Schulze STV
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Schulze STV is a draft
single transferable vote Single transferable vote (STV) is a multi-winner electoral system in which voters cast a single vote in the form of a ranked-choice ballot. Voters have the option to rank candidates, and their vote may be transferred according to alternate p ...
(STV)
ranked voting The term ranked voting (also known as preferential voting or ranked choice voting) refers to any voting system in which voters rank their candidates (or options) in a sequence of first or second (or third, etc.) on their respective ballots. Ra ...
system designed to achieve
proportional representation Proportional representation (PR) refers to a type of electoral system under which subgroups of an electorate are reflected proportionately in the elected body. The concept applies mainly to geographical (e.g. states, regions) and political divis ...
.Markus Schulze
Free Riding and Vote Management under Proportional Representation by Single Transferable Vote
/ref> It was invented by Markus Schulze, who developed the
Schulze method The Schulze method () is an electoral system developed in 1997 by Markus Schulze that selects a single winner using votes that express preferences. The method can also be used to create a sorted list of winners. The Schulze method is also known a ...
for resolving ties using a
Condorcet method A Condorcet method (; ) is an election method that elects the candidate who wins a majority of the vote in every head-to-head election against each of the other candidates, that is, a candidate preferred by more voters than any others, whenever ...
. Schulze STV is similar to CPO-STV in that it compares possible winning candidate pairs and selects the Condorcet winner. It is not used in parliamentary elections. The system is based on Schulze's investigations into vote management and free riding.Markus Schulze
Free Riding
''Voting matters'', issue 18, pages 2–8, June 2004
When a voter prefers a popular candidate, there is a strategic advantage to first choosing a candidate who is unlikely to win (Woodall free riding) or omitting his preferred candidate from his rankings (Hylland free riding). According to Schulze, vote management is party coordination of free riding. Although Schulze STV is resistant to both types of free riding, Hylland free riding is impossible to eliminate. Schulze created a criterion known as "weak invulnerability to Hylland free riding". A method meets this criterion if it is invulnerable to Hylland free riding, except in cases where the
Droop proportionality criterion Proportionality for Solid Coalitions (PSC) is a voting system criterion relating to ranked voting systems. It's the essential requirementD. R. Woodall: ''Monotonicity of single-seat preferential election rules''. Discrete Applied Mathematics 77 ( ...
would be violated. Schulze STV meets this criterion.


Scenario

Each voter ranks candidates in their order of preference. In a hypothetical election, three candidates vie for two seats; Andrea and Carter represent the Yellow Party, and Brad represents the Purple Party. Andrea is a popular candidate, and has supporters who are not Yellow Party supporters. It is assumed that the Yellow Party can influence their own supporters, but not Andrea's. There are 90 voters, and their preferences are In the STV system, the initial tallies are: *Andrea (Y): 50 *Carter (Y): 13 *Brad (P): 27 The quota is determined according to () / (+1) = 90 / (2 + 1) = 30. Andrea is declared elected and her surplus, - = 50 - 30 = 20 , is distributed with
\mbox \left( \times \mbox \right).
*Carter (Y): 13 + \mbox \left( \frac \times 20 \right) = 13 + 15 = 28 *Brad (P): 27 + \mbox \left( \frac \times 20 \right) = 27 + 5 = 32 Brad is also elected. The Schultze STV system has three possible outcomes (sets of winners) in the election: Andrea and Carter, Andrea and Brad, and Carter and Brad. In this system, any candidate with more than the
Droop quota The Droop quota is the quota most commonly used in elections held under the single transferable vote (STV) system. It is also sometimes used in elections held under the largest remainder method of party-list proportional representation (list PR ...
of first choices will be elected. Andrea is certain to be elected, with two possible outcomes: Andrea and Carter, and Andrea and Brad.


Resistance to vote management

In vote management, a party instructs its voters not to rank a popular party candidate first. If the Yellow Party's leaders instruct their supporters to choose Carter first (followed by Andrea), the balloting changes. Unlike STV, however, Schulze STV resists vote management.


STV and Schulze STV

Ordinary STV, being based on IRV, can be sensitive to in what order the losers are eliminated: what candidates win may depend on whether a loser has fewer first preferences than another loser. By using Condorcet pair comparisons, Schulze STV (like CPO-STV) greatly reduces this defect. The number of pair comparisons is smaller than CPO-STV, since Schulze STV only compares outcomes differing by one candidate; CPO-STV compares all possible pairs.


Potential for tactical voting

Proportional representation systems are much less susceptible to tactical voting systems than single-winner systems such as the
first past the post In a first-past-the-post electoral system (FPTP or FPP), formally called single-member plurality voting (SMP) when used in single-member districts or informally choose-one voting in contrast to ranked voting, or score voting, voters cast thei ...
system and
instant-runoff voting Instant-runoff voting (IRV) is a type of Ranked voting, ranked preferential Electoral system, voting method. It uses a Majority rule, majority voting rule in single-winner elections where there are more than two candidates. It is commonly referr ...
(IRV), if the number of seats to be filled is sufficiently large. Schulze STV has additional resistance to forms of tactical voting which are specific to single transferable voting methods. All forms of STV that reduce to IRV in single winner elections fail the
monotonicity criterion The monotonicity criterion is a voting system criterion used to evaluate both single and multiple winner ranked voting systems. A ranked voting system is monotonic if it is neither possible to prevent the election of a candidate by ranking them h ...
. This means that it is sometimes possible to benefit a candidate by ranking them ''lower'' than one's true order of preference, or to harm a candidate by ranking them ''higher''. This isn't the case for Schulze STV. When some voters rank candidate b higher without changing the order in which they rank the other candidates relatively to each other, then the strength of the vote management of the candidates a_1,\ldots,a_M against candidate b can't increase. I. e. the strength of any vote management and the strength of beatpaths is monotonic in b and the monotonicity follows from that of the underlying
Schulze method The Schulze method () is an electoral system developed in 1997 by Markus Schulze that selects a single winner using votes that express preferences. The method can also be used to create a sorted list of winners. The Schulze method is also known a ...
. As Schulze STV reduces to the Schulze method in single winner elections, it fails the participation criterion, the later-no-harm criterion and the later-no-help criterion, whereas traditional forms of STV (that reduce to IRV in single winner elections) fulfill later-no-help and later-no-harm. STV methods which make use of Meek's or
Warren's method The single transferable vote (STV) is a voting system based on proportional representation and Ranked voting systems, ranked voting. Under STV, an elector's vote is initially allocated to his or her most-preferred candidate. After candidates have ...
are resistant to Woodall Free Riding, but are still vulnerable to Hylland Free Riding. Schulze's method is not vulnerable to Hylland Free Riding, except where necessary in order to meet the
Droop proportionality criterion Proportionality for Solid Coalitions (PSC) is a voting system criterion relating to ranked voting systems. It's the essential requirementD. R. Woodall: ''Monotonicity of single-seat preferential election rules''. Discrete Applied Mathematics 77 ( ...
. A method which doesn't meet the Droop proportionality criterion has the potential to give disproportional results, unless it meets a similar proportionality criterion. Thus, Schulze STV can be considered invulnerable to Hylland Free Riding to as great an extent possible, subject to actually being a proportional representation method.


Complexity

Schulze STV is no more complicated for the voter than other forms of STV; the ballot is the same, and candidates are ranked in order of preference. In calculating an election result, however, Schulze STV is significantly more complex than STV. Although it is less complex than CPO-STV, computer calculation would be required for large-scale elections. Computing the result would still be difficult in some cases, since Schulze STV does not have polynomial runtime.


References


External links


The Schulze Method of Voting
(section 9) by Markus Schulze
Personalisierung der Verhältniswahl durch Varianten der Single Transferable Vote
by Martin Wilke
Python implementation

A voting web application that uses Schulze STV
{{voting systems Single transferable vote