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Metafiction is a form of
fiction Fiction is any creative work A creative work is a manifestation of creativity, creative effort including Work of art, fine artwork (sculpture, paintings, drawing, Sketch (drawing), sketching, performance art), dance, writing (literature), filmm ...

fiction
which emphasises its own constructedness in a way that continually reminds the audience to be aware they are reading or viewing a fictional work. Metafiction is self-conscious about language, literary form, and story-telling, and works of metafiction directly or indirectly draw attention to their status as artifacts. Metafiction is frequently used as a form of parody or a tool to undermine literary conventions and explore the relationship between literature and reality, life, and art. Although metafiction is most commonly associated with
postmodern literature Postmodern literature is a form of literature that is characterized by the use of metafiction, unreliable narrator, unreliable narration, self-reflexivity, intertextuality, and which often thematizes both historical and political issues. This sty ...
that developed in the mid-20th century, its use can be traced back to much earlier works of fiction, such as ''
The Canterbury Tales ''The Canterbury Tales'' ( enm, Tales of Caunterbury) is a collection of 24 stories that runs to over 17,000 lines written in Middle English by Geoffrey Chaucer between 1387 and 1400. It is near-unanimously seen as Chaucer's ''Masterpiece, mag ...

The Canterbury Tales
'' (
Geoffrey Chaucer Geoffrey Chaucer (; – 25 October 1400) was an English poet and author. Widely considered the greatest English poet of the Middle Ages In the history of Europe The history of Europe concerns itself with the discovery and coll ...

Geoffrey Chaucer
, 1387), ''
Don Quixote (, ;Oxford English Dictionary,Don Quixote , ) is a Spanish Spanish may refer to: * Items from or related to Spain: **Spaniards, a nation and ethnic group indigenous to Spain **Spanish language **Spanish cuisine Other places * Spanish, Ont ...

Don Quixote
'' (
Miguel de Cervantes Miguel de Cervantes Saavedra (; 29 September 1547 (assumed)22 April 1616 NS) was a Spanish writer widely regarded as the greatest writer in the Spanish language and one of the world's pre-eminent novelists. He is best known for his novel ''D ...

Miguel de Cervantes
, 1605), ''
The Life and Opinions of Tristram Shandy, Gentleman ''The Life and Opinions of Tristram Shandy, Gentleman'', also known as ''Tristram Shandy'', is a novel by Laurence Sterne Laurence Sterne (24 November 171318 March 1768) was an Anglo-Irish novelist and an Anglican cleric. He wrote the novels ...
'' (
Laurence Sterne Laurence Sterne (24 November 1713 – 18 March 1768), an Anglo-Irish novelist and Anglican cleric, wrote the novels ''The Life and Opinions of Tristram Shandy, Gentleman'' and ''A Sentimental Journey Through France and Italy'', published Sermons ...

Laurence Sterne
, 1759), '' Vanity Fair'' (
William Makepeace Thackeray William Makepeace Thackeray (; 18 July 1811 – 24 December 1863) was a British novelist, author and illustrator. He is known for his Satire, satirical works, particularly his 1848 novel ''Vanity Fair (novel), Vanity Fair'', a panoramic portra ...

William Makepeace Thackeray
, 1847), as well as more recent works such as ''
House of Leaves ''House of Leaves'' is the debut novel A debut novel is the first novel a novelist publishes. Debut novels are often the author's first opportunity to make an impact on the publishing industry, and thus the success or failure of a debut novel ...
'' ( Mark Z. Danielewski, 2000). Metafiction became particularly prominent in the 1960s, with works such as ''
Lost in the Funhouse ''Lost in the Funhouse'' (1968) is a short story collection by American author John Barth John Simmons Barth (; born May 27, 1930) is an American writer who is best known for his postmodernist Postmodernism is a broad movement that develo ...
'' by
John Barth John Simmons Barth (; born May 27, 1930) is an American writer who is best known for his postmodernist Postmodernism is a broad movement that developed in the mid- to late 20th century across philosophy Philosophy (from , ) is th ...
, "The Babysitter" and "The Magic Poker" by
Robert Coover Robert Lowell Coover (born February 4, 1932) is an American novelist, short story writer, and T.B. Stowell Professor Emeritus in Literary Arts at Brown University Brown University is a private Private or privates may refer to: Music * "In ...

Robert Coover
, ''
Slaughterhouse-Five ''Slaughterhouse-Five, or, The Children's Crusade: A Duty-Dance with Death'' is a science fiction Science fiction (sometimes shortened to sci-fi or SF) is a genre of speculative fiction which typically deals with imagination, imaginative ...
'' by
Kurt Vonnegut Kurt Vonnegut Jr. (; November 11, 1922 – April 11, 2007) was an American writer. In a career spanning over 50 years, he published 14 novels, three short story collections, five plays, and five nonfiction works, with further collections being ...

Kurt Vonnegut
,Jensen, Mikkel (2016)
Janus-Headed Postmodernism: The Opening Lines of ''Slaughterhouse-Five''
in ''
The Explicator ''The Explicator'' is a quarterly journal of literary criticism. Current owner Routledge acquired the journal from Heldref Publications in 2009. It mainly publishes short papers on poetry and prose. It is indexed in the Arts & Humanities Citation ...
'', 74:1, 8-11.
''
The French Lieutenant's Woman ''The French Lieutenant's Woman'' is a 1969 Postmodern literature, postmodern historical fiction novel by John Fowles. It was his third published novel, after ''The Collector'' (1963) and ''The Magus (novel), The Magus'' (1965). The novel expl ...
'' by
John Fowles John Robert Fowles (; 31 March 1926 – 5 November 2005) was an English novelist of international renown, critically positioned between modernism Modernism is both a philosophical movement A philosophical movement refers to the phenomenon ...
, ''
The Crying of Lot 49 ''The Crying of Lot 49'' is a novel written by American author Thomas Pynchon and published in 1966. The shortest of Pynchon's novels, the plot follows Oedipa Maas, a young Californian woman, who begins to embrace a conspiracy theory as she possib ...
'' by
Thomas Pynchon Thomas Ruggles Pynchon Jr. ( , ; born May 8, 1937) is an American novelist. A MacArthur Fellow The MacArthur Fellows Program, also known as the MacArthur Fellowship and commonly but unofficially known as the "Genius Grant", is a prize awarded ...
, and ''Willie Master's Lonesome Wife'' by William H. Gass. Since the 1980s, contemporary Latino literature has an abundance of self-reflexive, metafictional works, including novels and short stories by
Junot Díaz Junot Díaz (born December 31, 1968) is a Dominican-American writer, creative writing professor at the Massachusetts Institute of Technology (MIT), and was fiction editor at ''Boston Review''. He also serves on the board of advisers for Freedom ...

Junot Díaz
(''
The Brief Wondrous Life of Oscar Wao ''The Brief Wondrous Life of Oscar Wao'' is a novel written by Dominican American Dominican Americans ( es, domínico-americanos, ) are Americans Americans are the citizens Citizenship is a relationship between an individual an ...
''),
Sandra Cisneros Sandra Cisneros (born December 20, 1954) is an American writer. She is best known for her first novel, ''The House on Mango Street'' (1983), and her subsequent short story collection ''Woman Hollering Creek and Other Stories'' (1991). Her work exp ...
(''
Caramelo ''Caramelo'' is a 2002 epic novel spanning a hundred years of Mexican History by American author Sandra Cisneros. It was inspired by her Mexican people, Mexican heritage and childhood in the barrio of Chicago, Illinois. The main character, Lala, ...

Caramelo
''), Salvador Plascencia (''The People of Paper''), Carmen Maria Machado (''Her Body and Other Parties, Her Body''), Rita Indiana (''Tentacle''), and Valeria Luiselli (''Lost Children Archive'').


History of the term

The term 'metafiction' was coined in 1970 by William H. Gass in his book ''Fiction and the Figures of Life''. Gass describes the increasing use of metafiction at the time as a result of authors developing a better understanding of the medium. This new understanding of the medium led to a major change in the approach toward fiction. Theoretical issues became more prominent aspects, resulting in an increased self-reflexivity and formal uncertainty. Robert Scholes expands upon Gass' theory and identifies four forms of criticism on fiction, which he refers to as formal, behavioural, structural, and philosophical criticism. Metafiction assimilates these perspectives into the fictional process, putting emphasis on one or more of these aspects. These developments were part of a larger movement (arguably a 'metareferential turn') which, approximately from the 1960s onwards, was the consequence of an increasing social and cultural self-consciousness, stemming from, as Patricia Waugh puts it, "a more general cultural interest in the problem of how human beings reflect, construct and mediate their experience in the world." Due to this development, an increasing number of novelists rejected the notion of rendering the world through fiction. The new principle became to create through the medium of language a world that does not reflect the real world. Language was considered an "independent, self-contained system which generates its own 'meanings.'" and a means of mediating knowledge of the world. Thus, literary fiction, which constructs worlds through language, became a model for the construction of 'reality' rather than a reflection of it. Reality itself became regarded as a construct instead of an objective truth. Through its formal self-exploration, metafiction thus became the device that explores the question of how human beings construct their experience of the world. Robert Scholes identifies the time around 1970 as the peak of experimental fiction (of which metafiction is an instrumental part) and names a lack of commercial and critical success as reasons for its subsequent decline. The development toward metafictional writing in postmodernism generated mixed responses. Some critics argued that it signified the decadence of the novel and an exhaustion of the artistic capabilities of the medium, with some going as far as to call it the 'death of the novel'. Others see the self-consciousness of fictional writing as a way to gain deeper understanding of the medium and a path that leads to innovation that resulted in the emergence of new forms of literature, such as the Historiographic metafiction, historiographic novel by Linda Hutcheon. Video games also started to draw on concepts of metafiction particularly with the rise of indie game, independent video games in the 2010s. Games like ''The Magic Circle (video game), The Magic Circle'', ''The Beginner's Guide'', ''Undertale'', and ''Pony Island'' use various techniques as to have the player question the bounds between the fiction of the video game and the reality of them playing the game.


Forms

According to Werner Wolf, metafiction can be differentiated into four pairs of forms that can be combined with each other.


Explicit/implicit metafiction

Explicit metafiction is identifiable through its use of clear metafictional elements on the surface of a text. It comments on its own artificiality and is quotable. Explicit metafiction is described as a mode of telling. An example would be a narrator explaining the process of creating the story they are telling. Rather than commenting on the text, implicit metafiction foregrounds the medium or its status as an artefact through various, for example disruptive, techniques such as metalepsis. It relies more than other forms of metafiction on the reader's ability to recognize these devices in order to evoke a metafictional reading. Implicit metafiction is described as a mode of showing.


Direct/indirect metafiction

Direct metafiction establishes a reference within the text one is just reading. In contrast to this, indirect metafiction consists in metareferences external to this text, such as reflections on other specific literary works or genres (as in parodies) and general discussions of aesthetic issue. Since there is always a relationship between the text in which indirect metafiction occurs and the referenced external texts or issues, indirect metafiction always impacts the text one is reading, albeit in an indirect way.


Critical/non-critical metafiction

Critical metafiction aims to find the artificiality or fictionality of a text in some critical way, which is frequently done in Postmodernism, postmodernist fiction. Non-critical metafiction does not criticize or undermine the artificiality or fictionality of a text and can, for example, be used to "suggest that the story one is reading is authentic".


Generally media-centred/truth- or fiction-centred metafiction

While all metafiction somehow deals with the medial quality of fiction or narrative and is thus generally media-centred, in some cases there is an additional focus on the truthfulness or inventedness (fictionality) of a text, which merits mention as a specific form. The suggestion of a story being authentic (a device frequently used in Literary realism, realistic fiction) would be an example of (non-critical) truth-centred metafiction.


Examples


Laurence Sterne, ''The Life and Opinions of Tristram Shandy, Gentleman''

In this scene The Life and Opinions of Tristram Shandy, Gentleman, Tristram Shandy, the eponymous character and narrator of the novel, foregrounds the process of creating literature as he interrupts his previous thought and begins to talk about the beginnings of books. The scene evokes an explicitly metafictional response to the problem (and by addressing a problem of the novel one is just reading but also a general problem the excerpt is thus an example of both direct and indirect metafiction, which may additionally be classified as generally media-centred, non-critical metafiction). Through the lack of context to this sudden change of topic (writing a book is not a plot point, nor does this scene take place at the beginning of the novel, where such a scene might be more willingly accepted by the reader) the metafictional reflection is foregrounded. Additionally, the narrator addresses readers directly, thereby confronting readers with the fact that they are reading a constructed text.


David Lodge, ''The British Museum is Falling Down''

This scene from ''The British Museum Is Falling Down, The British Museum is Falling Down'' (1965) features several instances of metafiction. First, the speaker, Adam Appleby (the protagonist of the novel) discusses the change the rise of the novel brought upon the literary landscape, specifically with regards to thematic changes that occurred. Second, he talks about the Mimesis, mimetic aspect of Literary realism, realist novels. Third, he alludes to the notion that the capabilities of literature have been exhausted, and thus to the idea of the death of the novel (all of this is explicit, critical indirect metafiction). Fourth, he covertly foregrounds that fact that the characters in the novel are fictional characters, rather than masking this aspect, as would be the case in non-metafictional writing. Therefore, this scene features metafictional elements with reference to the medium (the novel), the form of art (literature), a genre (realism), and arguably also lays bare the fictionality of the characters and thus of the novel itself (which could be classified as critical, direct, fiction-centred metafiction).


Jasper Fforde, ''The Eyre Affair''

''The Eyre Affair'' (2001) is set in an alternative history in which it is possible to enter the world of a work of literature through the use of a machine. In the novel, literary detective Thursday Next chases a criminal through the world of Charlotte Brontë's ''Jane Eyre''. This paradoxical transgression of narrative boundaries is called metalepsis, an implicitly metafictional device when used in literature. Metalepsis has a high inherent potential to disrupt aesthetic illusion and confronts the reader with the fictionality of the text. However, as metalepsis is used as a plot device that has been introduced as part of the world of ''The Eyre Affair'' it can, in this instance, have the opposite effect and is compatible with immersion. It can thus be seen as an example of metafiction that does not (necessarily) break aesthetic illusion.


See also

* List of metafictional works *Fourth wall


References


Further reading

* Currie, Mark (ed.). ''Metafiction'', Longman, 1995. *Dean, Andrew. ''Metafiction and the Postwar Novel: Foes, Ghosts, and Faces in the Water'', Oxford University Press, 2021. *Gass, William H., ''Fiction and the Figures of Life'', Alfred A. Knopf, 1970 * Heginbotham, Thomas "The Art of Artifice: Barth, Barthelme and the metafictional tradition" (2009
PDF
* Linda Hutcheon, Hutcheon, Linda, ''Narcissistic Narrative. The Metafictional Paradox'', Routledge 1984, {{ISBN, 0-415-06567-4. *Hutcheon, Linda. ''A Poetics of Postmodernism: History, Theory, Fiction'', Routledge, 1988, ISBN 0-415-00705-4. * Levinson, Julie, "Adaptation, Metafiction, Self-Creation," ''Genre: Forms of Discourse and Culture''. Spring 2007, vol. 40: 1. *Scholes, Robert, ''Fabulation and Metafiction,'' University of Illinois Press 1979. *Waugh, Patricia, ''Metafiction – The Theory and Practice of Self-Conscious Fiction,'' Routledge 1984. *Werner Wolf, ed., in collaboration with Katharina Bantleon, and Jeff Thoss. ''Metareference across Media: Theory and Case Studies. Studies in Intermediality 4,'' Rodopi 2009. *Werner Wolf, ed., in collaboration with Katharina Bantleon and Jeff Thoss. ''The Metareferential Turn in Contemporary Arts and Media: Forms, Functions, Attempts at Explanation. Studies in Intermediality 5,'' Rodopi 2011. Metafiction, Concepts in aesthetics Concepts in epistemology Literary concepts Literature about literature Metafictional techniques Narratology Philosophical theories