The early Muslim conquests or early Islamic conquests ( ar, الْفُتُوحَاتُ الإسْلَامِيَّة, ), also referred to as the Arab conquests, were initiated in the 7th century by
Muhammad
Muhammad ( ar, مُحَمَّد; 570 – 8 June 632 CE) was an Arab religious, social, and political leader and the founder of Islam. According to Islamic doctrine, he was a prophet divinely inspired to preach and confirm the mo ...
Arabia
The Arabian Peninsula, (; ar, شِبْهُ الْجَزِيرَةِ الْعَرَبِيَّة, , "Arabian Peninsula" or , , "Island of the Arabs") or Arabia, is a peninsula of Western Asia, situated northeast of Africa on the Arabian Plat ...
Umayyad Caliphate
The Umayyad Caliphate (661–750 CE; , ; ar, ٱلْخِلَافَة ٱلْأُمَوِيَّة, al-Khilāfah al-ʾUmawīyah) was the second of the four major caliphates established after the death of Muhammad. The caliphate was ruled by th ...
, culminating in Islamic rule being established across three continents. According to Scottish historian
James Buchan
James Buchan (born 11 June 1954) is a Scottish novelist and historian.
Biography
Buchan is a son of the late William Buchan, 3rd Baron Tweedsmuir, and grandson of John Buchan, 1st Baron Tweedsmuir, the Scottish novelist and diplomat. He has se ...
: "In speed and extent, the first Arab conquests were matched only by those of
Alexander the Great
Alexander III of Macedon ( grc, Ἀλέξανδρος, Alexandros; 20/21 July 356 BC – 10/11 June 323 BC), commonly known as Alexander the Great, was a king of the ancient Greek kingdom of Macedon. He succeeded his father Philip II to ...
, and they were more lasting."
At their height, the territory that was conquered stretched from
Iberia
The Iberian Peninsula (),
**
* Aragonese and Occitan: ''Peninsula Iberica''
**
**
* french: Péninsule Ibérique
* mwl, Península Eibérica
* eu, Iberiar penintsula also known as Iberia, is a peninsula in southwestern Europe, defi ...
(at the
Pyrenees
The Pyrenees (; es, Pirineos ; french: Pyrénées ; ca, Pirineu ; eu, Pirinioak ; oc, Pirenèus ; an, Pirineus) is a mountain range straddling the border of France and Spain. It extends nearly from its union with the Cantabrian Mountains to ...
) in the west to
India
India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the so ...
(at
Sind
Sindh (; ; ur, , ; historically romanized as Sind) is one of the four provinces of Pakistan. Located in the southeastern region of the country, Sindh is the third-largest province of Pakistan by land area and the second-largest province ...
North Africa
North Africa, or Northern Africa is a region encompassing the northern portion of the African continent. There is no singularly accepted scope for the region, and it is sometimes defined as stretching from the Atlantic shores of Mauritania in ...
and the
Middle East
The Middle East ( ar, الشرق الأوسط, ISO 233: ) is a geopolitical region commonly encompassing Arabia (including the Arabian Peninsula and Bahrain), Asia Minor (Asian part of Turkey except Hatay Province), East Thrace (Europ ...
, and the
Caucasus
The Caucasus () or Caucasia (), is a region between the Black Sea and the Caspian Sea, mainly comprising Armenia, Azerbaijan, Georgia (country), Georgia, and parts of Southern Russia. The Caucasus Mountains, including the Greater Caucasus range ...
and
Central Asia
Central Asia, also known as Middle Asia, is a subregion, region of Asia that stretches from the Caspian Sea in the west to western China and Mongolia in the east, and from Afghanistan and Iran in the south to Russia in the north. It includes t ...
. English historian
Edward Gibbon
Edward Gibbon (; 8 May 173716 January 1794) was an English historian, writer, and member of parliament. His most important work, '' The History of the Decline and Fall of the Roman Empire'', published in six volumes between 1776 and 1788, is ...
writes in ''
The History of the Decline and Fall of the Roman Empire
''The History of the Decline and Fall of the Roman Empire'' is a six-volume work by the English historian Edward Gibbon. It traces Western civilization (as well as the Islamic and Mongolian conquests) from the height of the Roman Empire to th ...
'':
Among other drastic changes, the early Muslim conquests brought about the collapse of the Sassanid Empire and great territorial losses for the
Byzantine Empire
The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
. Reasons that would provide an explanation for the Muslim victories have been difficult to reconstruct in hindsight, primarily due to the fact that only fragmentary sources have survived from the period. American scholar Fred McGraw Donner suggests that the formation of a state in Arabia coupled with ideological (i.e. religious) coherence and mobilization constituted the main factor that propelled early Muslim armies to successfully establish, in the timespan of a century, one of the largest empires in history. Estimates of the total area of the combined territory held by the early Muslim polities at the conquests' peak have been as high as thirteen million square kilometres (five million square miles). Most historians also agree that, as another primary factor determining the early Muslim conquests' success, the Sassanids and Byzantines were militarily and economically exhausted from decades of warfare against each other (see
Roman–Persian Wars
The Roman–Persian Wars, also known as the Roman–Iranian Wars, were a series of conflicts between states of the Greco-Roman world and two successive Iranian empires: the Parthian and the Sasanian. Battles between the Parthian Empire and the ...
).
It has been suggested that
Jews
Jews ( he, יְהוּדִים, , ) or Jewish people are an ethnoreligious group and nation originating from the Israelites Israelite origins and kingdom: "The first act in the long drama of Jewish history is the age of the Israelites""The ...
and some
Christians
Christians () are people who follow or adhere to Christianity, a monotheistic Abrahamic religion based on the life and teachings of Jesus Christ. The words '' Christ'' and ''Christian'' derive from the Koine Greek title ''Christós'' (Χρ ...
in Sassanid and Byzantine territory were dissatisfied and welcomed the invading Muslim forces, largely because of religious conflict in both empires. However, Arab Christian confederations including the Ghassanids initially allied themselves with the Byzantines, and Sassanids and Byzantines fought together against the Muslims in the Battle of Firaz. Some of the lands lost by the Byzantines to the Muslims (namely
Egypt
Egypt ( ar, مصر , ), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia via a land bridge formed by the Sinai Peninsula. It is bordered by the Medit ...
Syria
Syria ( ar, سُورِيَا or سُورِيَة, translit=Sūriyā), officially the Syrian Arab Republic ( ar, الجمهورية العربية السورية, al-Jumhūrīyah al-ʻArabīyah as-Sūrīyah), is a Western Asian country loc ...
) had been reclaimed from the Sassanids only a few years prior to the Muslim conquests.
Background
Arabia was a region that hosted a number of different cultures, some urban and others nomadic Bedouin. Arabian society was divided along tribal and clan lines with the most important divisions being between the "southern" and "northern" tribal associations. Both the Roman and Persian empires competed for influence in Arabia by sponsoring clients, and in turn Arabian tribes sought the patronage of the two rival empires to bolster their own ambitions. The Lakhmid kingdom which covered parts of what is now southern Iraq and northern Saudi Arabia was a client of Persia, and in 602 the Persians deposed the Lakhmids to take over the defense of the southern frontier themselves. This left the Persians exposed and over-extended, helping to set the stage for the collapse of Persia later that century. Southern Arabia, especially what is now Yemen, had for thousands of years been a wealthy region that had been a center of the spice trade. Yemen had been at the center of an international trading network linking Eurasia to Africa and Yemen had been visited by merchants from East Africa, Europe, the Middle East, India and even from as far away as China. In turn, the Yemeni were great sailors, travelling up the Red Sea to Egypt and across the Indian Ocean to India and down the east African coast. Inland, the valleys of Yemen had been cultivated by a system of irrigation that had been set back when the Marib Dam was destroyed by an earthquake in about 450 AD. Frankincense and myrrh had been greatly valued in the Mediterranean region, being used in religious ceremonies. However, the conversion of the Mediterranean world to Christianity had significantly reduced the demand for these commodities, causing a major economic slump in southern Arabia which helped to create the impression that Arabia was a backward region.
Little is known of the pre-Islamic religions of Arabia, but it is known that the Arabs worshipped a number of gods such as al-Lat, Manat, al-Uzza and Hubal, with the most important being Allah (God). There were also Jewish and Christian communities in Arabia and aspects of Arab religion reflected their influence. Pilgrimage was a major part of Arabian paganism, and one of the most important pilgrimage sites was Mecca, which housed the Kaaba, considered an especially holy place to visit. Muhammad, a merchant of Mecca, started to have visions in which he claimed that the Archangel Gabriel had told him that he was the last of the prophets continuing the work of Jesus Christ and the prophets of
Sassanid
The Sasanian () or Sassanid Empire, officially known as the Empire of Iranians (, ) and also referred to by historians as the Neo-Persian Empire, was the last Iranian empire before the early Muslim conquests of the 7th-8th centuries AD. Named ...
wars of the 6th and 7th centuries and the recurring outbreaks of bubonic plague (
Plague of Justinian
The plague of Justinian or Justinianic plague (541–549 AD) was the first recorded major outbreak of the first plague pandemic, the first Old World pandemic of plague, the contagious disease caused by the bacterium ''Yersinia pestis''. The dis ...
) left both empires exhausted and weakened in the face of the sudden emergence and expansion of the Arabs. The last of these wars ended with victory for the Byzantines: Emperor Heraclius regained all lost territories, and restored the
True Cross
The True Cross is the cross upon which Jesus was said to have been crucified, particularly as an object of religious veneration. There are no early accounts that the apostles or early Christians preserved the physical cross themselves, althoug ...
to
Jerusalem
Jerusalem (; he, יְרוּשָׁלַיִם ; ar, القُدس ) (combining the Biblical and common usage Arabic names); grc, Ἱερουσαλήμ/Ἰεροσόλυμα, Hierousalḗm/Hierosóluma; hy, Երուսաղեմ, Erusałēm. i ...
in 629. The war against Zoroastrian Persia, whose people worshiped the fire god Ahura Mazda, had been portrayed by Heraclius as a holy war in defense of the Christian faith and the Wood of the Holy Cross, as splinters of wood said to be from the True Cross were known, had been used to inspire Christian fighting zeal. The idea of a holy war against the "fire worshipers", as the Christians called the Zoroastrians, had aroused much enthusiasm, leading to an all-out effort to defeat the Persians.
Nevertheless, neither empire was given any chance to recover, as within a few years they were overrun by the advances of the
Arabs
The Arabs (singular: Arab; singular ar, عَرَبِيٌّ, DIN 31635: , , plural ar, عَرَب, DIN 31635: , Arabic pronunciation: ), also known as the Arab people, are an ethnic group mainly inhabiting the Arab world in Western Asia, ...
(newly united by Islam), which, according to James Howard-Johnston, "can only be likened to a human tsunami". According to George Liska, the "unnecessarily prolonged Byzantine–Persian conflict opened the way for Islam".
In late 620s
Muhammad
Muhammad ( ar, مُحَمَّد; 570 – 8 June 632 CE) was an Arab religious, social, and political leader and the founder of Islam. According to Islamic doctrine, he was a prophet divinely inspired to preach and confirm the mo ...
had already managed to conquer and unify much of
Arabia
The Arabian Peninsula, (; ar, شِبْهُ الْجَزِيرَةِ الْعَرَبِيَّة, , "Arabian Peninsula" or , , "Island of the Arabs") or Arabia, is a peninsula of Western Asia, situated northeast of Africa on the Arabian Plat ...
under Muslim rule, and it was under his leadership that the first Muslim-Byzantine skirmishes took place in response to Byzantine incursions. Just a few months after Heraclius and the Persian general
Shahrbaraz
Shahrbaraz (also spelled Shahrvaraz or Shahrwaraz; New Persian: ), was shah (king) of the Sasanian Empire from 27 April 630 to 9 June 630. He usurped the throne from Ardashir III, and was killed by Iranian nobles after forty days. Before usurp ...
agreed on terms for the withdrawal of Persian troops from occupied Byzantine eastern provinces in 629, Arab and Byzantine troops confronted each other at the Battle of Mu'tah as a result of Byzantine vassals murdering a Muslim emissary.
Muhammad
Muhammad ( ar, مُحَمَّد; 570 – 8 June 632 CE) was an Arab religious, social, and political leader and the founder of Islam. According to Islamic doctrine, he was a prophet divinely inspired to preach and confirm the mo ...
died in 632 and was succeeded by
Abu Bakr
Abu Bakr Abdallah ibn Uthman Abi Quhafa (; – 23 August 634) was the senior companion and was, through his daughter Aisha, a father-in-law of the Islamic prophet Muhammad, as well as the first caliph of Islam. He is known with the honor ...
, the first
Caliph
A caliphate or khilāfah ( ar, خِلَافَة, ) is an institution or public office under the leadership of an Islamic steward with the title of caliph (; ar, خَلِيفَة , ), a person considered a political-religious successor to th ...
with undisputed control of the entire Arab peninsula after the successful
Ridda Wars
The Ridda Wars ( ar, حُرُوْبُ الرِّدَّةِ, lit=Apostasy Wars) were a series of military campaigns launched by the first caliph Abu Bakr against rebellious Arabian tribes. They began shortly after the death of the Islamic proph ...
, which resulted in the consolidation of a powerful Muslim state throughout the peninsula.
Byzantine sources, such as the Short History written by Nikephoros, claim that the Arab invasion came about as a result of restrictions imposed on Arab traders curtailing their ability to trade within Byzantine territory, and to send the profits of their trade out of Byzantine territory. As a result, the Arabs murdered a Byzantine official named Sergius whom they held responsible for convincing the Emperor Heraclius to impose the trade restrictions. Nikephoros relates that:
The Saracens, having flayed a camel, enclosed him in the hide and sewed it up. As the skin hardened, the man who was left inside also withered and so perished in a painful manner. The charge against him was that he had persuaded Heraclius not to allow the Saracens to trade from the Roman country and send out of the Roman state the thirty pounds of gold which they normally received by way of commercial gain; and for this reason they began to lay waste the Roman land.
Some scholars assert that this is the same Sergius, called "the Candidatus", who was "killed by the Saracens" as related in the 7th century Doctrina Jacobi document.
Forces
Muslims
In Arabia, swords from India were greatly esteemed as being made of the finest steel, and were the favorite weapons of the ''Mujahideen''. The Arab sword known as the ' closely resembled the Roman ''gladius''. Swords and spears were the major weapons of the Muslims and armour was either mail or leather. In northern Arabia, Roman influence predominated, in eastern Arabia, Persian influence predominated and in Yemen, Indian influence was felt. As the caliphate spread, the Muslims were influenced by the peoples they conquered—the Turks in Central Asia, the Persians, and the Romans in Syria. The Bedouin tribes of Arabia favored archery, though, contrary to popular belief, Bedouin archers usually fought on foot instead of horseback. The Arabs usually fought defensive battles with their archers placed on both flanks. By the Umayyad period, the caliphate had a standing army, including the elite ''Ahl al-Sham'' ("people of Syria"), raised from the Arabs who settled in Syria. The caliphate was divided into a number of ''jund'', or regional armies, stationed in the provinces being made of mostly Arab tribes who were paid monthly by the ''Diwan al-Jaysh'' (War Ministry).
Roman
The infantry of the Roman Army continued to be recruited from within the empire, but much of the cavalry were either recruited from "martial" peoples in the Balkans or in Asia Minor, or, alternatively, were Germanic mercenaries. Most of the Roman troops in Syria were ''indigenae'' (local) and it seems that at the time of the Muslim conquest, the Roman forces in Syria were Arabs. In response to the loss of Syria, the Romans developed the ''phylarch'' system of using Armenian and Christian Arab auxiliaries living on the frontier to provide a "shield" to counter raiding by the Muslims into the empire. Overall, the Roman Army remained a small, but professional force of ''foederati''. Unlike the ''foederati'' who were sent where they were needed, the ''stradioti'' lived in the frontier provinces.
Persian
During the last decades of the Sasanian empire, the frequent use of royal titles by Persian governors in Central Asia, especially in what is now Afghanistan, indicates a weakening of the power of the ''Shahinshah'' (King of Kings), suggesting the empire was already breaking down at the time of the Muslim conquest. Persian society was rigidly divided into castes with the nobility being of supposed "Aryan" descent, and this division of Persian society along caste lines was reflected in the military. The '' azatan'' aristocracy provided the cavalry, the ''paighan'' infantry came from the peasantry and most of the greater Persian nobility had slave soldiers, this last being based on the Persian example. Much of the Persian army consisted of tribal mercenaries recruited from the plains south of the Caspian Sea and from what is now Afghanistan. The Persian tactics were cavalry based with the Persian forces usually divided into a center, based upon a hill, and two wings of cavalry on either side.
Ethiopian
Little is known about the military forces of the Christian state of Ethiopia other than that they were divided into ' professional troops and the ' auxiliaries. The Ethiopians made much use of camels and elephants.
Berber
The Berber peoples of North Africa had often served as a ' (auxiliaries) to the Roman Army. The Berber forces were based around the horse and camel, but seemed to have hampered by a lack of weapons or protection with both Roman and Arab sources mentioning the Berbers lacked armour and helmets. The Berbers went to war with their entire communities and the presence of women and children both slowed down the Berber armies and tied down Berber tribesmen who tried to protect their families.
Turks
The British historian David Nicolle called the Turkish peoples of Central Asia the "most formidable foes" faced by the Muslims. The Jewish Turkish
Khazar khanate
The Khazars ; he, כּוּזָרִים, Kūzārīm; la, Gazari, or ; zh, 突厥曷薩 ; 突厥可薩 ''Tūjué Kěsà'', () were a semi-nomadic Turkic people that in the late 6th-century CE established a major commercial empire coveri ...
, based in what is now southern Russia and Ukraine, had a powerful heavy cavalry. The Turkish heartland of Central Asia was divided into five khanates whose khans variously recognized the shahs of Iran or the emperors of China as their overlords. Turkish society was feudal with the khans only being ''pater primus'' among the aristocracy of ' who lived in castles in the countryside, with the rest of Turkish forces being divided into ' (farmers), ' (servants) and ' (clients). The heavily armored Turkish cavalry were to play a great role in influencing subsequent Muslim tactics and weapons; the Turks, who were mostly Buddhists at the time of the Islamic conquest, later converted to Islam and, ironically, the Turks came to be regarded as the foremost Muslim warriors, to the extent of replacing the Arabs as the dominant peoples in the ''Dar-al-Islam'' (House of Islam).
Visigoths
During the migration period, the Germanic Visigoths had traveled from their homeland north of the Danube to settle in the Roman province of Hispania, creating a kingdom upon the wreckage of the Western Roman empire. The Visigothic state in Iberia was based around forces raised by the nobility whom the king could call out in the event of war. The king had his ' and ' loyal to himself, while the nobility had their '. The Visigoths favored cavalry with their favorite tactics being to repeatedly charge a foe combined with feigned retreats. The Muslim conquest of most of Iberia in less than a decade does suggest serious deficiencies with the Visigothic kingdom, though the limited sources make it difficult to discern the precise reasons for the collapse of the Visigoths.
Franks
Another Germanic people who founded a state upon the ruins of the Western Roman empire were the Franks who settled in Gaul, which came to be known afterwards as France. Like the Visigoths, the Frankish cavalry played a "significant part" in their wars. The Frankish kings expected all of their male subjects to perform three months of military service every year, and all serving under the king's banner were paid a regular salary. Those called up for service had to provide their own weapons and horses, which contributed to the "militarisation of Frankish society". At least part of the reason for the victories of
Charles Martel
Charles Martel ( – 22 October 741) was a Frankish political and military leader who, as Duke and Prince of the Franks and Mayor of the Palace, was the de facto ruler of Francia from 718 until his death. He was a son of the Frankish statesm ...
was he could call up a force of experienced warriors when faced with Muslim raids.
Military campaigns
Conquest of the Levant: 634–641
The province of Syria was the first to be wrested from
Byzantine
The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
control. Arab-Muslim raids that followed the
Ridda wars
The Ridda Wars ( ar, حُرُوْبُ الرِّدَّةِ, lit=Apostasy Wars) were a series of military campaigns launched by the first caliph Abu Bakr against rebellious Arabian tribes. They began shortly after the death of the Islamic proph ...
prompted the Byzantines to send a major expedition into southern Palestine, which was defeated by the Arab forces under command of Khalid ibn al-Walid at the
Battle of Ajnadayn
The Battle of Ajnadayn ( ar, معركة أجنادين) was fought in July or August 634 ( Jumada I or II, 13 AH), in a location close to Beit Guvrin in present-day Israel; it was the first major pitched battle between the Byzantine (Roma ...
(634). Ibn al-Walid, had converted to Islam around 627, becoming after Muhammad's death (june 632) one of the caliphate's most successful generals. Ibn al-Walid had been fighting in Iraq against the Persians when he led his force on a trek across the deserts to Syria to attack the Romans from the rear. In the "Battle of the Mud" fought outside of Pella in the Jordan river valley in January 635 the Arabs won another victory. After a siege of six months the Arabs took Damascus, but Emperor Heraclius later retook it. At the battle of Yarmuk between 16–20 August 636, the Arabs were victorious, defeating Heraclius. Ibn al-Walid appears to have been the "real military leader" at Yarmuk "under the nominal command of others". Syria was ordered to be abandoned to the Muslims with Heraclius reportedly saying: "Peace be with you Syria; what a beautiful land you will be for your enemy". On the heels of their victory, the Arab armies took Damascus again in 636, with Baalbek, Homs, and Hama to follow soon afterwards. However, other fortified towns continued to resist despite the rout of the imperial army and had to be conquered individually.
Jerusalem
Jerusalem (; he, יְרוּשָׁלַיִם ; ar, القُدس ) (combining the Biblical and common usage Arabic names); grc, Ἱερουσαλήμ/Ἰεροσόλυμα, Hierousalḗm/Hierosóluma; hy, Երուսաղեմ, Erusałēm. i ...
fell in 638, Caesarea in 640, while others held out until 641.
After a two-year siege, the garrison of Jerusalem surrendered rather than starve to death; under the terms of the surrender Caliph Umar promised to tolerate the Christians of Jerusalem and not to turn churches into mosques. True to his word, the Caliph Umar allowed the Church of the Holy Sepulchre to remain, with the caliph praying on a prayer rug outside of the church. The loss to the Muslims of Jerusalem, the holiest city to Christians, proved to be the source of much resentment in Christendom. The city of Caesarea Maritima continued to withstand the Muslim siege—as it could be supplied by sea—until it was taken by assault in 640.
In the mountains of Asia Minor, the Muslims enjoyed less success, with the Romans adopting the tactic of "shadowing warfare" — refusing to give battle to the Muslims, while the people retreated into castles and fortified towns when the Muslims invaded; instead, Roman forces ambushed Muslim raiders as they returned to Syria carrying plunder and people they had enslaved. In the frontier area where Anatolia met Syria, the Roman state evacuated the entire population and laid waste to the countryside, creating a "no-man's land" where any invading army would find no food. For decades afterwards, a guerrilla war was waged by Christians in the hilly countryside of north-western Syria supported by the Romans. At the same time, the Romans began a policy of launching raids via sea on the coast of the caliphate with the aim of forcing the Muslims to keep at least some of their forces to defend their coastlines, thus limiting the number of troops available for an invasion of Anatolia. Unlike Syria with its plains and deserts — which favored the offensive — the mountainous terrain of Anatolia favored the defensive, and for centuries afterwards, the line between Christian and Muslim lands ran along the border between Anatolia and Syria.
Conquest of Egypt: 639–642
The
Byzantine
The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
province of Egypt held strategic importance for its grain production, naval yards, and as a base for further conquests in Africa. The Muslim general 'Amr ibn al-'As began the conquest of the province on his own initiative in 639. The majority of the Roman forces in Egypt were locally-raised Coptic forces, intended to serve more as a police force; since the vast majority of Egyptians lived in the Nile river valley, surrounded on both the eastern and western sides by desert, Egypt was felt to be a relatively secure province. In December 639, al-'As entered the Sinai with a large force and took Pelusium, on the edge of the Nile river valley, and then defeated a Roman counter-attack at Bibays. Contrary to expectations, the Arabs did not head for Alexandria, the capital of Egypt, but instead for a major fortress known as Babylon located at what is now Cairo. Al-'As was planning to divide the Nile river valley in two. The Arab forces won a major victory at the
Battle of Heliopolis
The Battle of Heliopolis or Ayn Shams was a decisive battle between Arab Muslim armies and Byzantine forces for the control of Egypt. Though there were several major skirmishes after this battle, it effectively decided the fate of the Byzanti ...
(640), but they found it difficult to advance further because major cities in the Nile Delta were protected by water and because al-'As lacked the machinery to break down city fortifications. The Arabs laid siege to Babylon, and its starving garrison surrendered on 9 April 641. Nevertheless, the province was scarcely urbanized and the defenders lost hope of receiving reinforcements from
when the emperor Heraclius died in 641. Afterwards, the Arabs turned north into the Nile delta and laid siege to Alexandria. The last major center to fall into Arab hands was
Alexandria
Alexandria ( or ; ar, ٱلْإِسْكَنْدَرِيَّةُ ; grc-gre, Αλεξάνδρεια, Alexándria) is the second largest city in Egypt, and the largest city on the Mediterranean coast. Founded in by Alexander the Great, Alexandri ...
, which capitulated in September 642. According to
Hugh Kennedy
Hugh Edward Kennedy (11 July 1879 – 1 December 1936) was an Irish Cumann na nGaedheal politician, barrister and judge who served as Chief Justice of Ireland from 1924 to 1936, a judge of the Supreme Court from 1924 to 1936 and Attorney Gener ...
, "Of all the early Muslim conquests, that of Egypt was the swiftest and most complete. ..Seldom in history can so massive a political change have happened so swiftly and been so long lasting." In 644, the Arabs suffered a major defeat by the Caspian Sea when an invading Muslim army was almost wiped out by the cavalry of the
Khazar Khanate
The Khazars ; he, כּוּזָרִים, Kūzārīm; la, Gazari, or ; zh, 突厥曷薩 ; 突厥可薩 ''Tūjué Kěsà'', () were a semi-nomadic Turkic people that in the late 6th-century CE established a major commercial empire coveri ...
, and, seeing a chance to take back Egypt, the Romans launched an amphibious attack which took back Alexandria for a short period of time. Though most of Egypt is desert, the Nile river valley has some of the most productive and fertile farmland in the entire world, which had made Egypt the "granary" of the Roman empire. Control of Egypt meant that the caliphate could weather droughts without the fear of famine, laying the basis for the future prosperity of the caliphate.
The war at sea
The Roman empire had traditionally dominated the Mediterranean and the Black Sea with major naval bases at Constantinople, Acre, Alexandria and Carthage. In 652, the Arabs won their first victory at sea off Alexandria, which was followed by the temporary Muslim conquest of Cyprus. As Yemen had been a center of maritime trade, Yemeni sailors were brought to Alexandria to start building an Islamic fleet for the Mediterranean. The Muslim fleet was based in Alexandria and used Acre, Tyre and Beirut as its forward bases. The core of the fleet's sailors were Yemeni, but the shipwrights who built the ships were Iranian and Iraqi. In the "Battle of the Masts" off Cape Chelidonia in Anatolia in 655, the Muslims defeated the Roman fleet in a series of boarding actions. As a result, the Romans began a major expansion of their navy, which was matched by the Arabs, leading to a naval arms race. From the early 8th century onward, the Muslim fleet would launch annual raids on the coastline on the Roman empire in Anatolia and Greece.
As part of the arms race, both sides sought new technology to improve their warships. The Muslim warships had a larger forecastle, which was used to mount a stone-throwing engine. The Romans invented "Greek fire", an incendiary weapon that led the Muslims to cover their ships with water-soaked cotton. A major problem for the Muslim fleet was the shortage of timber, which led the Muslims to seek qualitative instead of quantitative superiority by building bigger warships. To save money, the Muslim shipwrights switched from the hull-first method of building ships to the frame-first method.
Conquest of Mesopotamia and Persia: 633–651
After an Arab incursion into Sasanian territories, the energetic ''shah'' (king)
Yazdgerd III
Yazdegerd III (also spelled Yazdgerd III and Yazdgird III; pal, 𐭩𐭦𐭣𐭪𐭥𐭲𐭩) was the last Sasanian King of Kings of Iran from 632 to 651. His father was Shahriyar and his grandfather was Khosrow II.
Ascending the throne at the ...
, who had just ascended the Persian throne, raised an army to resist the conquerors. Many of the ''marzbans'' refused to come out to help the ''shahinshah''. However, the Persians suffered a devastating defeat at the
Battle of al-Qadisiyyah
The Battle of al-Qadisiyyah ( ar, مَعْرَكَة ٱلْقَادِسِيَّة, Maʿrakah al-Qādisīyah; fa, نبرد قادسیه, Nabard-e Qâdisiyeh) was an armed conflict which took place in 636 CE between the Rashidun Caliphate and the ...
in 636. Little is known about the Battle of al-Qadisiyyah other than it lasted for several days by the banks of the river Euphrates in what is now Iraq and ended with the Persian force being annihilated. Abolishing the Lakhmid Arab buffer state had forced the Persians to take over the desert defense themselves, leaving them overextended.
As a result of al-Qadisiyyah, the Arab-Muslims gained control over the whole of Iraq, including Ctesiphon, the capital city of the Sassanids. The Persians lacked sufficient forces to make use of the Zagros mountains to stop the Arabs, having lost the prime of their army at al-Qadisiyyah. The Persian forces withdrew over the
Zagros mountains
The Zagros Mountains ( ar, جبال زاغروس, translit=Jibal Zaghrus; fa, کوههای زاگرس, Kuh hā-ye Zāgros; ku, چیاکانی زاگرۆس, translit=Çiyakani Zagros; Turkish: ''Zagros Dağları''; Luri: ''Kuh hā-ye Zāgro ...
and the Arab army pursued them across the Iranian plateau, where the fate of the Sasanian empire was sealed at the
Battle of Nahavand
The Battle of Nahavand ( ar, معركة نهاوند ', fa, نبرد نهاوند '), also spelled Nihavand or Nahawand, was fought in 642 between the Rashidun Muslim forces under caliph Umar and Sasanian Persian armies under King Yazdegerd ...
(642). The crushing Muslim victory at Nahavand is known in the Muslim world as the "Victory of Victories".
After Nahavand, the Persian state collapsed with Yezdegird fleeing further east and various ''marzbans'' bending their knees in submission to the Arabs. As the conquerors slowly covered the vast distances of Iran punctuated by hostile towns and fortresses, Yazdgerd III retreated, finally taking refuge in
Khorasan
Khorasan may refer to:
* Greater Khorasan, a historical region which lies mostly in modern-day northern/northwestern Afghanistan, northeastern Iran, southern Turkmenistan, Tajikistan, and Uzbekistan
* Khorasan Province, a pre-2004 province of Ira ...
, where he was assassinated by a local satrap in 651. In the aftermath of their victory over the imperial army, the Muslims still had to contend with a collection of militarily weak but geographically inaccessible principalities of Persia. It took decades to bring them all under control of the caliphate. In what is now Afghanistan—a region where the authority of the ''shah'' was always disputed—the Muslims met fierce guerrilla resistance from the militant Buddhist tribes of the region. Ironically, despite the complete Muslim triumph over Iran as compared to the only partial defeat of the Roman empire, the Muslims borrowed far more from the vanished Sassanian state than they ever did from the Romans. However, for the Persians the defeat remained bitter. Some 400 years later, the Persian poet Ferdowsi wrote in his popular poem ''
Shahnameh
The ''Shahnameh'' or ''Shahnama'' ( fa, شاهنامه, Šāhnāme, lit=The Book of Kings, ) is a long epic poem written by the Persian poet Ferdowsi between c. 977 and 1010 CE and is the national epic of Greater Iran. Consisting of some 50 ...
'' (''Book of Kings''):
Damn this world, damn this time, damn this fate,
That uncivilized Arabs have come to
Make me a Muslim
Where are your valiant warriors and priests
Where are your hunting parties and your feats?
Where is that warlike mien and where are those
Great armies that destroyed our county's foes?
Count Iran as a ruin, as the lair
Of lions and leopards.
Look now and despair
The end of the ''Rashidun'' conquests
Right from the start of the caliphate, it was realized that there was a need to write down the sayings and story of Muhammad, which had been memorized by his followers before they all died. Most people in Arabia were illiterate and the Arabs had a strong culture of remembering history orally. To preserve the story of Muhammad and to prevent any corruptions from entering the oral history, the Caliph 'Abu Bakr had ordered scribes to write down the story of Muhammad as told to them by his followers, which was the origin of the Quran. Disputes had emerged over which version of the Quran was the correct one and, by 644, different versions of the Quran were accepted in Damascus, Basra, Hims, and Kufa. To settle the dispute, the Caliph 'Uthman had proclaimed the version of the Quran possessed by one of Muhammad's widows, Hafsa, to be the definitive and correct version, which offended some Muslims who held to the rival versions. This, together with the favoritism shown by 'Uthman to his own clan, the Banu Umayya, in government appointments, led to a mutiny in Medina in 656 and 'Uthman's murder.
'Uthman's successor as Caliph, Muhammad's son-in-law, Ali, was faced with a civil war, known to Muslims as the ''fitna'', when the governor of Syria, Mu'awiya Ibn Abi Sufyan, revolted against him. During this time, the first period of Muslim conquests stopped, as the armies of Islam turned against one another. A fundamentalist group known as the ''Kharaji'' decided to end the civil war by assassinating the leaders of both sides. However, the ''fitna'' ended in January 661 when the Caliph Ali was killed by a ''Kharaji'' assassin, allowing Mu'awiya to become Caliph and found the Umayyad dynasty. The ''fitna'' also marked the beginning of the split between
Shia
Shīʿa Islam or Shīʿīsm is the second-largest branch of Islam. It holds that the Islamic prophet Muhammad designated ʿAlī ibn Abī Ṭālib as his successor (''khalīfa'') and the Imam (spiritual and political leader) after him, mo ...
Muslims, who supported Ali, and Sunni Muslims, who opposed him. Mu'awiya moved the capital of the caliphate from Medina to Damascus, which had a major effect on the politics and culture of the caliphate. Mu'awiya followed the conquest of Iran by invading Central Asia and trying to finish off the Roman Empire by taking Constantinople. In 670, a Muslim fleet seized Rhodes and then laid siege to Constantinople. Nicolle wrote the siege of Constantinople from 670 to 677 was "more accurately" a blockade rather than a siege proper, which ended in failure as the "mighty" walls built by the Emperor Theodosius II in the 5th century AD proved their worth.
The majority of the people in Syria remained Christian, and a substantial Jewish minority remained, as well; both communities were to teach the Arabs much about science, trade and the arts. The Umayyad caliphs are well-remembered for sponsoring a cultural "golden age" in Islamic history—for example, by building the Dome of the Rock in Jerusalem, and for making Damascus into the capital of a "superpower" that stretched from Portugal to Central Asia, covering the vast territory from the Atlantic Ocean to the borders of China.
Explanations for the success of the early conquests
The rapidity of the early conquests has received various explanations. Contemporary Christian writers conceived them as God's punishment visited on their fellow Christians for their sins. Early Muslim historians viewed them as a reflection of the religious zeal of the conquerors and evidence of divine favor. The theory that the conquests are explainable as an Arab migration triggered by economic pressures enjoyed popularity early in the 20th century, but has largely fallen out of favor among historians, especially those who distinguish the migration from the conquests that preceded and enabled it.
There are indications that the conquests started as initially disorganized pillaging raids launched partly by non-Muslim Arab tribes in the aftermath of the
Ridda wars
The Ridda Wars ( ar, حُرُوْبُ الرِّدَّةِ, lit=Apostasy Wars) were a series of military campaigns launched by the first caliph Abu Bakr against rebellious Arabian tribes. They began shortly after the death of the Islamic proph ...
, and were soon extended into a war of conquest by the
Rashidun caliphs
, image = تخطيط كلمة الخلفاء الراشدون.png
, caption = Calligraphic representation of Rashidun Caliphs
, birth_place = Mecca, Hejaz, Arabia present-day Saudi Arabia
, known_for = Companions of t ...
, although other scholars argue that the conquests were a planned military venture already underway during Muhammad's lifetime. Fred Donner writes that the advent of Islam "revolutionized both the ideological bases and the political structures of the Arabian society, giving rise for the first time to a state capable of an expansionist movement." According to Chase F. Robinson, it is likely that Muslim forces were often outnumbered, but, unlike their opponents, they were fast, well coordinated and highly motivated.
Another key reason was the weakness of the Byzantine and Sasanian empires, caused by the wars they had waged against each other in the preceding decades with alternating success. It was aggravated by a plague that had struck densely populated areas and impeded conscription of new imperial troops, while the Arab armies could draw recruits from nomadic populations. The Sasanian empire, which had lost the latest round of hostilities with the Byzantines, was also affected by a crisis of confidence, and its elites suspected that the ruling dynasty had forfeited the favor of the gods. The Arab military advantage was increased when Christianized Arab tribes who had served imperial armies as regular or auxiliary troops switched sides and joined the West Arabian coalition. Arab commanders also made liberal use of agreements to spare lives and property of inhabitants in case of surrender and extended exemptions from paying tribute to groups who provided military services to the conquerors. Additionally, the Byzantine persecution of Christians opposed to the
Chalcedonian creed
The Chalcedonian Definition (also called the Chalcedonian Creed or the Definition of Chalcedon) is a declaration of Christ's nature (that it is dyophysite), adopted at the Council of Chalcedon in AD 451. Chalcedon was an early centre of Christ ...
in Syria and Egypt alienated elements of those communities and made them more open to accommodation with the Arabs once it became clear that the latter would let them practice their faith undisturbed as long as they paid tribute.
The conquests were further secured by the subsequent large-scale migration of Arabian peoples into the conquered lands.
Robert Hoyland
Robert G. Hoyland (born 1966) is a historian, specializing in the medieval history of the Middle East. He is a former student of historian Patricia Crone and was a Leverhulme Fellow at Pembroke College, Oxford. He is currently Professor of Late ...
argues that the failure of the Sasanian empire to recover was due in large part to the geographically and politically disconnected nature of Persia, which made coordinated action difficult once the established Sasanian rule collapsed. Similarly, the difficult terrain of Anatolia made it difficult for the Byzantines to mount a large-scale attack to recover the lost lands, and their offensive action was largely limited to organizing guerrilla operations against the Arabs in the Levant.
Conquest of Sindh: 711–714
Although there were sporadic incursions by Arab generals in the direction of India in the 660s and a small Arab garrison was established in the arid region of Makran in the 670s, the first large-scale Arab campaign in the Indus valley occurred when the general Muhammad bin Qasim invaded Sindh in 711 after a coastal march through Makran.T.W. Haig, C.E. Bosworth. Encyclopedia of Islam 2nd ed, Brill. "Sind", vol. 9, p. 632 Three years later the Arabs controlled all of the lower Indus valley. Most of the towns seem to have submitted to Arab rule under peace treaties, although there was fierce resistance in other areas, including by the forces of
Raja Dahir
Raja Dahiraud (; ''Raja Dahiraud ''; 663 – 712 CE) was the last Hindu ruler of Sindh in present-day Pakistan. In 711 CE his kingdom was invaded by the Umayyad Caliphate led by Muhammad bin Qasim where Dahiraud died while defending his ki ...
at the capital city
Debal
Debal (Urdu, Arabic, sd, ) was an ancient port located near modern Karachi, Pakistan. It is adjacent to the nearby Manora Island and was administered by Mansura, and later Thatta.
Etymology
In Arabic history books, most notably in the early ...
. Arab incursions southward from Sindh were repulsed by the armies of
Gurjara
Gurjaradesa ("Gurjara country") or Gurjaratra is a historical region in India comprising the eastern Rajasthan and northern Gujarat during the period of 6th -12th century CE. The predominant power of the region, the Gurjara-Pratiharas eventual ...
and
Chalukya
The Chalukya dynasty () was a Classical Indian dynasty that ruled large parts of southern and central India between the 6th and the 12th centuries. During this period, they ruled as three related yet individual dynasties. The earliest dynasty ...
kingdoms, and further Islamic expansion was checked by the
Rashtrakuta empire
Rashtrakuta ( IAST: ') (r. 753-982 CE) was a royal Indian dynasty ruling large parts of the Indian subcontinent between the sixth and 10th centuries. The earliest known Rashtrakuta inscription is a 7th-century copper plate grant detailing thei ...
, which gained control of the region shortly after.
Conquest of the Maghreb: 647–742
Arab forces began launching sporadic raiding expeditions into
Cyrenaica
Cyrenaica ( ) or Kyrenaika ( ar, برقة, Barqah, grc-koi, Κυρηναϊκή παρχίαKurēnaïkḗ parkhíā}, after the city of Cyrene), is the eastern region of Libya. Cyrenaica includes all of the eastern part of Libya between ...
(modern northeast
Libya
Libya (; ar, ليبيا, Lībiyā), officially the State of Libya ( ar, دولة ليبيا, Dawlat Lībiyā), is a country in the Maghreb region in North Africa. It is bordered by the Mediterranean Sea to the north, Egypt to the east, Suda ...
) and beyond soon after their conquest of Egypt. Byzantine rule in northwest Africa at the time was largely confined to the coastal plains, while autonomous Berber polities controlled the rest. In 670 Arabs founded the settlement of
Qayrawan
Kairouan (, ), also spelled El Qayrawān or Kairwan ( ar, ٱلْقَيْرَوَان, al-Qayrawān , aeb, script=Latn, Qeirwān ), is the capital of the Kairouan Governorate in Tunisia and a UNESCO World Heritage Site. The city was founded by t ...
, which gave them a forward base for further expansion. Muslim historians credit the general
Uqba ibn Nafi
ʿUqba ibn Nāfiʿ ibn ʿAbd al-Qays al-Fihrī al-Qurashī ( ar, عقبة بن نافع بن عبد القيس الفهري القرشي, ʿUqba ibn Nāfiʿ ibn ʿAbd al-Qays al-Fihrī), also simply known as Uqba ibn Nafi, was an Arab general ser ...
with subsequent conquest of lands extending to the Atlantic coast, although it appears to have been a temporary incursion.G. Yver. Encyclopedia of Islam 2nd ed, Brill. "Maghreb", vol. 5, p. 1189. The Berber chief
Kusayla
Kusaila (Arabic: Kusaila Ibn Malzam, Latin: Caecilius) was a 7th-century Berber Christian ruler of the kingdom of Altava and leader of the Awraba tribe, a Christianised sedentary tribe of the Aures of the Imazighen and possibly Christian king o ...
and an enigmatic leader referred to as ''
Kahina
Al-Kahina ( ar, الكاهنة, , the diviner), also known as Dihya, was a Berber queen of the Aurès and a religious and military leader who led indigenous resistance to the Muslim conquest of the Maghreb, the region then known as Numidia notably ...
'' (prophetess or priestess) seem to have mounted effective, if short-lived resistance to Muslim rule at the end of the 7th century, but the sources do not give a clear picture of these events. Arab forces were able to capture
Carthage
Carthage was the capital city of Ancient Carthage, on the eastern side of the Lake of Tunis in what is now Tunisia. Carthage was one of the most important trading hubs of the Ancient Mediterranean and one of the most affluent cities of the cla ...
in 698 and
Tangiers
Tangier ( ; ; ar, طنجة, Ṭanja) is a city in northwestern Morocco. It is on the Moroccan coast at the western entrance to the Strait of Gibraltar, where the Mediterranean Sea meets the Atlantic Ocean off Cape Spartel. The town is the capi ...
by 708. After the fall of Tangiers, many Berbers joined the Muslim army. In 740 Umayyad rule in the region was shaken by a major
Berber revolt
The Berber Revolt of 740–743 AD (122–125 AH in the Islamic calendar) took place during the reign of the Umayyad Caliph Hisham ibn Abd al-Malik and marked the first successful secession from the Arab caliphate (ruled from Damascus). Fired up b ...
, which also involved Berber Kharijite Muslims. After a series of defeats, the caliphate was finally able to crush the rebellion in 742, although local Berber dynasties continued to drift away from imperial control from that time on.
Conquest of Hispania and Septimania: 711–721
The Muslim conquest of
Iberia
The Iberian Peninsula (),
**
* Aragonese and Occitan: ''Peninsula Iberica''
**
**
* french: Péninsule Ibérique
* mwl, Península Eibérica
* eu, Iberiar penintsula also known as Iberia, is a peninsula in southwestern Europe, defi ...
is notable for the brevity and unreliability of the available sources.
Évariste Lévi-Provençal
Évariste Lévi-Provençal (4 January 1894 – 27 March 1956) was a French medievalist, orientalist, Arabist, and historian of Islam.
The scholar who would take the name Lévi-Provençal was born 4 January 1894 in Constantine, French Algeria, ...
. Encyclopedia of Islam 2nd ed, Brill. "Al-Andalus", vol. 1, p. 492 After the
Visigothic
The Visigoths (; la, Visigothi, Wisigothi, Vesi, Visi, Wesi, Wisi) were an early Germanic people who, along with the Ostrogoths, constituted the two major political entities of the Goths within the Roman Empire in late antiquity, or what is kno ...
king of Spain Wittiza died in 710, the kingdom experienced a period of political division. The Visigothic nobility was divided between the followers of Wittiza and the new king Roderic. Akhila, Wittiza's son, had fled to Morocco after losing the succession struggle and Muslim tradition states that he asked the Muslims to invade Spain. Starting in the summer of 710, the Muslim forces in Morocco had launched several successful raids into Spain, which demonstrated the weakness of the Visigothic state.
Taking advantage of the situation, the Muslim Berber commander,
Tariq ibn Ziyad
Ṭāriq ibn Ziyād ( ar, طارق بن زياد), also known simply as Tarik in English, was a Berber commander who served the Umayyad Caliphate and initiated the Muslim Umayyad conquest of Visigothic Hispania (present-day Spain and Portugal) ...
, who was stationed in Tangiers at the time, crossed the straits with an army of Arabs and Berbers in 711. Most of the invasion force of 15,000 were Berbers, with the Arabs serving as an "elite" force. Ziyad landed on the Rock of Gibraltar on 29 April 711. After defeating the forces of king Roderic at the river Guaddalete on 19 July 711, Muslim forces advanced, capturing cities of the Gothic kingdom one after another. The capital of Toledo surrendered peacefully. Some of the cities surrendered with agreements to pay tribute and local aristocracy retained a measure of former influence. The Spanish Jewish community welcomed the Muslims as liberators from the oppression of the Catholic Visigothic kings.
In 712, another larger force of 18,000 from Morocco, led by Musa Ibn Nusayr, crossed the Straits of Gibraltar to link up with Ziyad's force at Talavera. The invasion seemed to have entirely on the initiative of Tariq ibn Ziyad: the caliph, al-Walid, in Damascus reacted as if it was a surprise to him. By 713 Iberia was almost entirely under Muslim control. In 714, al-Walid summoned Ziyad to Damascus to explain his campaign in Spain, but Ziyad took his time travelling through North Africa and Palestine, and was finally imprisoned when he arrived in Damascus. The events of the subsequent ten years, the details of which are obscure, included the capture of
Barcelona
Barcelona ( , , ) is a city on the coast of northeastern Spain. It is the capital and largest city of the autonomous community of Catalonia, as well as the second most populous municipality of Spain. With a population of 1.6 million within ci ...
and
Narbonne
Narbonne (, also , ; oc, Narbona ; la, Narbo ; Late Latin:) is a commune in Southern France in the Occitanie region. It lies from Paris in the Aude department, of which it is a sub-prefecture. It is located about from the shores of the ...
, and a raid against
Toulouse
Toulouse ( , ; oc, Tolosa ) is the prefecture of the French department of Haute-Garonne and of the larger region of Occitania. The city is on the banks of the River Garonne, from the Mediterranean Sea, from the Atlantic Ocean and from Pa ...
, followed by an expedition into Burgundy in 725. The last large-scale raid to the north ended with a Muslim defeat at the
Battle of Tours
The Battle of Tours, also called the Battle of Poitiers and, by Arab sources, the Battle of tiles of Martyrs ( ar, معركة بلاط الشهداء, Maʿrakat Balāṭ ash-Shuhadā'), was fought on 10 October 732, and was an important battle ...
at the hands of the
Franks
The Franks ( la, Franci or ) were a group of Germanic peoples whose name was first mentioned in 3rd-century Roman sources, and associated with tribes between the Lower Rhine and the Ems River, on the edge of the Roman Empire.H. Schutz: Tools, ...
in 732. The victory of the Franks, led by Charles Martel, over 'Abd al-Rahman Ibn 'Abd Allah al-Ghafiqi has often been misrepresented as the decisive battle that stopped the Muslim conquest of France, but the Umayyad force had been raiding Aquitaine with a particular interest in sacking churches and monasteries, not seeking its conquest. The battle itself is a shadowy affair with the few sources describing it in poetic terms that are frustrating for the historian. The battle occurred between 18–25 October 732 with the climax being an attack on the Muslim camp led by Martel that ended with al-Ghafiqi being killed and the Muslims withdrawing when night fell. Martel's victory ended whatever plans there may have been to conquer France, but a series of Berber revolts in North Africa and in Spain against Arab rule may have played a greater role in ruling out conquests north of the Pyrenees.
Conquest of Transoxiana: 673–751
Transoxiana
Transoxiana or Transoxania (Land beyond the Oxus) is the Latin name for a region and civilization located in lower Central Asia roughly corresponding to modern-day eastern Uzbekistan, western Tajikistan, parts of southern Kazakhstan, parts of Tu ...
is the region northeast of
Iran
Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
beyond the
Amu Darya
The Amu Darya, tk, Amyderýa/ uz, Amudaryo// tg, Амударё, Amudaryo ps, , tr, Ceyhun / Amu Derya grc, Ὦξος, Ôxos (also called the Amu, Amo River and historically known by its Latin name or Greek ) is a major river in Central Asi ...
or Oxus River roughly corresponding with modern-day Uzbekistan, Tajikistan, and parts of Kazakhstan. Initial incursions across the Oxus river were aimed at Bukhara (673) and
Samarqand
fa, سمرقند
, native_name_lang =
, settlement_type = City
, image_skyline =
, image_caption = Clockwise from the top: Registan square, Shah-i-Zinda necropolis, Bibi-Khanym Mosque, view inside Shah-i-Zin ...
(675) and their results were limited to promises of tribute payments. In 674, a Muslim force led by Ubaidullah Ibn Zayyad attacked Bukhara, the capital of Soghdia, which ended with the Sogdians agreeing to recognize the Umayadd caliph Mu'awiaya as their overlord and to pay tribute. In general, the campaigns in Central Asia were "hard fought" with the Buddhist Turkic peoples fiercely resisting efforts to incorporate them into the caliphate. China, which saw Central Asia as its own sphere of influence, particularly due to the economic importance of the Silk Road, supported the Turkic defenders. Further advances were hindered for a quarter century by political upheavals within the
Umayyad caliphate
The Umayyad Caliphate (661–750 CE; , ; ar, ٱلْخِلَافَة ٱلْأُمَوِيَّة, al-Khilāfah al-ʾUmawīyah) was the second of the four major caliphates established after the death of Muhammad. The caliphate was ruled by th ...
. This was followed by a decade of rapid military progress under the leadership of the new governor of Khurasan,
Qutayba ibn Muslim
Abū Ḥafṣ Qutayba ibn Abī Ṣāliḥ Muslim ibn ʿAmr al-Bāhilī ( ar, أبو حفص قتيبة بن أبي صالح مسلم بن عمرو الباهلي; 669–715/6) was an Arab commander of the Umayyad Caliphate who became governor of ...
, which included the conquest of Bukhara and Samarqand in 706–712. The expansion lost its momentum when Qutayba was killed during an army mutiny and the Arabs were placed on the defensive by an alliance of Sogdian and
Türgesh
The Türgesh or Türgish ( otk, 𐱅𐰇𐰼𐰏𐰾:𐰉𐰆𐰑, Türügeš budun, Türgesh people; ; Old Tibetan: ''Du-rgyas'') were a Turkic tribal confederation. Once belonging to the Duolu wing of the Western Turkic ''On Oq'' elites, Tür ...
forces with support from
Tang China
The Tang dynasty (, ; zh, t= ), or Tang Empire, was an imperial dynasty of China that ruled from 618 to 907 AD, with an interregnum between 690 and 705. It was preceded by the Sui dynasty and followed by the Five Dynasties and Ten Kingdom ...
. However, reinforcements from Syria helped turn the tide and most of the lost lands were reconquered by 741. Muslim rule over Transoxania was consolidated a decade later when a Chinese-led army was defeated at the Battle of Talas (751).
Afghanistan area
Medieveal Islamic scholars divided the area of modern-day Afghanistan into two regions – the provinces of Khorasan and
Sistan
Sistān ( fa, سیستان), known in ancient times as Sakastān ( fa, سَكاستان, "the land of the Saka"), is a historical and geographical region in present-day Eastern Iran ( Sistan and Baluchestan Province) and Southern Afghanistan ( ...
. Khorasan was the eastern
satrapy
A satrap () was a governor of the provinces of the ancient Median and Achaemenid Empires and in several of their successors, such as in the Sasanian Empire and the Hellenistic empires.
The satrap served as viceroy to the king, though with consid ...
of the Sasanian Empire, containing Balkh and Herat. Sistan included a number of Afghan cities and regions, including
Ghazna
Ghazni ( prs, غزنی, ps, غزني), historically known as Ghaznain () or Ghazna (), also transliterated as Ghuznee, and anciently known as Alexandria in Opiana ( gr, Αλεξάνδρεια Ωπιανή), is a city in southeastern Afghanistan ...
,
Zarang
Zaranj or Zarang ( Persian/Pashto/ bal, زرنج) is a city in southwestern Afghanistan, near the border with Iran, which has a population of 160,902 people as of 2015. It is the capital of Nimruz Province and is linked by highways with Lashkarga ...
Qandahar
Kandahar (; Kandahār, , Qandahār) is a city in Afghanistan, located in the south of the country on the Arghandab River, at an elevation of . It is Afghanistan's second largest city after Kabul, with a population of about 614,118. It is the ca ...
(also called
al-Rukhkhaj
Arachosia () is the Hellenized name of an ancient satrapy situated in the eastern parts of the Achaemenid empire. It was centred around the valley of the Arghandab River in modern-day southern Afghanistan, and extended as far east as the ...
or
Zamindawar Zamindawar is a historical region of Afghanistan. It is a very large and fertile valley the main sources for irrigation is the Helmand River. Zamindawar is located in the greater territory of northern Helmand and encompasses the approximate area of ...
),
Kabul
Kabul (; ps, , ; , ) is the capital and largest city of Afghanistan. Located in the eastern half of the country, it is also a municipality, forming part of the Kabul Province; it is administratively divided into 22 municipal districts. Acco ...
,
Kabulistan
Kabulistan (Pashto: کابلستان) is a historical regional name referring to the territory that is centered on present-day Kabul Province of Afghanistan.
In many Greek and Latin sources, particularly editions of Ptolemy's ''Geography'', the ...
and
Zabulistan
Zabulistan ( fa, زابلستان ''Zābulistān''/''Zābolistān''/''Zāwulistān'' or simply ''Zābul'', ps, زابل ''Zābəl''), was a historical region in southern Afghanistan roughly corresponding to the modern provinces of Zabul and ...
.
Before Muslim rule, the regions of Balkh ( Bactria or ''Tokharistan''),
Herat
Herāt (; Persian: ) is an oasis city and the third-largest city of Afghanistan. In 2020, it had an estimated population of 574,276, and serves as the capital of Herat Province, situated south of the Paropamisus Mountains (''Selseleh-ye Safē ...
and
Sistan
Sistān ( fa, سیستان), known in ancient times as Sakastān ( fa, سَكاستان, "the land of the Saka"), is a historical and geographical region in present-day Eastern Iran ( Sistan and Baluchestan Province) and Southern Afghanistan ( ...
were under Sasanian rule. Further south in the Balkh region, in Bamiyan, indication of Sasanian authority diminishes, with a local dynasty apparently ruling from
late antiquity
Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English ha ...
, probably
Hepthalites
The Hephthalites ( xbc, ηβοδαλο, translit= Ebodalo), sometimes called the White Huns (also known as the White Hunas, in Iranian as the ''Spet Xyon'' and in Sanskrit as the ''Sveta-huna''), were a people who lived in Central Asia during th ...
of the Western Turkic Khaganate. While Herat was controlled by the Sasanians, its hinterlands were controlled by northern Hepthalites who continued to rule the Ghurid mountains and river valleys well into the Islamic era. Sistan was under Sasanian administration but Qandahar remained out of Arab hands. Kabul and Zabulistan housed Indic religions, with the
Zunbils
Zunbil, also written as Zhunbil, or Rutbils of Zabulistan, was a royal dynasty south of the Hindu Kush in present southern Afghanistan region. They ruled from circa 680 AD until the Saffarid conquest in 870 AD. The Zunbil dynasty was founded by R ...
and Kabul Shahis (for the most part) offering stiff resistance to Muslim rule for two centuries until the
Saffarid
The Saffarid dynasty ( fa, صفاریان, safaryan) was a Persianate dynasty of eastern Iranian origin that ruled over parts of Persia, Greater Khorasan, and eastern Makran from 861 to 1003. One of the first indigenous Persian dynasties to emer ...
and
Ghaznavid
The Ghaznavid dynasty ( fa, غزنویان ''Ġaznaviyān'') was a culturally Persianate, Sunni Muslim dynasty of Turkic ''mamluk'' origin, ruling, at its greatest extent, large parts of Persia, Khorasan, much of Transoxiana and the northwest ...
conquests. The Arab Umayyads regularly claimed nominal overlordship over the Zunbils and Kabul Shahis, and in 711
Qutayba ibn Muslim
Abū Ḥafṣ Qutayba ibn Abī Ṣāliḥ Muslim ibn ʿAmr al-Bāhilī ( ar, أبو حفص قتيبة بن أبي صالح مسلم بن عمرو الباهلي; 669–715/6) was an Arab commander of the Umayyad Caliphate who became governor of ...
managed to force them to pay tribute.
Other campaigns and the end of the early conquests
In 646 a Byzantine naval expedition was able to briefly recapture Alexandria. The same year
Mu'awiya
Mu'awiya I ( ar, معاوية بن أبي سفيان, Muʿāwiya ibn Abī Sufyān; –April 680) was the founder and first caliph of the Umayyad Caliphate, ruling from 661 until his death. He became caliph less than thirty years after the deat ...
, the governor of Syria and future founder of the
Umayyad dynasty
Umayyad dynasty ( ar, بَنُو أُمَيَّةَ, Banū Umayya, Sons of Umayya) or Umayyads ( ar, الأمويون, al-Umawiyyūn) were the ruling family of the Caliphate between 661 and 750 and later of Al-Andalus between 756 and 1031. In t ...
, ordered construction of a fleet. Three years later it was put to use in a pillaging raid of
Cyprus
Cyprus ; tr, Kıbrıs (), officially the Republic of Cyprus,, , lit: Republic of Cyprus is an island country located south of the Anatolian Peninsula in the eastern Mediterranean Sea. Its continental position is disputed; while it is ge ...
, soon followed by a second raid in 650 that concluded with a treaty under which Cypriots surrendered many of their riches and slaves. In 688 the island was made into a joint dominion of the caliphate and the Byzantine empire under a pact which was to last for almost 300 years.
In 639–640 Arab forces began to make advances into Armenia, which had been partitioned into a Byzantine province and a Sasanian province.M. Canard. Encyclopedia of Islam 2nd ed, Brill. "Arminiya", vol. 1, pp. 636–637 There is considerable disagreement among ancient and modern historians about events of the following years, and nominal control of the region may have passed several times between Arabs and Byzantines. Although Muslim dominion was finally established by the time the Umayyads acceded to power in 661, it was not able to implant itself solidly in the country, and Armenia experienced a national and literary efflorescence over the next century. As with Armenia, Arab advances into other lands of the
Caucasus
The Caucasus () or Caucasia (), is a region between the Black Sea and the Caspian Sea, mainly comprising Armenia, Azerbaijan, Georgia (country), Georgia, and parts of Southern Russia. The Caucasus Mountains, including the Greater Caucasus range ...
region, including
Georgia
Georgia most commonly refers to:
* Georgia (country), a country in the Caucasus region of Eurasia
* Georgia (U.S. state), a state in the Southeast United States
Georgia may also refer to:
Places
Historical states and entities
* Related to the ...
, had as their end assurances of tribute payment and these principalities retained a large degree of autonomy.C.E. Bosworth. Encyclopedia of Islam 2nd ed, Brill. "Al-Qabq", vol. 4, pp. 343–344 This period also saw a series of clashes with the
Khazar
The Khazars ; he, כּוּזָרִים, Kūzārīm; la, Gazari, or ; zh, 突厥曷薩 ; 突厥可薩 ''Tūjué Kěsà'', () were a semi-nomadic Turkic people that in the late 6th-century CE established a major commercial empire coverin ...
kingdom whose center of power was in the lower
Volga
The Volga (; russian: Во́лга, a=Ru-Волга.ogg, p=ˈvoɫɡə) is the longest river in Europe. Situated in Russia, it flows through Central Russia to Southern Russia and into the Caspian Sea. The Volga has a length of , and a catchm ...
steppes, and which vied with the caliphate over control of the Caucasus.
Other Muslim military ventures were met with outright failure. Despite a naval victory over the Byzantines in 654 at the
Battle of the Masts
The Battle of the Masts ( ar, معركة ذات الصواري, Ma‘rakat Dhāt al-Ṣawārī) or Battle of Phoenix was a crucial naval battle fought in 654 (A.H. 34) between the Muslim Arabs led by Abu al-A'war and the Byzantine fleet under th ...
was frustrated by a storm which damaged the Arab fleet. Later sieges of Constantinople in 668–669 (674–78 according to other estimates) and 717–718 were thwarted with the help of the recently invented Greek fire. In the east, although Arabs were able to establish control over most Sasanian-controlled areas of modern
Afghanistan
Afghanistan, officially the Islamic Emirate of Afghanistan,; prs, امارت اسلامی افغانستان is a landlocked country located at the crossroads of Central Asia and South Asia. Referred to as the Heart of Asia, it is bordere ...
after the fall of Persia, the Kabul region resisted repeated attempts at invasion and would continue to do so until it was conquered by the
Saffarids
The Saffarid dynasty ( fa, صفاریان, safaryan) was a Persianate dynasty of eastern Iranian origin that ruled over parts of Persia, Greater Khorasan, and eastern Makran from 861 to 1003. One of the first indigenous Persian dynasties to emer ...
three centuries later.
By the time of the
Abbasid revolution
The Abbasid Revolution, also called the Movement of the Men of the Black Raiment, was the overthrow of the Umayyad Caliphate (661–750 CE), the second of the four major Caliphates in early Islamic history, by the third, the Abbasid Caliphate ...
in the middle of the 8th century, Muslim armies had come against a combination of natural barriers and powerful states that impeded any further military progress. The wars produced diminishing returns in personal gains and fighters increasingly left the army for civilian occupations. The priorities of the rulers also shifted from conquest of new lands to administration of the acquired empire. Although the Abbasid era witnessed some new territorial gains, such as the conquests of
Crete
Crete ( el, Κρήτη, translit=, Modern: , Ancient: ) is the largest and most populous of the Greek islands, the 88th largest island in the world and the fifth largest island in the Mediterranean Sea, after Sicily, Sardinia, Cyprus, ...
, the period of rapid centralized expansion would now give way to an era when further spread of Islam would be slow and accomplished through the efforts of local dynasties, missionaries, and traders.
Aftermath
Significance
Nicolle wrote that the series of Islamic conquests of the 7th and 8th centuries was "one of the most significant events in world history", leading to the creation of "a new civilisation", the Islamicised and Arabised Middle East. Islam, which had previously been confined to Arabia, became a major world religion, while the synthesis of Arab, Roman, and Persian elements led to distinctive new styles of art and architecture emerging in the Middle East.
Socio-political developments
The military victories of armies from the Arabian Peninsula heralded the expansion of the Arabs' culture and
religion
Religion is usually defined as a social- cultural system of designated behaviors and practices, morals, beliefs, worldviews, texts, sanctified places, prophecies, ethics, or organizations, that generally relates humanity to supernatural, ...
. The conquests were followed by a large-scale migration of families and whole tribes from Arabia into the lands of the Middle East. The conquering Arabs had already possessed a complex and sophisticated society. Emigrants from Yemen brought with them agricultural, urban, and monarchical traditions; members of the
Ghassanid
The Ghassanids ( ar, الغساسنة, translit=al-Ġasāsina, also Banu Ghassān (, romanized as: ), also called the Jafnids, were an Arab tribe which founded a kingdom. They emigrated from southern Arabia in the early 3rd century to the Levan ...
and
Lakhmid
The Lakhmids ( ar, اللخميون, translit=al-Laḫmiyyūn) referred to in Arabic as al-Manādhirah (, romanized as: ) or Banu Lakhm (, romanized as: ) was an Arab kingdom in Southern Iraq and Eastern Arabia, with al-Hirah as their capital ...
tribal confederations had experience collaborating with the empires. The rank and file of the armies was drawn from both nomadic and sedentary tribes, while the leadership came mainly from the merchant class of the Hejaz.
Two fundamental policies were implemented during the reign of the second caliph
Umar
ʿUmar ibn al-Khaṭṭāb ( ar, عمر بن الخطاب, also spelled Omar, ) was the second Rashidun caliph, ruling from August 634 until his assassination in 644. He succeeded Abu Bakr () as the second caliph of the Rashidun Caliphate ...
(634–44): the bedouins would not be allowed to damage agricultural production of the conquered lands and the leadership would cooperate with the local elites. To that end, the Arab-Muslim armies were settled in segregated quarters or new garrison towns such as
Basra
Basra ( ar, ٱلْبَصْرَة, al-Baṣrah) is an Iraqi city located on the Shatt al-Arab. It had an estimated population of 1.4 million in 2018. Basra is also Iraq's main port, although it does not have deep water access, which is han ...
,
Kufa
Kufa ( ar, الْكُوفَة ), also spelled Kufah, is a city in Iraq, about south of Baghdad, and northeast of Najaf. It is located on the banks of the Euphrates River. The estimated population in 2003 was 110,000. Currently, Kufa and Najaf a ...
and
Fustat
Fusṭāṭ ( ar, الفُسطاط ''al-Fusṭāṭ''), also Al-Fusṭāṭ and Fosṭāṭ, was the first capital of Egypt under Muslim rule, and the historical centre of modern Cairo. It was built adjacent to what is now known as Old Cairo by t ...
. The latter two became the new administrative centers of Iraq and Egypt, respectively. Soldiers were paid a stipend and prohibited from seizing lands. Arab governors supervised collection and distribution of taxes, but otherwise left the old religious and social order intact. At first, many provinces retained a large degree of autonomy under the terms of agreements made with Arab commanders.
As the time passed, the conquerors sought to increase their control over local affairs and make existing administrative machinery work for the new regime. This involved several types of reorganization. In the Mediterranean region, city-states which traditionally governed themselves and their surrounding areas were replaced by a territorial bureaucracy separating town and rural administration. In Egypt, fiscally independent estates and municipalities were abolished in favor of a simplified administrative system. In the early eighth century, Syrian Arabs began to replace Coptic functionaries and communal levies gave way to individual taxation. In Iran, the administrative reorganization and construction of protective walls prompted agglomeration of quarters and villages into large cities such as Isfahan,
Qazvin
Qazvin (; fa, قزوین, , also Romanization, Romanized as ''Qazvīn'', ''Qazwin'', ''Kazvin'', ''Kasvin'', ''Caspin'', ''Casbin'', ''Casbeen'', or ''Ghazvin'') is the largest city and capital of the Qazvin Province, Province of Qazvin in Iran. ...
, and
Qum
Qom (also spelled as "Ghom", "Ghum", or "Qum") ( fa, قم ) is the seventh largest metropolis and also the seventh largest city in Iran. Qom is the capital of Qom Province. It is located to the south of Tehran. At the 2016 census, its popul ...
. Local notables of Iran, who at first had almost complete autonomy, were incorporated into the central bureaucracy by the ʿ
Abbasid
The Abbasid Caliphate ( or ; ar, الْخِلَافَةُ الْعَبَّاسِيَّة, ') was the third caliphate to succeed the Islamic prophet Muhammad. It was founded by a dynasty descended from Muhammad's uncle, Abbas ibn Abdul-Muttalib ...
period. The similarity of Egyptian and Khurasanian official paperwork at the time of the caliph
al-Mansur
Abū Jaʿfar ʿAbd Allāh ibn Muḥammad al-Manṣūr (; ar, أبو جعفر عبد الله بن محمد المنصور; 95 AH – 158 AH/714 CE – 6 October 775 CE) usually known simply as by his laqab Al-Manṣūr (المنصور) w ...
(754–75) suggests a highly centralized empire-wide administration.
The society of new Arab settlements gradually became stratified into classes based on wealth and power. It was also reorganized into new communal units that preserved clan and tribal names but were in fact only loosely based around old kinship bonds. Arab settlers turned to civilian occupations and in eastern regions established themselves as a landed aristocracy. At the same time, distinctions between the conquerors and local populations began to blur. In Iran, the Arabs largely assimilated into local culture, adopting the Persian language and customs, and marrying Persian women. In Iraq, non-Arab settlers flocked to garrison towns. Soldiers and administrators of the old regime came to seek their fortunes with the new masters, while slaves, laborers and peasants fled there seeking to escape the harsh conditions of life in the countryside. Non-Arab converts to Islam were absorbed into the Arab-Muslim society through an adaptation of the tribal Arabian institution of clientage, in which protection of the powerful was exchanged for loyalty of the subordinates. The clients (''
mawali
Mawlā ( ar, مَوْلَى, plural ''mawālī'' ()), is a polysemous Arabic word, whose meaning varied in different periods and contexts.A.J. Wensinck, Encyclopedia of Islam 2nd ed, Brill. "Mawlā", vol. 6, p. 874.
Before the Islamic prophet ...
'') and their heirs were regarded as virtual members of the clan. The clans became increasingly economically and socially stratified. For example, while the noble clans of the Tamim tribe acquired Persian cavalry units as their mawali, other clans of the same tribe had slave laborers as theirs. Slaves often became mawali of their former masters when they were freed.
Contrary to the belief of earlier historians, there is no evidence of mass conversions to Islam in the immediate aftermath of the conquests. The first groups to convert were Christian Arab tribes, although some of them retained their religion into the Abbasid era even while serving as troops of the caliphate. They were followed by former elites of the Sasanian empire, whose conversion ratified their old privileges. With time, the weakening of non-Muslim elites facilitated the breakdown of old communal ties and reinforced the incentives of conversion which promised economic advantages and social mobility. By the beginning of the eighth century, conversions became a policy issue for the caliphate. They were favored by religious activists, and many Arabs accepted the equality of Arabs and non-Arabs. However, conversion was associated with economic and political advantages, and Muslim elites were reluctant to see their privileges diluted. Public policy towards converts varied depending on the region and was changed by successive Umayyad caliphs. These circumstances provoked opposition from non-Arab converts, whose ranks included many active soldiers, and helped set the stage for the civil war which ended with the fall of the Umayyad dynasty.
Conversions and tax reforms
The Arab-Muslim conquests followed a general pattern of nomadic conquests of settled regions, whereby the conquering peoples became the new military elite and reached a compromise with the old elites by allowing them to retain local political, religious, and financial authority. Peasants, workers, and merchants paid taxes, while members of the old and new elites collected them. Payment of taxes, which for peasants often reached half of the value of their produce, was not only an economic burden, but also a mark of social inferiority. Scholars differ in their assessment of relative tax burdens before and after the conquests. John Esposito states that in effect this meant lower taxes. According to
Bernard Lewis
Bernard Lewis, (31 May 1916 – 19 May 2018) was a British American historian specialized in Oriental studies. He was also known as a public intellectual and political commentator. Lewis was the Cleveland E. Dodge Professor Emeritus of Near ...
, available evidence suggests that the change from Byzantine to Arab rule was "welcomed by many among the subject peoples, who found the new yoke far lighter than the old, both in taxation and in other matters". In contrast,
Norman Stillman
Norman Stillman, Bar-Ilan University
Norman Arthur Stillman, also Noam (נועם, in Hebrew), b. 1945, is an American academic, historian, and Orientalist, serving as the emeritus Schusterman-Josey Professor and emeritus Chair of Judaic Histo ...
writes that although the tax burden of the Jews under early Islamic rule was comparable to that under previous rulers, Christians of the Byzantine Empire (though not Christians of the Persian empire, whose status was similar to that of the Jews) and Zoroastrians of Iran shouldered a considerably heavier burden in the immediate aftermath of the conquests.
In the wake of the early conquests taxes could be levied on individuals, on the land, or as collective tribute. During the first century of Islamic expansion, the words '' jizya'' and '' kharaj'' were used in all three senses, with context distinguishing between individual and land taxes. Regional variations in taxation at first reflected the diversity of previous systems. The Sasanian Empire had a general tax on land and a poll tax having several rates based on wealth, with an exemption for aristocracy. This poll tax was adapted by Arab rulers, so that the aristocracy exemption was assumed by the new Arab-Muslim elite and shared by local aristocracy who converted to Islam. The nature of Byzantine taxation remains partly unclear, but it appears to have been levied as a collective tribute on population centers and this practice was generally followed under the Arab rule in former Byzantine provinces. Collection of taxes was delegated to autonomous local communities on the condition that the burden be divided among its members in the most equitable manner. In most of Iran and Central Asia local rulers paid a fixed tribute and maintained their autonomy in tax collection.
Difficulties in tax collection soon appeared. Egyptian Copts, who had been skilled in tax evasion since Roman times, were able to avoid paying the taxes by entering monasteries, which were initially exempt from taxation, or simply by leaving the district where they were registered. This prompted imposition of taxes on monks and introduction of movement controls. In Iraq, many peasants who had fallen behind with their tax payments converted to Islam and abandoned their land for Arab garrison towns in hope of escaping taxation. Faced with a decline in agriculture and a treasury shortfall, the governor of Iraq, al-Hajjaj, forced peasant converts to return to their lands and subjected them to the taxes again, effectively forbidding them from converting to Islam. In Khorasan, a similar phenomenon forced the native aristocracy to compensate for the shortfall in tax collection out of their own pockets, and they responded by persecuting peasant converts and imposing heavier taxes on poor Muslims.
The situation where conversion to Islam was penalized in an Islamic state could not last, and the devout Umayyad caliph
Umar II
Umar ibn Abd al-Aziz ( ar, عمر بن عبد العزيز, ʿUmar ibn ʿAbd al-ʿAzīz; 2 November 680 – ), commonly known as Umar II (), was the eighth Umayyad caliph. He made various significant contributions and reforms to the society, and ...
(717–720) has been credited with changing the taxation system. Modern historians doubt this account, although details of the transition to the system of taxation elaborated by Abbasid-era jurists are still unclear. Umar II ordered governors to cease collection of taxes from Muslim converts, but his successors obstructed this policy and some governors sought to stem the tide of conversions by introducing additional requirements such as circumcision and the ability to recite passages from the Quran. Taxation-related grievances of non-Arab Muslims contributed to the opposition movements which resulted in the
Abbasid revolution
The Abbasid Revolution, also called the Movement of the Men of the Black Raiment, was the overthrow of the Umayyad Caliphate (661–750 CE), the second of the four major Caliphates in early Islamic history, by the third, the Abbasid Caliphate ...
. Under the new system that was eventually established, kharaj came to be regarded as a tax levied on the land, regardless of the taxpayer's religion. The poll-tax was no longer levied on Muslims, but the treasury did not necessarily suffer and converts did not gain as a result, since they had to pay
zakat
Zakat ( ar, زكاة; , "that which purifies", also Zakat al-mal , "zakat on wealth", or Zakah) is a form of almsgiving, often collected by the Muslim Ummah. It is considered in Islam as a religious obligation, and by Quranic ranking, is ...
, which was probably instituted as a compulsory tax on Muslims around 730. The terminology became specialized during the Abbasid era, so that ''kharaj'' no longer meant anything more than land tax, while the term ''jizya'' was restricted to the poll-tax on dhimmis.
The influence of jizya on conversion has been a subject of scholarly debate. Julius Wellhausen held that the poll tax amounted to so little that exemption from it did not constitute sufficient economic motive for conversion. Similarly, Thomas Arnold states that jizya was "too moderate" to constitute a burden, "seeing that it released them from the compulsory military service that was incumbent on their Muslim fellow subjects." He further adds that converts escaping taxation would have to pay the legal alms, zakat, that is annually levied on most kinds of movable and immovable property. online Other early 20th century scholars suggested that non-Muslims converted to Islam ''en masse'' in order to escape the poll tax, but this theory has been challenged by more recent research. Daniel Dennett has shown that other factors, such as desire to retain social status, had greater influence on this choice in the early Islamic period.
Policy toward non-Muslims
The Arab conquerors did not repeat the mistakes which had been made by the governments of the Byzantine and Sasanian empires, which had tried and failed to impose an official religion on subject populations, which had caused resentments that made the Muslim conquests more acceptable to them. Instead, the rulers of the new empire generally respected the traditional middle-Eastern pattern of religious pluralism, which was not one of equality but rather of dominance by one group over the others. After the end of military operations, which involved sacking of some monasteries and confiscation of Zoroastrian fire temples in Syria and Iraq, the early caliphate was characterized by religious tolerance and peoples of all ethnicities and religions blended in public life. Before Muslims were ready to build mosques in Syria, they accepted Christian churches as holy places and shared them with local Christians. In Iraq and Egypt, Muslim authorities cooperated with Christian religious leaders. Numerous churches were repaired and new ones built during the Umayyad era.
The first Umayyad caliph
Muawiyah
Mu‘āwīyya or Muawiyah or Muaawiya () is a male Arabic given name of disputed meaning. It was the name of the first Umayyad caliph.
Notable bearers of this name include:
* Mu'awiya I (602–680), first Umayyad Caliph (r. 661–680)
* Muawiya ...
made deliberate efforts to convince those whom he had conquered that he was not opposed to their religion, and tried to enlist support from Christian Arab elites. There is no evidence for public display of Islam by the state before the reign of Abd al-Malik (685–705), when Quranic verses and references to Muhammad suddenly became prominent on coins and official documents. This change was motivated by a desire to unify the Muslim community after the second civil war and rally them against their chief common enemy, the Byzantine empire.
A further change of policy occurred during the reign of Umar II (717–720). The disastrous failure of the siege of Constantinople in 718 which was accompanied by massive Arab casualties led to a spike of popular animosity among Muslims toward Byzantium and Christians in general. At the same time, many Arab soldiers left the army for civilian occupations and they wished to emphasize their high social status among the conquered peoples. These events prompted introduction of restrictions on non-Muslims, which, according to Hoyland, were modeled both on Byzantine curbs on Jews, starting with the
Theodosian Code
The ''Codex Theodosianus'' (Eng. Theodosian Code) was a compilation of the laws of the Roman Empire under the Christian emperors since 312. A commission was established by Emperor Theodosius II and his co-emperor Valentinian III on 26 March 429 ...
and later codes, which contained prohibitions against building new synagogues and giving testimony against Christians, and on Sassanid regulations that prescribed distinctive attire for different social classes.
In the following decades Islamic jurists elaborated a legal framework in which other religions would have a protected but subordinate status. Islamic law followed the Byzantine precedent of classifying subjects of the state according to their religion, in contrast to the Sasanian model which put more weight on social than on religious distinctions. In theory, like the Byzantine empire, the caliphate placed severe restrictions on paganism, but in practice most non-Abrahamic communities of the former Sasanian territories were classified as possessors of a scripture (''ahl al-kitab'') and granted protected ('' dhimmi'') status.
In Islam, Christians and Jews are seen as "Peoples of the Book" as the Muslims accept both Jesus Christ and the Jewish prophets as their own prophets, which accorded them a respect that was not reserved to the "heathen" peoples of Iran, Central Asia and India. In places like the Levant and Egypt, both Christians and Jews were allowed to maintain their churches and synagogues and keep their own religious organizations in exchange for paying the ''jizya'' tax. At times, the caliphs engaged in triumphalist gestures, like building the famous Dome of the Rock mosque in Jerusalem from 690–692 on the site of the Jewish Second Temple, which had been destroyed by the Romans in 70 AD—though the use of Roman and Sassanian symbols of power in the mosque suggests its purpose was partly to celebrate the Arab victories over the two empires.
Those Christians out of favor with the prevailing orthodoxy in the Roman empire often preferred to live under Muslim rule as it meant the end of persecution. As both the Jewish and Christian communities of the Levant and North Africa were better educated than their conquerors, they were often employed as civil servants in the early years of the caliphate. However, a reported saying of Muhammad that "Two religions may not dwell together in Arabia" led to different policies being pursued in Arabia with conversion to Islam being imposed rather than merely encouraged. With the notable exception of Yemen, where a large Jewish community existed right up until the middle of the 20th century, all of the Christian and Jewish communities in Arabia "completely disappeared". The Jewish community of Yemen seems to have survived as Yemen was not regarded as part of Arabia proper in the same way that the Hejaz and the Nejd were.Mark R. Cohen writes that the jizya paid by Jews under Islamic rule provided a "surer guarantee of protection from non-Jewish hostility" than that possessed by Jews in the Latin West, where Jews "paid numerous and often unreasonably high and arbitrary taxes" in return for official protection, and where treatment of Jews was governed by charters which new rulers could alter at will upon accession or refuse to renew altogether. The
Pact of Umar
The Pact of Umar (also known as the Covenant of Umar, Treaty of Umar or Laws of Umar; ar, شروط عمر or or ), is a treaty between the Muslims and the non-Muslim inhabitants of either Syria, Mesopotamia, or Jerusalem that later gained ...
, which stipulated that Muslims must "do battle to guard" the dhimmis and "put no burden on them greater than they can bear", was not always upheld, but it remained "a steadfast cornerstone of Islamic policy" into early modern times.
History of Islam
The history of Islam concerns the political, social, economic, military, and cultural developments of the Islamic civilization. Most historians believe that Islam originated in Mecca and Medina at the start of the 7th century CE. Muslims re ...
*
Spread of Islam
The spread of Islam spans about 1,400 years. Muslim conquests following Muhammad's death led to the creation of the caliphates, occupying a vast geographical area; conversion to Islam was boosted by Arab Muslim forces conquering vast territorie ...
Notes
References
Citations
General and cited sources
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*
Edward Gibbon
Edward Gibbon (; 8 May 173716 January 1794) was an English historian, writer, and member of parliament. His most important work, '' The History of the Decline and Fall of the Roman Empire'', published in six volumes between 1776 and 1788, is ...
, ''
The History of the Decline and Fall of the Roman Empire
''The History of the Decline and Fall of the Roman Empire'' is a six-volume work by the English historian Edward Gibbon. It traces Western civilization (as well as the Islamic and Mongolian conquests) from the height of the Roman Empire to th ...