Anthony D. Smith
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Anthony David Stephen Smith (23 September 1939 – 19 July 2016) was a British historical sociologist who, at the time of his death, was
Professor Emeritus ''Emeritus'' (; female: ''emerita'') is an adjective used to designate a retired chair, professor, pastor, bishop, pope, director, president, prime minister, rabbi, emperor, or other person who has been "permitted to retain as an honorary title ...
of Nationalism and Ethnicity at the
London School of Economics The London School of Economics and Political Science (LSE) is a public university, public research university located in London, England and a constituent college of the federal University of London. Founded in 1895 by Fabian Society members Sidn ...
. He is considered one of the founders of the
interdisciplinary field Interdisciplinarity or interdisciplinary studies involves the combination of multiple academic disciplines into one activity (e.g., a research project). It draws knowledge from several other fields like sociology, anthropology, psychology, ec ...
of
nationalism studies Nationalism studies is an interdisciplinary academic field devoted to the study of nationalism and related issues. While nationalism has been the subject of scholarly discussion since at least the late eighteenth century, it is only since the e ...
. Smith took his first degree in classics and philosophy at
Oxford University Oxford () is a city in England. It is the county town and only city of Oxfordshire. In 2020, its population was estimated at 151,584. It is north-west of London, south-east of Birmingham and north-east of Bristol. The city is home to th ...
and his master's degree and doctorate in
sociology Sociology is a social science that focuses on society, human social behavior, patterns of social relationships, social interaction, and aspects of culture associated with everyday life. It uses various methods of empirical investigation an ...
at the London School of Economics. He was the first president of the
Association for the Study of Ethnicity and Nationalism The Association for the Study of Ethnicity and Nationalism (ASEN) is an international, interdisciplinary association for academics, researchers, students, journalists and others directly concerned with advancing the study of ethnicity and nation ...
.


Work

Smith's best-known contributions to the field are the distinction between 'civic' and 'ethnic' types of
nation A nation is a community of people formed on the basis of a combination of shared features such as language, history, ethnicity, culture and/or society. A nation is thus the collective Identity (social science), identity of a group of people unde ...
s and
nationalism Nationalism is an idea and movement that holds that the nation should be congruent with the state. As a movement, nationalism tends to promote the interests of a particular nation (as in a group of people), Smith, Anthony. ''Nationalism: The ...
, and the idea that all nations have dominant 'ethnic cores'. While Smith agrees with other authors that ''nationalism'' is a
modern Modern may refer to: History * Modern history ** Early Modern period ** Late Modern period *** 18th century *** 19th century *** 20th century ** Contemporary history * Moderns, a faction of Freemasonry that existed in the 18th century Phil ...
phenomenon, he insists that ''nations'' have premodern origins. He is a former student of the philosopher and anthropologist
Ernest Gellner Ernest André Gellner FRAI (9 December 1925 – 5 November 1995) was a British- Czech philosopher and social anthropologist described by ''The Daily Telegraph'', when he died, as one of the world's most vigorous intellectuals, and by ''The ...
, but he did not share his view of nationalism in the long run. He created an approach of nationalism he called
ethnosymbolism Ethnosymbolism is a school of thought in the study of nationalism that stresses the importance of symbols, myths, values and traditions in the formation and persistence of the modern nation state. As a critique of modernist theories of nation ...
. The Warwick Debate of October 24, 1995, held at
Warwick University , mottoeng = Mind moves matter , established = , type = Public research university , endowment = £7.0 million (2021) , budget = £698.2 million (2020â ...
, exemplified the positions of Smith and Gellner, and clarified the definitions they used.


Nationalism

Smith argues that nationalism draws on the pre-existing history of the "group", an attempt to fashion this history into a sense of common identity and shared history. That is not to say that this history should be academically valid or cogent, but Smith asserts that many nationalisms are based on historically flawed interpretations of past events and tend to mythologise small, inaccurate parts of their history. Moreover, Smith reasons that nationalistic interpretations of the past are frequently fabricated to justify modern political and ethnic positions. Nationalism, according to Smith, does not require that members of a "nation" should all be alike, but only that they should feel an intense bond of solidarity to the nation and other members of their nation. A sense of nationalism can inhabit and be produced from whatever
dominant ideology In Marxist philosophy, the term dominant ideology denotes the attitudes, beliefs, values, and morals shared by the majority of the people in a given society. As a mechanism of social control, the dominant ideology frames how the majority of the ...
exists in a given locale. Nationalism builds on pre-existing kinship, religious, and belief systems. Smith describes the
ethnic groups An ethnic group or an ethnicity is a grouping of people who identify with each other on the basis of shared attributes that distinguish them from other groups. Those attributes can include common sets of traditions, ancestry, language, history, ...
that form the background of modern nations as "ethnie".


Nations and nation-states

When speaking of
nation-states A nation state is a political unit where the state and nation are congruent. It is a more precise concept than "country", since a country does not need to have a predominant ethnic group. A nation, in the sense of a common ethnicity, may i ...
Smith notes, "We may term a state a ‘nation-state’ only if and when a single ethnic and cultural population inhabits the boundaries of a state, and the boundaries of that state are coextensive with the boundaries of that ethnic and cultural population". Smith defines nationalism as "an ideological movement for attaining and maintaining autonomy, unity and identity on behalf of a population deemed by some of its members to constitute an actual or potential 'nation'". A nation, meanwhile, is "a named population sharing a historic territory, common myths and historical memories, a mass public culture, a common economy and common legal rights and duties for its members". Ethnies are, in turn, defined as "named units of population with common ancestry myths and historical memories, elements of shared culture, some link with a historic territory and some measure of solidarity, at least among their elites". The boundaries of an ethnie can be quite recognisable even when not all of its characteristics appear at the same time. It is, in other words, not a question of a smallest common denominator. Smith states that even when nations are the product of modernity, it is possible to find ethnic elements that survive in modern nations. Ethnic groups are different from nations. Nations are the result of a triple revolution that begins with the development of capitalism and leads to a bureaucratic and cultural centralisation along with a loss of power by the Church. Smith, however, maintains that there are also many cases of ancient nations and so cannot be considered a modernist. He is often regarded as the 'founding father' of ethno-symbolism. Smith's ethno-symbolist approach has been critically examined by several modernist scholars.


Academic freedom

In 1987 Parliament proposed to subject the hitherto semi-autonomous British universities to much tighter state control. Concerned at the threat which this posed to individual
academic freedom Academic freedom is a moral and legal concept expressing the conviction that the freedom of inquiry by faculty members is essential to the mission of the academy as well as the principles of academia, and that scholars should have freedom to teac ...
and to the independence of research and publication, Smith founded the
Council for Academic Autonomy A council is a group of people who come together to consult, deliberate, or make decisions. A council may function as a legislature, especially at a town, city or county/ shire level, but most legislative bodies at the state/provincial or nati ...
, and continued as its long-term Secretary. This scored an early success, arising from its petition to Parliament and its lobbying and representation in the
House of Lords The House of Lords, also known as the House of Peers, is the upper house of the Parliament of the United Kingdom. Membership is by appointment, heredity or official function. Like the House of Commons, it meets in the Palace of Westminste ...
, in an amendment to the Education Reform Act 1988 guaranteeing freedom of expression and publication to academic staff in the older universities. The Council continued its interactions with Government and its organisation of symposia on academic independence into the early years of the millennium.GR Evans and DE Packham 2003, Ethical Issues at the University-Industry Interface: a Way Forward? Science and Engineering Ethics, 9 (1). pp. 3-16 See also
Fergus Millar Sir Fergus Graham Burtholme Millar, (; 5 July 1935 – 15 July 2019) was a British ancient historian and academic. He was Camden Professor of Ancient History at the University of Oxford between 1984 and 2002. He numbers among the most influ ...
and
Conrad Russell, 5th Earl Russell Conrad Sebastian Robert Russell, 5th Earl Russell, (15 April 1937 – 14 October 2004), was a British historian and politician. His parents were the philosopher and mathematician Bertrand Russell and his third wife Patricia Russell. He was al ...
.


Selected publications


References


Further reading

* * * *Maxwell, A. (2020). Primordialism for Scholars Who Ought to Know Better: Anthony D. Smith's Critique of Modernization Theory. ''Nationalities Papers,'' ''48''(5), 826–842. doi:10.1017/nps.2019.93 {{DEFAULTSORT:Smith, Anthony D. 1939 births 2016 deaths Alumni of the London School of Economics Alumni of Wadham College, Oxford Scholars of nationalism British sociologists Academics of the London School of Economics