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The savannah hypothesis (or savanna hypothesis) is a
hypothesis A hypothesis (plural hypotheses) is a proposed explanation for a phenomenon. For a hypothesis to be a scientific hypothesis, the scientific method requires that one can test it. Scientists generally base scientific hypotheses on previous obse ...
that human
bipedalism Bipedalism is a form of terrestrial locomotion where an organism moves by means of its two rear limbs or legs. An animal or machine that usually moves in a bipedal manner is known as a biped , meaning 'two feet' (from Latin ''bis'' 'double' a ...
evolved as a direct result of
human ancestors Humans (''Homo sapiens'') are the most abundant and widespread species of primate, characterized by bipedalism and exceptional cognitive skills due to a large and complex brain. This has enabled the development of advanced tools, culture, an ...
' transition from an
arboreal Arboreal locomotion is the Animal locomotion, locomotion of animals in trees. In habitats in which trees are present, animals have evolved to move in them. Some animals may scale trees only occasionally, but others are exclusively arboreal. Th ...
lifestyle to one on the
savannas A savanna or savannah is a mixed woodland-grassland (i.e. grassy woodland) ecosystem characterised by the trees being sufficiently widely spaced so that the canopy does not close. The open canopy allows sufficient light to reach the ground to ...
. According to the hypothesis, millions of years ago
hominins The Hominini form a taxonomic tribe of the subfamily Homininae ("hominines"). Hominini includes the extant genera ''Homo'' (humans) and '' Pan'' (chimpanzees and bonobos) and in standard usage excludes the genus ''Gorilla'' (gorillas). The t ...
left the
woodland A woodland () is, in the broad sense, land covered with trees, or in a narrow sense, synonymous with wood (or in the U.S., the ''plurale tantum'' woods), a low-density forest forming open habitats with plenty of sunlight and limited shade (see ...
s that had previously been their natural habitat, and adapted to their new habitat by walking upright. The idea that a climate-driven retraction of tropical forests forced early hominini into bipedalism has been around for a long time, often implicitly. Some early authors saw savannahs as open grasslands, while others saw a mosaic of environments from woodlands to grasslands. The hypothesis has seen rising criticism since at least the late 1960s. The open grasslands version is mostly dismissed, while the mosaic version still has relatively wide support, although the transition from forest to savanna probably was more gradual than previously thought.


History

The fundamental ideas behind it date back to
Lamarck Jean-Baptiste Pierre Antoine de Monet, chevalier de Lamarck (1 August 1744 – 18 December 1829), often known simply as Lamarck (; ), was a French naturalist, biologist, academic, and soldier. He was an early proponent of the idea that biolog ...
, Darwin and
Wallace Wallace may refer to: People * Clan Wallace in Scotland * Wallace (given name) * Wallace (surname) * Wallace (footballer, born 1986), full name Wallace Fernando Pereira, Brazilian football left-back * Wallace (footballer, born 1987), full name ...
. Also
Gustav Steinmann Johann Heinrich Conrad Gottfried Gustav Steinmann (9 April 1856 – 7 October 1929) was a German geologist and paleontologist. He performed various studies in the Ural Mountains, North America, South America, the Caucasus and the Alp ...
saw reducing rain forest due to
climate change In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to E ...
as important driver for bipedalism. Osborn thought man probably originated from the forests and flood-plains of southern Asia. Hilzheimer stated it was open landscapes that stimulated development. The hypothesis first came to prominence however with the discovery of ''
Australopithecus africanus ''Australopithecus africanus'' is an extinct species of australopithecine which lived between about 3.3 and 2.1 million years ago in the Late Pliocene to Early Pleistocene of South Africa. The species has been recovered from Taung, Sterkfonte ...
'' by
Raymond Dart Raymond Arthur Dart (4 February 1893 – 22 November 1988) was an Australian anatomist and anthropologist, best known for his involvement in the 1924 discovery of the first fossil ever found of ''Australopithecus africanus'', an extinct homi ...
in 1924. In an article on the discovery, published in the journal ''
Nature Nature, in the broadest sense, is the physics, physical world or universe. "Nature" can refer to the phenomenon, phenomena of the physical world, and also to life in general. The study of nature is a large, if not the only, part of science. ...
'', Dart wrote: Weinert stated apes are very reluctant to leave the safety of the trees, and the ancestors of modern man did not leave the trees, but the trees left them. Grabau echoed this by saying ''Instead of the apes leaving the trees, the trees left the apes''. Not everyone agreed with this hypothesis, such as Weidenreich, but he did conclude it was a ''widely spread belief''. The work of
Robert Ardrey Robert Ardrey (October 16, 1908 – January 14, 1980) was an American playwright, screenwriter and science writer perhaps best known for ''The Territorial Imperative'' (1966). After a Broadway and Hollywood career, he returned to his academic tr ...
helped popularize the ideas that Dart had developed with a wide audience. In the decades following Dart's discovery, more hominid fossils were found in Eastern and Southern Africa, leading researches to conclude that these were savanna dwellers as well. Much of the academic discussion at the time took for granted that the transition to the savannas was responsible for the emergence of bipedalism, and focused instead on determining particular mechanisms by which this happened. One of the proposed mechanisms was the
knuckle-walking Knuckle-walking is a form of quadrupedal walking in which the forelimbs hold the fingers in a partially flexed posture that allows body weight to press down on the ground through the knuckles. Gorillas, bonobos, and chimpanzees use this style of ...
hypothesis; the claim that early human ancestors walked on all fours when they first emerged into the savannas. This was based on observations of morphological characteristics found in ''
Australopithecus anamensis ''Australopithecus anamensis'' is a hominin species that lived approximately between 4.2 and 3.8 million years ago and is the oldest known ''Australopithecus'' species, living during the Plio-Pleistocene era. Nearly one hundred fossil specimens ...
'' and ''
Australopithecus afarensis ''Australopithecus afarensis'' is an extinct species of australopithecine which lived from about 3.9–2.9 million years ago (mya) in the Pliocene of East Africa. The first fossils were discovered in the 1930s, but major fossil finds would not ...
'', and posited that knuckle-walking was an example of
convergent evolution Convergent evolution is the independent evolution of similar features in species of different periods or epochs in time. Convergent evolution creates analogous structures that have similar form or function but were not present in the last com ...
in
chimpanzees The chimpanzee (''Pan troglodytes''), also known as simply the chimp, is a species of great ape native to the forest and savannah of tropical Africa. It has four confirmed subspecies and a fifth proposed subspecies. When its close relative the ...
and
gorilla Gorillas are herbivorous, predominantly ground-dwelling great apes that inhabit the tropical forests of equatorial Africa. The genus ''Gorilla'' is divided into two species: the eastern gorilla and the western gorilla, and either four or fi ...
s, which was then lost by the genus
Homo ''Homo'' () is the genus that emerged in the (otherwise extinct) genus ''Australopithecus'' that encompasses the extant species ''Homo sapiens'' ( modern humans), plus several extinct species classified as either ancestral to or closely relate ...
. Paleoanthropologists also posited that the upright posture would have been advantageous to savanna-dwelling hominids, as it allowed them to peer over tall grasses for predators, or in search of prey. P. E. Wheeler suggested that another advantage lay in reducing the amount of skin exposed to the sun, which helped regulate body temperatures. The
turnover-pulse hypothesis The turnover-pulse hypothesis, formulated by paleontologist Elisabeth Vrba, suggests that major changes to the climate or ecosystem often result in a period of rapid extinction and high turnover of new species (a "pulse") across multiple different ...
, first described by
Elizabeth Vrba Elisabeth S. Vrba (born 17 May 1942) is a paleontologist at Yale University who developed the turnover-pulse hypothesis. Education Vrba earned her Ph.D. in Zoology and Palaeontology at the University of Cape Town, in 1974. Vrba studied zoolog ...
seemed to support the savanna hypothesis by suggesting that
climate change In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to E ...
events resulting in the shrinking of forested areas forced animals out into the open grasslands.
Robinson Robinson may refer to: People and names * Robinson (name) Fictional characters * Robinson Crusoe, the main character, and title of a novel by Daniel Defoe, published in 1719 Geography * Robinson projection, a map projection used since the 1960s ...
investigated
adaptive radiation In evolutionary biology, adaptive radiation is a process in which organisms diversify rapidly from an ancestral species into a multitude of new forms, particularly when a change in the environment makes new resources available, alters biotic int ...
for ''Australopithecus'' and saw grass savanna and other more arid environments expanding at this time, thus providing increased opportunity for animals capable of adapting to such conditions.
Monod Monod is a surname, and may refer to: * Adolphe Monod (1802–1856), French Protestant churchman; brother of Frédéric Monod. * Frédéric Monod (1794–1863), French Protestant pastor. * Gabriel Monod, French historian * Jacques Monod (1910–19 ...
investigated the role in human evolution of the Sahara during wet periods as a place that was covered with steppes, savannas, and lakes. He saw advantages for the process of hominization in a wooded savanna. In analogy with
gelada The gelada (''Theropithecus gelada'', am, ጭላዳ, translit=č̣əlada), sometimes called the bleeding-heart monkey or the gelada baboon, is a species of Old World monkey found only in the Ethiopian Highlands, living at elevations of above se ...
Jolly Happiness, in the context of mental or emotional states, is positive or pleasant emotions ranging from contentment to intense joy. Other forms include life satisfaction, well-being, subjective well-being, flourishing and eudaimonia. Si ...
proposed that '' the basal hominid, therefore, the 'gelada' specialisations would be superimposed upon a behavioural repertoire and post-cranial structure already attuned to some degree of truncal erectness.'' The transition to bipedality would have been instigated by seed-eating and would ''probably took place in a ''
dambo A dambo is a class of complex shallow wetlands in central, southern and eastern Africa, particularly in Zambia, Malawi and Zimbabwe. They are generally found in higher rainfall flat plateau areas and have river-like branching forms which in themsel ...
''-like environment, later shifting to wider floodplains.'' An early critic of the savanna hypothesis was
Lovejoy ''Lovejoy'' is a British television comedy-drama mystery series, based on the novels by John Grant under the pen name Jonathan Gash. The show, which ran to 71 episodes over six series, was originally broadcast on BBC1 between 10 January 19 ...
in 1981. He stated '' is more likely that hominids venturing into open habitats were already bipedal and that their regular occupation of savannahs was not possible until intensified social behavior was well developed.'' Kortlandt sought the barrier required for geographic speciation to take place. According to him, the
Great Rift Valley The Great Rift Valley is a series of contiguous geographic trenches, approximately in total length, that runs from Lebanon in Asia to Mozambique in Southeast Africa. While the name continues in some usages, it is rarely used in geology as it i ...
, the
Nile The Nile, , Bohairic , lg, Kiira , Nobiin language, Nobiin: Áman Dawū is a major north-flowing river in northeastern Africa. It flows into the Mediterranean Sea. The Nile is the longest river in Africa and has historically been considered ...
and the
Zambezi The Zambezi River (also spelled Zambeze and Zambesi) is the fourth-longest river in Africa, the longest east-flowing river in Africa and the largest flowing into the Indian Ocean from Africa. Its drainage basin covers , slightly less than hal ...
acted as a double barrier when a period of
desiccation Desiccation () is the state of extreme dryness, or the process of extreme drying. A desiccant is a hygroscopic (attracts and holds water) substance that induces or sustains such a state in its local vicinity in a moderately sealed container. ...
set in East Africa. This ''must have converted the last-surviving
dryopithecine Dryopithecini is an extinct tribe of Eurasian and African great apes that are believed to be close to the ancestry of gorillas, chimpanzees and humans. Members of this tribe are known as dryopithecines. Taxonomy * Tribe Dryopithecini† ** ''Ke ...
(''
Proconsul A proconsul was an official of ancient Rome who acted on behalf of a consul. A proconsul was typically a former consul. The term is also used in recent history for officials with delegated authority. In the Roman Republic, military command, or ' ...
'') ape there into an upright-walking, drought-adapted, and "humanoid" type of bush and grassland ape, i.e., in all probability the Homininae, strictly speaking.'' This corresponded with the location of some important fossils that had been found until then, such as in 1939 the ''
Australopithecus afarensis ''Australopithecus afarensis'' is an extinct species of australopithecine which lived from about 3.9–2.9 million years ago (mya) in the Pliocene of East Africa. The first fossils were discovered in the 1930s, but major fossil finds would not ...
'' in
Laetoli Laetoli is a pre-historic site located in Enduleni ward of Ngorongoro District in Arusha Region, Tanzania. The site is dated to the Plio-Pleistocene and famous for its Hominina footprints, preserved in volcanic ash. The site of the Laetoli footp ...
by
Ludwig Kohl-Larsen Ludwig Kohl-Larsen (born ''Ludwig Kohl''; 5 April 1884 in Landau in der Pfalz – 12 November 1969 in Bodensee) was a German physician, amateur anthropologist, and explorer. Biography In 1911, he traveled as ship's doctor with Wilhelm Filchner ...
and the ''
Paranthropus boisei ''Paranthropus boisei'' is a species of australopithecine from the Early Pleistocene of East Africa about 2.5 to 1.15 million years ago. The holotype specimen, OH 5, was discovered by palaeoanthropologist Mary Leakey in 1959, and described by h ...
'' in the
Olduvai Gorge The Olduvai Gorge or Oldupai Gorge in Tanzania is one of the most important paleoanthropology, paleoanthropological localities in the world; the many sites exposed by the gorge have proven invaluable in furthering understanding of early human ev ...
in 1959 by
Mary Leakey Mary Douglas Leakey, FBA (née Nicol, 6 February 1913 – 9 December 1996) was a British paleoanthropologist who discovered the first fossilised ''Proconsul A proconsul was an official of ancient Rome who acted on behalf of a consul. A pro ...
. This Rift Valley theory became known as the '' East Side Story'' by
Yves Coppens Yves Coppens (9 August 1934 – 22 June 2022) was a French anthropologist. A graduate from the University of Rennes and Sorbonne, he studied ancient hominids and had multiple published works on this topic, and also produced a film. In October 2 ...
.


Shifting consensus

In the latter parts of the 20th century, new fossil evidence began to emerge which called the savanna hypothesis into question. These newly-discovered remains showed indications that they were still well adapted to climbing trees, even after they had begun to walk upright. Both humans and chimpanzees tend to walk upright when moving along long branches of trees, increasing their reach. In 1993, 4.4 million year old fossil teeth were found in
Aramis, Ethiopia Aramis is a village and archaeological site in north-eastern Ethiopia, where remains of ''Australopithecus'' and ''Ardipithecus'' (''Ardipithecus ramidus'') have been found. The village is located in Administrative Zone 5 of the Afar Region, which ...
, by a group led by
Tim D. White Tim D. White (born August 24, 1950) is an American paleoanthropologist and Professor of Integrative Biology at the University of California, Berkeley. He is best known for leading the team which discovered Ardi, the type specimen of ''Ardipithe ...
attributed to a new species, ''Australopithecus ramidus'', later called ''
Ardipithecus ramidus ''Ardipithecus ramidus'' is a species of australopithecine from the Afar region of Early Pliocene Ethiopia 4.4 million years ago (mya). ''A. ramidus'', unlike modern hominids, has adaptations for both walking on two legs (bipedality) and life in ...
''. The age was thus half a million years older than previously known ''A. afarensis'' and had a more monkey-like appearance. After extensive research, in 2009 in a series of eleven articles in ''
Science Science is a systematic endeavor that builds and organizes knowledge in the form of testable explanations and predictions about the universe. Science may be as old as the human species, and some of the earliest archeological evidence for ...
'', more was published about Ardi. It concluded that ''Ar. ramidus'' preferred more wooded areas instead of open grassland, which would not support the climate-driven savannah hypothesis. A year later, these conclusions were questioned: ''In contrast, we find the environmental context of Ar. ramidus at Aramis to be represented by what is commonly referred to as "tree or bush savanna" with 25% or less woody canopy cover. The habitats involved probably ranged from riparian forest to grassland.'' For
Phillip Tobias Phillip Vallentine Tobias (14 October 1925 – 7 June 2012) was a South African palaeoanthropologist and Professor Emeritus at the University of the Witwatersrand in Johannesburg. He was best known for his work at South Africa's hominid fossil ...
, the 1994 find of
Little Foot "Little Foot" (Stw 573) is the nickname given to a nearly complete Australopithecus fossil skeleton found in 1994–1998 in the cave system of Sterkfontein, South Africa. Originally nicknamed "little foot" in 1995 when four ankle bones in a mu ...
, the collection of ''
Australopithecus africanus ''Australopithecus africanus'' is an extinct species of australopithecine which lived between about 3.3 and 2.1 million years ago in the Late Pliocene to Early Pleistocene of South Africa. The species has been recovered from Taung, Sterkfonte ...
'' foot bones demonstrating features consistent with tree-climbing as well as an upright gait, contributed to calling the savannah hypothesis obsolete, stating ''Open the window and throw out the savannah hypothesis; it's dead and we need a new paradigm.'' In 2000
Brigitte Senut Brigitte Senut (27 January 1954, Paris) is a French paleoprimatologist and paleoanthropologist and a professor at the National Museum of Natural History, Paris. She is a specialist in the evolution of great apes and humans. Life and work Senu ...
and
Martin Pickford Martin Pickford was lecturer in the Chair of Paleoanthropology and Prehistory at the Collège de France and honorary affiliate at the Département Histoire de la Terre in the Muséum national d'histoire naturelle, Muséum national d'Histoire. ...
found the 6 million year old ''
Orrorin tugenensis ''Orrorin tugenensis'' is a postulated early species of Homininae, estimated at and discovered in 2000. It is not confirmed how ''Orrorin'' is related to modern humans. Its discovery was used to argue against the hypothesis that australopithecin ...
'' in Kenya. The skeleton seems to indicate both bipedalism and good climbing skills. The latter indicates a wooded environment, as does the discovery of
black-and-white colobus Black-and-white colobuses (or colobi) are Old World monkeys of the genus ''Colobus'', native to Africa. They are closely related to the red colobus monkeys of genus '' Piliocolobus''. There are five species of this monkey, and at least eight subs ...
es. The discovery of
impala The impala or rooibok (''Aepyceros melampus'') is a medium-sized antelope found in eastern and southern Africa. The only extant member of the genus '' Aepyceros'' and tribe Aepycerotini, it was first described to European audiences by Germa ...
s points more towards a more open landscape. It later led Senut to the conclusion that the savannah hypothesis was no longer tenable. If these fossils are indeed early ancestors of modern man, then the environment of the later Australopithecus is less relevant. In 2001 the 7 million year old ''
Sahelanthropus tchadensis ''Sahelanthropus tchadensis'' is an extinct species of the Homininae (African apes) dated to about , during the Miocene epoch. The species, and its genus ''Sahelanthropus'', was announced in 2002, based mainly on a partial cranium, nicknamed ''T ...
'' was discovered in
Chad Chad (; ar, تشاد , ; french: Tchad, ), officially the Republic of Chad, '; ) is a landlocked country at the crossroads of North and Central Africa. It is bordered by Libya to the north, Sudan to the east, the Central African Republic ...
. Based on animal finds in the vicinity, this ''suggests a mosaic of environments from gallery forest at the edge of a lake area to a dominance of large savannah and grassland'', although more research was needed to determine this precisely. The 5.6 million year old ''
Ardipithecus kadabba ''Ardipithecus kadabba'' is the scientific classification given to fossil remains "known only from teeth and bits and pieces of skeletal bones", originally estimated to be 5.8 to 5.2 million years old, and later revised to 5.77 to 5.54 million ye ...
'' discovered in 1997 was found in a similar terrain.


Definition of savannah

Not everyone was willing to write off the savannah hypothesis. A poor definition of what a savannah actually is contributed to this. Critics of the hypothesis often saw the savannah as open grasslands with sporadic tree growth. However, savannas can have a high tree density and can also be humid. The big difference between savannas and forests is the lack of grasses in the latter. Thure E. Cerling developed a method to determine the forest cover of ancient landscapes, thus no longer requiring a definition of what a savannah is. By distinguishing between the C3 plants of the tropical forests and the mix of trees and C4 grasses of the savannah, they investigated the stable
carbon isotope Carbon (6C) has 15 known isotopes, from to , of which and are stable. The longest-lived radioisotope is , with a half-life of years. This is also the only carbon radioisotope found in nature—trace quantities are formed cosmogenically by t ...
of
paleosol In the geosciences, paleosol (''palaeosol'' in Great Britain and Australia) is an ancient soil that formed in the past. The precise definition of the term in geology and paleontology is slightly different from its use in soil science. In geolo ...
s from some sites in East Africa. They described landscapes varying from forest,
woodland A woodland () is, in the broad sense, land covered with trees, or in a narrow sense, synonymous with wood (or in the U.S., the ''plurale tantum'' woods), a low-density forest forming open habitats with plenty of sunlight and limited shade (see ...
/
bushland In Australia, bushland is a blanket term for land which supports remnant vegetation or land which is disturbed but still retains a predominance of the original floristics and structure. Human survival in bushland has a whole mythology evolving ...
/
shrubland Shrubland, scrubland, scrub, brush, or bush is a plant community characterized by vegetation dominated by shrubs, often also including grasses, herbs, and geophytes. Shrubland may either occur naturally or be the result of human activity. It m ...
, wooded grasslands to
grassland A grassland is an area where the vegetation is dominated by grasses (Poaceae). However, sedge (Cyperaceae) and rush (Juncaceae) can also be found along with variable proportions of legumes, like clover, and other herbs. Grasslands occur natur ...
s. They concluded that the early hominini lived in a more open environment than ''Australopithecus'', rendering the savannah hypothesis still a plausible possibility. Following on from Cerling, Manuel Domínguez-Rodrigo stated that the usual division of landscapes into grassy, wooded and wooded is of little use, because it tells nothing about the
evolutionary pressure Any cause that reduces or increases reproductive success in a portion of a population potentially exerts evolutionary pressure, selective pressure or selection pressure, driving natural selection. It is a quantitative description of the amount of ...
on mammals. For example, the selection pressure of grass fields in tropical forests is incomparable to the grasslands of savannas. Tropical forests also have many different species of trees, while savannas only have a few species, which hardly carry any fruit. Another factor is that of scale. Paleontologists often only investigate the site itself, an area of several hundred to thousands of meters. These habitats are referred to as
biome A biome () is a biogeographical unit consisting of a biological community that has formed in response to the physical environment in which they are found and a shared regional climate. Biomes may span more than one continent. Biome is a broader ...
s, but the latter include many hundreds of kilometres. According to Domínguez-Rodrigo, the savannah hypothesis can still give a good explanation, although the transition of environment has probably been less abrupt than some earlier authors thought.Domínguez-Rodrigo, M. (2014)
'Is the “Savanna Hypothesis” a Dead Concept for Explaining the Emergence of the Earliest Hominins?'
in ''Current Anthropology'', Volume 55, Number 1, p. 59-81


See also

*
Timeline of human evolution The timeline of human evolution outlines the major events in the evolutionary lineage of the modern human species, ''Homo sapiens'', throughout the history of life, beginning some 4 billion years ago down to recent evolution within ''H. sapiens ...
*
Recent African origin of modern humans In paleoanthropology, the recent African origin of modern humans, also called the "Out of Africa" theory (OOA), recent single-origin hypothesis (RSOH), replacement hypothesis, or recent African origin model (RAO), is the dominant model of the ...


References

{{cite journal , last1 = Thorpe , first1 = S. K. , last2 = Holder , first2 = R.L , last3 = Crompton , first3 = R. H. , year = 2007 , title = Origin of human bipedalism as an adaptation for locomotion on flexible branches , doi = 10.1126/science.1140799 , journal = Science , volume = 316, issue = 5829, pages = 1328–31 , pmid=17540902, bibcode = 2007Sci...316.1328T , s2cid = 85992565 Paleoanthropology Evolutionary biology Terrestrial locomotion Animal anatomy Human evolution