Northern Courage In Middle-earth
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The medievalist and fantasy author J. R. R. Tolkien derived the characters, stories, places, and languages of Middle-earth from many sources. Among these are
Norse mythology Norse, Nordic, or Scandinavian mythology is the body of myths belonging to the North Germanic peoples, stemming from Old Norse religion and continuing after the Christianization of Scandinavia, and into the Nordic folklore of the modern period ...
, which depicts a reckless bravery that Tolkien named Northern courage. For Tolkien, this was exemplified by the way the gods of Norse mythology knew they would die in the last battle, , but they went to fight anyway. He was influenced, too, by the Old English poems ''
Beowulf ''Beowulf'' (; ang, BÄ“owulf ) is an Old English epic poem in the tradition of Germanic heroic legend consisting of 3,182 alliterative lines. It is one of the most important and most often translated works of Old English literature. The ...
'' and '' The Battle of Maldon'', which both praise heroic courage. He hoped to construct a mythology for England, as little had survived from its pre-Christian mythology. Arguing that there had been a "fundamentally similar heroic temper" in England and Scandinavia, he fused elements from other northern European regions, both Norse and
Celtic Celtic, Celtics or Keltic may refer to: Language and ethnicity *pertaining to Celts, a collection of Indo-European peoples in Europe and Anatolia **Celts (modern) *Celtic languages **Proto-Celtic language * Celtic music *Celtic nations Sports Fo ...
, with what he could find from England itself. Northern courage features in Tolkien's world of Middle-earth as a central virtue, closely connected to luck and fate. The protagonists of '' The Hobbit'' and '' The Lord of the Rings'' are advised by the Wizard, Gandalf, to keep up their spirits, as fate is always uncertain. Tolkien had mixed feelings about heroic courage, as seen in his 1953 ''
The Homecoming of Beorhtnoth Beorhthelm's Son ''The Homecoming of Beorhtnoth Beorhthelm's Son'' is a work by J. R. R. Tolkien originally published in 1953 in volume 6 of the scholarly journal ''Essays and Studies by Members of the English Association'', and later republished in 1966 in '' ...
'', where he bitterly criticises the English leader Byrhtnoth for overconfidently giving ground to the enemy: the disastrous mistake led to defeat and Byrhtnoth's death. Scholars have commented that Tolkien was not completely comfortable with Northern courage as a virtue, however much he admired it, as it could become foolish pride, like Beorhtnoth's. The medievalist Tom Shippey has described how it could be combined with a Christian view to suit Tolkien's outlook better. Austin Freeman has added that the resulting Tolkienian virtue, ''estel'', hope that results in action, may also embody the classical virtue of '' pietas'', loyal duty.


Context

J. R. R. Tolkien was a scholar of English literature, a philologist and medievalist interested in language and poetry from the Middle Ages, especially that of
Anglo-Saxon England Anglo-Saxon England or Early Medieval England, existing from the 5th to the 11th centuries from the end of Roman Britain until the Norman conquest in 1066, consisted of various Anglo-Saxon kingdoms until 927, when it was united as the Kingdom o ...
and Northern Europe. His professional knowledge of ''
Beowulf ''Beowulf'' (; ang, BÄ“owulf ) is an Old English epic poem in the tradition of Germanic heroic legend consisting of 3,182 alliterative lines. It is one of the most important and most often translated works of Old English literature. The ...
'', telling of a pagan world but with a Christian narrator, helped to shape his fictional world of Middle-earth. His intention to create what has been called " a mythology for England" led him to construct not only stories but a fully-formed world, Middle-earth, with
languages Language is a structured system of communication. The structure of a language is its grammar and the free components are its vocabulary. Languages are the primary means by which humans communicate, and may be conveyed through a variety of met ...
, peoples, cultures, and history. Among his many influences were medieval languages and literature, including Norse mythology. He is best known as the author of the high fantasy works '' The Hobbit'' and '' The Lord of the Rings'', both set in Middle-earth.


Incorporating the medieval North


A hybrid mythology for England

The medievalist Marjorie Burns writes that "J.R.R. Tolkien's Middle-earth is conspicuously and intricately northern in both ancient and modern ways." She cites a letter to the classics scholar Rhona Beare, where Tolkien wrote that he had not invented the name "Middle-earth", as it had come from "inhabitants of Northwestern Europe, Scandinavia, and England". She states that Tolkien certainly "saw England as rightfully part of this North". She cites his statement in "''Beowulf'': The Monsters and the Critics" that ''Beowulf'', which she describes as "northern to the hilt", was written in England and "moves in our northern world beneath our northern sky." That does not mean that
Norse mythology Norse, Nordic, or Scandinavian mythology is the body of myths belonging to the North Germanic peoples, stemming from Old Norse religion and continuing after the Christianization of Scandinavia, and into the Nordic folklore of the modern period ...
is the sole source of Tolkien's fantasy; Burns writes that there is "another northernness in his Middle-earth literature, a
Celtic Celtic, Celtics or Keltic may refer to: Language and ethnicity *pertaining to Celts, a collection of Indo-European peoples in Europe and Anatolia **Celts (modern) *Celtic languages **Proto-Celtic language * Celtic music *Celtic nations Sports Fo ...
northernness." Douglass Parker wrote that Tolkien "has made his world a reflection, or 'pre-reflection' of England before the triumph of Christianity, of the action and reaction between Celt and Teuton... he has ransacked the available mythologies." Middle-earth has been described by scholars including
Jane Chance Jane Chance (born 1945), also known as Jane Chance Nitzsche, is an American scholar specializing in medieval English literature, gender studies, and J. R. R. Tolkien. She spent most of her career at Rice University, where since her retirement she ha ...
and Tom Shippey as "a mythology for England". In reply to the journalists Charlotte and Denis Plimmer of ''The Daily Telegraph'', who had proposed in a draft article that "Middle-earth .... corresponds spiritually to Nordic Europe", Tolkien wrote Tolkien goes on to deny the poet W. H. Auden's assertion that for him "the North is a sacred direction", saying that instead "The North-west of Europe ... has my affection, but it is not 'sacred', nor does it exhaust my affections."


Northern courage "even in our own times"

Among the elements that Tolkien fused to create Middle-earth is ; Parker calls the "final cataclysm" of ''The Lord of the Rings'' "a , but not one guaranteed to come out all right." is an apocalyptic series of events in Norse mythology, where the gods ( Æsir) including
Odin Odin (; from non, Óðinn, ) is a widely revered Æsir, god in Germanic paganism. Norse mythology, the source of most surviving information about him, associates him with wisdom, healing, death, royalty, the gallows, knowledge, war, battle, v ...
, Thor, and Týr fight to their deaths at the hands of the (giants) and monsters, and with fire and flood the world is drowned. The gods know they will die in the battle, but they go and fight anyway. Burns likens the fight on the
bridge of Khazad-dûm In the fictional world of J. R. R. Tolkien, Moria, also named Khazad-dûm, is an ancient subterranean complex in Middle-earth, comprising a vast labyrinthine network of tunnels, chambers, mines and halls under the Misty Mountains, with doors on ...
to the "flaming rainbow bridge" of
Bifröst In Norse mythology, Bifröst (), also called Bilröst, is a burning rainbow bridge that reaches between Midgard (Earth) and Asgard, the realm of the gods. The bridge is attested as ''Bilröst'' in the ''Poetic Edda''; compiled in the 13th centur ...
at ; in both cases the adversaries are equally powerful, and both bridges are broken. Tolkien wrote in his 1936 lecture " The Monsters and the Critics" that he was inspired by that final but doomed battle. He stated directly that in his view Northern courage was the most important literary idea from the medieval North: Tolkien was writing about the poetic quality and meaning of ''Beowulf'', an Old English poem, suggesting a close connection of English and Scandinavian mythology: Tolkien states that whereas "the older southern imagination" ( Greek and Roman mythology) has become mere "literary ornament", the Northern vision of courage "has power, as it were, to revive its spirit even in our own times." The Tolkien scholar Tom Shippey comments that Tolkien saw the danger in this, as it could be used for good or ill, and not long after the lecture, the Nazis revived the myth.


Among Men and Hobbits

Burns writes that the theme of courageous action in the face of inevitable loss in ''The Lord of the Rings'' is borrowed from the Old Norse world view which emphasises "imminent or threatening destruction". Even the home-loving Hobbits Frodo and
Sam Sam, SAM or variants may refer to: Places * Sam, Benin * Sam, Boulkiemdé, Burkina Faso * Sam, Bourzanga, Burkina Faso * Sam, Kongoussi, Burkina Faso * Sam, Iran * Sam, Teton County, Idaho, United States, a populated place People and fictional ...
share this courage, knowing they have little prospect of returning home from their desperate quest to Mount Doom. Similarly, Janet Brennan Croft writes that the Hobbit Pippin may feel his part in the war to be "far from glorious" but he, like his friend
Merry Merry may refer to: A happy person with a jolly personality People * Merry (given name) * Merry (surname) Music * Merry (band), a Japanese rock band * ''Merry'' (EP), an EP by Gregory Douglass * "Merry" (song), by American power pop band Magna ...
, is courageous, carrying on without hope. Shippey states that Tolkien announces the arrival of the Riders of Rohan at the Battle of the Pelennor Fields with the phrase "Great horns of the North wildly blowing", meaning bravado and recklessness", and exemplifying the "heroic Northern world". The scholar of film Gwendolyn Morgan comments that
Peter Jackson Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand film director, screenwriter and producer. He is best known as the director, writer and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy ( ...
's films "successfully preserve the theory of Northern courage." She writes that this is "most obvious" in the culture of the Riders of Rohan, both in Tolkien's book and Jackson's films, as the heroes echo ''Ragnarök'' in their "courage to face horror and determination to do what is right that lies at the heart of Northern courage". Morgan sees this "most completely" in Jackson's two major battles,
Helm's Deep The Battle of Helm's Deep, also called the Battle of the Hornburg, is a fictional battle in J. R. R. Tolkien's ''The Lord of the Rings'' that saw the total destruction of the forces of the Wizard Saruman by the army of Rohan, assisted by a fores ...
and the Pelennor, citing the words of Rohan's King Théoden as he rides out to fight at Helm's Deep, expecting death: Morgan further quotes Théoden's words before the Pelennor, stating that the battle "again exhibits the Rohirrim's Northern courage: At the battle, Théoden orders his men to charge the enemy. Jackson adapts Tolkien's words: and the Riders respond, shouting "Death!" as they charge. The medievalist Elizabeth Solopova contrasts the steady Northern courage of
the hero The Hero may refer to: Books * "The Hero" (poem), a poem written by Rabindranath Tagore * ''The Hero'' (novel), a science fiction novel by John Ringo and Michael Z. Williamson * '' The Hero: A Study in Tradition, Myth and Drama'', a book by Fi ...
and future king Aragorn with the old Steward of Gondor, Denethor, who completely lacks this quality. Shippey observes that Denethor's other opposite, King Théoden of Rohan, lives by Northern courage, and dies through Denethor's despair.


Among Elves: Fëanor versus Galadriel

Richard Gallant, in the ''
Journal of Tolkien Research The works of J. R. R. Tolkien have generated a body of research covering many aspects of his fantasy writings. These encompass ''The Lord of the Rings'' and ''The Silmarillion'', along with his legendarium that remained unpublished until after ...
'', discusses how Northern courage is expressed by the Elves of the
First Age In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainur entered Arda, following the creation events in the Ainulindalë and long ages of labour throughout Eä, the fictional univer ...
of Middle-earth. He contrasts the actions of
Fëanor Fëanor () is a fictional character in J. R. R. Tolkien's ''The Silmarillion''. He was the eldest son of Finwë, the King of the Noldor, and his first wife Míriel. As a great loremaster and creator, he improved the Sarati alphabet, inventing T ...
and
Galadriel Galadriel (IPA: ¡aˈladri.É›l is a character created by J. R. R. Tolkien in his Middle-earth writings. She appears in ''The Lord of the Rings'', ''The Silmarillion'', and ''Unfinished Tales''. She was a royal Elf of both the ...
, which he sees as exemplifying the "vices and virtues espectivelyof the Germanic ethos", the heroic framework in which both their families (Fëanorians and Fingolfins) operate. Fëanor unwisely chooses to rebel against the Valar, and fate accordingly follows him and his sons as they swear to do anything to regain the Silmarils. Gallant sees Galadriel as a rebel like Fëanor, but unlike him is able to turn "the fatalistic and heroic Elvish narrative to eucatastrophe through er ownfree will". Specifically, she refuses to take the
One Ring The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story ''The Hobbit'' (1937) as a magic ring that grants the w ...
when Frodo offers it. In Gallant's view, Galadriel is living out the Fingolfins' ethos as stated by
Finrod Felagund Finrod Felagund () is a fictional character in the fantasy-world Middle-earth of the English author J. R. R. Tolkien. He is a Noldorin Elf, the eldest son of Finarfin and Eärwen of Alqualondë in Aman. He appears in ''The Silmarillion'', the e ...
to Andreth of the Edain: "To overthrow the Shadow, or if that may not be, to keep it from spreading once more over all Middle-earth – to defend the Children of Eru, Andreth, all the Children and not the proud Eldar only!", pp. 310–311 Gallant characterises this "ideology" as the Elves' heroic acceptance of "the long defeat". This is the process of decline and fall that Tolkien built into his legendarium, its only optimistic note being "the possibility of heroism". Both the Fëanorians' and the Fingolfins' ideologies fit within the "Northern courage framework", Gallant states, the one choosing its possessiveness, the other its endurance. He notes that Christina Scull and
Wayne G. Hammond Wayne Gordon Hammond (born February 11, 1953 in Cleveland, Ohio) is an American scholar known for his research and writings on the works of J. R. R. Tolkien. Biography Wayne Hammond was born in Cleveland, Ohio and then raised in Brooklyn, Ohio. ...
define Northern courage as the "ethic of endurance and resistance" of the Northern warrior.


Courage, luck, and fate

Tolkien made multiple uses of the Old English poem ''Beowulf'' in his Middle-earth writings; its Northern courage appears as a central virtue in ''The Lord of the Rings''. One example is Beorn in ''The Hobbit''; he exudes heroic courage, being ferocious, rude, and cheerful, characteristics that reflect his huge inner self-confidence. The theory of courage is closely related to the
Old English Old English (, ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the early Middle Ages. It was brought to Great Britain by Anglo-Saxon settlement of Britain, Anglo ...
view of luck and fate that Tolkien adopted for Middle-earth. ''Beowulf'' defines its view of this in a proverb (lines 572b–573): ::: ' ::: "Fate often spares the man who isn't doomed, as long as his courage holds." Shippey remarks that this might seem to make no sense – how can fate spare a doomed man, and "aren't fate and doom much the same thing?" He answers his own question by stating that the ''Beowulf'' proverb is "an excellent guide for future conduct. Keep your spirits up, as no one can be sure what is fated". He notes further that in ''The Lord of the Rings'' the Wizard Gandalf repeatedly gives just this advice. In '' The Two Towers'', Tolkien has the Dwarf Gimli say a version of the Old English proverb to the young Hobbits Merry and Pippin, on meeting up with them after a series of dangerous adventures at the ruined walls of Isengard: ::: "Luck served you there, but you seized your chance with both hands, one might say.", book 3, ch. 9 "Flotsam and Jetsam" Burns states that Tolkien admired a certain Englishness, "the courage and tenacity ... in his fellow countrymen during the First World War ... to recognize duty and carry resolutely through." She adds that "It is the same with the hobbits, who return and rebuild the Shire. Though it is their complacent and comfort-seeking qualities that stand out most consistently, a warrior's courage or an Elf's sensitivity can arise in hobbits as well."


Courage, not pride

Writing in '' Tolkien Studies'', Mary R. Bowman notes "the indomitability that Tolkien saw as the defining quality of Northern courage". She comments that Gandalf's courageous blocking of the monstrous
Balrog A Balrog () is a powerful demonic monster in J. R. R. Tolkien's Middle-earth. One first appeared in print in his high-fantasy novel ''The Lord of the Rings'', where the Fellowship of the Ring (characters), Fellowship of the Ring encounter a Bal ...
on the
Bridge of Khazad-Dûm In the fictional world of J. R. R. Tolkien, Moria, also named Khazad-dûm, is an ancient subterranean complex in Middle-earth, comprising a vast labyrinthine network of tunnels, chambers, mines and halls under the Misty Mountains, with doors on ...
was a "pointed response" to the Old English poem '' The Battle of Maldon'', where the English leader Byrhtnoth wrongly and disastrously gives way to the invaders, allowing them to land from their ships and form up for battle. She writes that in the 1936 talk ''The Monsters and the Critics'', Tolkien praises the Northern courage that the poem describes, admiring its "'indomitability', the ability to persevere with the knowledge that sooner or later defeat will come." She notes that around the same time, in ''The Hobbit'', Tolkien has Bilbo Baggins voice "a more critical view of the brand of heroism articulated in ''Maldon''". Watching the Battle of Five Armies, he accepts he may be in "a last desperate stand", and thinks "I have heard songs of many battles, and I have always understood that defeat may be glorious. It seems very uncomfortable, not to say distressing. I wish I was well out of it."
Thomas Honegger Thomas Honegger (born 1965) is a scholar of literature, known especially for his studies of J. R. R. Tolkien's Middle-earth. Biography Thomas Honegger has an MA in English Studies, Medieval Germanic Languages, and Medieval German Literature from ...
argues that in his 1953 alliterative verse play ''
The Homecoming of Beorhtnoth Beorhthelm's Son ''The Homecoming of Beorhtnoth Beorhthelm's Son'' is a work by J. R. R. Tolkien originally published in 1953 in volume 6 of the scholarly journal ''Essays and Studies by Members of the English Association'', and later republished in 1966 in '' ...
'', Tolkien bitterly criticises Byrhtnoth's overconfident pride, casting it in a wholly negative light. George Clark writes that Tolkien's reworking of the Old English poem specifically "chastises" Beorhtnoth for his pride, as well as criticising the Anglo-Saxon heroic ideals of the pursuit of fame and wealth. Shippey calls Tolkien's condemnation of Byrhtnoth "an act of parricide" against his Old English literary forebears, in which he "sacrifice what he had earlier described as "the northern heroic spirit". Amber Dunai notes Shippey's criticism of Tolkien's linking of Northern courage and "
chivalry Chivalry, or the chivalric code, is an informal and varying code of conduct developed in Europe between 1170 and 1220. It was associated with the medieval Christianity, Christian institution of knighthood; knights' and gentlemen's behaviours we ...
" as anachronistic, since in Shippey's words " hivalry isan attitude for which there is no evidence in England for perhaps another 150 years fter ''The Battle of Maldon''" She states that Northern courage "after all, is recognizable as such because exploits like Beorhtnoth’s were consistently represented in early medieval poetry as courageous and appealing." Bowman comments that Tolkien struggles with the poem's heroism, but in his essay after the poem "hints at the possibility of rehabilitating that spirit". Lynn Forest-Hill, in ''Tolkien Studies'', writes that Tolkien's response to ''Maldon'' "asserts unequivocally the connection between arrogance in military strategy and its horrifying aftermath". She compares Tolkien's attitude to Byrhtnoth's '' ofermod'', "overmastering pride", with the flawed character
Boromir Boromir is a fictional character in J. R. R. Tolkien's legendarium. He appears in the first two volumes of ''The Lord of the Rings'' (''The Fellowship of the Ring'' and ''The Two Towers''), and is mentioned in the last volume, ''The Return of ...
. Where Byrhtnoth is simply guilty of "flawed leadership", Boromir is dangerously proud and overconfident, but ultimately redeems himself by "repent nghis evil act" and fighting to the death to save the young Hobbits.


Part of a complex of virtues


Both Northern and Christian

The arrival of the riders of Rohan at the Battle of the Pelennor Fields is heralded, Shippey writes, by two calls: a cockerel crowing as the morning comes, and "as if in answer ... great horns of the North wildly blowing". The cock-crow recalls multiple accounts in Western literature that speak, Shippey writes, of renewed hope and life after death; of the call which told Simon Peter that he had denied Christ three times, and that there would, despite him, be a resurrection; of the cock-crow in Milton's ''Comus'' that would "be some solace yet"; of the cockerel in the Norse '' Ódáinsakr'', killed and thrown over a wall by the witch, but crowing to King Hadding a moment later. As for the horns of Rohan, in Shippey's view "their meaning is bravado and recklessness", and in combination with the cock-crow, the message is that "he who fears for his life shall lose it, but that dying undaunted is no defeat; furthermore that this was true before the Christian myth that came to explain why". In ''The Monsters and the Critics'', Tolkien quoted W. P. Ker's ''The Dark Ages'': Shippey adds that warhorns exemplify the "heroic Northern world", echoing the moment in ''Beowulf'' when Ongentheow's
Geats The Geats ( ; ang, gēatas ; non, gautar ; sv, götar ), sometimes called ''Goths'', were a large North Germanic tribe who inhabited ("land of the Geats") in modern southern Sweden from antiquity until the late Middle Ages. They are one of th ...
, trapped all night, hear the horns of Hygelac's men coming to rescue them.


At once Classical, Northern, and Christian

Austin Freeman, writing in '' Tolkien and the Classical World'', argues that "Tolkien blends /nowiki>Virgilian">Virgil.html" ;"title="/nowiki>Virgil">/nowiki>Virgilian'' pietas'', the indomitable will, and Christian ''pistis'' ('faith/trust') into a distinctive and heady mix: thus, the ''form'' of Northern bravery is filled with the ''content'' of Classical ''pietas'' and driven by a final end of ''pistis''." This creates, Freeman writes, the Tolkienian virtue of ''estel'', a form of hope that embodies "active trust and loyalty". Freeman notes that Tolkien describes the Elf-lord Ecthelion's resistance, fighting the Balrog Gothmog and his Orcs to the death during the fall of Gondolin, as "the most stubborn-valiant" of the tales of the Noldor, commenting that the "hyphenated word might in fact be a direct authorial gloss on the idea of Northern courage."


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