Hobbit (word)
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The word ''hobbit'' was used by
J. R. R. Tolkien John Ronald Reuel Tolkien (, ; 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was the Rawlins ...
as the name of a race of small humanoids in his fantasy fiction, the first published being ''
The Hobbit ''The Hobbit, or There and Back Again'' is a children's fantasy novel by English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the '' ...
'' in 1937. The ''
Oxford English Dictionary The ''Oxford English Dictionary'' (''OED'') is the first and foundational historical dictionary of the English language, published by Oxford University Press (OUP). It traces the historical development of the English language, providing a com ...
'', which added an entry for the word in the 1970s, credits Tolkien with coining it. Since then, however, it has been noted that there is prior evidence of the word, in a 19th-century list of legendary creatures. In 1971, Tolkien stated that he remembered making up the word himself, admitting that there was nothing but his "nude parole" to support the claim that he was uninfluenced by such similar words as ''
hobgoblin A hobgoblin is a household spirit, typically appearing in folklore, once considered helpful, but which since the spread of Christianity has often been considered mischievous. Shakespeare identifies the character of Puck in his ''A Midsummer Nigh ...
''. His choice may have been affected on his own admission by the title of
Sinclair Lewis Harry Sinclair Lewis (February 7, 1885 – January 10, 1951) was an American writer and playwright. In 1930, he became the first writer from the United States (and the first from the Americas) to receive the Nobel Prize in Literature, which was ...
's 1922 novel ''
Babbitt Babbitt may refer to: Fiction * ''Babbitt'' (novel), a 1922 novel by Sinclair Lewis ** ''Babbitt'' (1924 film), a 1924 silent film based on the novel ** ''Babbitt'' (1934 film), a 1934 film based on the novel *Babbit, the family name of the titl ...
''. The Tolkien scholar
Tom Shippey Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
has pointed out several parallels, including comparisons in ''The Hobbit'', with the word "rabbit".


Use by Tolkien


Proposed etymology

By Tolkien's own account, the coining of the name ''
hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
'' was a spontaneous flash of intuition. When he was busy grading examination papers, the word popped into his mind, not in isolation but as part of an entire sentence, which was to become the
incipit The incipit () of a text is the first few words of the text, employed as an identifying label. In a musical composition, an incipit is an initial sequence of notes, having the same purpose. The word ''incipit'' comes from Latin and means "it beg ...
of ''The Hobbit'', "In a hole in the ground there lived a hobbit." Tolkien etymologized the name ''hobbit'' as the regular Modern English outcome of a hypothetical
Old English Old English (, ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the early Middle Ages. It was brought to Great Britain by Anglo-Saxon settlement of Britain, Anglo ...
''*hol-bytla'' "hole builder". Within the linguistic fiction of ''
The Lord of the Rings ''The Lord of the Rings'' is an epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 children's boo ...
'', the English etymology of Old English ''hol-bytlan'' → Modern English ''hobbit'' is the supposed translation of an "original" etymology of
Rohirric The English philologist and author J. R. R. Tolkien created a number of constructed languages, including languages devised for fictional settings. Inventing languages, something that he called ''glossopoeia'' (paralleling his idea of ''mythopoe ...
''kud-dukan'' →
Westron The English philologist and author J. R. R. Tolkien created a number of constructed languages, including languages devised for fictional settings. Inventing languages, something that he called ''glossopoeia'' (paralleling his idea of ''mythopoe ...
''kuduk''.


Tolkien's statements

On 16 January 1938, shortly after the original release of ''The Hobbit'' a letter by a ''Habit'' in the English paper ''
The Observer ''The Observer'' is a British newspaper published on Sundays. It is a sister paper to ''The Guardian'' and ''The Guardian Weekly'', whose parent company Guardian Media Group Limited acquired it in 1993. First published in 1791, it is the w ...
'' asked if Tolkien's Hobbits were modelled after "'little furry men' seen in Africa by natives and … at least one scientist", and also referenced an old fairy tale called ''The Hobbit'' from 1904, but Tolkien denied using these sources as inspiration, and no trace of the African Hobbits or the fairy tale collection was ever found. Tolkien replied to this letter with: :"I do not remember anything about the name and inception of the hero… I have no waking recollection of furry pigmies (in book or moonlight); nor of any Hobbit bogey in print by 1904. I suspect that the two hobbits are accidental homophones, and am content that they are not synonymous. And I protest that my hobbit did not live in Africa, and was not furry, except about the feet. Nor indeed was he a rabbit…." Tolkien also acknowledged the possible unconscious connection to others' writings, particularly those of
Sinclair Lewis Harry Sinclair Lewis (February 7, 1885 – January 10, 1951) was an American writer and playwright. In 1930, he became the first writer from the United States (and the first from the Americas) to receive the Nobel Prize in Literature, which was ...
, who wrote the novel ''
Babbitt Babbitt may refer to: Fiction * ''Babbitt'' (novel), a 1922 novel by Sinclair Lewis ** ''Babbitt'' (1924 film), a 1924 silent film based on the novel ** ''Babbitt'' (1934 film), a 1934 film based on the novel *Babbit, the family name of the titl ...
'' in 1922. In a 1966 correspondence with Professor Harry Bauer of the University of Washington, Tolkien wrote, "...I now wonder whether Sinclair Lewis's Babbitt had not some part in the invention of this name: ''hobbit''. I read all of Sinclair Lewis's works." In 1970 the Oxford Dictionary wrote to Professor Tolkien asking for the origins of the word, as they wished to include 'Hobbit' in the dictionary. Tolkien replied: : "For the moment this is held up, because I am having the matter of the etymology: 'Invented by J. R. R. Tolkien': investigated by experts. I knew that the claim was not clear, but I had not troubled to look into it, until faced by the inclusion of hobbit in the Supplement." In the event Hobbit was fully ascribed to Tolkien, as no earlier source was found. In 1971 Tolkien once again referred to his "invention": :"The Ox. E. D. has in preparation of its Second Supplement got to Hobbit, which it proposes to include together with its progeny: hobbitry, -ish, etc. I have had, therefore, to justify my claim to have invented the word. My claim rests really on my 'nude parole' or unsupported assertion that I remember the occasion of its invention (by me); and that I had not then any knowledge of Hobberdy, Hobbaty, Hobberdy Dick etc. (for 'house-sprites')†; and that my 'hobbits' were in any case of wholly dissimilar sort, a diminutive branch of the human race. :"† I have now! Probably more than most other folk; and find myself in a v. tangled wood—the clue to which is, however, the belief in incubi and 'changelings'. Alas! one conclusion is that the statement that hobgoblins were 'a larger kind' is the reverse of the original truth. (The statement occurs in the preliminary note on Runes devised for the paperback edition, but now included by A & U in all edns.)"


Possible inspirations


Hob-beings

The name ''hobbit'' for a diminutive legendary creature fits into a category of English words in ''hob-'' for such beings, based on the
Middle English Middle English (abbreviated to ME) is a form of the English language that was spoken after the Norman conquest of 1066, until the late 15th century. The English language underwent distinct variations and developments following the Old English p ...
''hobbe''. These include hob,
hobby A hobby is considered to be a regular activity that is done for enjoyment, typically during one's leisure time. Hobbies include collecting themed items and objects, engaging in creative and artistic pursuits, playing Sport, sports, or pursu ...
,
hobgoblin A hobgoblin is a household spirit, typically appearing in folklore, once considered helpful, but which since the spread of Christianity has often been considered mischievous. Shakespeare identifies the character of Puck in his ''A Midsummer Nigh ...
, Hobberdy Dick, Hobberdy, Hobbaty, hobbidy,
Hobley {{Unreferenced, date=December 2009 The surname Hobley, or derivatives of it, can be found on early census rolls in Cornwall which were taken by the early Kings of Britain to determine the rate of taxation of their subjects. Meaning A suggestion as ...
,
hobbledehoy Hobbledehoy Record Co. ( ) is an artistic-centric independent record label in Adelaide, Australia. Founded by Tom Majerczak while he was attending University in Melbourne, the label has released notable recordings by Blueline Medic, Owen, A ...
, hobble, hobi, hobyn (small horse),
hobby horse The term "hobby horse" is used, principally by folklorists, to refer to the costumed characters that feature in some traditional seasonal customs, processions and similar observances around the world. They are particularly associated with May Da ...
(perhaps from Hobin), Hobby (nickname for Robert), hobyah, Hob Lantern. This theory was reinforced when in 1977 the ''
Oxford English Dictionary The ''Oxford English Dictionary'' (''OED'') is the first and foundational historical dictionary of the English language, published by Oxford University Press (OUP). It traces the historical development of the English language, providing a com ...
'' announced that it had found the source that it supposed Tolkien to have used: J. Hardy's 1895 ''The
Denham Tracts The Denham Tracts constitute a publication of a series of pamphlets and jottings on folklore, fifty-four in all, collected between 1846 and 1859 by Michael Aislabie Denham, a Yorkshire tradesman. Most of the original tracts were published with fif ...
, Volume 2'', which stated that "The whole earth was overrun with ghosts, boggles ... hobbits, hobgoblins." The Tolkien scholar
Tom Shippey Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
writes that the list was, however, of ghostly creatures without bodies, nothing like Tolkien's solid flesh-and-blood hobbits.


Rabbit

Shippey notes a different connection, with
rabbit Rabbits, also known as bunnies or bunny rabbits, are small mammals in the family Leporidae (which also contains the hares) of the order Lagomorpha (which also contains the pikas). ''Oryctolagus cuniculus'' includes the European rabbit speci ...
, something that Tolkien "emphatically rejected", although the word appears in ''The Hobbit'' in other characters' opinions of Bilbo in several places. Bilbo compares himself to a rabbit when he is with the
eagle Eagle is the common name for many large birds of prey of the family Accipitridae. Eagles belong to several groups of genera, some of which are closely related. Most of the 68 species of eagle are from Eurasia and Africa. Outside this area, just ...
that carries him; the eagle, too, tells Bilbo not to be "frightened like a rabbit". The giant bear-man
Beorn Beorn is a fictional character created by J. R. R. Tolkien, and part of his Middle-earth legendarium. He appears in ''The Hobbit'' as a " skin-changer", a man who could assume the form of a great black bear. His descendants or kinsmen, a group ...
teases Bilbo and jokes that "little bunny is getting nice and fat again", while the dwarf Thorin shakes Bilbo "like a rabbit". Shippey writes that rabbit is not a native English species, but was deliberately introduced in the 13th century, and has become accepted as a local wild animal. Shippey compares this "situation of
anachronism An anachronism (from the Ancient Greek, Greek , 'against' and , 'time') is a chronology, chronological inconsistency in some arrangement, especially a juxtaposition of people, events, objects, language terms and customs from different time per ...
-cum-familiarity" with the lifestyle of the hobbit, giving the example of smoking "pipeweed". He argues that Tolkien did not want to write "
tobacco Tobacco is the common name of several plants in the genus '' Nicotiana'' of the family Solanaceae, and the general term for any product prepared from the cured leaves of these plants. More than 70 species of tobacco are known, but the ...
", as it did not arrive until the 16th century, so Tolkien invented a
calque In linguistics, a calque () or loan translation is a word or phrase borrowed from another language by literal word-for-word or root-for-root translation. When used as a verb, "to calque" means to borrow a word or phrase from another language wh ...
made of English words. Donald O'Brien notes, too, that
Aragorn Aragorn is a fictional character and a protagonist in J. R. R. Tolkien's ''The Lord of the Rings''. Aragorn was a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of Ar ...
's description of
Frodo Frodo Baggins is a fictional character in J. R. R. Tolkien's writings, and one of the protagonists in ''The Lord of the Rings''. Frodo is a hobbit of the Shire who inherits the One Ring from his cousin Bilbo Baggins, described familiarly a ...
's priceless ''
mithril Mithril is a fictional metal found in J. R. R. Tolkien's Middle-earth writings. It appears in many derivative fantasy works by later authors. It is described as resembling silver, but being stronger and lighter than steel. Tolkien first wrote o ...
''
mail The mail or post is a system for physically transporting postcards, letter (message), letters, and parcel (package), parcels. A postal service can be private or public, though many governments place restrictions on private systems. Since the mid ...
-shirt, "here's a pretty hobbit-skin to wrap an elven-princeling in", is a "curious echo" of the English
nursery rhyme A nursery rhyme is a traditional poem or song for children in Britain and many other countries, but usage of the term dates only from the late 18th/early 19th century. The term Mother Goose rhymes is interchangeable with nursery rhymes. From t ...
" To find a pretty rabbit-skin to wrap the baby bunting in."


Evidence of earlier use

The only source known today that makes reference to hobbits in any sort of historical context is the ''
Denham Tracts The Denham Tracts constitute a publication of a series of pamphlets and jottings on folklore, fifty-four in all, collected between 1846 and 1859 by Michael Aislabie Denham, a Yorkshire tradesman. Most of the original tracts were published with fif ...
'' by Michael Denham. More specifically, it appears in James Hardy's edition (London: Folklore Society, 1895), vol. 2, the second part of a two-volume set compiled from Denham's publications between 1846 and 1859. The text contains a long list of sprites and bogies, based on an older list, the ''
Discovery of Witchcraft ''The Discoverie of Witchcraft'' is a partially sceptical book published by the English gentleman Reginald Scot in 1584, intended as an exposé of early modern witchcraft. It contains a small section intended to show how the public was fooled by ...
'', dated 1584, with many additions and a few repetitions. The term ''hobbit'' is listed in the context of "boggleboes, bogies, redmen, portunes, grants, hobbits, hobgoblins, brown-men, cowies, dunnies". Tthe Tolkien researcher Mark T. Hooker catalogues a number of words with a silhouette similar to ''hobbit'', including: Hooker fails to find any of them "an unambiguous source for the Hobbits of Middle-earth". In the ''December 2003 Oxford English Dictionary newsletter'', the following appears:
"4. hobbit — J. R. R. Tolkien modestly claimed not to have coined this word, although the Supplement to the OED credited him with the invention of it in the absence of further evidence. It seems, however, that Tolkien was right to be cautious. It has since turned up in one of those 19th-century folklore journals, in a list of long-forgotten words for fairy-folk or little people. It seems likely that Tolkien, with his interest in folklore, read this and subconsciously registered the name, reviving it many years later in his most famous character. ditor's note: although revision of the OED's entry for hobbit will of course take this evidence for earlier use into account, it does not yet appear in the online version of the entry.
As of 8 Nov 2012 the entry "has not yet been fully updated" in OED Online version September 2012.


Proprietary status

In 1968
United Artists United Artists Corporation (UA), currently doing business as United Artists Digital Studios, is an American digital production company. Founded in 1919 by D. W. Griffith, Charlie Chaplin, Mary Pickford, and Douglas Fairbanks, the studi ...
acquired film and related merchandising rights to ''The Hobbit'' and ''The Lord of the Rings''.
Saul Zaentz Saul Zaentz (; February 28, 1921January 3, 2014) was an American film producer and record company executive. He won the Academy Award for Best Picture three times and, in 1996, was awarded the Irving G. Thalberg Memorial Award. Zaentz's film p ...
bought the merchandising rights in 1976, vested in the Saul Zaentz Company (SZC;
trade name A trade name, trading name, or business name, is a pseudonym used by companies that do not operate under their registered company name. The term for this type of alternative name is a "fictitious" business name. Registering the fictitious name w ...
"
Middle-earth Enterprises Middle-earth Enterprises, formerly known as Tolkien Enterprises, is a subdivision of the Embracer Freemode division of Embracer Group and formerly a trade name for a division of The Saul Zaentz Company. The subdivision owns the worldwide exclusiv ...
", formerly "Tolkien Enterprises"). SZC registered
trademark A trademark (also written trade mark or trade-mark) is a type of intellectual property consisting of a recognizable sign, design, or expression that identifies products or services from a particular source and distinguishes them from others ...
s in various product categories for names related to elements of the novels. The 1970s
role-playing game A role-playing game (sometimes spelled roleplaying game, RPG) is a game in which players assume the roles of player character, characters in a fictional Setting (narrative), setting. Players take responsibility for acting out these roles within ...
''
Dungeons & Dragons ''Dungeons & Dragons'' (commonly abbreviated as ''D&D'' or ''DnD'') is a fantasy tabletop role-playing game (RPG) originally designed by Gary Gygax and Dave Arneson. The game was first published in 1974 by TSR (company)#Tactical Studies Rules ...
'' has humanoid races approximating Tolkien's. The halfling race was called "hobbit" until changed after a 1977 lawsuit by Tolkien Enterprises in the run-up to the release of the animated film ''
The Lord of the Rings ''The Lord of the Rings'' is an epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 children's boo ...
''.; ; For the same reason, Dungeons & Dragons "
ent Ents are a species of beings in J. R. R. Tolkien's fantasy world Middle-earth who closely resemble trees; their leader is Treebeard of Fangorn forest. Their name is derived from an Old English word for giant. The Ents appear in ''The Lord of ...
s" were renamed
treant Ents are a species of beings in J. R. R. Tolkien's fantasy world Middle-earth who closely resemble trees; their leader is Treebeard of Fangorn forest. Their name is derived from an Old English word for giant. The Ents appear in ''The Lord of ...
s; on the other hand
elf An elf () is a type of humanoid supernatural being in Germanic mythology and folklore. Elves appear especially in North Germanic mythology. They are subsequently mentioned in Snorri Sturluson's Icelandic Prose Edda. He distinguishes "ligh ...
, orc, and
dwarf Dwarf or dwarves may refer to: Common uses *Dwarf (folklore), a being from Germanic mythology and folklore * Dwarf, a person or animal with dwarfism Arts, entertainment, and media Fictional entities * Dwarf (''Dungeons & Dragons''), a humanoid ...
races were not renamed. Although the word ''
halfling Halflings are a fictional race found in some fantasy novels and games. They are often depicted as similar to humans except about half as tall, and are not quite as stocky as the similarly-sized dwarves. Similar to the depiction of hobbits in the ...
'' is used in ''The Lord of the Rings'' as an
exonym An endonym (from Greek: , 'inner' + , 'name'; also known as autonym) is a common, ''native'' name for a geographical place, group of people, individual person, language or dialect, meaning that it is used inside that particular place, group, ...
of ''hobbit'', it is not proprietary to Tolkien and an earlier published citation in the ''OED'' is from ''
The Sword of Rhiannon ''The Sword of Rhiannon'' is a science fantasy novel by American writer Leigh Brackett, set in her usual venue of Mars. A 1942 Brackett story, "The Sorcerer of Rhiannon", also uses the name; however, it is the name of a place rather than a charac ...
''. Later fantasy works also used ''halfling'' in a similar sense. In 2008 SZC won a
World Intellectual Property Organization The World Intellectual Property Organization (WIPO; french: link=no, Organisation mondiale de la propriété intellectuelle (OMPI)) is one of the list of specialized agencies of the United Nations, 15 specialized agencies of the United Nation ...
case against a
cybersquatter Cybersquatting (also known as domain squatting) is the practice of registering, trafficking in, or using an Internet domain name, with a bad faith intent to profit from the goodwill of a trademark belonging to someone else. The term is derived f ...
for control of the
domain name A domain name is a string that identifies a realm of administrative autonomy, authority or control within the Internet. Domain names are often used to identify services provided through the Internet, such as websites, email services and more. As ...
and typosquat . In 2012
Warner Bros. Warner Bros. Entertainment Inc. (commonly known as Warner Bros. or abbreviated as WB) is an American film and entertainment studio headquartered at the Warner Bros. Studios complex in Burbank, California, and a subsidiary of Warner Bros. D ...
released '' The Hobbit: An Unexpected Journey'' in association with SZC. To coincide with the release, a New Zealand scientist planned a public lecture on ''
Homo floresiensis ''Homo floresiensis'' also known as "Flores Man"; nicknamed "Hobbit") is an extinct species of small archaic human that inhabited the island of Flores, Indonesia, until the arrival of modern humans about 50,000 years ago. The remains of an i ...
'', an extinct human-like species discovered in 2003 and unofficially nicknamed "the hobbit" after its 2004 publication, because of its small stature. SZC refused permission to use the word "hobbit" in publicising the lecture. The same year,
The Asylum The Asylum is an American independent film company and distributor that focuses on producing low-budget, direct-to-video films. It is notorious for producing titles that capitalize on productions by major studios, often using film titles and sc ...
tried to release a
mockbuster A mockbuster (also known as knockbuster or a drafting opportunity) is a film created to exploit the publicity of another major motion picture with a similar title or subject. Mockbusters are often made with a low budget and quick production to max ...
film with the title ''Age of the Hobbits''. SZC and Warner sued, alleging Asylum's title was confusingly similar and violated its trademarks on the word "hobbit". Asylum claimed that its film was about ''Homo floresiensis'', "uniformly referred to as 'Hobbits' in the scientific community", and also cited the word ''hobbits appearance in the ''
Denham Tracts The Denham Tracts constitute a publication of a series of pamphlets and jottings on folklore, fifty-four in all, collected between 1846 and 1859 by Michael Aislabie Denham, a Yorkshire tradesman. Most of the original tracts were published with fif ...
''. The U.S. District Court said Asylum's evidence did not invalidate the trademark's distinctiveness and granted an injunction; Asylum's film was eventually released as ''
Clash of the Empires ''Clash of the Empires'' (also known as ''Lord of the Elves'') is an American fantasy/ adventure film produced by The Asylum and directed by Joseph Lawson. It stars Christopher Judge, Bai Ling and Sun Korng. It was originally titled ''Age of th ...
''. Businesses to which SZC has sent
cease-and-desist A cease and desist letter is a document sent to an individual or business to stop alleged illegal activity. The phrase "cease and desist" is a legal doublet, made up of two near-synonyms. The letter may warn that, if the recipient does not disc ...
letters include the Hobbit Grille restaurant in Bonita Springs, Florida in 2007; The Hungry Hobbit café in Birmingham in 2011; a Scottish manufacturer of cylindrical timber lodges called "hobbit houses" in 2011; The Hobbit pub in Southampton in 2012; and an English wine importer called Giraffe and Hobbit in 2016. SZC offered a cheap copyright licence to the pub in response to online criticism of perceived excessive litigiousness. Hobbit Travel of Minnesota won a 2008 case against SZC on the ground of laches (unreasonable delay) as it had used the word "hobbit" in its name since 1976.;


See also

* ''
Guide to the Names in The Lord of the Rings Translations of J. R. R. Tolkien's ''The Lord of the Rings'' have been made, with varying degrees of success, into dozens of languages from the original English. Tolkien, an expert in Germanic philology, scrutinized those that were under preparat ...
'' * Hobbit (unit), a unit of weight or volume formerly used in Wales


References


Sources

*


Further reading

* * * *


External links

{{Hobbit Etymologies The Hobbit English words