Nomenklatura
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The ''nomenklatura'' ( rus, номенклату́ра, p=nəmʲɪnklɐˈturə, a=ru-номенклатура.ogg; from la, nomenclatura) were a category of people within the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
and other Eastern Bloc countries who held various key administrative positions in the bureaucracy, running all spheres of those countries' activity: government, industry, agriculture, education, etc., whose positions were granted only with approval by the
communist party A communist party is a political party that seeks to realize the socio-economic goals of communism. The term ''communist party'' was popularized by the title of ''The Manifesto of the Communist Party'' (1848) by Karl Marx and Friedrich Engels. ...
of each country or region. Virtually all members of the nomenklatura were members of a communist party. Critics of
Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as General Secretar ...
, such as Milovan Đilas, critically defined them as a "
new class New class is used as a polemic term by critics of countries that followed the Soviet-type Communism to describe the privileged ruling class of bureaucrats and Communist party functionaries which arose in these states. Generally, the group known ...
". Richard Pipes, a Harvard historian, claimed that the nomenklatura system mainly reflected a continuation of the old
Tsarist regime The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War. The ...
, as many former Tsarist officials or " careerists" joined the Bolshevik government during and after the
Russian Civil War {{Infobox military conflict , conflict = Russian Civil War , partof = the Russian Revolution and the aftermath of World War I , image = , caption = Clockwise from top left: {{flatlist, *Soldiers ...
of 1917–1922. The ''nomenklatura'' formed a ''de facto'' elite of public powers in the former Eastern Bloc; one may compare them to the Western ''establishment'' holding or controlling both private and public powers (for example, in media, finance, trade, industry, the state and institutions). Individuals with a nomenklatura background have continued to dominate economic and political life in Russia since the end of the Cold War. According to one 2022 estimate, 60% of elites in the Vladimir Putin regime had nomenklatura backgrounds.


Etymology

The
Russian Russian(s) refers to anything related to Russia, including: *Russians (, ''russkiye''), an ethnic group of the East Slavic peoples, primarily living in Russia and neighboring countries *Rossiyane (), Russian language term for all citizens and peo ...
term is derived from the
Latin Latin (, or , ) is a classical language belonging to the Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through the power of the ...
''
nomenclatura Nomenclature (, ) is a system of names or terms, or the rules for forming these terms in a particular field of arts or sciences. The principles of naming vary from the relatively informal conventions of everyday speech to the internationally agre ...
'', meaning a system of names. The term was popularized in the West by the
Soviet dissident Soviet dissidents were people who disagreed with certain features of Soviet ideology or with its entirety and who were willing to speak out against them. The term ''dissident'' was used in the Soviet Union in the period from the mid-1960s until ...
Michael Voslenski Mikhail Sergeyevich Voslensky (russian: Михаил Серге́евич Восленский) (December 6, 1920, Berdyansk, Ukrainian SSR – February 8, 1997, Bonn, Germany) was a Soviet writer, scientist, diplomat and dissident who authored t ...
, who in 1970 wrote a book titled ''Nomenklatura: The Soviet Ruling Class'' ( rus, Номенклату́ра. Госпо́дствующий класс Сове́тского Сою́за, Nomenklatúra. Gospódstvuyushchiy klass Sovétskovo Soyúza).


Description

The nomenklatura referred to the Communist Party's
governance Governance is the process of interactions through the laws, norms, power or language of an organized society over a social system ( family, tribe, formal or informal organization, a territory or across territories). It is done by the gove ...
to make appointments to key positions throughout the governmental system, as well as throughout the party's own hierarchy. Specifically, the nomenklatura consisted of two separate lists: one was for key positions, appointments to which were made by authorities within the party; the other was for persons who were potential candidates for appointment to those positions. The Politburo, as part of its nomenklatura authority, maintained a list of ministerial and ambassadorial positions that it had the power to fill, as well as a separate list of potential candidates to occupy those positions. Coextensive with the nomenklatura were patron-client relations. Officials who had the authority to appoint individuals to certain positions cultivated loyalties among those whom they appointed. The patron (the official making the appointment) promoted the interests of clients in return for their support. Powerful patrons, such as the members of the Politburo, had many clients. Moreover, an official could be both a client (in relation to a higher-level patron) and a patron (to other, lower-level officials). Because a client was beholden to his patron for his position, the client was eager to please his patron by carrying out his policies. The Soviet power structure essentially consisted (according to its critics) of groups of
vassals A vassal or liege subject is a person regarded as having a mutual obligation to a lord or monarch, in the context of the feudal system in medieval Europe. While the subordinate party is called a vassal, the dominant party is called a suzerain. ...
(clients) who had an overlord (the patron). The higher the patron, the more clients the patron had. Patrons protected their clients and tried to promote their careers. In return for the patron's efforts to promote their careers, the clients remained loyal to their patron. Thus, by promoting his clients' careers, the patron could advance his own power.


Party's appointment authority

The nomenklatura system arose early in Soviet history.
Vladimir Lenin Vladimir Ilyich Ulyanov. ( 1870 – 21 January 1924), better known as Vladimir Lenin,. was a Russian revolutionary, politician, and political theorist. He served as the first and founding head of government of Soviet Russia from 1917 to 1 ...
wrote that appointments were to take the following criteria into account: reliability, political attitude, qualifications, and administrative ability.
Joseph Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as General Secretar ...
, who was the first general secretary of the party, was also known as "Comrade File Cabinet" (Tovarishch Kartotekov) for his assiduous attention to the details of the party's appointments. Seeking to make appointments in a more systematic fashion, Stalin built the party's patronage system and used it to distribute his clients throughout the party bureaucracy. Under Stalin's direction in 1922, the party created departments of the Central Committee and other organs at lower levels that were responsible for the registration and appointment of party officials. Known as
uchraspred The Uchraspred (russian: Учраспред) was the Registration and Distribution Department of the Central Committee of the Communist Party of the Soviet Union. It was founded in 1920 as a department in the Russian Communist Party responsible fo ...
, these organs supervised appointments to important party posts. According to American sovietologist
Seweryn Bialer Seweryn Bialer (November 3, 1926 in Berlin – February 8, 2019 in New York City) was a German-born American academic. He was emeritus professor of political science at Columbia University and an expert on the Communist parties of the Soviet Union ...
, after
Leonid Brezhnev Leonid Ilyich Brezhnev; uk, links= no, Леонід Ілліч Брежнєв, . (19 December 1906– 10 November 1982) was a Soviet politician who served as General Secretary of the Communist Party of the Soviet Union between 1964 and ...
's accession to power in October 1964, the party considerably expanded its appointment authority. However, in the late 1980s, some official statements indicated that the party intended to reduce its appointment authority, particularly in the area of economic management, in line with Mikhail Gorbachev's reform efforts. At the all-union level, the Party Building and Cadre Work Department supervised party nomenklatura appointments. This department maintained records on party members throughout the country, made appointments to positions on the all-union level, and approved nomenklatura appointments on the lower levels of the hierarchy. The head of this department sometimes was a member of the Secretariat and was often a protégé of the general secretary. Every party committee and party organizational department, from the all-union level in Moscow to the district and city levels, prepared two lists according to their needs. The basic (osnovnoi) list detailed positions in the political, administrative, economic, military, cultural, and educational bureaucracies that the committee and its department had responsibility for filling. The registered (uchetnyi) list enumerated the persons suitable for these positions.


Patron–client relations

An official in the party or government bureaucracy could not advance in the nomenklatura without the assistance of a patron. In return for this assistance in promoting his career, the client carried out the policies of the patron. Patron–client relations thus help to explain the ability of party leaders to generate widespread support for their policies. The presence of patron–client relations between party officials and officials in other bureaucracies also helped to account for the large-scale control the party exercised over the Soviet society. All of the 2 million members of the nomenklatura system understood that they held their positions only as a result of a favor bestowed on them by a superior official in the party and that they could easily be replaced if they manifested disloyalty to their patron. Self-interest dictated that members of the nomenklatura submit to the control of their patrons in the party. Clients sometimes could attempt to supplant their patron. For example,
Nikita Khrushchev Nikita Sergeyevich Khrushchev (– 11 September 1971) was the First Secretary of the Communist Party of the Soviet Union from 1953 to 1964 and chairman of the country's Council of Ministers from 1958 to 1964. During his rule, Khrushchev s ...
, one of Lazar M. Kaganovich's former protégés, helped to oust the latter in 1957. Seven years later,
Leonid Brezhnev Leonid Ilyich Brezhnev; uk, links= no, Леонід Ілліч Брежнєв, . (19 December 1906– 10 November 1982) was a Soviet politician who served as General Secretary of the Communist Party of the Soviet Union between 1964 and ...
, a client of Khrushchev, helped to remove his boss from power. The power of the general secretary was consolidated to the extent that he placed his clients in positions of power and influence. The ideal for the general secretary, writes Soviet émigré observer
Michael Voslensky Mikhail Sergeyevich Voslensky (russian: Михаил Серге́евич Восленский) (December 6, 1920, Berdyansk, Ukrainian SSR – February 8, 1997, Bonn, Germany) was a Soviet writer, scientist, diplomat and dissident who authored th ...
, "is to be overlord of vassals selected by oneself." Several factors explain the entrenchment of patron–client relations. Firstly, in a centralized government system, promotion in the bureaucratic-political hierarchy was the only path to power. Secondly, the most important criterion for promotion in this hierarchy was approval from one's supervisors, who evaluated their subordinates on the basis of political criteria and their ability to contribute to the fulfillment of the economic plan. Thirdly, political rivalries were present at all levels of the party and state bureaucracies but were especially prevalent at the top. Power and influence decided the outcomes of these struggles, and the number and positions of one's clients were critical components of that power and influence. Fourthly, because fulfillment of the economic plan was decisive, systemic pressures led officials to conspire together and use their ties to achieve that goal. The faction led by Brezhnev provides a good case study of patron–client relations in the Soviet system. Many members of the Brezhnev faction came from Dnipropetrovsk, where Brezhnev had served as first secretary of the provincial party organization. Andrei P. Kirilenko, a Politburo member and Central Committee secretary under Brezhnev, was first secretary of the regional committee of Dnipropetrovsk.
Volodymyr Shcherbytsky Volodymyr Vasylyovych Shcherbytsky, russian: Влади́мир Васи́льевич Щерби́цкий; ''Vladimir Vasilyevich Shcherbitsky'', (17 February 1918 — 16 February 1990) was a Ukrainian Soviet politician. He was First Secr ...
, named as first secretary of the
Ukrainian Ukrainian may refer to: * Something of, from, or related to Ukraine * Something relating to Ukrainians, an East Slavic people from Eastern Europe * Something relating to demographics of Ukraine in terms of demography and population of Ukraine * So ...
apparatus under Brezhnev, succeeded Kirilenko in that position. Nikolai Alexandrovich Tikhonov, appointed by Brezhnev as first deputy chairman of the Soviet Union's
Council of Ministers A council is a group of people who come together to consult, deliberate, or make decisions. A council may function as a legislature, especially at a town, city or county/ shire level, but most legislative bodies at the state/provincial or nati ...
, graduated from the
Dnipropetrovsk Metallurgical Institute National Metallurgical Academy of Ukraine (NMetAU; formerly DMetl, Dnipropetrovsk Metallurgical Institute) is a university in Dnipro dedicated to the study of metallurgy. History National Metallurgical Academy of Ukraine is the oldest highe ...
, and presided over the economic council of Dnipropetrovsk Oblast. Finally,
Nikolai Shchelokov Nikolai Anisimovich Shchelokov; uk, Микола Онисимович Щолоков ( – 13 December 1984) was a Soviet statesman and army general who served sixteen years as minister of internal affairs from 17 September 1966 to 17 Decemb ...
,
minister of internal affairs Minister may refer to: * Minister (Christianity), a Christian cleric ** Minister (Catholic Church) * Minister (government), a member of government who heads a ministry (government department) ** Minister without portfolio, a member of governme ...
under Brezhnev, was a former chairman of the Dnipropetrovsk soviet. Patron–client relations had implications for policy making in the party and government bureaucracies. Promotion of trusted subordinates into influential positions facilitated policy formation and policy execution. A network of clients helped to ensure that a patron's policies could be carried out. In addition, patrons relied on their clients to provide an accurate flow of information on events throughout the country. This information assisted policymakers in ensuring that their programs were being implemented.


''The New Class''

Milovan Đilas, a critic of Stalin, wrote of the nomenklatura as the "
new class New class is used as a polemic term by critics of countries that followed the Soviet-type Communism to describe the privileged ruling class of bureaucrats and Communist party functionaries which arose in these states. Generally, the group known ...
" in his book '' The New Class: An Analysis of the Communist System'', and he claimed that it was seen by ordinary citizens as a bureaucratic elite that enjoyed special privileges and had supplanted the earlier wealthy capitalist élites.


See also

* Apparatchik * Bolibourgeoisie * Criticisms of communist party rule * Mazhory *
New Soviet man The New Soviet man or New Soviet person (russian: новый советский человек ''novy sovetsky chelovek''), as postulated by the ideologists of the Communist Party of the Soviet Union, was an archetype of a person with specific ...
*
New class New class is used as a polemic term by critics of countries that followed the Soviet-type Communism to describe the privileged ruling class of bureaucrats and Communist party functionaries which arose in these states. Generally, the group known ...
*
Partmaximum Partmaximum (russian: Партмаксимум) was a limit on the salary of a member of the Communist Party in the Soviet Union, a maximum wage. Partmaximum was introduced in 1920 by a decree of the All-Russian Central Executive Committee (ВЦИ ...


References

* -


Further reading

* **Russian original was written in 1970, distributed by ''
samizdat Samizdat (russian: самиздат, lit=self-publishing, links=no) was a form of dissident activity across the Eastern Bloc in which individuals reproduced censored and underground makeshift publications, often by hand, and passed the document ...
'', and eventually printed as Восленский М.С., Номенклатура. Господствующий класс Советского Союза. М., 1991. {{Authority control Bureaucratic organization Stereotypes of the upper class Politics of the Soviet Union Soviet phraseology Eastern Bloc Social class in Poland Social groups of Russia Social classes Society of the Soviet Union