tritone substitution

The tritone substitution is a common chord substitution found in both jazz and classical music. Where jazz is concerned, it was the precursor to more complex substitution patterns like Coltrane changes. Tritone substitutions are sometimes used in improvisation—often to create tension during a solo. Though examples of the tritone substitution, known in the classical world as an augmented sixth chord, can be found extensively in classical music since the Renaissance period, they were not heard outside of classical music until they were brought into jazz by musicians such as Dizzy Gillespie and Charlie Parker in the 1940s, as well as Duke Ellington, Art Tatum, Coleman Hawkins, Roy Eldridge and Benny Goodman.

The tritone substitution can be performed by exchanging a dominant seventh chord for another dominant seventh chord which is a tritone away from it. For example, in the key of C major one can use D⁷ instead of G⁷ (D is a tritone away from G, and G is the dominant of C).

Summary

In tonal music, a conventional perfect cadence consists of a dominant seventh chord followed by a tonic chord. For example, in the key of C major, the chord of G⁷ is followed by a chord of C. In order to execute a tritone substitution, a common variant of this progression, one would replace the dominant seventh chord with a dominant chord that has its root a tritone away from the original:

Franz Schubert's String Quintet in C major concludes with a dramatic final cadence that uses the third of the above progressions. The conventional G⁷ chord is replaced in bars 3 and 4 of the following example with a D⁷ chord, with a diminished fifth (G as the enharmonic equivalent of A); a chord otherwise known as a ' French sixth':

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Christopher Gibbs (2000, p. 105) says of this ending: "within the last movement of the quintet, darker forces continue to lurk: the piece ends with a manic coda building to a dissonant fortissimo chord with a D-flat trill in both cellos, and then a final tonic inflected by a D-flat appoggiatura... The effect is overwhelmingly powerful."

The closing bars of the first movement of Schubert's Piano Sonata in A major, D959 use both a conventional perfect cadence and a cadence featuring a tritone substitution, this time in the form of an ' Italian Sixth.' Bars 345-9 end with a regular cadence in A major. Instead of repeating this pattern to conclude the movement, the bars that follow replace the E7 chord with a B⁷.

There are similarities here with the ambivalent ending of Richard Strauss's tone poem '' Also sprach Zarathustra ''. Here, according to Richard Taruskin, "Strauss contrived an ending that seemed to die away on an oscillation between tonics on B and C, with C … getting the last word. Had B been given the last word, or were the extreme registers reversed, the ploy would not have worked. It would have been obvious that the C (though placed many octaves lower than its rival, in a register the ear is used to associating with the fundamental bass) was, in functional terms, making a descent to the tonic B as part of a "French sixth" chord... Rather than an ending in two keys, we are dealing with a registrally distorted, interrupted, yet functionally viable cadence on B."

Analysis

Jazz / Pop

A tritone substitution is the substitution of one dominant seventh chord (possibly altered or extended) with another that is three whole steps (a tritone) from the original chord. In other words, tritone substitution involves replacing V⁷ with II⁷ (which could also be called V⁷/V, subV⁷, or V⁷/V). For example, D⁷ is the tritone substitution for G⁷.

In standard jazz harmony, tritone substitution works because the two chords share two pitches that themselves are a tritone apart: namely, the third and the seventh of the chord, albeit reversed. In a G⁷ chord, the third is B and the seventh is F; in its tritone substitution, D⁷, the third is F and the seventh is C (enharmonically B).

Edward Sarath calls tritone substitutions a "non-diatonic practice that is indirectly related to applied chord functions... yield ngan alternative melodic pathway in the bass to the tonic triad."Sarath, Edward (2009). ''Music Theory Through Improvisation: A New Approach to Musicianship Training'', p.177. . Patricia Julien says it involves replacing "harmonic root movement of a fifth with stepwise root movements (e.g., G⁷–C becomes D⁷–C) so that although stepwise root movement is involved, the relationship between the chords is functional".

The original dominant pitch (the sharp fourth, also called sharp eleventh or flat fifth, relative to the original root) is often added to the tritone substitute dominant, due to that note's importance melodically and tonally – this is one of the ways in which substitute dominants may sound and function somewhat differently than conventional dominant chords.Ligon, Bert (2001). ''Jazz Theory Resources'', p.128. . (However, sharp elevenths can also occur on non-substituted dominant chords in jazz.) The substitute dominant may be used as a pivot chord in modulation. Since it is the dominant chord a tritone away, the substitute dominant may resolve down a fifth, to a tonic chord a tritone away from the previous tonic (for example, in F one may feature a ii–V on C, which with a substitute dominant resolves to G, a distant key from F). Resolution from the substituted chord to the original tonic is also common.

Tritone substitutions are also closely related to the altered chord used commonly in jazz. Jerry Coker explains:

The alt chord is a heavily altered dominant seventh chord, built on the alt scale, a scale where every scale degree except the root is flattened compared to the major scale. For example, C^7alt is built from the scale C, D, E, F, G, A, B. Enharmonically, this is almost the same as the scale for G⁷, which is the tritone substitute of C⁷: G, A, B, C, D, E, F. The only difference is C, which is the sharp eleventh of the G⁷ chord. Thus, the alt chord is equivalent to the tritone substitution with a sharp–eleventh alteration.

The tritone substitution primarily implies a Lydian dominant scale or Lydian minor scale. In the case of D⁷ to C^maj7, the implied scale behind D⁷ would be D, E, F, G, A, B, C/D, E, F, G, A, B, C. Because of this, the extensions of 9, 11 and 13/13 are all available, while the 11 is where it shares with the altered scale.

Classical

Classical harmonic theory would notate the substitution as an augmented sixth chord on II (the augmented sixth being enharmonic to the dominant/minor seventh). The augmented sixth chord can either be the Italian sixth It⁺⁶, which is enharmonically equivalent to a dominant seventh chord ''without'' the fifth; the German sixth Gr⁺⁶, which is enharmonically equivalent to a dominant seventh chord ''with'' the fifth; or the French sixth Fr⁺⁶, which is enharmonically equivalent to the Lydian dominant ''without'' the fifth but with a sharp eleven, all of which serve in a classical context as predominant chords, functioning similarly to a ii chord in a ii - V - I chord sequence. This can also be seen as a substitute for the secondary dominant of V.Stein, Deborah (2005). ''Engaging Music: Essays in Music Analysis''. New York: Oxford University Press. .

Below is the original dominant-tonic progression, the same progression with the tritone substitution, and the same progression with the substitution notated as an Italian augmented sixth chord:

In twelve-bar blues

One of the most common usages of the tritone substitution is in the 12-bar blues. Shown below is one of the simpler forms of twelve-bar blues.
:
Next, here is the same 12 bars, except incorporating a tritone substitution in bar 4; that is, with G⁷ substituted for C⁷.
:

In a ii–V–I progression

The second common usage of the tritone substitution is in ii–V–I progression, which is extremely common in jazz harmony. This substitution is particularly suitable for jazz because it produces chromatic root movement. For example, in the progression Dm⁷–G⁷–C^M7, substituting D⁷ for G⁷ produces the downward movement of D–D–C in the roots of the chords, typically played by the bass. This also reinforces the downward movement of the thirds and sevenths of the chords in the progression (in this case, F/C to F/C to E/B).

In other tuning systems

The fact that a chord and its tritone substitution have the third and seventh in common is related to the fact that in 12 equal temperament, the 7:5 and 10:7 ratios are represented by the same interval, which is exactly half of an octave (600 cents) and is its own inversion. This is also the case in 22 equal temperament and tritone substitution works similarly there. However, in 31 equal temperament and other systems that distinguish between 7:5 and 10:7, tritone substitution becomes more complex. The harmonic seventh chord (approximating 4:5:6:7) contains a small tritone, so its substitution must contain a ''large'' tritone and therefore will be a different (and more dissonant) chord type.

See also

* Axis System
* Bird changes

References

Bibliography

*DeVeaux, Scott (1997). ''The birth of bebop: A social and musical history'', p. 104-106. Berkeley: University of California Press.
*R., Ken (2012). ''DOG EAR Tritone Substitution for Jazz Guitar'', Amazon Digital Services, Inc., ASIN: B008FRWNIW

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Altered chords
Chord substitution
Tritones