Stuart Meissner
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Stuart Meissner
Stuart Meissner (born 1962 in Brooklyn N.Y.) is an American attorney. His firm Meissner Associates opened in 2001 with offices in Manhattan NY, and across the country focuses on the securities industry, investment disputes, FINRA attorney, SEC Whistleblower protection in the United States, whistleblower matters. Meissner, born in 1962, graduated with bachelor's and J.D. degrees from Hofstra University and received a master of laws degree in corporate law from New York University Law School. He is a son of George Meissner of West Palm Beach, Fla. Following the September 11 attacks, 9/11 terrorist attacks, Meissner volunteered at Ground Zero on “the pile” on the “bucket brigade” along with fire and policemen sifting through debris trying to find survivors. As a result of his volunteer work after 9/11 in 2016, Meissner learned he had developed a rare cancer, which required major surgery and intensive chemotherapy, all the while continuing to support his children and oversee h ...
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FINRA
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The U.S. government agency that acts as the ultimate regulator of the U.S. securities industry, including FINRA, is the U.S. Securities and Exchange Commission (SEC). Overview The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. In December 2019, FINRA oversaw 3,517 brokerage firms, 153,907 branch offices and approximately 624,674 registered securities representatives. FINRA has appr ...
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