Han (; 221–263), known in historiography as Shu Han ( ) or Ji Han ( "Junior Han"), or often shortened to Shu (;

pinyin Hanyu Pinyin (), often shortened to just pinyin, is the official romanization system for Standard Mandarin Chinese in China, and to some extent, in Singapore and Malaysia. It is often used to teach Mandarin, normally written in Chinese for ...

: ''shŭ'' <

Middle Chinese Middle Chinese (formerly known as Ancient Chinese) or the Qieyun system (QYS) is the historical variety of Chinese recorded in the '' Qieyun'', a rime dictionary first published in 601 and followed by several revised and expanded editions. The ...

: *''źjowk'' <

Eastern Han Chinese Eastern Han Chinese or Later Han Chinese is the stage of the Chinese language revealed by poetry and glosses from the Eastern Han period (first two centuries AD). It is considered an intermediate stage between Old Chinese and the Middle Chinese ...

: *''dźok''), was one of the three major states that competed for supremacy over China in the

Three Kingdoms The Three Kingdoms () from 220 to 280 AD was the tripartite division of China among the dynastic states of Cao Wei, Shu Han, and Eastern Wu. The Three Kingdoms period was preceded by the Eastern Han dynasty and was followed by the West ...

period (220–280). The state was based in the area around present-day

Hanzhong Hanzhong (; abbreviation: Han) is a prefecture-level city in the southwest of Shaanxi province, China, bordering the provinces of Sichuan to the south and Gansu to the west. The founder of the Han dynasty, Liu Bang, was once enfeoffed as th ...

Sichuan Sichuan (; zh, c=, labels=no, ; zh, p=Sìchuān; alternatively romanized as Szechuan or Szechwan; formerly also referred to as "West China" or "Western China" by Protestant missions) is a province in Southwest China occupying most of the ...

, Chongqing,

Yunnan Yunnan , () is a landlocked province in the southwest of the People's Republic of China. The province spans approximately and has a population of 48.3 million (as of 2018). The capital of the province is Kunming. The province borders the C ...

Guizhou Guizhou (; formerly Kweichow) is a landlocked province in the southwest region of the People's Republic of China. Its capital and largest city is Guiyang, in the center of the province. Guizhou borders the autonomous region of Guangxi to t ...

, and north

Guangxi Guangxi (; ; Chinese postal romanization, alternately romanized as Kwanghsi; ; za, Gvangjsih, italics=yes), officially the Guangxi Zhuang Autonomous Region (GZAR), is an Autonomous regions of China, autonomous region of the People's Republic ...

, an area historically referred to as "Shu" based on the name of the past ancient state of Shu, which also occupied this approximate geographical area. Its core territory also coincided with Liu Bang's Kingdom of Han, the precursor of the Han dynasty. Shu Han's founder,

Liu Bei Liu Bei (, ; ; 161 – 10 June 223), courtesy name Xuande (), was a warlord in the late Eastern Han dynasty who founded the state of Shu Han in the Three Kingdoms period and became its first ruler. Although he was a distant relative of the H ...

, had named his state "Han", as he considered it a

rump state A rump state is the remnant of a once much larger state, left with a reduced territory in the wake of secession, annexation, occupation, decolonization, or a successful coup d'état or revolution on part of its former territory. In the last case ...

of the Han dynasty and thus the legitimate successor to the Han throne, while the prefix "Shu" was first used by the rival state of

Cao Wei Wei ( Hanzi: 魏; pinyin: ''Wèi'' < Middle Chinese: *''ŋjwei^C'' <

Records of the Three Kingdoms, the historian,

Chen Shou Chen Shou (; 233–297), courtesy name Chengzuo (), was a Chinese historian, politician, and writer who lived during the Three Kingdoms period and Jin dynasty of China. Chen Shou is most known for his most celebrated work, the '' Records of ...

, also used the prefix "Shu" to describe Liu Bei's state of Han as a geographical prefix to differentiate it from the many other states named "

Han Han may refer to: Ethnic groups * Han Chinese, or Han People (): the name for the largest ethnic group in China, which also constitutes the world's largest ethnic group. ** Han Taiwanese (): the name for the ethnic group of the Taiwanese p ...

" throughout Chinese history.

History

Beginnings and founding

Towards the end of the Eastern Han dynasty,

, a warlord and distant relative of the Han imperial clan, rallied the support of many capable followers. Following the counsel of his advisor,

Zhuge Liang Zhuge Liang ( zh, t=諸葛亮 / 诸葛亮) (181 – September 234), courtesy name Kongming, was a Chinese statesman and military strategist. He was chancellor and later regent of the state of Shu Han during the Three Kingdoms period. He is ...

, and Zhuge's

Longzhong Plan The Longzhong Plan is the name given to a strategic plan by Zhuge Liang, a statesman of the Shu Han state in the Three Kingdoms period (220–280) of China. Zhuge Liang presented the plan to Liu Bei, a warlord who became the founding emperor of ...

, Liu Bei conquered parts of Jing Province (covering present-day

Hubei Hubei (; ; alternately Hupeh) is a landlocked province of the People's Republic of China, and is part of the Central China region. The name of the province means "north of the lake", referring to its position north of Dongting Lake. The prov ...

and

Hunan Hunan (, ; ) is a landlocked province of the People's Republic of China, part of the South Central China region. Located in the middle reaches of the Yangtze watershed, it borders the province-level divisions of Hubei to the north, Jiangxi to ...

) in 208 and 209, took over

Yi Province Yizhou (益州), Yi Province or Yi Prefecture, was a '' zhou'' (province) of ancient China. Its capital city was Chengdu.de Crespigny, p. 256. During the Han dynasty, it included the commanderies Hanzhong, Ba, Guanghan, Shu, Wenshan, Jianwei, ...

(covering present-day

and Chongqing) from the warlord Liu Zhang between 212 and 214, and wrestled control of

from his rival, Cao Cao, in 219. Afterwards, Liu Bei proclaimed himself King of Hanzhong. From the territories he gained, Liu Bei established a position for himself in China during the final years of the Han dynasty. However, in 219, the alliance between Liu Bei and his ally, Sun Quan, was broken when Sun sent his general, Lü Meng, to invade Jing Province. Liu Bei lost his territories in Jing Province to Sun Quan.

Guan Yu Guan Yu (; ), courtesy name Yunchang, was a Chinese military general serving under the warlord Liu Bei during the late Eastern Han dynasty of China. Along with Zhang Fei, he shared a brotherly relationship with Liu Bei and accompanied him on ...

, the general guarding Liu Bei's assets in Jing Province, was captured and subsequently executed by Sun Quan's forces. Cao Cao died in 220, and was succeeded by his son,

Cao Pi Cao Pi () ( – 29 June 226), courtesy name Zihuan, was the first emperor of the state of Cao Wei in the Three Kingdoms period of China. He was the second son of Cao Cao, a warlord who lived in the late Eastern Han dynasty, but the eldest ...

, who forced the last Han ruler,

Emperor Xian Emperor Xian of Han (2 April 181 – 21 April 234), personal name Liu Xie (劉協), courtesy name Bohe, was the 14th and last emperor of the Eastern Han dynasty in China. He reigned from 28 September 189 until 11 December 220. Liu Xie was a so ...

, to abdicate the throne in his favour. Cao Pi then established the state of

Cao Wei Wei ( Hanzi: 魏; pinyin: ''Wèi'' < Middle Chinese: *''ŋjwei^C'' <

Sun Quan to retake Jing Province and avenge

, culminating in the

Battle of Xiaoting The Battle of Xiaoting (猇亭之戰), also known as the Battle of Yiling and the Battle of Yiling and Xiaoting, was fought between the state of Shu and the state of Wu, between the years 221 and 222 in the early Three Kingdoms period of Chin ...

. However, due to grave tactical mistakes, Liu Bei suffered a crushing defeat at the hands of Sun Quan's general,

Lu Xun Zhou Shuren (25 September 1881 – 19 October 1936), better known by his pen name Lu Xun (or Lu Sun; ; Wade–Giles: Lu Hsün), was a Chinese writer, essayist, poet, and literary critic. He was a leading figure of modern Chinese literature. ...

, and lost the bulk of his army. He survived the battle and retreated to

Baidicheng Baidicheng or Baidi Fortress is an ancient fortress and temple complex on a hill on the northern shore of the Yangtze River in China, 8 km east of the present day Fengjie County seat in Chongqing municipality. Overview The name ''Baidichen ...

, where he died from illness a year later.

Liu Shan's reign

Wei and Shu battle at the banks of River Wei

Three Kingdoms Shu Pottery Musician (9832743546)

Before Liu Bei's death, he appointed the chancellor Zhuge Liang and the general Li Yan as regents to his son,

Liu Shan Liu Shan () (207–271), courtesy name Gongsi, was the second and last emperor of the state of Shu Han during the Three Kingdoms period. As he ascended the throne at the age of 16, Liu Shan was entrusted to the care of the Chancellor Zhug ...

. The young Liu Shan was only 16 years old, making him the youngest of the rulers of the Three Kingdom states, and Liu Bei expected the two regents to assist Liu Shan in managing state affairs. Zhuge Liang was the ''de facto'' head of the Shu government throughout Liu Shan's reign, and was responsible for most of Shu's policies during his regency. When Liu Shan succeeded his father, Shu was the weakest of the three major powers. Following his father's defeat in 221, the portion of Jing Province previously held by Shu was now firmly under the control of Wu. Shu only included the western lands of

, while Wei controlled all of the northern lands, and Wu controlled all the lands from the east of Yi Province to the southern and eastern coastlines. Meanwhile, Shu's population was not large enough to stand against the rival state of Wei. This greatly limited Shu in terms of resources and manpower; although the country could efficiently defend itself, Shu could not easily launch successful campaigns. As such, Zhuge Liang parleyed for peace with Wu, and reaffirmed the alliance between Sun Quan and Shu — with the former even recognising Sun Quan's legitimacy when the latter broke with Wei, and declared himself “Emperor of Wu” in 229. In order to strengthen the Shu Han state's authority in the remote southern region of

Nanzhong Nanzhong () is the ancient name for a region in southwest China that covers parts of present-day Yunnan, Guizhou and southern Sichuan provinces. During the Three Kingdoms period (220–280) of China, the Nanzhong region was part of the territory ...

, Zhuge Liang also launched an expeditionary force there in 225 to quell local rebellions, and the growing influence of the

Nanman The Man, commonly known as the Nanman or Southern Man (, ''lit. Southern Barbarians''), were ancient indigenous peoples who lived in inland South and Southwest China, mainly around the Yangtze River valley. In ancient Chinese sources, the ter ...

(literal: southern barbarians) in the region. Zhuge Liang advocated an aggressive foreign policy towards Wei, because he strongly believed it was critical to the survival of Shu and its sovereignty. Between the years of 228 and 234, he launched a series of five military campaigns against Wei, with the aim of conquering

Chang'an Chang'an (; ) is the traditional name of Xi'an. The site had been settled since Neolithic times, during which the Yangshao culture was established in Banpo, in the city's suburbs. Furthermore, in the northern vicinity of modern Xi'an, Qin Shi ...

, a strategic city located on the road to the Wei capital,

Luoyang Luoyang is a city located in the confluence area of Luo River (Henan), Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the ...

. Most of the battles were fought around present-day Gansu and

Shaanxi Shaanxi (alternatively Shensi, see #Name, § Name) is a landlocked Provinces of China, province of China. Officially part of Northwest China, it borders the province-level divisions of Shanxi (NE, E), Henan (E), Hubei (SE), Chongqing (S), Sichu ...

provinces. However, aside from gaining Jiang Wei as an officer in 228, Shu failed to achieve any significant victories or lasting gains in the five expeditions. During his final campaign where he fought against the Wei general, Sima Yi, an already taxed and ill Zhuge Liang died under the strain of the long stalemate with the Wei forces at the

Battle of Wuzhang Plains The Battle of Wuzhang Plains was fought between the contending states of Cao Wei and Shu Han in 234 AD during the Three Kingdoms period of China. The battle was the fifth and last of a series of Northern Expeditions led by Shu's chancellor, ...

. After Zhuge Liang’s death, the Shu government was then headed by Jiang Wan,

Fei Yi Fei Yi (died 16 February 253), courtesy name Wenwei, was a regent and military general of the state of Shu during the Three Kingdoms period of China. Born in the late Eastern Han dynasty, Fei Yi started his career as an attendant to Liu Shan, t ...

, and others, and Shu temporarily ceased its aggression towards Wei. In 244, the Wei regent,

Cao Shuang Cao Shuang (died 9 February 249), courtesy name Zhaobo, was a Chinese military general and regent of the state of Cao Wei during the Three Kingdoms period of China. He was the eldest son of Cao Zhen, a prominent general of Wei. He initially hel ...

, launched an invasion of Hanzhong. Despite being outnumbered 2-to-1, the Shu forces defeated the invading combatants at the

Battle of Xingshi The Battle of Xingshi was fought between the states of Cao Wei and Shu Han in 244 during the Three Kingdoms period in China. The location was at Mount Xingshi (), which is situated north of present-day Yang County, Shaanxi, and is now part of t ...

, with the humiliated Wei forces fleeing. Between 247 and 262, the Shu general, Jiang Wei, resumed Zhuge Liang's legacy by leading a series of military campaigns against Wei, but also failed to make any significant territorial gains.

Fall of Shu

In 263, armies led by the Wei generals

Deng Ai Deng Ai (197 – late March 264Vol.04 of ''Sanguozhi'' and vol.02 of ''Jin Shu'' both indicated that Deng Ai was arrested in the 1st month of the 1st year of the ''Xianxi'' era. The month corresponds to 15 Feb to 14 Mar 264 in the Julian calendar ...

and

Zhong Hui Zhong Hui (225 – 3 March 264), courtesy name Shiji, was a Chinese calligrapher, essayist, military general, and politician of the state of Cao Wei during the Three Kingdoms period of China. He was the younger son of Zhang Changpu with Zhong Y ...

attacked Shu, and conquered its capital,

Chengdu Chengdu (, ; Simplified Chinese characters, simplified Chinese: 成都; pinyin: ''Chéngdū''; Sichuanese dialects, Sichuanese pronunciation: , Standard Chinese pronunciation: ), Chinese postal romanization, alternatively Romanization of Chi ...

, without much struggle — the state having been exhausted by Jiang Wei's ill-fated campaigns. In the same year, Liu Shan surrendered to Deng Ai outside Chengdu, marking the end of Shu. In spite of this, Jiang Wei attempted to incite conflict between Deng Ai and Zhong Hui, in the hope of taking advantage of the situation to revive Shu. Zhong Hui captured Deng Ai, and openly rebelled against the Wei regent, Sima Zhao, but the revolt was suppressed by Wei forces. Jiang Wei, Zhong Hui, and Deng Ai were killed in the struggle. Liu Shan was brought to

, where he met with Sima Zhao, and was awarded the title of “Duke of Anle.” He lived a comfortable and peaceful life in Luoyang until the end of his days.

Economy

Shu was not merely a nation at war. During peacetime, the Shu state began many irrigation and road-building projects designed to improve the economy. Many of these public works still exist and are widely used. For example, the

Zipingpu Dam Zipingpu Dam (紫坪铺水利枢纽) is an embankment dam on the Min River near the city of Dujiangyan, Sichuan Province in southwest China. It consists of four generators with a total generating capacity of 760 MW. Construction began in 2001 a ...

is still present near

. These works helped improve the economy of southwestern China, and can be seen as the beginning of economic activity in Sichuan. It also promoted trade with southern China, which was then ruled by Eastern Wu.

List of territories

List of emperors

References

{{DEFAULTSORT:Han 221 establishments 263 disestablishments Dynasties in Chinese history Former countries in Chinese history Former monarchies