, California. Launched for public access in 2001, the service allows users to go "back in ...
Georges Sadoul Georges Sadoul (; 4 February 1904 – 13 October 1967) was a French film critic, journalist and cinema writer. He is known for writing encyclopedias of film and filmmakers, many of which have been translated into English. Biography Sadoul w ...
deemed a film's putative "author" could potentially even be an actor, but a film is indeed collaborative.
Aljean Harmetz Aljean Meltsir Harmetz (born December 30, 1929) is an American journalist and film historian. She was the Hollywood correspondent for ''The New York Times'' from 1978 to 1990. Her film books include '' The Making of The Wizard of Oz'' (1977), a d ...
cited major control even by film executives. David Kipen's view of the screenwriter as indeed the main author is termed ''
Schreiber theory The Schreiber theory is a writer-centered approach to film criticism and film theory which holds that the principal author of a film is generally the screenwriter rather than the director. The term was coined by David Morris Kipen, Director of Lit ...
''. In the 1980s, large failures prompted studios to reassert control. The auteur concept has also been applied to non-film directors, such as
record producer A record producer or music producer is a music creating project's overall supervisor whose responsibilities can involve a range of creative and technical leadership roles. Typically the job involves hands-on oversight of recording sessions; ensu ...
s and
video game designer Video game design is the process of designing the rules and content of video games in the Video game development#Pre-production, pre-production stage and designing the gameplay, environment, storyline and characters in the Video game development ...
s, such as
Hideo Kojima is a Japanese video game designer. Regarded as one of the pioneering auteurs of video games, he developed a strong passion for film and literature during his childhood and adolescence, which in turn has had a significant influence on his game ...
.


Film


Origin

Even before auteur theory, the director was considered the most important influence on a film. In Germany, an early film theorist,
Walter Julius Bloem Walter Julius Bloem (October 22, 1898 – presumed dead 1945) was a German writer who became known under the pseudonym Kilian Koll. Bloem was an officer in the First and Second World War as well as a member of the SS. Life Bloem was born in 18 ...
, explained that since filmmaking is an art geared toward popular culture, a film's immediate influence, the director, is viewed as the artist, whereas an earlier contributor, like the screenwriter, is viewed as an apprentice.
James Agee James Rufus Agee ( ; November 27, 1909 – May 16, 1955) was an American novelist, journalist, poet, screenwriter and film critic. In the 1940s, writing for ''Time'', he was one of the most influential film critics in the United States. His autob ...
, a leading film critic of the 1940s, said that "the best films are personal ones, made by forceful directors". Meanwhile, the French film critics
André Bazin André Bazin (; 18 April 1918 – 11 November 1958) was a renowned and influential French film critic and film theorist. He started to write about movies in 1943 and was a co-founder of the renowned film magazine '' Cahiers du cinéma'' in 1951 ...
and
Roger Leenhardt Roger Leenhardt (23 July 1903 – 4 December 1985) was a French writer and filmmaker. Early life Born in a bourgeois Protestant family, this brilliant student of philosophy was very soon fascinated by cinema. Through a cousin, he started worki ...
described that directors, vitalizing films, depict the directors' own worldviews and impressions of the subject matter, as by varying lighting, camerawork, staging, editing, and so on.


Development of theory

As the
French New Wave The New Wave (, ), also called the French New Wave, is a French European art cinema, art film movement that emerged in the late 1950s. The movement was characterized by its rejection of traditional filmmaking conventions in favor of experimentat ...
in cinema began, French magazine , founded in 1951, became a hub of discourse about directors' roles in cinema. In a 1954 essay,
François Truffaut François Roland Truffaut ( , ; ; 6 February 1932 – 21 October 1984) was a French filmmaker, actor, and critic. He is widely regarded as one of the founders of the French New Wave. He came under the tutelage of film critic Andre Bazin as a ...
criticized the prevailing "Cinema of Quality" whereby directors, faithful to the script, merely adapt a literary novel. Truffaut described such a director as a ''metteur en scene'', a mere "stager" who adds the performers and pictures. To represent the view that directors who express their personality in their work make better films, Truffaut coined the phrase "la politique des auteurs", or "the policy of the authors". He named eight writer-directors,
Jean Renoir Jean Renoir (; 15 September 1894 – 12 February 1979) was a French film director, screenwriter, actor, producer and author. His '' La Grande Illusion'' (1937) and '' The Rules of the Game'' (1939) are often cited by critics as among the greate ...
,
Robert Bresson Robert Bresson (; 25 September 1901 – 18 December 1999) was a French film director. Known for his ascetic approach, Bresson made a notable contribution to the art of cinema; his non-professional actors, Ellipsis (narrative device), ellipses, an ...
,
Jean Cocteau Jean Maurice Eugène Clément Cocteau ( , ; ; 5 July 1889 11 October 1963) was a French poet, playwright, novelist, designer, film director, visual artist and critic. He was one of the foremost avant-garde artists of the 20th-c ...
,
Jacques Becker Jacques Becker (; 15 September 1906 – 21 February 1960) was a French film director and screenwriter. His films, made during the 1940s and 1950s, encompassed a wide variety of genres, and they were admired by some of the filmmakers who led th ...
,
Abel Gance Abel Gance (; born Abel Eugène Alexandre Péréthon; 25 October 188910 November 1981) was a French film director, producer, writer and actor. A pioneer in the theory and practice of montage, he is best known for three major silent films: ''J'ac ...
,
Max Ophüls Maximillian Oppenheimer ( , ; 6 May 1902 – 26 March 1957), known as Max Ophüls ( , , ) or simply Ophuls, was a German and French film director and screenwriter. He was known for his opulent and lyrical visual style, with heavy use of trac ...
,
Jacques Tati Jacques Tati (; born Jacques Tatischeff, ; 9 October 1907 – 5 November 1982) was a French mime, filmmaker, actor and screenwriter. In an ''Entertainment Weekly'' poll of the Greatest Movie Directors, he was voted 46th (a list of the top 50 was ...
, and
Roger Leenhardt Roger Leenhardt (23 July 1903 – 4 December 1985) was a French writer and filmmaker. Early life Born in a bourgeois Protestant family, this brilliant student of philosophy was very soon fascinated by cinema. Through a cousin, he started worki ...
, as examples of these "authors".
Jerry Lewis Jerry Lewis (born Joseph Levitch; March 16, 1926 – August 20, 2017) was an American comedian, actor, singer, filmmaker and humanitarian, with a career spanning seven decades in film, stage, television and radio. Famously nicknamed as "Th ...
, an actor from the Hollywood studio system, directed his own 1960 film '' The Bellboy''. Lewis's influence on it spanned business and creative roles, including writing, directing, lighting, editing, and art direction. French film critics, publishing in and in '' Positif'', praised Lewis's results. For his '' mise-en-scene'' and camerawork, Lewis was likened to
Howard Hawks Howard Winchester Hawks (May 30, 1896December 26, 1977) was an American film director, Film producer, producer, and screenwriter of the Classical Hollywood cinema, classic Hollywood era. Critic Leonard Maltin called him "the greatest American ...
,
Alfred Hitchcock Sir Alfred Joseph Hitchcock (13 August 1899 – 29 April 1980) was an English film director. He is widely regarded as one of the most influential figures in the history of cinema. In a career spanning six decades, he directed over 50 featu ...
, and
Satyajit Ray Satyajit Ray (; 2 May 1921 – 23 April 1992) was an Indian film director, screenwriter, author, lyricist, magazine editor, illustrator, calligraphy, calligrapher, and composer. He is widely considered to be one of the greatest and most influ ...
. In particular,
Jean-Luc Godard Jean-Luc Godard ( , ; ; 3 December 193013 September 2022) was a French and Swiss film director, screenwriter, and film critic. He rose to prominence as a pioneer of the French New Wave film movement of the 1960s, alongside such filmmakers as ...
credited Lewis's "personal genius" for making him "the only one in Hollywood doing something different, the only one who isn't falling in with the established categories, the norms, the principles", "the only one today who's making courageous films".


Popularization and influence

As early as his 1962 essay "Notes on the auteur theory", published in the journal ''
Film Culture ''Film Culture'' was an American film magazine started by Adolfas Mekas and his brother Jonas Mekas in 1954. History The publication's headquarters were in New York City. Best known for exploring the avant-garde cinema in depth (especial ...
'', American film critic
Andrew Sarris Andrew Sarris (October 31, 1928 – June 20, 2012) was an American film critic. He was a leading proponent of the auteur theory of film criticism. Early life Sarris was born in Brooklyn, New York, to Greek immigrant parents, Themis (née Kat ...
translated the French term ''la politique des auteurs'', by
François Truffaut François Roland Truffaut ( , ; ; 6 February 1932 – 21 October 1984) was a French filmmaker, actor, and critic. He is widely regarded as one of the founders of the French New Wave. He came under the tutelage of film critic Andre Bazin as a ...
in 1955, into Sarris's term ''auteur theory''. Sarris applied it to Hollywood films, and elaborated in his 1968 book, '' The American Cinema: Directors and Directions 1929–1968'', which helped popularize the English term. Via auteur theory, critical and public scrutiny of films shifted from their stars to the overall creation. In the 1960s and the 1970s, a new generation of directors, revitalizing filmmaking by wielding greater control, manifested the
New Hollywood The New Hollywood, Hollywood Renaissance, American New Wave, or New American Cinema (not to be confused with the New American Cinema of the 1960s that was part of Experimental film, avant-garde underground film, underground cinema), was a movemen ...
era,Stefan Kanfer
"The Shock of Freedom in Films"
''
Time Time is the continuous progression of existence that occurs in an apparently irreversible process, irreversible succession from the past, through the present, and into the future. It is a component quantity of various measurements used to sequ ...
'', December 8, 1967, Accessed 25 April 2009.
when studios granted directors more leeway to take risks. Yet in the 1980s, upon high-profile failures like '' Heaven's Gate'', studios reasserted control, muting the auteur theory.


Criticism

Pauline Kael Pauline Kael (; June 19, 1919 – September 3, 2001) was an American film critic who wrote for ''The New Yorker'' from 1968 to 1991. Known for her "witty, biting, highly opinionated and sharply focused" reviews, Kael often defied the conse ...
, an early critic of auteur theory, debated Andrew Sarris in magazines. Defending a film as a collaboration, her 1971 essay " Raising Kane", examined
Orson Welles George Orson Welles (May 6, 1915 – October 10, 1985) was an American director, actor, writer, producer, and magician who is remembered for his innovative work in film, radio, and theatre. He is among the greatest and most influential film ...
's 1941 film ''
Citizen Kane ''Citizen Kane'' is a 1941 American Drama (film and television), drama film directed by, produced by and starring Orson Welles and co-written by Welles and Herman J. Mankiewicz. It was Welles's List of directorial debuts, first feature film. ...
'', asserting extensive reliance on co-writer Herman J. Mankiewicz and on cinematographer
Gregg Toland Gregg Wesley Toland (May 29, 1904 – September 28, 1948) was an American cinematographer known for his innovative use of techniques such as deep focus, examples of which can be found in his work on Orson Welles' ''Citizen Kane'' (1941), Wil ...
.
Richard Corliss Richard Nelson Corliss (March 6, 1944 – April 23, 2015) was an American film critic and magazine editor for ''Time''. He focused on movies, with occasional articles on other subjects. He was the former editor-in-chief of ''Film Comment ...
and David Kipen argued that a film's success relies more on screenwriting. In 2006, to depict the screenwriter as the film's principal author, Kipen coined the term ''
Schreiber theory The Schreiber theory is a writer-centered approach to film criticism and film theory which holds that the principal author of a film is generally the screenwriter rather than the director. The term was coined by David Morris Kipen, Director of Lit ...
''. To film historian
Georges Sadoul Georges Sadoul (; 4 February 1904 – 13 October 1967) was a French film critic, journalist and cinema writer. He is known for writing encyclopedias of film and filmmakers, many of which have been translated into English. Biography Sadoul w ...
, a film's main "author" can also be an actor, screenwriter, producer, or novel's author, although a ''film'' is a collective's work. Film historian
Aljean Harmetz Aljean Meltsir Harmetz (born December 30, 1929) is an American journalist and film historian. She was the Hollywood correspondent for ''The New York Times'' from 1978 to 1990. Her film books include '' The Making of The Wizard of Oz'' (1977), a d ...
, citing classical Hollywood's input by producers and executives, held that auteur theory "collapses against the reality of the
studio system A studio system is a method of filmmaking wherein the production and distribution of films is dominated by a small number of large movie studios. It is most often used in reference to Hollywood motion picture studios during the early years of th ...
".Aljean Harmetz, ''Round up the Usual Suspects'', p. 29. In 2013,
Maria Giese Maria Giese is an American feature film director and screenwriter. A member of the Directors Guild of America, and an activist for parity for women directors in Hollywood, she writes and lectures about the under-representation of women filmmaker ...
critiqued the lack of American women who are considered to be within the pantheon of auteur directors. She argues that there is no shortage of non-American women directors that could be considered auteurs, and lists
Andrea Arnold Andrea Patricia Arnold OBE (born 5 April 1961) is an English filmmaker and former actress. She won an Academy Award for her short film ''Wasp'' in 2005. Her feature films include '' Red Road'' (2006), '' Fish Tank'' (2009) and '' American Hon ...
,
Jane Campion Dame Elizabeth Jane Campion (born 30 April 1954) is a New Zealand filmmaker. She is best known for writing and directing the critically acclaimed films ''The Piano'' (1993) and ''The Power of the Dog (film), The Power of the Dog'' (2021), for ...
,
Liliana Cavani Liliana Cavani (born 12 January 1933) is an Italian film director and screenwriter. Cavani became internationally known after the success of her 1974 feature film ''Il portiere di notte'' ('' The Night Porter''). Her films have historical concerns ...
,
Claire Denis Claire Denis (; ; born 21 April 1946) is a French film director and screenwriter. Her feature film '' Beau Travail'' (1999) has been called one of the greatest films of the 1990s and of all time. Her work has dealt with themes of colonial and p ...
, Marleen Gorris,
Agnieszka Holland Agnieszka Holland (; born 28 November 1948) is a Polish film and television director and screenwriter, best known for her cultural and political contributions to Polish cinema. She began her career as an assistant to directors Krzysztof Zanuss ...
,
Lynne Ramsay Lynne Ramsay (born 5 December 1969) is a Scottish filmmaker and cinematographer, best known for the feature films '' Ratcatcher'' (1999), '' Morvern Callar'' (2002), '' We Need to Talk About Kevin'' (2011), '' You Were Never Really Here'' (2017) ...
, Agnes Varda, and Lina Wertmuller as being among them, but goes on to say that women are rarely afforded financing for films in the United States. Giese argues women in the US are rarely allowed to direct unless they are already celebrities, and that they are rarely afforded proper budgets. She cites women as making up less than 5% of American feature film directors, while the Hollywood Reporter stated that only about 7% of directors were women among the 250 highest-grossing films in 2016.


Law

In some law references, a film is treated as artwork while the auteur, as its creator, is the original copyright holder. Under
European Union law European Union law is a system of Supranational union, supranational Law, laws operating within the 27 member states of the European Union (EU). It has grown over time since the 1952 founding of the European Coal and Steel Community, to promote ...
, largely by influence of auteur theory, a film director is considered the film's author or one of its authors.


Popular music

The references of auteur theory are occasionally applied to musicians, musical performers, and music producers. From the 1960s, record producer
Phil Spector Harvey Phillip Spector (December 26, 1939 – January 16, 2021) was an American record producer and songwriter who is best known for pioneering recording practices in the 1960s, followed by his trials and conviction for murder in the 2000s. S ...
is considered the first auteur among producers of popular music. Author Matthew Bannister named him the first "star" producer. Journalist Richard Williams wrote: Another early
pop music Pop music is a genre of popular music that originated in its modern form during the mid-1950s in the United States and the United Kingdom.S. Frith, W. Straw, and J. Street, eds, ''iarchive:cambridgecompani00frit, The Cambridge Companion to Pop ...
''auteur'' was
Brian Wilson Brian Douglas Wilson (June 20, 1942 – June 11, 2025) was an American musician, songwriter, singer and record producer who co-founded the Beach Boys. Often Brian Wilson is a genius, called a genius for his novel approaches to pop compositio ...
, mentored by Spector. In 1962, Wilson's band,
the Beach Boys The Beach Boys are an American Rock music, rock band formed in Hawthorne, California, in 1961. The group's original lineup consisted of brothers Brian Wilson, Brian, Dennis Wilson, Dennis, and Carl Wilson, their cousin Mike Love, and their f ...
, signed to
Capitol Records Capitol Records, LLC (known legally as Capitol Records, Inc. until 2007), and simply known as Capitol, is an American record label owned by Universal Music Group through its Capitol Music Group imprint. It was founded as the first West Coast-base ...
and swiftly became a commercial success, whereby Wilson was an early recording artist who was also an entrepreneurial producer. Before the "
progressive pop Progressive pop is pop music that attempts to break with the genre's standard formula, or an offshoot of the progressive rock genre that was commonly heard on AM radio in the 1970s and 1980s. It was originally termed for the early progressive ...
" of the late 1960s, performers typically had little input on their own records. Wilson, however, employed the studio like an instrument, as well as a high level of studio control that other artists soon sought. According to ''
The Atlantic ''The Atlantic'' is an American magazine and multi-platform publisher based in Washington, D.C. It features articles on politics, foreign affairs, business and the economy, culture and the arts, technology, and science. It was founded in 185 ...
''s Jason Guriel, the Beach Boys' 1966 album ''
Pet Sounds ''Pet Sounds'' is the eleventh studio album by the American Rock music, rock band the Beach Boys, released on May 16, 1966, by Capitol Records. It was produced, arranged, and primarily composed by Brian Wilson with guest lyricist Tony Asher. R ...
'', produced by Wilson, anticipated later auteurs such as
Kanye West Ye ( ; born Kanye Omari West ; June 8, 1977) is an American rapper, singer and record producer. One of the most prominent figures in hip-hop, he is known for his varying musical style and polarizing cultural and political commentary. After ...
, as well as "the rise of the producer" and "the modern pop-centric era, which privileges producer over artist and blurs the line between entertainment and art. ... Anytime a band or musician disappears into a studio to contrive an album-length mystery, the ghost of Wilson is hovering near."


See also

*
Authenticity in art Authenticity in art is manifested in the different ways that a work of art, or an artistic performance, can be considered authentic. The initial distinction is between ''nominal authenticity'' and ''expressive authenticity''. In the first sense ...
* '' Film d'auteur'' * '' La mort de l'auteur'' * List of film auteurs * Philosophy of film * Vulgar auteurism


Citations


General and cited references

* * * * * * * * * * * * * * * * *


Further reading

* * * *


External links


16+ source guides: Auteur Theory/Auteurs
at the British Film Institute
Auteurism Is Alive and Well by Andrew Sarris on Internet Archive

The American Cinema: Directors and Direction 1929–1968
{{Filmstudies 1940s neologisms Artists Concepts in aesthetics Concepts in film theory Film theory