
In
mathematics
Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
,
Felix Klein
Felix Christian Klein (; ; 25 April 1849 – 22 June 1925) was a German mathematician and Mathematics education, mathematics educator, known for his work in group theory, complex analysis, non-Euclidean geometry, and the associations betwe ...
's -invariant or function is a
modular function of weight zero for the
special linear group
In mathematics, the special linear group \operatorname(n,R) of degree n over a commutative ring R is the set of n\times n Matrix (mathematics), matrices with determinant 1, with the group operations of ordinary matrix multiplication and matrix ...
defined on the
upper half-plane
In mathematics, the upper half-plane, is the set of points in the Cartesian plane with The lower half-plane is the set of points with instead. Arbitrary oriented half-planes can be obtained via a planar rotation. Half-planes are an example ...
of
complex number
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s. It is the unique such function that is
holomorphic
In mathematics, a holomorphic function is a complex-valued function of one or more complex variables that is complex differentiable in a neighbourhood of each point in a domain in complex coordinate space . The existence of a complex deri ...
away from a simple pole at the
cusp
A cusp is the most pointed end of a curve. It often refers to cusp (anatomy), a pointed structure on a tooth.
Cusp or CUSP may also refer to:
Mathematics
* Cusp (singularity), a singular point of a curve
* Cusp catastrophe, a branch of bifu ...
such that
:
Rational function
In mathematics, a rational function is any function that can be defined by a rational fraction, which is an algebraic fraction such that both the numerator and the denominator are polynomials. The coefficients of the polynomials need not be ...
s of
are modular, and in fact give all modular functions of weight 0. Classically, the
-invariant was studied as a parameterization of
elliptic curve
In mathematics, an elliptic curve is a smooth, projective, algebraic curve of genus one, on which there is a specified point . An elliptic curve is defined over a field and describes points in , the Cartesian product of with itself. If the ...
s over
, but it also has surprising connections to the symmetries of the
Monster group
In the area of abstract algebra known as group theory, the monster group M (also known as the Fischer–Griess monster, or the friendly giant) is the largest sporadic simple group; it has order
:
: = 2463205976112133171923293 ...
(this connection is referred to as
monstrous moonshine
In mathematics, monstrous moonshine, or moonshine theory, is the unexpected connection between the monster group ''M'' and modular functions, in particular the ''j'' function. The initial numerical observation was made by John McKay in 1978, ...
).
Definition

The -invariant can be defined as a function on the
upper half-plane
In mathematics, the upper half-plane, is the set of points in the Cartesian plane with The lower half-plane is the set of points with instead. Arbitrary oriented half-planes can be obtained via a planar rotation. Half-planes are an example ...
, by
:
with the third definition implying
can be expressed as a
cube
A cube or regular hexahedron is a three-dimensional space, three-dimensional solid object in geometry, which is bounded by six congruent square (geometry), square faces, a type of polyhedron. It has twelve congruent edges and eight vertices. It i ...
, also since
1728. The function cannot be continued analytically beyond the upper half-plane due to the
natural boundary at the real line.
The given functions are the
modular discriminant ,
Dedekind eta function , and modular invariants,
:
:
where
,
are
Fourier series
A Fourier series () is an Series expansion, expansion of a periodic function into a sum of trigonometric functions. The Fourier series is an example of a trigonometric series. By expressing a function as a sum of sines and cosines, many problems ...
,
:
and
,
are
Eisenstein series
Eisenstein series, named after German mathematician Gotthold Eisenstein, are particular modular forms with infinite series expansions that may be written down directly. Originally defined for the modular group, Eisenstein series can be generalize ...
,
:
and
(the square of the
nome). The -invariant can then be directly expressed in terms of the Eisenstein series as,
:
with no numerical factor other than 1728. This implies a third way to define the modular discriminant,
:
For example, using the definitions above and
, then the Dedekind eta function
has the
exact value,
:
implying the
transcendental numbers
In mathematics, a transcendental number is a real or complex number that is not algebraic: that is, not the root of a non-zero polynomial with integer (or, equivalently, rational) coefficients. The best-known transcendental numbers are and . T ...
,
:
but yielding the
algebraic number
In mathematics, an algebraic number is a number that is a root of a function, root of a non-zero polynomial in one variable with integer (or, equivalently, Rational number, rational) coefficients. For example, the golden ratio (1 + \sqrt)/2 is ...
(in fact, an
integer
An integer is the number zero (0), a positive natural number (1, 2, 3, ...), or the negation of a positive natural number (−1, −2, −3, ...). The negations or additive inverses of the positive natural numbers are referred to as negative in ...
),
:
In general, this can be motivated by viewing each as representing an isomorphism class of elliptic curves. Every elliptic curve over is a complex torus, and thus can be identified with a rank 2 lattice; that is, a two-dimensional lattice of . This lattice can be rotated and scaled (operations that preserve the isomorphism class), so that it is generated by and . This lattice corresponds to the elliptic curve
(see
Weierstrass elliptic functions).
Note that is defined everywhere in as the modular discriminant is non-zero. This is due to the corresponding cubic polynomial having distinct roots.
The fundamental region

It can be shown that is a
modular form
In mathematics, a modular form is a holomorphic function on the complex upper half-plane, \mathcal, that roughly satisfies a functional equation with respect to the group action of the modular group and a growth condition. The theory of modul ...
of weight twelve, and one of weight four, so that its third power is also of weight twelve. Thus their quotient, and therefore , is a modular function of weight zero, in particular a holomorphic function invariant under the action of . Quotienting out by its centre yields the
modular group
In mathematics, the modular group is the projective special linear group \operatorname(2,\mathbb Z) of 2\times 2 matrices with integer coefficients and determinant 1, such that the matrices A and -A are identified. The modular group acts on ...
, which we may identify with the
projective special linear group
In mathematics, especially in the group theoretic area of algebra, the projective linear group (also known as the projective general linear group or PGL) is the induced action of the general linear group of a vector space ''V'' on the associa ...
.
By a suitable choice of transformation belonging to this group,
:
we may reduce to a value giving the same value for , and lying in the
fundamental region for , which consists of values for satisfying the conditions
:
The function when restricted to this region still takes on every value in the
complex number
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s exactly once. In other words, for every in , there is a unique τ in the fundamental region such that . Thus, has the property of mapping the fundamental region to the entire complex plane.
Additionally two values produce the same elliptic curve iff for some . This means provides a bijection from the set of elliptic curves over to the complex plane.
As a
Riemann surface
In mathematics, particularly in complex analysis, a Riemann surface is a connected one-dimensional complex manifold. These surfaces were first studied by and are named after Bernhard Riemann. Riemann surfaces can be thought of as deformed vers ...
, the fundamental region has genus , and every (
level one) modular function is a
rational function
In mathematics, a rational function is any function that can be defined by a rational fraction, which is an algebraic fraction such that both the numerator and the denominator are polynomials. The coefficients of the polynomials need not be ...
in ; and, conversely, every rational function in is a modular function. In other words, the field of modular functions is .
Class field theory and
The -invariant has many remarkable properties:
*If is any point of the upper half plane whose corresponding elliptic curve has
complex multiplication
In mathematics, complex multiplication (CM) is the theory of elliptic curves ''E'' that have an endomorphism ring larger than the integers. Put another way, it contains the theory of elliptic functions with extra symmetries, such as are visible wh ...
(that is, if is any element of an imaginary
quadratic field
In algebraic number theory, a quadratic field is an algebraic number field of Degree of a field extension, degree two over \mathbf, the rational numbers.
Every such quadratic field is some \mathbf(\sqrt) where d is a (uniquely defined) square-free ...
with positive imaginary part, so that is defined), then is an
algebraic integer
In algebraic number theory, an algebraic integer is a complex number that is integral over the integers. That is, an algebraic integer is a complex root of some monic polynomial (a polynomial whose leading coefficient is 1) whose coefficients ...
. These special values are called
singular moduli.
* The field extension is abelian, that is, it has an abelian
Galois group
In mathematics, in the area of abstract algebra known as Galois theory, the Galois group of a certain type of field extension is a specific group associated with the field extension. The study of field extensions and their relationship to the pol ...
.
* Let be the lattice in generated by It is easy to see that all of the elements of which fix under multiplication form a ring with units, called an
order. The other lattices with generators associated in like manner to the same order define the
algebraic conjugates of over . Ordered by inclusion, the unique maximal order in is the ring of algebraic integers of , and values of having it as its associated order lead to
unramified extensions of .
These classical results are the starting point for the theory of complex multiplication.
Transcendence properties
In 1937
Theodor Schneider proved the aforementioned result that if is a quadratic irrational number in the upper half plane then is an algebraic integer. In addition he proved that if is an
algebraic number
In mathematics, an algebraic number is a number that is a root of a function, root of a non-zero polynomial in one variable with integer (or, equivalently, Rational number, rational) coefficients. For example, the golden ratio (1 + \sqrt)/2 is ...
but not imaginary quadratic then is transcendental.
The function has numerous other transcendental properties.
Kurt Mahler conjectured a particular transcendence result that is often referred to as Mahler's conjecture, though it was proved as a corollary of results by Yu. V. Nesterenko and Patrice Phillipon in the 1990s. Mahler's conjecture (now proven) is that, if is in the upper half plane, then and are never both simultaneously algebraic. Stronger results are now known, for example if is algebraic then the following three numbers are algebraically independent, and thus at least two of them transcendental:
:
The -expansion and moonshine
Several remarkable properties of have to do with its
-expansion (
Fourier series
A Fourier series () is an Series expansion, expansion of a periodic function into a sum of trigonometric functions. The Fourier series is an example of a trigonometric series. By expressing a function as a sum of sines and cosines, many problems ...
expansion), written as a
Laurent series
In mathematics, the Laurent series of a complex function f(z) is a representation of that function as a power series which includes terms of negative degree. It may be used to express complex functions in cases where a Taylor series expansio ...
in terms of , which begins:
:
Note that has a
simple pole at the cusp, so its -expansion has no terms below .
All the Fourier coefficients are integers, which results in several
almost integers, notably
Ramanujan's constant:
:
.
The
asymptotic formula for the coefficient of is given by
:
,
as can be proved by the
Hardy–Littlewood circle method.
Moonshine
More remarkably, the Fourier coefficients for the positive exponents of are the dimensions of the graded part of an infinite-dimensional
graded algebra
In mathematics, in particular abstract algebra, a graded ring is a ring such that the underlying additive group is a direct sum of abelian groups R_i such that . The index set is usually the set of nonnegative integers or the set of integers, ...
representation of the
monster group
In the area of abstract algebra known as group theory, the monster group M (also known as the Fischer–Griess monster, or the friendly giant) is the largest sporadic simple group; it has order
:
: = 2463205976112133171923293 ...
called the ''
moonshine module'' – specifically, the coefficient of is the dimension of grade- part of the moonshine module, the first example being the
Griess algebra, which has dimension 196,884, corresponding to the term . This startling observation, first made by
John McKay, was the starting point for
moonshine theory.
The study of the Moonshine conjecture led
John Horton Conway
John Horton Conway (26 December 1937 – 11 April 2020) was an English mathematician. He was active in the theory of finite groups, knot theory, number theory, combinatorial game theory and coding theory. He also made contributions to many b ...
and
Simon P. Norton to look at the genus-zero modular functions. If they are normalized to have the form
:
then
John G. Thompson showed that there are only a finite number of such functions (of some finite level), and Chris J. Cummins later showed that there are exactly 6486 of them, 616 of which have integral coefficients.
Alternate expressions
We have
:
where and is the
modular lambda function
:
a ratio of
Jacobi theta functions , and is the square of the elliptic modulus .
[Chandrasekharan (1985) p.108] The value of is unchanged when is replaced by any of the six values of the
cross-ratio
In geometry, the cross-ratio, also called the double ratio and anharmonic ratio, is a number associated with a list of four collinear points, particularly points on a projective line. Given four points , , , on a line, their cross ratio is defin ...
:
:
The branch points of are at , so that is a
Belyi function.
Expressions in terms of theta functions
Define the
nome and the
Jacobi theta function,
:
from which one can derive the auxiliary theta functions, defined
here. Let,
:
where and are alternative notations, and . Then we have the for
modular invariants , ,
:
and modular discriminant,
:
with
Dedekind eta function . The can then be rapidly computed,
:
Algebraic definition
So far we have been considering as a function of a complex variable. However, as an invariant for isomorphism classes of elliptic curves, it can be defined purely algebraically. Let
:
be a plane elliptic curve ''over any field''. Then we may perform successive transformations to get the above equation into the standard form (note that this transformation can only be made when the characteristic of the field is not equal to 2 or 3). The resulting coefficients are:
:
where and . We also have the
discriminant
In mathematics, the discriminant of a polynomial is a quantity that depends on the coefficients and allows deducing some properties of the zero of a function, roots without computing them. More precisely, it is a polynomial function of the coef ...
:
The -invariant for the elliptic curve may now be defined as
:
In the case that the field over which the curve is defined has characteristic different from 2 or 3, this is equal to
:
Inverse function
The
inverse function
In mathematics, the inverse function of a function (also called the inverse of ) is a function that undoes the operation of . The inverse of exists if and only if is bijective, and if it exists, is denoted by f^ .
For a function f\colon ...
of the -invariant can be expressed in terms of the
hypergeometric function
In mathematics, the Gaussian or ordinary hypergeometric function 2''F''1(''a'',''b'';''c'';''z'') is a special function represented by the hypergeometric series, that includes many other special functions as specific or limiting cases. It is ...
(see also the article
Picard–Fuchs equation). Explicitly, given a number , to solve the equation for can be done in at least four ways.
Method 1: Solving the
sextic in ,
:
where , and is the
modular lambda function so the sextic can be solved as a cubic in . Then,
:
for any of the six values of , where is the
arithmetic–geometric mean.
[The equality holds if the arithmetic–geometric mean of ]complex numbers
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the form a ...
(such that ) is defined as follows: Let , , , where the signs are chosen such that for all . If , the sign is chosen such that . Then . When are positive real (with ), this definition coincides with the usual definition of the arithmetic–geometric mean for positive real numbers. Se
The Arithmetic-Geometric Mean of Gauss
by David A. Cox.
Method 2: Solving the
quartic in ,
:
then for any of the four
roots
A root is the part of a plant, generally underground, that anchors the plant body, and absorbs and stores water and nutrients.
Root or roots may also refer to:
Art, entertainment, and media
* ''The Root'' (magazine), an online magazine focusin ...
,
:
Method 3: Solving the
cubic
Cubic may refer to:
Science and mathematics
* Cube (algebra), "cubic" measurement
* Cube, a three-dimensional solid object bounded by six square faces, facets or sides, with three meeting at each vertex
** Cubic crystal system, a crystal system w ...
in ,
:
then for any of the three roots,
:
Method 4: Solving the
quadratic in ,
:
then,
:
One root gives , and the other gives , but since , it makes no difference which is chosen. The latter three methods can be found in
Ramanujan's theory of
elliptic functions
In the mathematical field of complex analysis, elliptic functions are special kinds of meromorphic functions, that satisfy two periodicity conditions. They are named elliptic functions because they come from elliptic integrals. Those integrals are ...
to alternative bases.
The inversion is applied in high-precision calculations of elliptic function periods even as their ratios become unbounded. A related result is the expressibility via quadratic radicals of the values of at the points of the imaginary axis whose magnitudes are powers of 2 (thus permitting
compass and straightedge constructions). The latter result is hardly evident since the
modular equation for of order 2 is cubic.
Pi formulas
The
Chudnovsky brothers found in 1987,
[.]
:
a proof of which uses the fact that
:
For similar formulas, see the
Ramanujan–Sato series.
Failure to classify elliptic curves over other fields
The
-invariant is only sensitive to isomorphism classes of elliptic curves over the complex numbers, or more generally, an
algebraically closed field
In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in . In other words, a field is algebraically closed if the fundamental theorem of algebra ...
. Over other fields there exist examples of elliptic curves whose
-invariant is the same, but are non-isomorphic. For example, let
be the elliptic curves associated to the polynomials
both having
-invariant
. Then, the rational points of
can be computed as:
since
There are no rational solutions with
. This can be shown using
Cardano's formula to show that in that case the solutions to
are all irrational.
On the other hand, on the set of points
the equation for
becomes
. Dividing by
to eliminate the
solution, the quadratic formula gives the rational solutions:
If these curves are considered over
, there is an isomorphism
sending
References
Notes
Other
*. Provides a very readable introduction and various interesting identities.
**
*. Provides a variety of interesting algebraic identities, including the inverse as a hypergeometric series.
* Introduces the j-invariant and discusses the related class field theory.
*. Includes a list of the 175 genus-zero modular functions.
*. Provides a short review in the context of modular forms.
*{{citation, first=Theodor, last=Schneider, author-link=Theodor Schneider, title=Arithmetische Untersuchungen elliptischer Integrale, journal=Math. Annalen, volume=113, year=1937, pages=1–13, mr=1513075, doi=10.1007/BF01571618, s2cid=121073687.
Modular forms
Elliptic functions
Moonshine theory