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The iceberg theory or theory of omission is a
writing Writing is a medium of human communication which involves the representation of a language through a system of physically inscribed, mechanically transferred, or digitally represented symbols. Writing systems do not themselves constitute h ...
technique coined by American writer
Ernest Hemingway Ernest Miller Hemingway (July 21, 1899 – July 2, 1961) was an American novelist, short-story writer, and journalist. His economical and understated style—which he termed the iceberg theory—had a strong influence on 20th-century f ...
. As a young journalist, Hemingway had to focus his newspaper reports on immediate events, with very little context or interpretation. When he became a writer of short stories, he retained this minimalistic style, focusing on surface elements without explicitly discussing underlying themes. Hemingway believed the deeper meaning of a story should not be evident on the surface, but should shine through implicitly.


Background

Like many other writers, Hemingway worked as a journalist before becoming a novelist. After graduating from high school he went to work as a cub reporter for ''
The Kansas City Star ''The Kansas City Star'' is a newspaper based in Kansas City, Missouri. Published since 1880, the paper is the recipient of eight Pulitzer Prizes. ''The Star'' is most notable for its influence on the career of President Harry S. Truman and a ...
'', where he quickly learned that truth often lurks below the surface of a story. He learned about corruption in city politics, and that in hospital emergency rooms and police stations a mask of cynicism was worn "like armour to shield whatever vulnerabilities remained". In his pieces he wrote about relevant events, excluding the background. As foreign correspondent for the ''
Toronto Star The ''Toronto Star'' is a Canadian English-language broadsheet daily newspaper. The newspaper is the country's largest daily newspaper by circulation. It is owned by Toronto Star Newspapers Limited, a subsidiary of Torstar Corporation and pa ...
'', while living in Paris in the early 1920s, he covered the Greco-Turkish War in more than a dozen articles. As his biographer Jeffrey Meyers explains, "he objectively reported only the immediate events in order to achieve a concentration and intensity of focus—a spotlight rather than a stage". From the Greco-Turkish War he gained valuable writing experience that he translated to the writing of fiction. He believed fiction could be based on reality, but that if an experience were to be distilled, as he explained, then "what he made up was truer than what he remembered".


Definition

In 1923, Hemingway conceived of the idea of a new theory of writing after finishing his short story " Out of Season". In ''
A Moveable Feast ''A Moveable Feast'' is a 1964 memoir ''belles-lettres'' by American author Ernest Hemingway about his years as a struggling expat journalist and writer in Paris during the 1920s. It was published posthumously. The book details Hemingway's fir ...
'' (1964), his posthumously published memoirs about his years as a young writer in Paris, he explains: "I omitted the real end f "Out of Season"which was that the old man hanged himself. This was omitted on my new theory that you could omit anything... and the omitted part would strengthen the story." In chapter sixteen of ''
Death in the Afternoon ''Death in the Afternoon'' is a non-fiction book written by Ernest Hemingway about the ceremony and traditions of Spanish bullfighting, published in 1932. The book provides a look at the history and the Spanish traditions of bullfighting. It al ...
'' he compares his theory about writing to an iceberg. Hemingway's biographer
Carlos Baker Carlos Baker (May 5, 1909, Biddeford, Maine – April 18, 1987, Princeton, New Jersey) was an American writer, biographer and former Woodrow Wilson Professor of Literature at Princeton University. He received his B.A. from Dartmouth College and ...
believed that as a writer of short stories Hemingway learned "how to get the most from the least, how to prune language and avoid waste motion, how to multiply intensities, and how to tell nothing but the truth in a way that allowed for telling more than the truth." Baker also notes that the writing style of the "iceberg theory" suggests that a story's narrative and nuanced complexities, complete with symbolism, operate under the surface of the story itself. For example, Hemingway believed a writer could describe an action, such as Nick Adams fishing in "
Big Two-Hearted River "Big Two-Hearted River" is a two-part short story written by American author Ernest Hemingway, published in the 1925 Boni & Liveright edition of ''In Our Time'', the first American volume of Hemingway's short stories. It features a single prota ...
," while conveying a ''different'' message about the action itself—Nick Adams concentrating on fishing to the extent that he does not have to think about the unpleasantness of his war experience. In his essay "The Art of the Short Story", Hemingway is clear about his method: "A few things I have found to be true. If you leave out important things or events that you know about, the story is strengthened. If you leave or skip something because you do not know it, the story will be worthless. The test of any story is how very good the stuff that you, not your editors, omit." A writer explained how it brings a story ''gravitas'': From reading
Rudyard Kipling Joseph Rudyard Kipling ( ; 30 December 1865 – 18 January 1936)''The Times'', (London) 18 January 1936, p. 12. was an English novelist, short-story writer, poet, and journalist. He was born in British India, which inspired much of his work. ...
Hemingway absorbed the practice of shortening
prose Prose is a form of written or spoken language that follows the natural flow of speech, uses a language's ordinary grammatical structures, or follows the conventions of formal academic writing. It differs from most traditional poetry, where the ...
as much as it could take. Of the concept of omission, Hemingway wrote in "The Art of the Short Story": "You could omit anything if you knew that you omitted and the omitted part would strengthen the story and make people feel something more than they understood." By making invisible the structure of the story, he believed the author strengthened the piece of fiction and that the "quality of a piece could be judged by the quality of the material the author eliminated." His style added to the aesthetic: using "declarative sentences and direct representations of the visible world" with simple and plain language, Hemingway became "the most influential prose stylist in the twentieth century" according to biographer Meyers. In her paper "Hemingway's Camera Eye", Zoe Trodd explains that Hemingway uses repetition in prose to build a collage of snapshots to create an entire picture. Of his iceberg theory, she claims, it "is also a glacier waterfall, infused with movement by his multi-focal aesthetic". Furthermore, she believes that Hemingway's iceberg theory "demanded that the reader feel the ''whole'' story" and that the reader is meant to "fill the gaps left by his omissions with their feelings". Hemingway scholar Jackson Benson believes Hemingway used autobiographical details to work as framing devices to write about life in general—not only about his life. For example, Benson postulates that Hemingway used his experiences and drew them out further with "what if" scenarios: "what if I were wounded in such a way that I could not sleep at night? What if I were wounded and made crazy, what would happen if I were sent back to the front?" By separating himself from the characters he created, Hemingway strengthens the drama. The means of achieving a strong drama is to minimize, or omit, the feelings that produced the fiction he wrote. Hemingway's iceberg theory highlights the symbolic implications of art. He makes use of physical action to provide an interpretation of the nature of man's existence. It can be convincingly proved that, "while representing human life through fictional forms, he has consistently set man against the background of his world and universe to examine the human situation from various points of view."


Early fiction and short stories

Wendolyn Tetlow believes that Hemingway's early fiction such as "
Indian Camp "Indian Camp" is a short story written by Ernest Hemingway. The story was first published in 1924 in Ford Madox Ford's literary magazine ''Transatlantic Review'' in Paris and republished by Boni & Liveright in Hemingway's first American volume of ...
" shows his lack of concern for character development by simply placing the character in his or her surroundings. However, in "Indian Camp" the use of descriptive detail such as a screaming woman, men smoking tobacco, and an infected wound build a sense of veracity. In other words, a story can communicate by
subtext Subtext is any content of a creative work, which is not announced explicitly (by characters or author), but is implicit, or becomes something understood by the audience. Subtext has been used historically to imply controversial subjects without ...
; for instance, Hemingway's "
Hills Like White Elephants "Hills Like White Elephants" is a short story by Ernest Hemingway. It was first published in August 1927, in the literary magazine ''transition'', then later in the 1927 short story collection '' Men Without Women''. Later the story was adapted f ...
" does not mention the name of the procedure, although in the story the male character seems to be attempting to convince his girlfriend to do it. "Big Two-Hearted River", Hemingway explains, "is about a boy ... coming home from the war ... So the war, all mention of the war, anything about the war, is omitted." Hemingway intentionally left out something in "Indian Camp" and "Big Two-Hearted River"—two stories he considered to be good. Baker explains that Hemingway's stories about sports are often about the athletes themselves and that the sport is incidental to the story. Moreover, the story " A Clean, Well-Lighted Place" which on the surface is about nothing more than men drinking in a cafe late at night, is in fact about that which brings the men to the cafe to drink, and the reasons they seek light in the night—none of which is available in the surface of the plot, but lurks in the iceberg below. Hemingway's story "Big Two-Hearted River" is ostensibly about nothing, as is "A Clean, Well-Lighted Place", but within nothing lies the crux of the story.


Novels

Hemingway scholar Jackson Benson further believes that the omission Hemingway applies functions as a sort of buffer between himself as the creator of a character and the character. He explains that as an author creates a "distance" between himself and the character he "becomes more practiced, it would seem." Benson says in Hemingway's fiction the distance is necessary, and successful in early fiction such as in ''
The Sun Also Rises ''The Sun Also Rises'' is a 1926 novel by American writer Ernest Hemingway, his first, that portrays American and British expatriates who travel from Paris to the Festival of San Fermín in Pamplona to watch the running of the bulls and the b ...
,'' but if "the author does not deliberately create such distance the fiction fails," as in the later works such as ''
Across the River and into the Trees ''Across the River and Into the Trees'' is a novel by American writer Ernest Hemingway, published by Charles Scribner's Sons in 1950, after first being serialized in ''Cosmopolitan'' magazine earlier that year. The title is derived from the last ...
''. Baker calls Hemingway's ''Across the River and into the Trees'' a "lyric-poetical novel" in which each scene has an underlying truth presented via
symbolism Symbolism or symbolist may refer to: Arts * Symbolism (arts), a 19th-century movement rejecting Realism ** Symbolist movement in Romania, symbolist literature and visual arts in Romania during the late 19th and early 20th centuries ** Russian sym ...
. According to Meyers an example of omission is that Renata, like other heroines in Hemingway's fiction, suffers a major "shock"—the murder of her father and the subsequent loss of her home—to which Hemingway alludes only briefly. Hemingway's pared down narrative forces the reader to solve connections. As Stoltzfus remarks: "Hemingway walks the reader to the bridge that he must cross alone without the narrator's help." Hemingway believed that if context or background had been written about by another, and written about well, then it could be left out of his writing. Of ''
The Old Man and the Sea ''The Old Man and the Sea'' is a novella written by the American author Ernest Hemingway in 1951 in Cayo Blanco (Cuba), and published in 1952. It was the last major work of fiction written by Hemingway that was published during his lifetime. O ...
'' he explains: "In writing you are limited to by what has already been done satisfactorily. So I have tried to do something else. First I have tried to eliminate everything unnecessary to conveying experience to the reader so that after he has read something it will become part of his experience and seem actually to have happened."qtd in Paul Smith, author of ''Hemingway's Early Manuscript: The Theory and Practice of Omission'', believes Hemingway applied the theory of omission in an effort to "strengthen heiceberg".


Legacy

In October 1954 Hemingway received the Nobel Prize in Literature. He jokingly told the press he believed
Carl Sandburg Carl August Sandburg (January 6, 1878 – July 22, 1967) was an American poet, biographer, journalist, and editor. He won three Pulitzer Prizes: two for his poetry and one for his biography of Abraham Lincoln. During his lifetime, Sandburg ...
and
Isak Dinesen Baroness Karen Christenze von Blixen-Finecke (born Dinesen; 17 April 1885 – 7 September 1962) was a Danish author who wrote works in Danish and English. She is also known under her pen names Isak Dinesen, used in English-speaking countrie ...
deserved the prize more than he, but that the prize money would be welcome. The prize was awarded to Hemingway "for his mastery of the art of narrative, most recently demonstrated in ''
The Old Man and the Sea ''The Old Man and the Sea'' is a novella written by the American author Ernest Hemingway in 1951 in Cayo Blanco (Cuba), and published in 1952. It was the last major work of fiction written by Hemingway that was published during his lifetime. O ...
'', and for the influence that he has exerted on contemporary style." A few days after the announcement, Hemingway spoke with a ''
Time Time is the continued sequence of existence and events that occurs in an apparently irreversible succession from the past, through the present, into the future. It is a component quantity of various measurements used to sequence events, ...
'' magazine correspondent while on his boat fishing off the coast of Cuba. When asked about the use of symbolism in his work, and particularly in the most recently published ''Old Man and the Sea'', he explained:
No good book has ever been written that has in it symbols arrived at beforehand and stuck in ... That kind of symbol sticks out like raisins in raisin bread. Raisin bread is all right, but plain bread is better. ... I tried to make a real old man, a real boy, a real sea, a real fish and real sharks. But if I made them good and true enough they would mean many things. The hardest thing is to make something really true and sometimes truer than true.


See also

* Abductive reasoning *
Case-based reasoning In artificial intelligence and philosophy, case-based reasoning (CBR), broadly construed, is the process of solving new problems based on the solutions of similar past problems. In everyday life, an auto mechanic who fixes an engine by recallin ...
*
Casuistry In ethics, casuistry ( ) is a process of reasoning that seeks to resolve moral problems by extracting or extending theoretical rules from a particular case, and reapplying those rules to new instances. This method occurs in applied ethics and ju ...
*
Concision Concision (also called brevity, laconicism, or conciseness) is a writing principle of eliminating redundancy.UNT Writing Lab. "Concision, Clarity, and Cohesion." Accessed June 19, 2012Link./ref> For example, this: * "It is a fact that most argum ...
* For sale: baby shoes, never worn * Gonzo journalism *
I know it when I see it The phrase "I know it when I see it" is a colloquial expression by which a speaker attempts to categorize an observable fact or event, although the category is subjective or lacks clearly defined parameters. The phrase was used in 1964 by United St ...
*
Purposeful omission Purposeful omission is the leaving out of particular nonessential details that can be assumed by the reader (if used in literature), according to the context and attitudes/gestures made by the characters in the stories. It allows for the reader to ...
*
Show, don't tell Show, don't tell is a technique used in various kinds of texts to allow the reader to experience the story through actions, words, thoughts, senses, and feelings rather than through the author's exposition, summarization, and description. It av ...


References


Sources

* * * * * * * * * * * * {{Ernest Hemingway Narratology American literature Ernest Hemingway Literary theory