Little Hans
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Herbert Graf (10 April 1903 – 5 April 1973) was an Austrian-American opera producer. Born in Vienna in 1903, he was the son of Max Graf (1873–1958), and Olga Hönig. His father was an Austrian author, critic, musicologist and member of
Sigmund Freud Sigmund Freud ( , ; born Sigismund Schlomo Freud; 6 May 1856 – 23 September 1939) was an Austrian neurologist and the founder of psychoanalysis, a clinical method for evaluating and treating pathologies explained as originating in conflicts ...
's circle of friends. Herbert Graf was the Little Hans discussed in Freud's 1909 study ''Analysis of a Phobia in a Five-year-old Boy''.


'Little Hans'

This was one of just a few case studies which Freud published. In his introduction to the case, he had in the years before the case been encouraging his friends and associates, including Graf's parents, to collect observations on the sexual life of children in order to help him develop his theory of
infantile sexuality In Freudian psychology, psychosexual development is a central element of the psychoanalytic sexual drive theory. Freud believed that personality developed through a series of childhood stages in which pleasure seeking energies from the child be ...
. Thus Max Graf had been sending notes about his child's development to Freud before Herbert's fear of horses emerged. As "Little Hans", he was the subject of Freud's early but extensive study of
castration anxiety Castration anxiety is the fear of emasculation in both the literal and metaphorical sense. Castration anxiety is an overwhelming fear of damage to, or loss of, the penis—one of Sigmund Freud's earliest psychoanalytic theories. Although Freu ...
and the
Oedipus complex The Oedipus complex (also spelled Œdipus complex) is an idea in psychoanalytic theory. The complex is an ostensibly universal phase in the life of a young boy in which, to try to immediately satisfy basic desires, he unconsciously wishes to hav ...
. Freud saw Herbert only once and did not analyze the child, but rather supervised the child's father, who carried out the analysis and sent extensive notes to Freud. In the published version, Herbert's father's account is abridged and punctuated by Freud's comments. When he was four years old, Herbert was witness to a frightening event when he was at the local park in the company of the family's maid. A cart horse pulling a heavy load collapsed. Herbert became fearful of going out into the street, with his fear focused on horses and heavily loaded vehicles, which he was afraid would fall over. This fear was interpreted as a
neurosis Neurosis is a class of functional mental disorders involving chronic distress, but neither delusions nor hallucinations. The term is no longer used by the professional psychiatric community in the United States, having been eliminated from th ...
(
equinophobia Equinophobia or hippophobia is a psychological fear of horses. ''Equinophobia'' is derived from the Greek word φόβος (''phóbos''), meaning "fear" and the Latin word ''equus'', meaning "horse". The term ''hippophobia'' is also derived from the ...
). Herbert's father initially attributes the neurosis to "sexual over-excitement caused by his mother's caresses" and fear caused by the large penises of horses. While not rejecting these explanations, Freud gradually encourages the father also to understand Herbert's disorder in terms of the anxiety caused by the arrival of his younger sister and an inadequately satisfied curiosity as to the origin of babies. Although a number of sexual and excretal fantasies and anxieties (such as Oedipal wishes and castration anxiety) are explored during the case history, Freud does not ultimately explain the case in terms of these factors, and on occasion reproaches Herbert's father for sticking too dogmatically to a rigidly Oedipal understanding of his son's anxiety. Freud also regrets the parents' unwillingness to tell Herbert the truth about coition. Freud wrote a summary analysis of "Little Hans", in 1909, in a paper titled ''Analysis of a Phobia in a Five-year-old Boy''. The information gathered from the father included reports of Herbert's dreams, his behavior, and his answers to the father's questions. Freud believed that what he learned from Herbert's situation backed up his ideas about infantile sexuality as outlined in his
Three Essays on the Theory of Sexuality ''Three Essays on the Theory of Sexuality'' (german: Drei Abhandlungen zur Sexualtheorie), sometimes titled ''Three Contributions to the Theory of Sex'', is a 1905 work by Sigmund Freud, the founder of psychoanalysis, in which the author advance ...
in 1905. Herbert's fear was thought to be the result of several factors, including the birth of a little sister, his desire to replace his father as his mother's sexual mate, emotional conflicts over masturbation, and others. The anxiety was seen as stemming from the incomplete repression and other defense mechanisms being used to combat the impulses involved in his sexual development. Herbert's behavior and emotional state improved after he was provided with sexual information by his father, and the two became closer. Herbert's analysis falls into two distinct stages, the first concerning the fear of horses themselves, and the second of the boxes and containers that they transported around Vienna. In the first phase, Herbert is afraid that a white horse will bite him or come into his room, or will collapse and fall over. Freud interprets this as a fear of the father, fear that the father will punish him for his desires over the mother and to act aggressively towards the father. Because Herbert's father was acting as analyst, Freud conjectures that this fear is impeding the progress of the treatment, something which he resolved by inviting Herbert to see him (Freud) personally and explaining this fear to him: Following this, Herbert becomes pre-occupied with excrement, which Freud and Herbert's father help him to associate with the birth of babies. The carts and omnibuses are associated with the boxes which, according to the theory of reproduction that Herbert has been given, storks use to bring new babies. Herbert fears the arrival of more babies as this will further reduce the attention he receives from his mother, and expresses the wish that his baby sister should die. He also expresses the wish to have children of his own (with his mother) with his father elevated to the role of grandfather. Herbert's treatment is taken to be complete when he expresses two new fantasies: one which shows that he has overcome his castration anxiety, and one which consciously acknowledges his desire to be married to his mother. These fantasies coincide with the disappearance of his phobia. Freud follows the case history with a 40-page assessment of the case in which he links it to his theory of sexuality. He claims that he has learned nothing from this case that he already had not deduced from his analysis of adults, but he is nonetheless "tempted to claim a typical and exemplary importance" for the case in view of the direct and immediate proof of his theories that it appears to provide. In 1922, Freud wrote a short postscript to the case study, in which he reported that "Little Hans" had appeared in his office as a "strapping youth of nineteen", who "was perfectly well and suffered from no troubles or inhibitions". Minor revisions and additions to the case material were made in 1923–1924. The conclusions drawn by Freud were strongly criticized by
Joseph Wolpe Joseph Wolpe (20 April 1915 in Johannesburg, South Africa – 4 December 1997 in Los Angeles) was a South African psychiatrist and one of the most influential figures in behavior therapy. Wolpe grew up in South Africa, attending Parktown Boys' ...
and Stanley Rachman in the essay "A Little Child Shall Lead Them" published first as "Psychoanalytic Evidence: A Critique Based on Freud's Case of Little Hans." in ''Critical Essays on Psychoanalysis,'' edited by Stanley Rachman, Macmillan (1963) which maintains that most of the material provided by Herbert was planted in his mind by Freud and Herbert's father.


Career in opera

In 1930, in Frankfurt, Herbert Graf directed the world premiere of Arnold Schoenberg's ''Von heute auf morgen''. In 1936, after holding operatic posts in
Münster Münster (; nds, Mönster) is an independent city (''Kreisfreie Stadt'') in North Rhine-Westphalia, Germany. It is in the northern part of the state and is considered to be the cultural centre of the Westphalia region. It is also a state di ...
, Breslau (now Wrocław,
Poland Poland, officially the Republic of Poland, is a country in Central Europe. It is divided into 16 administrative provinces called voivodeships, covering an area of . Poland has a population of over 38 million and is the fifth-most populou ...
),
Frankfurt Frankfurt, officially Frankfurt am Main (; Hessian: , " Frank ford on the Main"), is the most populous city in the German state of Hesse. Its 791,000 inhabitants as of 2022 make it the fifth-most populous city in Germany. Located on it ...
(where he was director of the Opera School at the
Hoch Conservatory Dr. Hoch's Konservatorium – Musikakademie was founded in Frankfurt am Main on 22 September 1878. Through the generosity of Frankfurter Joseph Hoch, who bequeathed the Conservatory one million German gold marks in his testament, a school for ...
, 1930–1933; when the
Nazi Nazism ( ; german: Nazismus), the common name in English for National Socialism (german: Nationalsozialismus, ), is the far-right totalitarian political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in ...
s came to power he was released from his duties) and
Salzburg Salzburg (, ; literally "Salt-Castle"; bar, Soizbuag, label= Austro-Bavarian) is the fourth-largest city in Austria. In 2020, it had a population of 156,872. The town is on the site of the Roman settlement of ''Iuvavum''. Salzburg was founded ...
, the 33-year-old Graf emigrated to the United States, where he became a successful and popular opera producer at New York's
Metropolitan Opera The Metropolitan Opera (commonly known as the Met) is an American opera company based in New York City, resident at the Metropolitan Opera House at Lincoln Center, currently situated on the Upper West Side of Manhattan. The company is oper ...
(1936–1960, debuting with ''
Samson and Delilah Samson and Delilah are Biblical figures. Samson and Delilah may also refer to: In music * ''Samson and Delilah'' (opera), an opera by Camille Saint-Saëns * ''Samson & Delilah'' (album), released in 2013 by V V Brown * "Samson and Delilah" (t ...
''). He staged new famous productions in the French (''
The Tales of Hoffmann ''The Tales of Hoffmann'' (French: ) is an by Jacques Offenbach. The French libretto was written by Jules Barbier, based on three short stories by E. T. A. Hoffmann, who is the protagonist of the story. It was Offenbach's final work; he died i ...
'' 1937), Italian ('' Otello'' 1937, '' La forza del destino'' 1943), then German (''
Der Ring des Nibelungen (''The Ring of the Nibelung''), WWV 86, is a cycle of four German-language epic music dramas composed by Richard Wagner. The works are based loosely on characters from Germanic heroic legend, namely Norse legendary sagas and the '' Nibe ...
'' 1947, ''
Der Rosenkavalier (''The Knight of the Rose'' or ''The Rose-Bearer''), Op. 59, is a comic opera in three acts by Richard Strauss to an original German libretto by Hugo von Hofmannsthal. It is loosely adapted from the novel ''Les amours du chevalier de Faublas'' ...
'' 1949), repertoires. Graf had a strong sense of tradition and encouraged young operatic talent. In the late 1950s, he returned to Europe, where he produced opera at London's
Royal Opera House The Royal Opera House (ROH) is an opera house and major performing arts venue in Covent Garden, central London. The large building is often referred to as simply Covent Garden, after a previous use of the site. It is the home of The Royal Ope ...
, Covent Garden, (1958–1959). After another year in New York, Graf settled in Switzerland, working at the
Zürich Opera Zürich Opera (Oper Zürich) is a Swiss opera company based in Zürich. The company gives performances in the Zürich Opera House. History The first performance at the current theatre occurred on 30 September 1891, with a production of Wagner's ' ...
(1960–1963), and Geneva's Grand Théâtre (1965–1973). Graf staged several operas for the
Salzburg Festival The Salzburg Festival (german: Salzburger Festspiele) is a prominent festival of music and drama established in 1920. It is held each summer (for five weeks starting in late July) in the Austrian town of Salzburg, the birthplace of Wolfgang Ama ...
: '' Otello'' (1951, with
Wilhelm Furtwängler Gustav Heinrich Ernst Martin Wilhelm Furtwängler ( , , ; 25 January 188630 November 1954) was a German conductor and composer. He is widely regarded as one of the greatest symphonic and operatic conductors of the 20th century. He was a major ...
conducting, 1952 with Mario Rossi conducting; both times with Ramón Vinay as Otello), '' The Marriage of Figaro'' (1952, with
Rudolf Moralt Rudolf Moralt (26 February 1902 – 16 December 1958) was a German conductor, particularly associated with Mozart and the German repertory. Born in Munich, he studied there with Walter Courvoisier and August Schmid-Lindner, and was engaged as a ...
conducting, with Erich Kunz, George London,
Elisabeth Schwarzkopf Dame Olga Maria Elisabeth Friederike Schwarzkopf, (9 December 19153 August 2006) was a German-born Austro-British soprano. She was among the foremost singers of lieder, and is renowned for her performances of Viennese operetta, as well as the op ...
, Irmgard Seefried, Hilde Gueden; 1953 revival conducted by Furtwängler and
Paul Schöffler Paul Schöffler (15 September 1897 – 21 November 1977) was a German operatic baritone, particularly associated with Mozart, Wagner, and Strauss roles. Born in Dresden, he studied at the Music Conservatory there with Rudolf Schmalmauer and Wal ...
replacing London), a legendary '' Don Giovanni'' conducted by Furtwängler and designed by
Clemens Holzmeister Clemens Holzmeister (27 March 1886 – 12 June 1983) was a prominent Austrian architect and stage designer of the early twentieth century. The Austrian Academy of Fine Arts listed his life's work as containing 673 projects. He was the father of ...
(1953, with Cesare Siepi,
Elisabeth Grümmer Elisabeth Grümmer (née Schilz; 31 March 1911 – 6 November 1986) was a German soprano. She has been described as "a singer blessed with elegant musicality, warm-hearted sincerity, and a voice of exceptional beauty". Life Elisabeth Schilz was b ...
, Anton Dermota, Schwarzkopf, Otto Edelmann, Walter Berry, Raffaele Arié,
Erna Berger Erna Berger (19 October 1900 – 14 June 1990) was a German lyric coloratura soprano. She was best known for her Queen of the Night and her Konstanze. Career Born in Dresden, Germany, Berger spent some years as a child in India and South Amer ...
; revival 1954, with Dezsö Ernster replacing Arié; 1956 with
Dimitri Mitropoulos Dimitri Mitropoulos ( el, Δημήτρης Μητρόπουλος; The dates 18 February 1896 and 1 March 1896 both appear in the literature. Many of Mitropoulos's early interviews and program notes gave 18 February. In his later interviews, howe ...
conducting), Gottlob Frick replacing Ernster,
Léopold Simoneau Léopold Simoneau, (May 3, 1916 – August 24, 2006) was a French-Canadian lyric tenor, one of the outstanding Mozarteans of his time. In 1959 he became the first recipient of the Calixa-Lavallée Award. Life and career Simoneau was born in Sa ...
replacing Dermota, Lisa Della Casa replacing Schwarzkopf,
Fernando Corena Fernando Corena (22 December 1916 – 26 November 1984) was a Swiss bass who had a major international opera career from the late 1940s through the early 1980s. He enjoyed a long and successful career at the Metropolitan Opera between 1954 and 19 ...
replacing Edelmann,
Rita Streich Rita Streich (18 December 192020 March 1987) was one of the most admired and recorded lyric coloratura sopranos of the post-war period. Biography Rita Streich was born in Barnaul, southern Siberia, in the Russian Soviet Federative Socialist Repu ...
replacing Berger) an equally legendary ''
The Magic Flute ''The Magic Flute'' (German: , ), K. 620, is an opera in two acts by Wolfgang Amadeus Mozart to a German libretto by Emanuel Schikaneder. The work is in the form of a '' Singspiel'', a popular form during the time it was written that in ...
'' conducted by Georg Solti and designed by
Oskar Kokoschka Oskar Kokoschka (1 March 1886 – 22 February 1980) was an Austrian artist, poet, playwright, and teacher best known for his intense expressionistic portraits and landscapes, as well as his theories on vision that influenced the Viennese Expres ...
(1955, cast included Gottlob Frick, Dermota, Schöffler, Kunz, Grümmer, Erika Köth, Peter Klein; revival in 1956 with Berry replacing Kunz); '' Elektra'' (1957, conducted by Mitropoulos, with Inge Borkh, Della Casa, Jean Madeira, Max Lorenz,
Kurt Böhme Kurt Böhme (5 May 1908 – 20 December 1989) was a German bass. He was born in Dresden, Germany, where he studied with Adolf Kluge at the Dresden Conservatory. He made his debut in 1930 in Bautzen in Der Freischütz, singing both Kaspar (a sign ...
), ''
Simon Boccanegra ''Simon Boccanegra'' () is an opera with a prologue and three acts by Giuseppe Verdi to an Italian libretto by Francesco Maria Piave, based on the play ''Simón Bocanegra'' (1843) by Antonio García Gutiérrez, whose play ''El trovador'' had b ...
'' (1961, with Gianandrea Gavazzeni conducting, with
Tito Gobbi Tito Gobbi (24 October 19135 March 1984) was an Italian operatic baritone with an international reputation. He made his operatic debut in Gubbio in 1935 as Count Rodolfo in Bellini's '' La sonnambula'' and quickly appeared in Italy's major oper ...
,
Leyla Gencer Ayşe Leyla Gencer (, née Çeyrekgil; 10 October 192810 May 2008) was a Turkish operatic soprano. Gencer was a notable ''bel canto'' soprano who spent most of her career in Italy, from the early 1950s through the mid-1980s, and had a reperto ...
,
Giorgio Tozzi Giorgio Tozzi (January 8, 1923 – May 30, 2011) was an American operatic bass. He was a mainstay for many years with the Metropolitan Opera, and sang principal bass roles in nearly every major opera house worldwide. Career Tozzi was born Georg ...
,
Rolando Panerai Rolando Panerai (17 October 1924 – 22 October 2019) was an Italian baritone, particularly associated with the Italian repertoire. He performed at La Scala in Milan, often alongside Maria Callas and Giuseppe Di Stefano. He was known for musical ...
), and finally ''La rappresentazione di anima e di corpo'' by Emilio de' Cavalieri (the production premiered in 1968 and was shown each year until 1973). Graf staged Maria Callas in ''
Les vêpres siciliennes ''Les vêpres siciliennes'' (''The Sicilian Vespers'') is a grand opera in five acts by the Italian romantic composer Giuseppe Verdi set to a French libretto by Eugène Scribe and Charles Duveyrier from their work ''Le duc d'Albe'' of 1838. ...
'' (at the Florence May Festival and La Scala, 1951), ''
Mefistofele ''Mefistofele'' () is an opera in a prologue and five acts, later reduced to four acts and an epilogue, the only completed opera with music by the Italian composer-librettist Arrigo Boito (there are several completed operas for which he was libre ...
'' (at the Verona Arena, in which Callas alternated with
Magda Olivero Magda Olivero (née Maria Maddalena Olivero) (25 March 1910 – 8 September 2014), was an Italian operatic soprano. Her career started in 1932 when she was 22, and spanned five decades, establishing her "as an important link between the era of th ...
, 1954), and ''
Poliuto ''Poliuto'' is a three-act ''tragedia lirica'' (or tragic opera) by Gaetano Donizetti from the Italian libretto by Salvadore Cammarano, which was based on Pierre Corneille's play ''Polyeucte'' written in 1641–42. It reflected the life of the e ...
'' (at La Scala, 1960, also with Franco Corelli and
Ettore Bastianini Ettore Bastianini (24 September 1922 – 25 January 1967) was an Italian operatic baritone who was particularly associated with the operas of the ''bel canto'' tradition. Early training and career as a bass Born in Siena, Bastianini first bega ...
). For the Arena di Verona Festival, Graf directed several productions of ''
Aida ''Aida'' (or ''Aïda'', ) is an opera in four acts by Giuseppe Verdi to an Italian libretto by Antonio Ghislanzoni. Set in the Old Kingdom of Egypt, it was commissioned by Cairo's Khedivial Opera House and had its première there on 24 Decemb ...
'' (1954, revival in 1955; 1958; and 1966).


Publications

Among the books written by Herbert Graf were ''The Opera and Its Future in America'' (New York, W. W. Norton, 1941), ''Opera for the People'' (Minneapolis, University of Minnesota Press, 1951), and ''Producing Opera for America'' (Zurich and New York, Atlantis Books, 1961).


Videography

* Mozart: ''Don Giovanni'' (Grümmer, della Casa, Berger, Dermota, Siepi, Edelmann; Furtwängler, 1954) ive
Deutsche Grammophon Deutsche Grammophon (; DGG) is a German classical music record label that was the precursor of the corporation PolyGram. Headquartered in Berlin Friedrichshain, it is now part of Universal Music Group (UMG) since its merger with the UMG family of ...
* Verdi: ''Falstaff'' (Carteri, Moffo, Barbieri, Alva, Taddei, Colombo; Serafin, 1956) VAI * Verdi: ''Aïda'' (Gencer, Cossotto, Bergonzi, Colzani, Giaiotti; Capuana, 1966) iveBel Canto Society * Strauss: ''Elektra'' (Nilsson, Rysanek, M.Dunn, Nagy, McIntyre; Levine, 1980) ive Paramount


References

;General sources
Answers.com
*''The Oxford Dictionary of Opera'' * Peter Cahn: ''Das Hoch'sche Konservatorium in Frankfurt am Main (1878–1978)'', Frankfurt am Main: Kramer, 1979.


External links

* {{DEFAULTSORT:Graf, Herbert 1903 births 1973 deaths 20th-century Austrian people Austrian opera directors Case studies by Sigmund Freud Hoch Conservatory faculty Austrian Jews Theatre people from Vienna Analysands of Sigmund Freud