![Holy Roman Empire 11th century map-en](https://upload.wikimedia.org/wikipedia/commons/2/21/Holy_Roman_Empire_11th_century_map-en.svg)
A stem duchy (german: Stammesherzogtum, from ''
Stamm'', meaning "tribe", in reference to the
Franks
The Franks ( la, Franci or ) were a group of Germanic peoples whose name was first mentioned in 3rd-century Roman sources, and associated with tribes between the Lower Rhine and the Ems River, on the edge of the Roman Empire.H. Schutz: Tools, ...
,
Saxons
The Saxons ( la, Saxones, german: Sachsen, ang, Seaxan, osx, Sahson, nds, Sassen, nl, Saksen) were a group of Germanic
*
*
*
*
peoples whose name was given in the early Middle Ages to a large country (Old Saxony, la, Saxonia) near the Nor ...
,
Bavarians
Bavarians ( Bavarian: ''Boarn'', Standard German: ''Baiern'') are an ethnographic group of Germans of the Bavaria region, a state within Germany. The group's dialect or speech is known as the Bavarian language, native to Altbayern ("Old Bava ...
and
Swabians
Swabians (german: Schwaben, singular ''Schwabe'') are a Germanic people who are native to the ethnocultural and linguistic region of Swabia, which is now mostly divided between the modern states of Baden-Württemberg and Bavaria, in southwestern ...
) was a constituent
duchy
A duchy, also called a dukedom, is a Middle Ages, medieval country, territory, fiefdom, fief, or domain ruled by a duke or duchess, a ruler hierarchically second to the king or Queen regnant, queen in Western European tradition.
There once exis ...
of the
German Empire
The German Empire (),Herbert Tuttle wrote in September 1881 that the term "Reich" does not literally connote an empire as has been commonly assumed by English-speaking people. The term literally denotes an empire – particularly a hereditary ...
at the time of the extinction of the
Carolingian dynasty
The Carolingian dynasty (; known variously as the Carlovingians, Carolingus, Carolings, Karolinger or Karlings) was a Frankish noble family named after Charlemagne, grandson of mayor Charles Martel and a descendant of the Arnulfing and Pippin ...
(death of
Louis the Child
Louis the Child (893 – 20/24 September 911), sometimes called Louis III or Louis IV, was the king of East Francia from 899 until his death and was also recognized as king of Lotharingia after 900. He was the last East Frankish ruler of the Car ...
in 911) and through the transitional period leading to the
Ottonian Empire
The Ottonian dynasty (german: Ottonen) was a Saxon dynasty of German monarchs (919–1024), named after three of its kings and Holy Roman Emperors named Otto, especially its first Emperor Otto I. It is also known as the Saxon dynasty after ...
formation later. The Carolingians had dissolved the original tribal duchies of the
Empire
An empire is a "political unit" made up of several territories and peoples, "usually created by conquest, and divided between a dominant center and subordinate peripheries". The center of the empire (sometimes referred to as the metropole) ex ...
in the 8th century. As the
Carolingian Empire
The Carolingian Empire (800–888) was a large Frankish-dominated empire in western and central Europe during the Early Middle Ages. It was ruled by the Carolingian dynasty, which had ruled as kings of the Franks since 751 and as kings of the Lom ...
declined, the old tribal areas assumed new identities. The five stem duchies (sometimes also called "younger stem duchies" in contrast to the pre-Carolingian tribal duchies) were:
Bavaria
Bavaria ( ; ), officially the Free State of Bavaria (german: Freistaat Bayern, link=no ), is a state in the south-east of Germany. With an area of , Bavaria is the largest German state by land area, comprising roughly a fifth of the total lan ...
,
Franconia
Franconia (german: Franken, ; Franconian dialect: ''Franggn'' ; bar, Frankn) is a region of Germany, characterised by its culture and Franconian dialect (German: ''Fränkisch'').
The three administrative regions of Lower, Middle and Upper Fr ...
,
Lotharingia (Lorraine),
Saxony
Saxony (german: Sachsen ; Upper Saxon: ''Saggsn''; hsb, Sakska), officially the Free State of Saxony (german: Freistaat Sachsen, links=no ; Upper Saxon: ''Freischdaad Saggsn''; hsb, Swobodny stat Sakska, links=no), is a landlocked state of ...
and
Swabia (Alemannia).
[See Donald C. Jackman, ''The Konradiner: A Study in Genealogical Methodology'', 1990]
p. 87
citing Hans-Werner Guetz, ''"Dux" und "Ducatus." Begriffs- und verfassungsgeschichtliche Untersuchungen zur Enstehung des sogenannten "jüngeren Stammesherzogtums" an der Wende vom neunten zum zehnten Jahrhundert'', 1977. The
Salian emperors (reigned 1027–1125) retained the stem duchies as the major divisions of Germany, but the stem duchies became increasingly obsolete during the early high-medieval period under the
Hohenstaufen
The Hohenstaufen dynasty (, , ), also known as the Staufer, was a noble family of unclear origin that rose to rule the Duchy of Swabia from 1079, and to royal rule in the Holy Roman Empire during the Middle Ages from 1138 until 1254. The dynasty ...
, and
Frederick Barbarossa
Frederick Barbarossa (December 1122 – 10 June 1190), also known as Frederick I (german: link=no, Friedrich I, it, Federico I), was the Holy Roman Emperor from 1155 until his death 35 years later. He was elected King of Germany in Frankfurt on ...
finally abolished them in 1180 in favour of more numerous territorial duchies.
The term ''Stammesherzogtum'' as used in German historiography dates to the mid-19th century, and from the beginning was closely related to the question of
national unification. The term's applicability, and the nature of the stem duchies in medieval Germany, consequently have a long history of controversy.
The overly literal or etymologizing English translation "stem duchy" was coined in the early 20th century. While later authors tend to clarify the term by using the alternative translation "tribal", use of the term "stem duchies" has become conventional.
German tribes (''Stämme'')
![AlthochdeutscheSprachräume962 Box](https://upload.wikimedia.org/wikipedia/commons/4/42/AlthochdeutscheSprachr%C3%A4ume962_Box.jpg)
The derivation of the
German people
, native_name_lang = de
, region1 =
, pop1 = 72,650,269
, region2 =
, pop2 = 534,000
, region3 =
, pop3 = 157,000
3,322,405
, region4 =
, pop4 = ...
from a number of German tribes (''Deutsche Stämme; Volksstämme'') developed in 18th to 19th century German historiography and ethnography. This concept of German "stems" relates to the early and high medieval period and is to be distinguished from the more generic
Germanic tribes
The Germanic peoples were historical groups of people that once occupied Central Europe and Scandinavia during antiquity and into the early Middle Ages. Since the 19th century, they have traditionally been defined by the use of ancient and ear ...
of
late antiquity
Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English ha ...
. A distinction was sometimes made between the "ancient stems" (''Altstämme''), which were in existence in the 10th century, and "recent stems" (''Neustämme''), which emerged in the high medieval period as a result of
eastward expansion. The delineation of the two concepts is necessarily vague, and as a result the concept has a history of political and academic dispute.
The terms ''Stamm'', ''Nation'' or ''Volk'' variously used in modern German historiography reflect the
Middle Latin
Medieval Latin was the form of Literary Latin used in Roman Catholic Church, Roman Catholic Western Europe during the Middle Ages. In this region it served as the primary written language, though local languages were also written to varying deg ...
''gens'', ''natio'' or ''populus'' of the medieval source material.
Traditional German historiography counts six ''Altstämme'' or "ancient stems", viz.
Bavarians
Bavarians ( Bavarian: ''Boarn'', Standard German: ''Baiern'') are an ethnographic group of Germans of the Bavaria region, a state within Germany. The group's dialect or speech is known as the Bavarian language, native to Altbayern ("Old Bava ...
,
Swabians (Alemanni),
Franks
The Franks ( la, Franci or ) were a group of Germanic peoples whose name was first mentioned in 3rd-century Roman sources, and associated with tribes between the Lower Rhine and the Ems River, on the edge of the Roman Empire.H. Schutz: Tools, ...
,
Saxons
The Saxons ( la, Saxones, german: Sachsen, ang, Seaxan, osx, Sahson, nds, Sassen, nl, Saksen) were a group of Germanic
*
*
*
*
peoples whose name was given in the early Middle Ages to a large country (Old Saxony, la, Saxonia) near the Nor ...
,
Frisians
The Frisians are a Germanic ethnic group native to the coastal regions of the Netherlands and northwestern Germany. They inhabit an area known as Frisia and are concentrated in the Dutch provinces of Friesland and Groningen and, in Germany, ...
and
Thuringians
The Thuringii, Toringi or Teuriochaimai, were an early Germanic people that appeared during the late Migration Period in the Harz Mountains of central Germania, a region still known today as Thuringia. It became a kingdom, which came into confl ...
. All of these were incorporated in the
Carolingian Empire
The Carolingian Empire (800–888) was a large Frankish-dominated empire in western and central Europe during the Early Middle Ages. It was ruled by the Carolingian dynasty, which had ruled as kings of the Franks since 751 and as kings of the Lom ...
by the late 8th century. Only four of them are represented in the later stem duchies; the former Merovingian
duchy of Thuringia
The Duchy of Thuringia was an eastern frontier march of the Merovingian dynasty, Merovingian kingdom of Austrasia, established about 631 by King Dagobert I after his troops had been defeated by the forces of the Samo, Slavic confederation of Samo ...
was absorbed into Saxony in 908 while the former
Frisian Kingdom
The Frisian Kingdom ( fy, Fryske Keninkryk), also known as Magna Frisia, is a modern name for the post-Roman Frisian realm in Western Europe in the period when it was at its largest (650–734). This dominion was ruled by kings and emerged in th ...
had been conquered into Francia already
in 734. The customary or tribal laws of these groups were recorded in the early medieval period (''
Lex Baiuvariorum
The ''Lex Baiuvariorum'' was a collection of the tribal laws of the Bavarii of the sixth through eighth centuries. The first compilation was edited by Eberswind, first abbot of Niederaltaich, in 741 or 743. Duke Odilo, founder supplemented th ...
'', ''
Lex Alamannorum The Lex Alamannorum and Pactus Alamannorum were two early medieval law codes of the Alamanni. They were first edited in parts in 1530 by Johannes Sichard in Basel.
Pactus Alamannorum
The ''Pactus Alamannorum'' or ''Pactus legis Alamannorum'' is the ...
'', ''
Lex Salica
The Salic law ( or ; la, Lex salica), also called the was the ancient Frankish civil law code compiled around AD 500 by the first Frankish King, Clovis. The written text is in Latin and contains some of the earliest known instances of Old Du ...
'' and ''
Lex Ripuaria
The ''Lex Ripuaria'', also spelled ''Lex Ribuaria'', is a 7th-century collection of Germanic law, the laws of the Ripuarian Franks. It is a major influence on the ''Lex Saxonum'' of AD 802. The ''Lex Ripuaria'' originated about 630 around Cologne a ...
'', ''
Lex Saxonum
The ''Lex Saxonum'' are a series of laws issued by Charlemagne between 782 and 803 as part of his plan to subdue the Saxon nation. The law is thus a compromise between the traditional customs and statutes of the pagan Saxons and the established la ...
'', ''
Lex Frisionum ''Lex Frisionum'', the "Law Code of the Frisians", was recorded in Latin during the reign of Charlemagne, after the year 785, when the Frankish conquest of Frisia was completed by the final defeat of the Saxon rebel leader Widukind. The law code co ...
'' and ''
Lex Thuringorum
The ''Lex Thuringorum'' ("Law of the Thuringians") is a law code that survives today in one 10th-century manuscript, the Codex Corbeiensis, alongside a copy of the ''Lex Saxonum'', the law of the Saxons. The code was compiled in the first decade of ...
''). Franconian,
Saxon
The Saxons ( la, Saxones, german: Sachsen, ang, Seaxan, osx, Sahson, nds, Sassen, nl, Saksen) were a group of Germanic
*
*
*
*
peoples whose name was given in the early Middle Ages to a large country (Old Saxony, la, Saxonia) near the Nor ...
and
Swabian law remained in force and competed with imperial law well into the 13th century.
The list of "recent stems" or ''Neustämme'', is much less definite and subject to considerable variation; groups that have been listed under this heading include the
Märker,
Lausitz
Lusatia (german: Lausitz, pl, Łużyce, hsb, Łužica, dsb, Łužyca, cs, Lužice, la, Lusatia, rarely also referred to as Sorbia) is a historical region in Central Europe, split between Germany and Poland. Lusatia stretches from the Bóbr ...
er,
Mecklenburg
Mecklenburg (; nds, label=Low German, Mękel(n)borg ) is a historical region in northern Germany comprising the western and larger part of the federal-state Mecklenburg-Western Pomerania. The largest cities of the region are Rostock, Schwerin ...
er,
Upper Saxons,
Pomeranians,
Silesia
Silesia (, also , ) is a historical region of Central Europe that lies mostly within Poland, with small parts in the Czech Republic and Germany. Its area is approximately , and the population is estimated at around 8,000,000. Silesia is split ...
ns, and
East Prussians, roughly reflecting German settlement activity during the 12th to 15th centuries.
The use of ''
Stämme'', "tribes", rather than ''
Völker Volker is an old German name, derived from , (people, tribe), and (army, warrior).
Notable people with the name include:
Given name
* Volker Beck (politician) (born 1960), German politician (Greens)
* Volker Beck (athlete), East German athlete ...
'' "nations, peoples", emerged in the early 19th century in the context of the project of
German unification
The unification of Germany (, ) was the process of building the modern German nation state with federal features based on the concept of Lesser Germany (one without multinational Austria), which commenced on 18 August 1866 with adoption of t ...
.
Karl Friedrich Eichhorn
Karl Friedrich Eichhorn (20 November 1781 – 4 July 1854) was a German jurist.
Eichhorn was born in Jena as the son of Johann Gottfried Eichhorn. He entered the University of Göttingen in 1797. In 1805 he obtained the professorship of law at Fr ...
in 1808 still used ''Deutsche Völker'' "German nations".
Friedrich Christoph Dahlmann
Friedrich Christoph Dahlmann (13 May 1785, Wismar5 December 1860, Bonn) was a German historian and politician.
Biography
He came of an old Hanseatic family of Wismar, then controlled by Sweden. His father, who was burgomaster of the town, int ...
in 1815 asked for unity of the German nation (''Volk'') in its tribes (''in seinen Stämmen''). This terminology became standard and is reflected in the preamble of the
Weimar constitution
The Constitution of the German Reich (german: Die Verfassung des Deutschen Reichs), usually known as the Weimar Constitution (''Weimarer Verfassung''), was the constitution that governed Germany during the Weimar Republic era (1919–1933). The c ...
of 1919, reading ''Das deutsche Volk, einig in seinen Stämmen
..' "The German nation (people), united in its tribes (stems) ...".
The composition of the German population of these stems or tribes as a historical reality is mostly recognized in contemporary historiography, while the caveat is frequently made that each of them should be treated as an individual case with a different history of ethnogenesis, although some historians have revived the terminology of "peoples" (''Völker'') rather than "tribes" (''Stämme'').
The division remains in current use in the conventional classification of
German dialects
German dialects are the various traditional local varieties of the German language. Though varied by region, those of the southern half of Germany beneath the Benrath line are dominated by the geographical spread of the High German consonant ...
into
Franconian,
Alemannic Alemannic (''Alamannic'') or Alamanni may refer to:
* Alemannic German, a dialect family in the Upper German branch of the German languages and its speakers
* Alemanni, a confederation of Suebian Germanic tribes in the Roman period
* Alamanni (surna ...
,
Thuringian
Thuringian is an East Central German dialect group spoken in much of the modern German Free State of Thuringia north of the Rennsteig ridge, southwestern Saxony-Anhalt and adjacent territories of Hesse and Bavaria. It is close to Upper Saxon spo ...
,
Bavarian and
Low Saxon
Low Saxon, also known as West Low German ( nds, Nedersassisch, Nedersaksies; nl, Nedersaksisch) are a group of Low German dialects spoken in parts of the Netherlands, northwestern Germany and southern Denmark (in North Schleswig by parts of th ...
(including
Friso-Saxon
Friso-Saxon ( nl, friso-saksisch) is a group of West Germanic dialects found around the North Sea coast of the Netherlands and Germany, in an area historically known as Frisia. They are dialects of Low German/Low Saxon which have experienced str ...
, with
Frisian proper being regarded as a separate language). In the
Free State of Bavaria
Bavaria ( ; ), officially the Free State of Bavaria (german: Freistaat Bayern, link=no ), is a state in the south-east of Germany. With an area of , Bavaria is the largest German state by land area, comprising roughly a fifth of the total lan ...
, the division into "Bavarian stems" (''bayerische Stämme'') remains current for the populations of
Altbayern
Altbayern ( Bavarian: ''Oidbayern'', also written Altbaiern, English: "Old Bavaria") is the territory and people of the three oldest parts of the Free State of Bavaria, which were earlier known as Kurbayern (English: "Electoral Bavaria") after the ...
(Bavaria proper),
Franconia
Franconia (german: Franken, ; Franconian dialect: ''Franggn'' ; bar, Frankn) is a region of Germany, characterised by its culture and Franconian dialect (German: ''Fränkisch'').
The three administrative regions of Lower, Middle and Upper Fr ...
and
Swabia
Swabia ; german: Schwaben , colloquially ''Schwabenland'' or ''Ländle''; archaic English also Suabia or Svebia is a cultural, historic and linguistic region in southwestern Germany.
The name is ultimately derived from the medieval Duchy of ...
.
East Francia
Within
East Francia
East Francia (Medieval Latin: ) or the Kingdom of the East Franks () was a successor state of Charlemagne's Carolingian Empire, empire ruled by the Carolingian dynasty until 911. It was created through the Treaty of Verdun (843) which divided t ...
were large duchies, sometimes called kingdoms (''regna'') after their former status, which had a certain level of internal solidarity. Early among these were
Saxony
Saxony (german: Sachsen ; Upper Saxon: ''Saggsn''; hsb, Sakska), officially the Free State of Saxony (german: Freistaat Sachsen, links=no ; Upper Saxon: ''Freischdaad Saggsn''; hsb, Swobodny stat Sakska, links=no), is a landlocked state of ...
and
Bavaria
Bavaria ( ; ), officially the Free State of Bavaria (german: Freistaat Bayern, link=no ), is a state in the south-east of Germany. With an area of , Bavaria is the largest German state by land area, comprising roughly a fifth of the total lan ...
, which had been conquered by
Charlemagne
Charlemagne ( , ) or Charles the Great ( la, Carolus Magnus; german: Karl der Große; 2 April 747 – 28 January 814), a member of the Carolingian dynasty, was King of the Franks from 768, King of the Lombards from 774, and the first Holy ...
, and
Alamannia
Alamannia, or Alemannia, was the kingdom established and inhabited by the Alemanni, a Germanic peoples, Germanic tribal confederation that had broken through the Roman ''Upper Germanic Limes, limes'' in 213.
The Alemanni expanded from the Main ...
, placed under Frankish administration in 746.
[Reynolds, ''Kingdoms and Communities'', pp. 290–91.] In German historiography they are called the ''jüngere Stammesherzogtümer'', or "more recent tribal duchies",
[Patrick J. Geary, ''Phantoms of Remembrance: Memory and Oblivion at the End of the First Millennium'' (Princeont, NJ: Princeton University Press, 1994), p. 44.] although the term "stem duchies" is common in English. The duchies are often called "younger" (newer, more recent, etc.) in order to distinguish them from the older duchies which were vassal-states of the
Merovingian
The Merovingian dynasty () was the ruling family of the Franks from the middle of the 5th century until 751. They first appear as "Kings of the Franks" in the Roman army of northern Gaul. By 509 they had united all the Franks and northern Gauli ...
monarchs. Historian
Herwig Wolfram
Herwig Wolfram (born 14 February 1934) is an Austrian historian who is Professor Emeritus of Medieval History and Auxiliary Sciences of History at the University of Vienna and the former Director of the . He is a leading member of the Vienna Scho ...
denied any real distinction between older and younger stem duchies, or between the stem duchies of Germany and similar territorial principalities in other parts of the Carolingian empire:
I am attempting to refute the whole hallowed doctrine of the difference between the beginnings of the West-Frankish, "French", ''principautés territoriales'', and the East-Frankish, "German," stem-duchies. . . Certainly, their names had already appeared during the Migrations. Yet, their political institutional, and biological structures had more often than not thoroughly changed. I have, moreover, refuted the basic difference between the so-called ''älteres Stammesfürstentum'' lder tribal principalitiesand ''jüngeres Stammesfürstentum'' ewer tribal principalities since I consider the duchies before and after Charlemagne to have been basically the same Frankish institution. . .
After the division of the Kingdom in the
Treaty of Verdun
The Treaty of Verdun (), agreed in , divided the Francia, Frankish Empire into three kingdoms among the surviving sons of the emperor Louis the Pious, Louis I, the son and successor of Charlemagne. The treaty was concluded following almost three ...
(843),
Treaty of Meerssen
The Treaty of Mersen or Meerssen, concluded on 8 August 870, was a treaty to partition the realm of Lothair II, known as Lotharingia, by his uncles Louis the German of East Francia and Charles the Bald of West Francia, the two surviving sons of ...
(870), and
Treaty of Ribemont
, Participants = Louis the Younger, Louis III of France, Carloman II
, Location = Ribemont
, Date = 880
, Result = All of Lotharingia given to East Francia
The Treaty of Ribemont in 880 was the last treaty on the ...
(880), the Eastern Frankish Kingdom or
East Francia
East Francia (Medieval Latin: ) or the Kingdom of the East Franks () was a successor state of Charlemagne's Carolingian Empire, empire ruled by the Carolingian dynasty until 911. It was created through the Treaty of Verdun (843) which divided t ...
was formed out of Bavaria, Alemannia, and Saxony together with eastern parts of the Frankish territory. The kingdom was divided in 864–865 among the sons of
Louis the German
Louis the German (c. 806/810 – 28 August 876), also known as Louis II of Germany and Louis II of East Francia, was the first king of East Francia, and ruled from 843 to 876 AD. Grandson of emperor Charlemagne and the third son of Louis the P ...
, largely along the lines of the tribes. Royal power quickly disintegrated after 899 under the rule of
Louis the Child
Louis the Child (893 – 20/24 September 911), sometimes called Louis III or Louis IV, was the king of East Francia from 899 until his death and was also recognized as king of Lotharingia after 900. He was the last East Frankish ruler of the Car ...
, which allowed local magnates to revive the duchies as autonomous entities and rule their tribes under the supreme authority of the King.
Holy Roman Empire
![Central Europe, 919-1125](https://upload.wikimedia.org/wikipedia/commons/1/11/Central_Europe%2C_919-1125.jpg)
After the death of the last Carolingian,
Louis the Child
Louis the Child (893 – 20/24 September 911), sometimes called Louis III or Louis IV, was the king of East Francia from 899 until his death and was also recognized as king of Lotharingia after 900. He was the last East Frankish ruler of the Car ...
, in 911, the stem duchies acknowledged the unity of the kingdom. The dukes gathered and elected
Conrad I to be their king.
According to Tellenbach's thesis, the dukes created the duchies during Conrad's reign. No duke attempted to set up an independent kingdom. Even after the death of Conrad in 918, when the election of
Henry the Fowler
Henry the Fowler (german: Heinrich der Vogler or '; la, Henricus Auceps) (c. 876 – 2 July 936) was the Duke of Saxony from 912 and the King of East Francia from 919 until his death in 936. As the first non-Frankish king of East Francia, he ...
was disputed, his rival,
Arnulf, Duke of Bavaria
Arnulf II (birth unknown; died 14 July 937), also known as the Bad (german: der Schlimme), the Evil (''der Böse'') or the Wicked, a member of the Luitpolding dynasty, held the title of Duke of Bavaria from about 907 until his death in 937. He ...
, did not establish a separate kingdom but claimed the whole, before being forced by Henry to submit to royal authority.
Henry may even have promulgated a law stipulating that the kingdom would thereafter be united.
Arnulf continued to rule it like a king even after his submission, but after his death in 937 it was quickly brought under royal control by Henry's son
Otto the Great
Otto I (23 November 912 – 7 May 973), traditionally known as Otto the Great (german: Otto der Große, it, Ottone il Grande), was East Frankish king from 936 and Holy Roman Emperor from 962 until his death in 973. He was the oldest son of Henr ...
.
The
Ottonians
The Ottonian dynasty (german: Ottonen) was a Saxon dynasty of German monarchs (919–1024), named after three of its kings and Holy Roman Emperors named Otto, especially its first Emperor Otto I. It is also known as the Saxon dynasty after the ...
worked to preserve the duchies as offices of the crown, but by the reign of
Henry IV the dukes had made them functionally hereditary.
James Westfall Thompson James Westfall Thompson (1869–1941) was an American historian specializing in the history of medieval and early modern Europe, particularly of the Holy Roman Empire and France. He also made noteworthy contributions to the history of literacy, Hist ...
, "German Feudalism", ''The American Historical Review
''The American Historical Review'' is a quarterly academic history journal and the official publication of the American Historical Association. It targets readers interested in all periods and facets of history and has often been described as the ...
'', 28, 3 (1923), p. 454.
The five stem duchies were:
;
Franconia
Franconia (german: Franken, ; Franconian dialect: ''Franggn'' ; bar, Frankn) is a region of Germany, characterised by its culture and Franconian dialect (German: ''Fränkisch'').
The three administrative regions of Lower, Middle and Upper Fr ...
(until 939): The
Conradine
The Conradines or Conradiner were a dynasty of Franconian counts and dukes in the 8th to 11th Century, named after Duke Conrad, Duke of Thuringia, Conrad the Elder and his son King Conrad I of Germany.
History
The family is first mentioned in 83 ...
family, close to the royal court, obtained ducal hegemony in Franconia but never managed to unify the region. Franconia did not encompass the entire tribal territory of the Franks, which became known as
Austrasia
Austrasia was a territory which formed the north-eastern section of the Merovingian Kingdom of the Franks during the 6th to 8th centuries. It was centred on the Meuse, Middle Rhine and the Moselle rivers, and was the original territory of the F ...
, and which was split into three parts in the
Treaty of Verdun
The Treaty of Verdun (), agreed in , divided the Francia, Frankish Empire into three kingdoms among the surviving sons of the emperor Louis the Pious, Louis I, the son and successor of Charlemagne. The treaty was concluded following almost three ...
of 843, the other two parts becoming
Lotharingia
Lotharingia ( la, regnum Lotharii regnum Lothariense Lotharingia; french: Lotharingie; german: Reich des Lothar Lotharingien Mittelreich; nl, Lotharingen) was a short-lived medieval successor kingdom of the Carolingian Empire. As a more durable ...
and the core of the
kingdom of France
The Kingdom of France ( fro, Reaume de France; frm, Royaulme de France; french: link=yes, Royaume de France) is the historiographical name or umbrella term given to various political entities of France in the medieval and early modern period. ...
, respectively. After attaining the Kingship in 911, the Conradines had to yield the crown to the Saxon Liudolfings. After a failed rebellion, the Conradines were deposed and the Duchy made into a land of the crown. The region fragmented into a conglomerate of noble territories and ecclesiastical principalities as early as 939 and was never restored as a political entity or administrative division. Neither did Franconia retain its cultural or linguistic identity; the Franconian dialects are now arrayed along the
dialect continuum
A dialect continuum or dialect chain is a series of Variety (linguistics), language varieties spoken across some geographical area such that neighboring varieties are Mutual intelligibility, mutually intelligible, but the differences accumulat ...
known as the "Rhenish fan", split into
High Franconian
High Franconian or Upper Franconian (german: Oberfränkisch) is a part of High German consisting of East Franconian and South Franconian.Noble, Cecil A. M. (1983). ''Modern German Dialects.'' New York / Berne / Frankfort on the Main, Peter Lang, ...
,
Central Franconian
Central Franconian (german: mittelfränkische Dialekte, mittelfränkische Mundarten, mittelfränkische Mundart, Mittelfränkisch) refers to the following continuum of West Central German dialects:
* Ripuarian (spoken in the German state of Nort ...
and
Low Franconian
Low Franconian, Low Frankish, NetherlandicSarah Grey Thomason, Terrence Kaufman: ''Language Contact, Creolization, and Genetic Linguistics'', University of California Press, 1991, p. 321. (Calling it "Low Frankish (or Netherlandish)".)Scott Shay ...
branches and their sub-dialects.
;
Lotharingia
Lotharingia ( la, regnum Lotharii regnum Lothariense Lotharingia; french: Lotharingie; german: Reich des Lothar Lotharingien Mittelreich; nl, Lotharingen) was a short-lived medieval successor kingdom of the Carolingian Empire. As a more durable ...
(until 959): As a central component of the Frankish kingdom and with an essentially
Frankish
Frankish may refer to:
* Franks, a Germanic tribe and their culture
** Frankish language or its modern descendants, Franconian languages
* Francia, a post-Roman state in France and Germany
* East Francia, the successor state to Francia in Germany ...
tribal identity, Lotharingia was split off
Austrasia
Austrasia was a territory which formed the north-eastern section of the Merovingian Kingdom of the Franks during the 6th to 8th centuries. It was centred on the Meuse, Middle Rhine and the Moselle rivers, and was the original territory of the F ...
as part of
Middle Francia
Middle Francia ( la, Francia media) was a short-lived Frankish kingdom which was created in 843 by the Treaty of Verdun after an intermittent civil war between the grandsons of Charlemagne resulted in division of the united empire. Middle Francia ...
in 843, and organized as a Duchy in 903. It kept changing position between the Eastern and the Western Kingdom until 939, when it was firmly incorporated into the
Eastern Kingdom. In 959 the Duchy was divided into
Lower Lotharingia
The Duchy of Lower Lotharingia, also called Northern Lotharingia, Lower Lorraine or Northern Lorraine (and also referred to as ''Lothier'' or ''Lottier'' (which in turn fragmented further into the counties and duchies of the
Netherlands
)
, anthem = ( en, "William of Nassau")
, image_map =
, map_caption =
, subdivision_type = Sovereign state
, subdivision_name = Kingdom of the Netherlands
, established_title = Before independence
, established_date = Spanish Netherl ...
(present day
Belgium
Belgium, ; french: Belgique ; german: Belgien officially the Kingdom of Belgium, is a country in Northwestern Europe. The country is bordered by the Netherlands to the north, Germany to the east, Luxembourg to the southeast, France to th ...
, the
Netherlands
)
, anthem = ( en, "William of Nassau")
, image_map =
, map_caption =
, subdivision_type = Sovereign state
, subdivision_name = Kingdom of the Netherlands
, established_title = Before independence
, established_date = Spanish Netherl ...
, and
Luxembourg
Luxembourg ( ; lb, Lëtzebuerg ; french: link=no, Luxembourg; german: link=no, Luxemburg), officially the Grand Duchy of Luxembourg, ; french: link=no, Grand-Duché de Luxembourg ; german: link=no, Großherzogtum Luxemburg is a small lan ...
) only to be reunited by the
Dukes of Burgundy
Duke of Burgundy (french: duc de Bourgogne) was a title used by the rulers of the Duchy of Burgundy, from its establishment in 843 to its annexation by France in 1477, and later by Holy Roman Emperors and Kings of Spain from the House of Habsburg ...
) and
Upper Lotharingia
The Duchy of Lorraine (french: Lorraine ; german: Lothringen ), originally Upper Lorraine, was a duchy now included in the larger present-day region of Lorraine in northeastern France. Its capital was Nancy.
It was founded in 959 following th ...
(parts of which developed into the French territory called
Lorraine
Lorraine , also , , ; Lorrain: ''Louréne''; Lorraine Franconian: ''Lottringe''; german: Lothringen ; lb, Loutrengen; nl, Lotharingen is a cultural and historical region in Northeastern France, now located in the administrative region of Gr ...
). Lower Lorraine remained a duchy of the Holy Roman Empire until 1190, when it passed to the
Dukes of Brabant
The Duke of Brabant (, ) was the ruler of the Duchy of Brabant since 1183/1184. The title was created by the Holy Roman Emperor Frederick Barbarossa in favor of Henry I of the House of Reginar, son of Godfrey III of Leuven (who was duke of Low ...
.
;
Swabia
Swabia ; german: Schwaben , colloquially ''Schwabenland'' or ''Ländle''; archaic English also Suabia or Svebia is a cultural, historic and linguistic region in southwestern Germany.
The name is ultimately derived from the medieval Duchy of ...
(until 1268):
Alamannia
Alamannia, or Alemannia, was the kingdom established and inhabited by the Alemanni, a Germanic peoples, Germanic tribal confederation that had broken through the Roman ''Upper Germanic Limes, limes'' in 213.
The Alemanni expanded from the Main ...
had been nominally associated with the Frankish kingdom since the end of the 5th century, but it became a duchy under direct Frankish control only in 746. The names ''Alemannia'' and ''Swabia'' were used more or less interchangeably during the high medieval period. The
Thurgau
Thurgau (; french: Thurgovie; it, Turgovia), anglicized as Thurgovia, more formally the Canton of Thurgau, is one of the 26 cantons forming the Swiss Confederation. It is composed of five districts and its capital is Frauenfeld.
Thurgau is part ...
-based Hunfridings first rose to the position of Dukes but soon lost the rule in their struggle with the Liudolfing kings. After various families, the Duchy passed to the
Hohenstaufen
The Hohenstaufen dynasty (, , ), also known as the Staufer, was a noble family of unclear origin that rose to rule the Duchy of Swabia from 1079, and to royal rule in the Holy Roman Empire during the Middle Ages from 1138 until 1254. The dynasty ...
family in 1079. Their rise to the Kingship made Swabia a royal base, but their fall in the 13th century left Swabia in complete disarray, with remains falling to the
Wittelsbach
The House of Wittelsbach () is a German dynasty, with branches that have ruled over territories including Bavaria, the Palatinate, Holland and Zeeland, Sweden (with Finland), Denmark, Norway, Hungary (with Romania), Bohemia, the Electorate o ...
,
Württemberg
Württemberg ( ; ) is a historical German territory roughly corresponding to the cultural and linguistic region of Swabia. The main town of the region is Stuttgart.
Together with Baden and Hohenzollern, two other historical territories, Würt ...
, and
Habsburg
The House of Habsburg (), alternatively spelled Hapsburg in Englishgerman: Haus Habsburg, ; es, Casa de Habsburgo; hu, Habsburg család, it, Casa di Asburgo, nl, Huis van Habsburg, pl, dom Habsburgów, pt, Casa de Habsburgo, la, Domus Hab ...
families, the latter soon after facing the secession of the
Old Swiss Confederacy
The Old Swiss Confederacy or Swiss Confederacy (German language, Modern German: ; historically , after the Swiss Reformation, Reformation also , "Confederation of the Swiss") was a loose confederation of independent small states (, German or ...
. The core territory of Swabia continued its existence as the
County of Württemberg
The County of Württemberg was a historical territory with origins in the realm of the House of Württemberg, the heart of the old Duchy of Swabia. Its capital was Stuttgart. From the 12th century until 1495, it was a county within the Holy Rom ...
, raised to the status of
Duchy
A duchy, also called a dukedom, is a Middle Ages, medieval country, territory, fiefdom, fief, or domain ruled by a duke or duchess, a ruler hierarchically second to the king or Queen regnant, queen in Western European tradition.
There once exis ...
in 1495, which in turn became the
Kingdom of Württemberg
The Kingdom of Württemberg (german: Königreich Württemberg ) was a German state that existed from 1805 to 1918, located within the area that is now Baden-Württemberg. The kingdom was a continuation of the Duchy of Württemberg, which exist ...
within 19th-century Germany.
;
Saxony
Saxony (german: Sachsen ; Upper Saxon: ''Saggsn''; hsb, Sakska), officially the Free State of Saxony (german: Freistaat Sachsen, links=no ; Upper Saxon: ''Freischdaad Saggsn''; hsb, Swobodny stat Sakska, links=no), is a landlocked state of ...
(until 1296): The
Liudolfing
The Ottonian dynasty (german: Ottonen) was a Saxon dynasty of German monarchs (919–1024), named after three of its kings and Holy Roman Emperors named Otto, especially its first Emperor Otto I. It is also known as the Saxon dynasty after ...
family, which had long been employed in the administration of Saxony, rose to the position of Dukes and even Kings after 919. In the 11th century, the Duchy was ruled by the
Billung
The House of Billung was a dynasty of Saxon noblemen in the 9th through 12th centuries.
The first known member of the house was Count Wichmann, mentioned as a Billung in 811. Oda, the wife of Count Liudolf, oldest known member of the Liudolf ...
s. After 1137 the
House of Welf
The House of Welf (also Guelf or Guelph) is a European dynasty that has included many German and British monarchs from the 11th to 20th century and Emperor Ivan VI of Russia in the 18th century. The originally Franconia, Franconian family from ...
dominated the duchy. The fall of Duke
Henry the Lion
Henry the Lion (german: Heinrich der Löwe; 1129/1131 – 6 August 1195) was a member of the Welf dynasty who ruled as the duke of Saxony and Bavaria from 1142 and 1156, respectively, until 1180.
Henry was one of the most powerful German p ...
in 1180 resulted in the dismantling of the stem duchy, splitting off the
Duchy of Westphalia
The Duchy of Westphalia (german: Herzogtum Westfalen) was a historic territory in the Holy Roman Empire, which existed from 1102 to 1803. It was located in the greater region of Westphalia, originally one of the three main regions in the Germa ...
and the
Duchy of Brunswick-Lüneburg
The Duchy of Brunswick-Lüneburg (german: Herzogtum Braunschweig und Lüneburg), or more properly the Duchy of Brunswick and Lüneburg, was a historical duchy that existed from the late Middle Ages to the Late Modern era within the Holy Roman ...
, leaving a core Duchy of Saxony on the river
Elbe
The Elbe (; cs, Labe ; nds, Ilv or ''Elv''; Upper and dsb, Łobjo) is one of the major rivers of Central Europe. It rises in the Giant Mountains of the northern Czech Republic before traversing much of Bohemia (western half of the Czech Repu ...
, enfeoffed to the
Ascanian
The House of Ascania (german: Askanier) was a dynasty of German rulers. It is also known as the House of Anhalt, which refers to its longest-held possession, Anhalt.
The Ascanians are named after Ascania (or Ascaria) Castle, known as ''Schloss ...
s. This remainder was eventually split into
Saxe-Lauenburg
The Duchy of Saxe-Lauenburg (german: Herzogtum Sachsen-Lauenburg, called ''Niedersachsen'' (Lower Saxony) between the 14th and 17th centuries), was a '' reichsfrei'' duchy that existed from 1296–1803 and again from 1814–1876 in the extreme so ...
and
Saxe-Wittenberg
The Duchy of Saxe-Wittenberg () was a medieval duchy of the Holy Roman Empire centered at Wittenberg, which emerged after the dissolution of the stem duchy of Saxony. The Ascanian dukes prevailed in obtaining the Saxon electoral dignity until th ...
in 1296, the latter raised to the status of
Electorate
Electorate may refer to:
* The people who are eligible to vote in an election, especially their number e.g. the term ''size of (the) electorate''
* The dominion of a Prince-elector in the Holy Roman Empire until 1806
* An electoral district
An ...
in 1356, which became independent as the
Kingdom of Saxony
The Kingdom of Saxony (german: Königreich Sachsen), lasting from 1806 to 1918, was an independent member of a number of historical confederacies in Napoleonic through post-Napoleonic Germany. The kingdom was formed from the Electorate of Saxon ...
after the disintegration of the Holy Roman Empire.
;
Bavaria
Bavaria ( ; ), officially the Free State of Bavaria (german: Freistaat Bayern, link=no ), is a state in the south-east of Germany. With an area of , Bavaria is the largest German state by land area, comprising roughly a fifth of the total lan ...
: The
Luitpolding
The Luitpoldings were a medieval dynasty which ruled the German stem duchy of Bavaria from some time in the late ninth century off and on until 985.
Origins
The descent of the East Frankish Luitpoldings has not been conclusively established. The ...
family, responsible for the defense of the
March of Carinthia
The March of Carinthia was a frontier district (march) of the Carolingian Empire created in 889. Before it was a march, it had been a principality or duchy ruled by native-born Slavic (or semi-Slavic) princes at first independently and then unde ...
, rose to the position of Dukes. They were succeeded by a branch of the Liudolfing dynasty and eventually the Welfs, whose struggle with the Hohenstaufen Kings resulted in Bavaria being stripped of
Austria
Austria, , bar, Östareich officially the Republic of Austria, is a country in the southern part of Central Europe, lying in the Eastern Alps. It is a federation of nine states, one of which is the capital, Vienna, the most populous ...
(1156),
Styria
Styria (german: Steiermark ; Serbo-Croatian and sl, ; hu, Stájerország) is a state (''Bundesland'') in the southeast of Austria. With an area of , Styria is the second largest state of Austria, after Lower Austria. Styria is bordered to ...
and
Tyrol
Tyrol (; historically the Tyrole; de-AT, Tirol ; it, Tirolo) is a historical region in the Alps - in Northern Italy and western Austria. The area was historically the core of the County of Tyrol, part of the Holy Roman Empire, Austrian Emp ...
(1180). The reduced territorial duchy was given to the
Wittelsbach
The House of Wittelsbach () is a German dynasty, with branches that have ruled over territories including Bavaria, the Palatinate, Holland and Zeeland, Sweden (with Finland), Denmark, Norway, Hungary (with Romania), Bohemia, the Electorate o ...
family. Bavaria remained under the control of the Wittelsbach family until the First World War, although it was repeatedly divided into sub-duchies among branches of the family during the 13th to 15th centuries, re-united under
Albert IV, Duke of Bavaria
Albert IV (15 December 1447 – 18 March 1508; german: Albrecht) was duke of Bavaria-Munich from 1467, and duke of the reunited Bavaria from 1503.
Biography
Albert was a son of Albert III, Duke of Bavaria and Anna of Brunswick-Grubenhagen-Ei ...
in 1503. In 1623, it was raised to the status of
Electorate
Electorate may refer to:
* The people who are eligible to vote in an election, especially their number e.g. the term ''size of (the) electorate''
* The dominion of a Prince-elector in the Holy Roman Empire until 1806
* An electoral district
An ...
, and following the disintegration of the Holy Roman Empire it became independent as a
Kingdom
Kingdom commonly refers to:
* A monarchy ruled by a king or queen
* Kingdom (biology), a category in biological taxonomy
Kingdom may also refer to:
Arts and media Television
* ''Kingdom'' (British TV series), a 2007 British television drama s ...
.
Legacy
The complicated political history of the Holy Roman Empire during Middle Ages led to the division or disestablishment of most early medieval duchies.
Frederick Barbarossa
Frederick Barbarossa (December 1122 – 10 June 1190), also known as Frederick I (german: link=no, Friedrich I, it, Federico I), was the Holy Roman Emperor from 1155 until his death 35 years later. He was elected King of Germany in Frankfurt on ...
in 1180 abolished the system of stem duchies in favour of more numerous territorial duchies.
The
duchy of Bavaria
The Duchy of Bavaria (German: ''Herzogtum Bayern'') was a frontier region in the southeastern part of the Merovingian kingdom from the sixth through the eighth century. It was settled by Bavarian tribes and ruled by dukes (''duces'') under Fr ...
is the only stem duchy that made the transition to territorial duchy, eventually emerging as the
Free State of Bavaria
Bavaria ( ; ), officially the Free State of Bavaria (german: Freistaat Bayern, link=no ), is a state in the south-east of Germany. With an area of , Bavaria is the largest German state by land area, comprising roughly a fifth of the total lan ...
within modern Germany.
Some of the other stem duchies emerged as divisions of the Holy Roman Empire; thus, the
Electorate of Saxony
The Electorate of Saxony, also known as Electoral Saxony (German: or ), was a territory of the Holy Roman Empire from 1356–1806. It was centered around the cities of Dresden, Leipzig and Chemnitz.
In the Golden Bull of 1356, Emperor Charles ...
, while not directly continuing the
duchy of Saxony
The Duchy of Saxony ( nds, Hartogdom Sassen, german: Herzogtum Sachsen) was originally the area settled by the Saxons in the late Early Middle Ages, when they were subdued by Charlemagne during the Saxon Wars from 772 and incorporated into the C ...
, gives rise to the modern state of
Saxony
Saxony (german: Sachsen ; Upper Saxon: ''Saggsn''; hsb, Sakska), officially the Free State of Saxony (german: Freistaat Sachsen, links=no ; Upper Saxon: ''Freischdaad Saggsn''; hsb, Swobodny stat Sakska, links=no), is a landlocked state of ...
.
The duchies of
Franconia
Franconia (german: Franken, ; Franconian dialect: ''Franggn'' ; bar, Frankn) is a region of Germany, characterised by its culture and Franconian dialect (German: ''Fränkisch'').
The three administrative regions of Lower, Middle and Upper Fr ...
and
Swabia
Swabia ; german: Schwaben , colloquially ''Schwabenland'' or ''Ländle''; archaic English also Suabia or Svebia is a cultural, historic and linguistic region in southwestern Germany.
The name is ultimately derived from the medieval Duchy of ...
, on the other hand, disintegrated and correspond only vaguely to the contemporary regions of
Swabia
Swabia ; german: Schwaben , colloquially ''Schwabenland'' or ''Ländle''; archaic English also Suabia or Svebia is a cultural, historic and linguistic region in southwestern Germany.
The name is ultimately derived from the medieval Duchy of ...
and
Franconia
Franconia (german: Franken, ; Franconian dialect: ''Franggn'' ; bar, Frankn) is a region of Germany, characterised by its culture and Franconian dialect (German: ''Fränkisch'').
The three administrative regions of Lower, Middle and Upper Fr ...
. The Merovingian
duchy of Thuringia
The Duchy of Thuringia was an eastern frontier march of the Merovingian dynasty, Merovingian kingdom of Austrasia, established about 631 by King Dagobert I after his troops had been defeated by the forces of the Samo, Slavic confederation of Samo ...
did not become a stem duchy of the Holy Roman Empire but was demoted to landgraviate within Saxony in 908, and the modern state of
Thuringia
Thuringia (; german: Thüringen ), officially the Free State of Thuringia ( ), is a state of central Germany, covering , the sixth smallest of the sixteen German states. It has a population of about 2.1 million.
Erfurt is the capital and larg ...
was established in 1920.
References
{{reflist
See also
*
Kingdom of Germany
The Kingdom of Germany or German Kingdom ( la, regnum Teutonicorum "kingdom of the Germans", "German kingdom", "kingdom of Germany") was the mostly Germanic-speaking East Frankish kingdom, which was formed by the Treaty of Verdun in 843, especi ...
*
Prince-elector
The prince-electors (german: Kurfürst pl. , cz, Kurfiřt, la, Princeps Elector), or electors for short, were the members of the electoral college that elected the emperor of the Holy Roman Empire.
From the 13th century onwards, the prince ...
*
Imperial circle
*
Peerage of France
The Peerage of France (french: Pairie de France) was a hereditary distinction within the French nobility which appeared in 1180 in the Middle Ages.
The prestigious title and position of Peer of France (french: Pair de France, links=no) was ...
German feudalism
Subdivisions of the Holy Roman Empire
East Francia
10th century in the Holy Roman Empire
*
de:Stammesherzogtum