Transcritical cycle
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A transcritical cycle is a closed
thermodynamic cycle A thermodynamic cycle consists of a linked sequence of thermodynamic processes that involve transfer of heat and work into and out of the system, while varying pressure, temperature, and other state variables within the system, and that eventuall ...
where the working fluid goes through both subcritical and supercritical states. In particular, for power cycles the
working fluid For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinders, a ...
is kept in the
liquid A liquid is a nearly incompressible fluid that conforms to the shape of its container but retains a (nearly) constant volume independent of pressure. As such, it is one of the four fundamental states of matter (the others being solid, gas, a ...
region during the compression phase and in
vapour In physics, a vapor (American English) or vapour (British English and Canadian English; see spelling differences) is a substance in the gas phase at a temperature lower than its critical temperature,R. H. Petrucci, W. S. Harwood, and F. G. Herr ...
and/or supercritical conditions during the expansion phase. The ultrasupercritical steam
Rankine cycle The Rankine cycle is an idealized thermodynamic cycle describing the process by which certain heat engines, such as steam turbines or reciprocating steam engines, allow mechanical work to be extracted from a fluid as it moves between a heat sourc ...
represents a widespread transcritical cycle in the
electricity generation Electricity generation is the process of generating electric power from sources of primary energy. For electric utility, utilities in the electric power industry, it is the stage prior to its Electricity delivery, delivery (Electric power transmi ...
field from
fossil fuels A fossil fuel is a hydrocarbon-containing material formed naturally in the Earth's crust from the remains of dead plants and animals that is extracted and burned as a fuel. The main fossil fuels are coal, oil, and natural gas. Fossil fuels ...
, where water is used as working fluid. Other typical applications of transcritical cycles to the purpose of power generation are represented by
organic Rankine cycle In thermal engineering, the Organic Rankine Cycle (ORC) is a type of thermodynamic cycle. It is a variation of the Rankine cycle named for its use of an organic, high-molecular-mass fluid whose vaporization temperature is lower than that of wat ...
s, which are especially suitable to exploit low temperature heat sources, such as
geothermal energy Geothermal energy is the thermal energy in the Earth's crust which originates from the formation of the planet and from radioactive decay of materials in currently uncertain but possibly roughly equal proportions. The high temperature and pres ...
, heat recovery applications or
waste to energy Waste-to-energy (WtE) or energy-from-waste (EfW) is the process of generating energy in the form of electricity and/or heat from the primary treatment of waste types, waste, or the processing of waste into a fuel source. WtE is a form of energy ...
plants. With respect to subcritical cycles, the transcritical cycle exploits by definition higher pressure ratios, an feature that ultimately yields higher efficiencies for the majority of the
working fluids For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinder ...
. Considering then also supercritical cycles as a valid alternative to the transcritical ones, the latter cycles are capable of achieving higher specific works due to the limited relative importance of the work of compression work. This evidences the extreme potential of transcritical cycles to the purpose of producing the most power (measurable in terms of the cycle specific work) with the least expenditure (measurable in terms of spent energy to compress the working fluid). While in single level supercritical cycles both pressure levels are above the
critical pressure In thermodynamics, a critical point (or critical state) is the end point of a phase equilibrium curve. The most prominent example is the liquid–vapor critical point, the end point of the pressure–temperature curve that designates conditions ...
of the working fluid, in transcritical cycles one pressure level is above the critical pressure and the other is below. In the refrigeration field
carbon dioxide Carbon dioxide (chemical formula ) is a chemical compound made up of molecules that each have one carbon atom covalently double bonded to two oxygen atoms. It is found in the gas state at room temperature. In the air, carbon dioxide is transpar ...
, CO2, is increasingly considered of interest as
refrigerant A refrigerant is a working fluid used in the heat pump and refrigeration cycle, refrigeration cycle of air conditioning systems and heat pumps where in most cases they undergo a repeated phase transition from a liquid to a gas and back again. Ref ...
.


Transcritical conditions of the working fluid

In trascritical cycles, the pressure of the working fluid at the outlet of the pump is higher than the critical pressure, while the inlet conditions are close to the
saturated liquid Saturation, saturated, unsaturation or unsaturated may refer to: Chemistry * Saturation, a property of organic compounds referring to carbon-carbon bonds **Saturated and unsaturated compounds **Degree of unsaturation **Saturated fat or fatty acid ...
pressure at the given minimum temperature. During the heating phase, which is typically considered an
isobaric process In thermodynamics, an isobaric process is a type of thermodynamic process in which the pressure of the system stays constant: Δ''P'' = 0. The heat transferred to the system does work, but also changes the internal energy (''U'') of t ...
, the working fluid overcomes the
critical temperature Critical or Critically may refer to: *Critical, or critical but stable, medical states **Critical, or intensive care medicine *Critical juncture, a discontinuous change studied in the social sciences. *Critical Software, a company specializing in ...
, moving thus form the liquid to the supercritical phase without the occurrence of any
evaporation Evaporation is a type of vaporization that occurs on the surface of a liquid as it changes into the gas phase. High concentration of the evaporating substance in the surrounding gas significantly slows down evaporation, such as when humidi ...
process, a significant difference between subcritical and transcritical cycles. Due to this significant difference in the heating phase, the heat injection into the cycle is significantly more efficient from a second law perspective, since the average temperature difference between the hot source and the working fluid is reduced. As a consequence, the maximum temperatures reached by the cold source can be higher at fixed hot source characteristics. Therefore, the
expansion Expansion may refer to: Arts, entertainment and media * ''L'Expansion'', a French monthly business magazine * ''Expansion'' (album), by American jazz pianist Dave Burrell, released in 2004 * ''Expansions'' (McCoy Tyner album), 1970 * ''Expansio ...
process can be accomplished exploiting higher pressure ratios, which yields higher power production. Modern ultrasupercritical
Rankine Rankine is a surname. Notable people with the surname include: * William Rankine (1820–1872), Scottish engineer and physicist ** Rankine body an elliptical shape of significance in fluid dynamics, named for Rankine ** Rankine scale, an absolute-te ...
cycles can reach maximum temperatures up to 620°C exploiting the optimized heat introduction process.


Characterization of the power cycle

As in any power cycle, the most important indicator of its performance is the
thermal efficiency In thermodynamics, the thermal efficiency (\eta_) is a dimensionless performance measure of a device that uses thermal energy, such as an internal combustion engine, steam turbine, steam engine, boiler, furnace, refrigerator, ACs etc. For a he ...
. The thermal efficiency of a transcritical cycle is computed as: \eta_=\frac where Q_ is the thermal input of the cycle, provided by either
combustion Combustion, or burning, is a high-temperature exothermic redox chemical reaction between a fuel (the reductant) and an oxidant, usually atmospheric oxygen, that produces oxidized, often gaseous products, in a mixture termed as smoke. Combusti ...
or with a
heat exchanger A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
, and W_ is the power produced by the cycle. The power produced is considered comprehensive of the produced power during the expansion process of the
working fluid For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinders, a ...
and the one consumed during the
compression Compression may refer to: Physical science *Compression (physics), size reduction due to forces *Compression member, a structural element such as a column *Compressibility, susceptibility to compression * Gas compression *Compression ratio, of a ...
step. The typical conceptual configuration of a transcritical cycle employs a single heater, thanks to the absence of drastic
phase change In chemistry, thermodynamics, and other related fields, a phase transition (or phase change) is the physical process of transition between one state of a medium and another. Commonly the term is used to refer to changes among the basic State of ...
from one state to another, being the pressure above the critical one. In subcritical cycles, instead, the heating process of the working fluid occurs in three different
heat exchanger A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
s: in
economizer Economizers (US and Oxford spelling), or economisers (UK), are mechanical devices intended to reduce energy consumption, or to perform useful function such as preheating a fluid. The term economizer is used for other purposes as well. Boiler, po ...
s the working fluid is heated (while remaining in the liquid phase) up to a condition approaching the saturated liquid conditions.
Evaporator An evaporator is a device used to turn the liquid form of a chemical substance, such as water, into a vapor. Uses Air conditioning and refrigeration Some air conditioners and refrigerators use a compressed liquid with a low boiling point, ...
s accomplish fluid evaporation process (typically up to the saturated vapour conditions) and in
superheater A superheater is a device used to convert saturated steam or wet steam into superheated steam or dry steam. Superheated steam is used in steam turbines for electricity generation, steam engines, and in processes such as steam reforming. There ar ...
s the working fluid is heated form the saturated vapour conditions to a superheated vapor. Moreover, using Rankine cycles as bottoming cycles in the context of combined gas-steam cycles keeps the configuration of the former ones as always subcritical. Therefore, there will be multiple pressure levels and hence multiple evaporators, economizers and superheaters, which introduces a significant complication to the heat injection process in the cycle.


Characterization of the compression process

Along adiabatic and
isentropic In thermodynamics, an isentropic process is an idealized thermodynamic process that is both adiabatic and reversible. The work transfers of the system are frictionless, and there is no net transfer of heat or matter. Such an idealized process ...
processes, such as those theoretically associated with pumping processes in transcritical cycles, the enthalpy difference across both a compression and an expansion is computed as: \Delta h= \int_^ v\cdot dP Consequently, a working fluid with a lower
specific volume In thermodynamics, the specific volume of a substance (symbol: , nu) is an intrinsic property of the substance, defined as the ratio of the substance's volume () to its mass (). It is the reciprocal of density (rho) and it is related to the mol ...
(hence higher
density Density (volumetric mass density or specific mass) is the substance's mass per unit of volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' can also be used. Mathematical ...
) can inevitably be compressed spending a lower mechanical work than one with low density (more
gas Gas is one of the four fundamental states of matter (the others being solid, liquid, and plasma). A pure gas may be made up of individual atoms (e.g. a noble gas like neon), elemental molecules made from one type of atom (e.g. oxygen), or ...
like). In transcritical cycles, the very high maximum pressures and the liquid conditions along the whole compression phase ensure a higher density and a lower specific volume with respect to supercritical counterparts. Considering the different physical phases though which compression processes occur, transcritical and supercritical cycles employ
pump A pump is a device that moves fluids (liquids or gases), or sometimes slurries, by mechanical action, typically converted from electrical energy into hydraulic energy. Pumps can be classified into three major groups according to the method they u ...
s (for liquids) and
compressor A compressor is a mechanical device that increases the pressure of a gas by reducing its volume. An air compressor is a specific type of gas compressor. Compressors are similar to pumps: both increase the pressure on a fluid and both can transp ...
s (for gases), respectively, during the compression step.


Characterization of the expansion process

In the expansion step of the working fluid in transcritical cycles, as in subcritical ones, the working fluid can be discharged either in wet or dry conditions. Typical dry expansions are those involving organic or other unconventional working fluids, which are characterized by non-negligible molecular complexities and high
molecular weights The molecular mass (''m'') is the mass of a given molecule: it is measured in daltons (Da or u). Different molecules of the same compound may have different molecular masses because they contain different isotopes of an element. The related quanti ...
. The expansion step occurs in
turbine A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced by a turbine can be used for generating e ...
s: depending on the application and on the nameplate power produced by the power plant, both axial turbines and radial turbines can be exploited during fluid expansion. Axial turbines favour lower rotational speed and higher power production, while radial turbines are suitable for limited powers produced and high rotational speed. Organic cycles are appropriate choices for low enthalpy applications and are characterized by higher average densities across the expanders than those occurring in transcritical steam cycles: for this reason a low blade height is normally designed and the
volumetric flow rate In physics and engineering, in particular fluid dynamics, the volumetric flow rate (also known as volume flow rate, or volume velocity) is the volume of fluid which passes per unit time; usually it is represented by the symbol (sometimes ). I ...
is kept limited to relatively small values. On the other hand in large scale application scenarios the expander blades typically show heights that exceed one meter and that are exploited in the steam cycles. Here, in fact, the fluid density at the outlet of the last expansion stage is significantly low. In general, the specific work of the cycle is expressed as: w_=\frac Even though the specific work of any cycle is strongly dependent on the actual
working fluid For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinders, a ...
considered in the cycle, transcritical cycles are expected to exhibit higher specific works than the corresponding subcritical and supercritical counterparts (i.e., that exploit the same working fluid). For this reason, at fixed boundary conditions, power produced and working fluid, a lower
mass flow rate In physics and engineering, mass flow rate is the mass of a substance which passes per unit of time. Its unit is kilogram per second in SI units, and slug per second or pound per second in US customary units. The common symbol is \dot (''ṁ ...
is expected in transcritical cycles than in other configurations.


Applications in power cycles


Ultrasupercritical Rankine cycles

In the last decades, the thermal efficiency of Rankine cycles increased drastically, especially for large scale applications fueled by
coal Coal is a combustible black or brownish-black sedimentary rock, formed as rock strata called coal seams. Coal is mostly carbon with variable amounts of other elements, chiefly hydrogen, sulfur, oxygen, and nitrogen. Coal is formed when dea ...
: for these power plants, the application of ultrasupercritical layouts was the main factor to achieve the goal, since the higher pressure ratio ensures higher cycle efficiencies. The increment in thermal efficiency of power plants fueled by dirty fuels became crucial also in the reduction of the specific emissions of the plants, both in therms of
greenhouse gas A greenhouse gas (GHG or GhG) is a gas that Absorption (electromagnetic radiation), absorbs and Emission (electromagnetic radiation), emits radiant energy within the thermal infrared range, causing the greenhouse effect. The primary greenhouse ...
and for
pollutant A pollutant or novel entity is a substance or energy introduced into the environment that has undesired effects, or adversely affects the usefulness of a resource. These can be both naturally forming (i.e. minerals or extracted compounds like oi ...
such as
sulfur dioxide Sulfur dioxide (IUPAC-recommended spelling) or sulphur dioxide (traditional Commonwealth English) is the chemical compound with the formula . It is a toxic gas responsible for the odor of burnt matches. It is released naturally by volcanic activ ...
or
NOx In atmospheric chemistry, is shorthand for nitric oxide () and nitrogen dioxide (), the nitrogen oxides that are most relevant for air pollution. These gases contribute to the formation of smog and acid rain, as well as affecting tropos ...
. In large scale applications, ultrasupercritical Rankine cycles employ up to 10 feedwater heaters, five on the high pressure side and five on the low pressure side, including the
deaerator A deaerator is a device that removes oxygen and other dissolved gases from liquids and pumpable compounds. History Before 1881, feed water heaters were used for marine applications. Two sister ships Olympic and Titanic (1912) had contact feed h ...
, helping in the increment of the temperature at the inlet of the boiler up to 300°C, allowing a significant regenerative air preheating, thus reducing the fuel consumption. Studies on the best performant configurations of supercritical rankine cycles (300 bar of maximum pressure, 600°C of maximum temperature and two reheats) show that such layouts can achieve a cycle efficiency higher than 50%, about 6% higher than subcritical configurations.


Organic Rankine cycles

Organic Rankine cycles are innovative power cycles which allow good performances for low enthalpy thermal sources and ensure condensation above the atmospheric pressure, thus avoiding deaerators and large cross sectional area in the heat rejection units. Moreover, with respect to steam Rankine cycles, ORC have a higher flexibility in handling low power sizes, allowing significant compactness. Typical applications of ORC cover: waste heat recovery plants, geothermal plants,
biomass plants Biomass is plant-based material used as a fuel for heat or electricity production. It can be in the form of wood, wood residues, energy crops, agricultural residues, and waste from industry, farms, and households. Some people use the terms bi ...
and waste to energy power plants. Organic Rankine cycles use organic fluids (such as
hydrocarbons In organic chemistry, a hydrocarbon is an organic compound consisting entirely of hydrogen and carbon. Hydrocarbons are examples of group 14 hydrides. Hydrocarbons are generally colourless and hydrophobic, and their odors are usually weak or ex ...
,
perfluorocarbons Fluorocarbons are chemical compounds with carbon-fluorine bonds. Compounds that contain many C-F bonds often has distinctive properties, e.g., enhanced stability, volatility, and hydrophobicity. Fluorocarbons and their derivatives are commerci ...
,
chlorofluorocarbon Chlorofluorocarbons (CFCs) and hydrochlorofluorocarbons (HCFCs) are fully or partly halogenated hydrocarbons that contain carbon (C), hydrogen (H), chlorine (Cl), and fluorine (F), produced as volatile derivatives of methane, ethane, and prop ...
, and many others) as working fluids. Most of them have a critical temperature in the range of 100-200°C, for this reason perfectly adaptable to transcritical cycles in low temperature applications. Considering organic fluids, having a maximum pressure above the critical one can more than double the temperature difference across the turbine, with respect to the subcritical counterpart, and significantly increase both the cycle specific work and cycle efficiency.


Applications in refrigeration cycles

A
refrigeration cycle Thermodynamic heat pump cycles or refrigeration cycles are the conceptual and mathematical models for heat pump, air conditioning and refrigeration systems. A heat pump is a mechanical system that allows for the transmission of heat from one locat ...
, also known as heat pump, is a thermodynamic cycle that allows the removal of heat from a low temperature heat source and the rejection of heat into a high temperature heat source, thanks to mechanical power consumption. Traditional refrigeration cycles are subcritical, with the high pressure side (where heat rejection occurs) below the critical pressure. Innovative transcritical refrigeration cycles, instead, should use a working fluid whose
critical temperature Critical or Critically may refer to: *Critical, or critical but stable, medical states **Critical, or intensive care medicine *Critical juncture, a discontinuous change studied in the social sciences. *Critical Software, a company specializing in ...
is around the ambient temperature. For this reason,
carbon dioxide Carbon dioxide (chemical formula ) is a chemical compound made up of molecules that each have one carbon atom covalently double bonded to two oxygen atoms. It is found in the gas state at room temperature. In the air, carbon dioxide is transpar ...
is chosen due to its favourable critical conditions. In fact, the critical point of carbon dioxide is 31°C, reasonably in between the hot source and cold source of traditional refrigeration applications, thus suitable for a transcritical applications. In transcritical refrigeration cycles the heat is dissipated through a gas cooler instead of a desuperheater and a condenser like in subcritical cycles. This limits the plant components, plant complexity and costs of the power block. The advantages of using supercritical carbon dioxide as working fluid, instead of traditional refrigerant fluids (like HFC of HFO), in refrigeration cycles is represented both by economic aspects and environmental ones. The cost of carbon dioxide is two order of magnitude lower than the ones of the average refrigerant working fluid and the environmental impact of carbon dioxide is very limited (with a GWP of 1 and an ODP of 0), the fluid is not reactive nor significantly toxic. No other working fluids for refrigeration is able to reach the same environmental favourable characteristics of carbon dioxide. File:Ts transcritical heat pumps.png, Ts diagram of a transcritical heat pump: cold source (yellow), hot source (red), transcritical cycle (blue) File:RefrigerationTS.png, A subcritical refrigeration cycle, where heat rejection occurs at a pressure lower than the critical one


References

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