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Spectral line shape describes the form of a feature, observed in spectroscopy, corresponding to an energy change in an
atom Every atom is composed of a nucleus and one or more electrons bound to the nucleus. The nucleus is made of one or more protons and a number of neutrons. Only the most common variety of hydrogen has no neutrons. Every solid, liquid, gas, ...
,
molecule A molecule is a group of two or more atoms held together by attractive forces known as chemical bonds; depending on context, the term may or may not include ions which satisfy this criterion. In quantum physics, organic chemistry, and bioche ...
or
ion An ion () is an atom or molecule with a net electrical charge. The charge of an electron is considered to be negative by convention and this charge is equal and opposite to the charge of a proton, which is considered to be positive by conve ...
. This shape is also referred to as the spectral line profile. Ideal line shapes include Lorentzian,
Gaussian Carl Friedrich Gauss (1777–1855) is the eponym of all of the topics listed below. There are over 100 topics all named after this German mathematician and scientist, all in the fields of mathematics, physics, and astronomy. The English eponymo ...
and Voigt functions, whose parameters are the line position, maximum height and half-width. Actual line shapes are determined principally by Doppler, collision and proximity broadening. For each system the half-width of the shape function varies with temperature, pressure (or
concentration In chemistry, concentration is the abundance of a constituent divided by the total volume of a mixture. Several types of mathematical description can be distinguished: '' mass concentration'', ''molar concentration'', '' number concentration'', ...
) and phase. A knowledge of shape function is needed for spectroscopic
curve fitting Curve fitting is the process of constructing a curve, or mathematical function, that has the best fit to a series of data points, possibly subject to constraints. Curve fitting can involve either interpolation, where an exact fit to the data i ...
and
deconvolution In mathematics, deconvolution is the operation inverse to convolution. Both operations are used in signal processing and image processing. For example, it may be possible to recover the original signal after a filter (convolution) by using a deco ...
.


Origins

An atomic transition is associated with a specific amount of energy, ''E''. However, when this energy is measured by means of some spectroscopic technique, the line is not infinitely sharp, but has a particular shape. Numerous factors can contribute to the broadening of
spectral line A spectral line is a dark or bright line in an otherwise uniform and continuous spectrum, resulting from emission or absorption of light in a narrow frequency range, compared with the nearby frequencies. Spectral lines are often used to iden ...
s. Broadening can only be mitigated by the use of specialized techniques, such as Lamb dip spectroscopy. The principal sources of broadening are: * Lifetime broadening. According to the
uncertainty principle In quantum mechanics, the uncertainty principle (also known as Heisenberg's uncertainty principle) is any of a variety of mathematical inequalities asserting a fundamental limit to the accuracy with which the values for certain pairs of physic ...
the uncertainty in energy, Δ''E'' and the lifetime, Δ''t'', of the excited state are related by : \Delta E \Delta t \gtrapprox \hbar :This determines the minimum possible line width. As the excited state decays exponentially in time this effect produces a line with Lorentzian shape in terms of frequency (or wavenumber). *
Doppler broadening In atomic physics, Doppler broadening is broadening of spectral lines due to the Doppler effect caused by a distribution of velocities of atoms or molecules. Different velocities of the emitting (or absorbing) particles result in different Dop ...
. This is caused by the fact that the velocity of atoms or molecules relative to the observer follows a
Maxwell distribution Maxwell may refer to: People * Maxwell (surname), including a list of people and fictional characters with the name ** James Clerk Maxwell, mathematician and physicist * Justice Maxwell (disambiguation) * Maxwell baronets, in the Baronetage of ...
, so the effect is dependent on temperature. If this were the only effect the line shape would be Gaussian. *
Pressure broadening A spectral line is a dark or bright line in an otherwise uniform and continuous spectrum, resulting from emission (electromagnetic radiation), emission or absorption (electromagnetic radiation), absorption of light in a narrow frequency range, ...
(Collision broadening). Collisions between atoms or molecules reduce the lifetime of the upper state, Δ''t'', increasing the uncertainty Δ''E''. This effect depends on both the density (that is, pressure for a gas) and the temperature, which affects the rate of collisions. The broadening effect is described by a Lorentzian profile in most cases. * Proximity broadening. The presence of other molecules close to the molecule involved affects both line width and line position. It is the dominant process for liquids and solids. An extreme example of this effect is the influence of
hydrogen bonding In chemistry, a hydrogen bond (or H-bond) is a primarily electrostatic force of attraction between a hydrogen (H) atom which is covalently bound to a more electronegative "donor" atom or group (Dn), and another electronegative atom bearing a l ...
on the spectra of
protic In chemistry, a protic solvent is a solvent that has a hydrogen atom bound to an oxygen (as in a hydroxyl group ), a nitrogen (as in an amine group or ), or fluoride (as in hydrogen fluoride). In general terms, any solvent that contains a labile ...
liquids. Observed spectral line shape and line width are also affected by instrumental factors. The observed line shape is a convolution of the intrinsic line shape with the instrument
transfer function In engineering, a transfer function (also known as system function or network function) of a system, sub-system, or component is a mathematical function that theoretically models the system's output for each possible input. They are widely used ...
. Each of these mechanisms, and others, can act in isolation or in combination. If each effect is independent of the other, the observed line profile is a
convolution In mathematics (in particular, functional analysis), convolution is a mathematical operation on two functions ( and ) that produces a third function (f*g) that expresses how the shape of one is modified by the other. The term ''convolution'' ...
of the line profiles of each mechanism. Thus, a combination of Doppler and pressure broadening effects yields a Voigt profile.


Line shape functions


Lorentzian

A Lorentzian line shape function can be represented as :L=\frac, where ''L'' signifies a Lorentzian function standardized, for spectroscopic purposes, to a maximum value of 1;In statistics Lorentzian (Cauchy) and Gaussian functions are normalized to unit area ''x'' is a subsidiary variable defined as :x=\frac, where p_0 is the position of the maximum (corresponding to the transition energy ''E''), ''p'' is a position, and ''w'' is the
full width at half maximum In a distribution, full width at half maximum (FWHM) is the difference between the two values of the independent variable at which the dependent variable is equal to half of its maximum value. In other words, it is the width of a spectrum curve mea ...
(FWHM), the width of the curve when the intensity is half the maximum intensity (this occurs at the points p = p_0 \pm \frac). The unit of p_0, p and w is typically
wavenumber In the physical sciences, the wavenumber (also wave number or repetency) is the '' spatial frequency'' of a wave, measured in cycles per unit distance (ordinary wavenumber) or radians per unit distance (angular wavenumber). It is analogous to te ...
or
frequency Frequency is the number of occurrences of a repeating event per unit of time. It is also occasionally referred to as ''temporal frequency'' for clarity, and is distinct from ''angular frequency''. Frequency is measured in hertz (Hz) which is eq ...
. The variable ''x'' is
dimensionless A dimensionless quantity (also known as a bare quantity, pure quantity, or scalar quantity as well as quantity of dimension one) is a quantity to which no physical dimension is assigned, with a corresponding SI unit of measurement of one (or 1) ...
and is zero at p = p_0.


Gaussian

The
Gaussian Carl Friedrich Gauss (1777–1855) is the eponym of all of the topics listed below. There are over 100 topics all named after this German mathematician and scientist, all in the fields of mathematics, physics, and astronomy. The English eponymo ...
line shape has the standardized form, :G= e^. The subsidiary variable, ''x'', is defined in the same way as for a Lorentzian shape. Both this function and the Lorentzian have a maximum value of 1 at ''x'' = 0 and a value of 1/2 at ''x''=±1.


Voigt

The third line shape that has a theoretical basis is the
Voigt function The Voigt profile (named after Woldemar Voigt) is a probability distribution given by a convolution of a Cauchy distribution, Cauchy-Lorentz distribution and a Normal distribution, Gaussian distribution. It is often used in analyzing data from spe ...
, a
convolution In mathematics (in particular, functional analysis), convolution is a mathematical operation on two functions ( and ) that produces a third function (f*g) that expresses how the shape of one is modified by the other. The term ''convolution'' ...
of a Gaussian and a Lorentzian, :V(x;\sigma,\gamma)=\int_^\infty G(x';\sigma)L(x-x';\gamma)\, dx', where σ and γ are half-widths. The computation of a Voigt function and its derivatives are more complicated than a Gaussian or Lorentzian.


Spectral fitting

A spectroscopic peak may be fitted to multiples of the above functions or to sums or products of functions with variable parameters. The above functions are all symmetrical about the position of their maximum.Experimental profiles that are symmetrical when plotted on a scale proportional to energy (for example, frequency or wavenumber) will not be symmetrical when plotted on a wavelength scale. Asymmetric functions have also been used.In
Electron paramagnetic resonance Electron paramagnetic resonance (EPR) or electron spin resonance (ESR) spectroscopy is a method for studying materials that have unpaired electrons. The basic concepts of EPR are analogous to those of nuclear magnetic resonance (NMR), but the spi ...
, asymmetric lines are characterized by two half-widths, measured on either side of the line centre.


Instances


Atomic spectra

For atoms in the gas phase the principal effects are Doppler and pressure broadening. Lines are relatively sharp on the scale of measurement so that applications such as
atomic absorption spectroscopy Atomic absorption spectroscopy (AAS) and atomic emission spectroscopy (AES) is a spectroanalytical procedure for the quantitative determination of chemical elemlight) by free atoms in the gaseous state. Atomic absorption spectroscopy is based o ...
(AAS) and
Inductively coupled plasma atomic emission spectroscopy Inductively coupled plasma atomic emission spectroscopy (ICP-AES), also referred to as inductively coupled plasma optical emission spectroscopy (ICP-OES), is an analytical technique used for the detection of chemical elements. It is a type of emiss ...
(ICP) are used for
elemental analysis Elemental analysis is a process where a sample of some material (e.g., soil, waste or drinking water, bodily fluids, minerals, chemical compounds) is analyzed for its elemental and sometimes isotopic composition. Elemental analysis can be qualita ...
. Atoms also have distinct x-ray spectra that are attributable to the excitation of inner shell electrons to excited states. The lines are relatively sharp because the inner electron energies are not very sensitive to the atom's environment. This is applied to
X-ray fluorescence spectroscopy X-ray fluorescence (XRF) is the emission of characteristic "secondary" (or fluorescent) X-rays from a material that has been excited by being bombarded with high-energy X-rays or gamma rays. The phenomenon is widely used for elemental analysis ...
of solid materials.


Molecular spectra

For molecules in the gas phase, the principal effects are Doppler and pressure broadening. This applies to
rotational spectroscopy Rotational spectroscopy is concerned with the measurement of the energies of transitions between quantized rotational states of molecules in the gas phase. The spectra of polar molecules can be measured in absorption or emission by microwave ...
, rotational-vibrational spectroscopy and
vibronic spectroscopy Vibronic spectroscopy is a branch of molecular spectroscopy concerned with vibronic transitions: the simultaneous changes in electronic and vibrational energy levels of a molecule due to the absorption or emission of a photon of the appropriate ...
. For molecules in the liquid state or in solution, collision and proximity broadening predominate and lines are much broader than lines from the same molecule in the gas phase. Line maxima may also be shifted. Because there are many sources of broadening, the lines have a
stable distribution In probability theory, a distribution is said to be stable if a linear combination of two independent random variables with this distribution has the same distribution, up to location and scale parameters. A random variable is said to be sta ...
, tending towards a Gaussian shape.


Nuclear magnetic resonance

The shape of lines in a nuclear magnetic resonance (NMR) spectrum is determined by the process of
free induction decay In Fourier transform nuclear magnetic resonance spectroscopy, free induction decay (FID) is the observable NMR signal generated by non-equilibrium nuclear spin magnetization precessing about the magnetic field (conventionally along z). This non-e ...
. This decay is approximately
exponential Exponential may refer to any of several mathematical topics related to exponentiation, including: *Exponential function, also: **Matrix exponential, the matrix analogue to the above *Exponential decay, decrease at a rate proportional to value *Expo ...
, so the line shape is Lorentzian. This follows because the Fourier transform of an exponential function in the time domain is a Lorentzian in the frequency domain. In
NMR spectroscopy Nuclear magnetic resonance spectroscopy, most commonly known as NMR spectroscopy or magnetic resonance spectroscopy (MRS), is a spectroscopic technique to observe local magnetic fields around atomic nuclei. The sample is placed in a magnetic fie ...
the lifetime of the excited states is relatively long, so the lines are very sharp, producing high-resolution spectra.


Magnetic resonance imaging

Gadolinium-based pharmaceuticals alter the relaxation time, and hence spectral line shape, of those protons that are in water molecules that are transiently attached to the
paramagnetic Paramagnetism is a form of magnetism whereby some materials are weakly attracted by an externally applied magnetic field, and form internal, induced magnetic fields in the direction of the applied magnetic field. In contrast with this behavior, ...
atoms, resulting contrast enhancement of the MRI image. This allows better visualisation of some brain tumours. Chapter 3, ''Relaxation''


Applications


Curve decomposition

Some spectroscopic curves can be approximated by the sum of a set of component curves. For example, when Beer's law :I_\lambda=\sum_k \epsilon_ c_k applies, the measured intensity, ''I'', at wavelength λ, is a linear combination of the intensity due to the individual components, ''k'', at
concentration In chemistry, concentration is the abundance of a constituent divided by the total volume of a mixture. Several types of mathematical description can be distinguished: '' mass concentration'', ''molar concentration'', '' number concentration'', ...
, ''c''k. ε is an extinction coefficient. In such cases the curve of experimental data may be decomposed into sum of component curves in a process of
curve fitting Curve fitting is the process of constructing a curve, or mathematical function, that has the best fit to a series of data points, possibly subject to constraints. Curve fitting can involve either interpolation, where an exact fit to the data i ...
. This process is also widely called deconvolution. Curve deconvolution and
curve fitting Curve fitting is the process of constructing a curve, or mathematical function, that has the best fit to a series of data points, possibly subject to constraints. Curve fitting can involve either interpolation, where an exact fit to the data i ...
are completely different mathematical procedures. Curve fitting can be used in two distinct ways. # The line shapes and parameters p_0 and w of the individual component curves have been obtained experimentally. In this case the curve may be decomposed using a linear least squares process simply to determine the concentrations of the components. This process is used in
analytical chemistry Analytical chemistry studies and uses instruments and methods to separate, identify, and quantify matter. In practice, separation, identification or quantification may constitute the entire analysis or be combined with another method. Separati ...
to determine the composition of a mixture of the components of known
molar absorptivity Molar may refer to: *Molar (tooth), a kind of tooth found in mammals *Molar (grape), another name for the Spanish wine grape Listan Negro *Molar (unit), a unit of concentration equal to 1 mole per litre *Molar mass * Molar volume *El Molar, Tarrago ...
spectra. For example, if the heights of two lines are found to be ''h''1 and ''h''2, ''c''1 = ''h''1 / ε1 and ''c''2 = ''h''2 / ε2. # Parameters of the line shape are unknown. The intensity of each component is a function of at least 3 parameters, position, height and half-width. In addition one or both of the line shape function and baseline function may not be known with certainty. When two or more parameters of a fitting curve are not known the method of non-linear least squares must be used. The reliability of curve fitting in this case is dependent on the separation between the components, their shape functions and relative heights, and the
signal-to-noise Signal-to-noise ratio (SNR or S/N) is a measure used in science and engineering that compares the level of a desired signal (electrical engineering), signal to the level of background Noise (signal processing), noise. SNR is defined as the ratio ...
ratio in the data. When Gaussian-shaped curves are used for the decomposition of set of ''Nsol'' spectra into ''Npks'' curves, the p_0 and w parameters are common to all ''Nsol'' spectra. This allows to calculated the heights of each Gaussian curve in each spectrum (''Nsol''·''Npks'' parameters) by a (fast) linear least squares fitting procedure, while the p_0 and ''w'' parameters (2·''Npks'' parameters) can be obtained with a non-linear least-square fitting on the data from all spectra simultaneously, thus reducing dramatically the correlation between optimized parameters.


Derivative spectroscopy

Spectroscopic curves can be subjected to
numerical differentiation In numerical analysis, numerical differentiation algorithms estimate the derivative of a mathematical function or function subroutine using values of the function and perhaps other knowledge about the function. Finite differences The simp ...
. When the data points in a curve are equidistant from each other the Savitzky–Golay convolution method may be used. The best convolution function to use depends primarily on the signal-to-noise ratio of the data. The first derivative (slope, \frac) of all single line shapes is zero at the position of maximum height. This is also true of the third derivative; odd derivatives can be used to locate the position of a peak maximum. The second derivatives, \frac, of both Gaussian and Lorentzian functions have a reduced half-width. This can be used to apparently improve spectral resolution. The diagram shows the second derivative of the black curve in the diagram above it. Whereas the smaller component produces a shoulder in the spectrum, it appears as a separate peak in the 2nd. derivative.Component peak maxima in the spectrum are minima in the 2nd. derivative spectrum and maxima in the 4th. derivative spectrum Fourth derivatives, \frac, can also be used, when the signal-to-noise ratio in the spectrum is sufficiently high.


Deconvolution

Deconvolution can be used to apparently improve spectral resolution. In the case of NMR spectra, the process is relatively straight forward, because the line shapes are Lorentzian, and the convolution of a Lorentzian with another Lorentzian is also Lorentzian. The Fourier transform of a Lorentzian is an exponential. In the co-domain (time) of the spectroscopic domain (frequency) convolution becomes multiplication. Therefore, a convolution of the sum of two Lorentzians becomes a multiplication of two exponentials in the co-domain. Since, in FT-NMR, the measurements are made in the time domain division of the data by an exponential is equivalent to deconvolution in the frequency domain. A suitable choice of exponential results in a reduction of the half-width of a line in the frequency domain. This technique has been rendered all but obsolete by advances in NMR technology.Section 7.2.6, ''Simplification of Complex Spectra.'' A similar process has been applied for resolution enhancement of other types of spectra, with the disadvantage that the spectrum must be first Fourier transformed and then transformed back after the deconvoluting function has been applied in the spectrum's co-domain.


See also

*
Fano resonance In physics, a Fano resonance is a type of resonant scattering phenomenon that gives rise to an asymmetric line-shape. Interference between a background and a resonant scattering process produces the asymmetric line-shape. It is named after Italia ...
*
Holtsmark distribution The (one-dimensional) Holtsmark distribution is a continuous probability distribution. The Holtsmark distribution is a special case of a stable distribution with the index of stability or shape parameter \alpha equal to 3/2 and the skewness parame ...
*
Zero-phonon line and phonon sideband The zero-phonon line and the phonon sideband jointly constitute the line shape of individual light absorbing and emitting molecules ( chromophores) embedded into a transparent solid matrix. When the host matrix contains many chromophores, each wi ...


Notes


References


Further reading

* * * * * * * * * * *


External links


Curve Fitting in Raman and IR Spectroscopy: Basic Theory of Line Shapes and Applications21st International Conference on Spectral Line Shapes, St. Petersburg (2012)
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