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A hydraulic empire, also known as a hydraulic despotism, hydraulic society, hydraulic civilization, or water monopoly empire, is a social or government structure which maintains power and control through exclusive control over access to water. It arises through the need for
flood control Flood control methods are used to reduce or prevent the detrimental effects of flood waters."Flood Control", MSN Encarta, 2008 (see below: Further reading). Flood relief methods are used to reduce the effects of flood waters or high water level ...
and
irrigation Irrigation (also referred to as watering) is the practice of applying controlled amounts of water to land to help grow Crop, crops, Landscape plant, landscape plants, and Lawn, lawns. Irrigation has been a key aspect of agriculture for over 5,00 ...
, which requires central coordination and a specialized
bureaucracy The term bureaucracy () refers to a body of non-elected governing officials as well as to an administrative policy-making group. Historically, a bureaucracy was a government administration managed by departments staffed with non-elected offi ...
. Often associated with these terms and concepts is the notion of a ''water dynasty''. This body is a political structure which is commonly characterized by a system of hierarchy and control often based on class or caste. Power, both over resources (food,
water Water (chemical formula ) is an inorganic, transparent, tasteless, odorless, and nearly colorless chemical substance, which is the main constituent of Earth's hydrosphere and the fluids of all known living organisms (in which it acts as a ...
,
energy In physics, energy (from Ancient Greek: ἐνέργεια, ''enérgeia'', “activity”) is the quantitative property that is transferred to a body or to a physical system, recognizable in the performance of work and in the form of heat a ...
) and a means of enforcement such as the military, is vital for the maintenance of control.


Civilizations

A developed hydraulic civilization maintains control over its population by means of controlling the supply of water. The term was coined by the
German-American German Americans (german: Deutschamerikaner, ) are Americans who have full or partial German ancestry. With an estimated size of approximately 43 million in 2019, German Americans are the largest of the self-reported ancestry groups by the Unite ...
historian
Karl August Wittfogel Karl August Wittfogel (6 September 1896 – 25 May 1988) was a German-American playwright, historian, and sinologist. He was originally a Marxist and an active member of the Communist Party of Germany, but after the Second World War, he was an e ...
(1896–1988), in his book '' Oriental Despotism: A Comparative Study of Total Power'' (1957). Wittfogel asserted that such "hydraulic civilizations"—although they were neither all located in the Orient nor characteristic of all Oriental societies—were essentially different from those of the Western world. According to Wittfogel, most of the
first civilization A cradle of civilization is a location and a culture where civilization was created by mankind independent of other civilizations in other locations. The formation of urban settlements (cities) is the primary characteristic of a society that c ...
s in history, such as Ancient Egypt,
Mesopotamia Mesopotamia ''Mesopotamíā''; ar, بِلَاد ٱلرَّافِدَيْن or ; syc, ܐܪܡ ܢܗܪ̈ܝܢ, or , ) is a historical region of Western Asia situated within the Tigris–Euphrates river system, in the northern part of the F ...
,
China China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
,
India India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the so ...
, and
Pre-Columbian Mexico The pre-Columbian (or prehispanic) history of the territory now making up the country of Mexico is known through the work of archaeologists and epigraphers, and through the accounts of Spanish conquistadores, settlers and clergymen as well as ...
and
Peru , image_flag = Flag of Peru.svg , image_coat = Escudo nacional del Perú.svg , other_symbol = Great Seal of the State , other_symbol_type = Seal (emblem), National seal , national_motto = "Fi ...
, are believed to have been hydraulic empires. Most hydraulic empires existed in arid or
desert A desert is a barren area of landscape where little precipitation occurs and, consequently, living conditions are hostile for plant and animal life. The lack of vegetation exposes the unprotected surface of the ground to denudation. About on ...
regions, but imperial China also had some such characteristics, due to the exacting needs of rice cultivation. The
Maurya Empire The Maurya Empire, or the Mauryan Empire, was a geographically extensive Iron Age historical power in the Indian subcontinent based in Magadha, having been founded by Chandragupta Maurya in 322 BCE, and existing in loose-knit fashion until 1 ...
in
India India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the so ...
was classified by Wittfogel as a grandiose Hydraulic Economy.
Kautilya Chanakya (Sanskrit: चाणक्य; IAST: ', ; 375–283 BCE) was an ancient Indian polymath who was active as a teacher, author, strategist, philosopher, economist, jurist, and royal advisor. He is traditionally identified as Kauṭilya o ...
while referring to the ''udakabhaga'' (water-cess, cess being a term used in India, Scotland and Ireland for an additional tax) lists various kinds of irrigation, viz., irrigated by manual labour, by carrying water on the shoulder, by water lifts, and by raising water from lakes, rivers etc. Some scholars believe, there is a clear reference to canals for irrigation in the
Arthashastra The ''Arthashastra'' ( sa, अर्थशास्त्रम्, ) is an Ancient Indian Sanskrit treatise on statecraft, political science, economic policy and military strategy. Kautilya, also identified as Vishnugupta and Chanakya, is ...
, in a
sutra ''Sutra'' ( sa, सूत्र, translit=sūtra, translit-std=IAST, translation=string, thread)Monier Williams, ''Sanskrit English Dictionary'', Oxford University Press, Entry fo''sutra'' page 1241 in Indian literary traditions refers to an aph ...
which points out that water was set in motion by digging (''khatapravrittim'') from a river-dam (''nandinibhandayatana'') or a tank. Apart from Ancient Egypt and the
Kingdom of Kush The Kingdom of Kush (; Egyptian language, Egyptian: 𓎡𓄿𓈙𓈉 ''kꜣš'', Akkadian language, Assyrian: ''Kûsi'', in LXX grc, Κυς and Κυσι ; cop, ''Ecōš''; he, כּוּשׁ ''Kūš'') was an ancient kingdom in Nubia, ce ...
, the
Ajuran Sultanate The Ajuran Sultanate ( so, Saldanadda Ajuuraan, ar, سلطنة الأجورانية), also natively referred-to as Ajuuraan, and often simply Ajuran, was a Somali Empire in the Middle Ages in the Horn of Africa that dominated the trade in the ...
of the
Horn of Africa The Horn of Africa (HoA), also known as the Somali Peninsula, is a large peninsula and geopolitical region in East Africa.Robert Stock, ''Africa South of the Sahara, Second Edition: A Geographical Interpretation'', (The Guilford Press; 2004), ...
was the only other hydraulic empire in Africa. Beginning in the 13th century, the Ajuran monopolized the
water resources Water resources are natural resources of water that are potentially useful for humans, for example as a source of drinking water supply or irrigation water. 97% of the water on the Earth is salt water and only three percent is fresh water; slight ...
of the
Jubba Thawb ( ar, ثَوْب "garment"), also spelled thobe or tobe and known by various other names in different regions, is an ankle-length robe, usually with long sleeves. It is commonly worn in the Arabian Peninsula, the Middle East, North Afr ...
and
Shebelle The Shebelle River ( so, Webi Shabeelle, ar, نهر شبيلي, am, እደላ) begins in the highlands of Ethiopia, and then flows southeast into Somalia towards Mogadishu. Near Mogadishu, it turns sharply southwest, where it follows the coast. ...
rivers. Through
hydraulic engineering Hydraulic engineering as a sub-discipline of civil engineering is concerned with the flow and conveyance of fluids, principally water and sewage. One feature of these systems is the extensive use of gravity as the motive force to cause the mov ...
, they also constructed many of the state's
limestone Limestone ( calcium carbonate ) is a type of carbonate sedimentary rock which is the main source of the material lime. It is composed mostly of the minerals calcite and aragonite, which are different crystal forms of . Limestone forms whe ...
wells Wells most commonly refers to: * Wells, Somerset, a cathedral city in Somerset, England * Well, an excavation or structure created in the ground * Wells (name) Wells may also refer to: Places Canada *Wells, British Columbia England * Wells ...
and
cistern A cistern (Middle English ', from Latin ', from ', "box", from Greek ', "basket") is a waterproof receptacle for holding liquids, usually water. Cisterns are often built to catch and store rainwater. Cisterns are distinguished from wells by t ...
s that are still in use today. Its rulers developed new systems for agriculture and taxation, which continued to be used in parts of the Horn of Africa as late as the 19th century.


Analysis

Wittfogel argues that climate caused some parts of the world to develop higher levels of civilization than others. He is known for claiming that climate in the Orient led to
despotic Despotism ( el, Δεσποτισμός, ''despotismós'') is a form of government in which a single entity rules with absolute power. Normally, that entity is an individual, the despot; but (as in an autocracy) societies which limit respect an ...
rule. This environmental determinism comes to bear when considering that in those societies where the most control was exhibited, this was commonly the case due to the central role of the resource in economic processes and its environmentally limited, or constrained nature. This made controlling supply and demand easier and allowed a more complete monopoly to be established, as well as preventing the use of alternative resources to compensate. The typical hydraulic empire government, in Wittfogel's thesis, is extremely centralized, with no trace of an independent aristocracy – in contrast to the decentralized
feudalism Feudalism, also known as the feudal system, was the combination of the legal, economic, military, cultural and political customs that flourished in medieval Europe between the 9th and 15th centuries. Broadly defined, it was a way of structur ...
of medieval Europe. Though tribal societies had structures that were usually personal in nature, exercised by a patriarch over a tribal group related by various degrees of kinship, hydraulic hierarchies gave rise to the established permanent institution of impersonal government. Popular revolution in such a state was impossible: a dynasty might die out or be overthrown by force, but the new regime would differ very little from the old one. Hydraulic empires were only ever destroyed by foreign conquerors he states. Wittfogel's ideas, when applied to China, have been harshly criticized by scholars such as
Joseph Needham Noel Joseph Terence Montgomery Needham (; 9 December 1900 – 24 March 1995) was a British biochemist, historian of science and sinologist known for his scientific research and writing on the history of Chinese science and technology, in ...
who argued essentially that Wittfogel was operating from ignorance of basic
Chinese history The earliest known written records of the history of China date from as early as 1250 BC, from the Shang dynasty (c. 1600–1046 BC), during the reign of king Wu Ding. Ancient historical texts such as the ''Book of Documents'' (early chapter ...
. Needham argued that the Chinese government was not despotic, was not dominated by a priesthood, had many peasant rebellions, and that Wittfogel's perspective does not address the necessity and presence of bureaucracy in modern Western civilization.
Robert L. Carneiro Robert Leonard Carneiro (June 4, 1927 – June 24, 2020) was an American anthropologist and curator of the American Museum of Natural History. His Circumscription Theory explains how early political states may have formed as a result of intera ...
was also critical of Wittfogel's theory, writing in ''
Science Science is a systematic endeavor that builds and organizes knowledge in the form of testable explanations and predictions about the universe. Science may be as old as the human species, and some of the earliest archeological evidence for ...
'' in August 1970: "This theory has recently run into difficulties. Archeological evidence now makes it appear that in at least three of the areas that Wittfogel cites as exemplifying his "hydraulic hypothesis"—Mesopotamia, China, and Mexico—full-fledged states developed well before large-scale irrigation". With regard to
Mesopotamia Mesopotamia ''Mesopotamíā''; ar, بِلَاد ٱلرَّافِدَيْن or ; syc, ܐܪܡ ܢܗܪ̈ܝܢ, or , ) is a historical region of Western Asia situated within the Tigris–Euphrates river system, in the northern part of the F ...
, Carneiro cited
Robert McCormick Adams, Jr. Robert McCormick Adams Jr. (July 23, 1926 – January 27, 2018) was an American anthropologist and secretary of the Smithsonian Institution (1984–94). He worked in both the Near East and Mesoamerica. A long time professor of the University of ...
, who had concluded: "In short, there is nothing to suggest that the rise of dynastic authority in southern Mesopotamia was linked to the administrative requirements of a major canal system." On China, which Carneiro called "the prototypical area for Wittfogel's hydraulic theories", he quoted
Jacques Gernet Jacques Gernet (; ; 22 December 1921, Algiers, French Algeria – 3 March 2018, Vannes) was an eminent French sinologist of the second half of the 20th century. His best-known work is ''The Chinese Civilization'', a 900-page summary of Chinese h ...
who had recently written: “although the establishment of a system of regulation of water courses and irrigation, and the control of this system, may have affected the political constitution of the military states and imperial China, the fact remains that, historically, it was the pre-existing state structures and the large, well-trained labour force provided by the armies that made the great irrigation projects possible”. Turning to Mexico, Carneiro wrote: “large-scale irrigation systems do not appear to antedate the Classic period, whereas it is clear that the first states arose in the preceding Formative or Pre-Classic period”. Of hydraulic empires generally, Carneiro commented: "This is not to say, of course, that large-scale irrigation, where it occurred, did not contribute significantly to increasing the power and scope of the state. It unquestionably did. To the extent that Wittfogel limits himself to this contention, I have no quarrel with him whatever. However, the point at issue is not how the state increased its power but how it arose in the first place. And to this issue the hydraulic hypothesis does not appear to hold the key." The same elements of resource control central to hydraulic empire were also central to Europe's colonization of much of the
global South The concept of Global North and Global South (or North–South divide in a global context) is used to describe a grouping of countries along socio-economic and political characteristics. The Global South is a term often used to identify region ...
. Colonies were resource rich areas located on the periphery, and the contemporary models of core-periphery interaction were focused on the extraction and control of these resources for the use of the core. This was accomplished through a type of agro-managerial despotism with close connections to debates around hydraulic empire.


See also

*
Asiatic mode of production The theory of the Asiatic mode of production (AMP) was devised by Karl Marx around the early 1850s. The essence of the theory has been described as " hesuggestion ... that Asiatic societies were held in thrall by a despotic ruling clique, residin ...
*
River valley civilization A river valley civilization is an agricultural nation or civilization situated beside and drawing sustenance from a river. A "civilization" means a society with large permanent settlements featuring urban development, social stratification, specia ...
*
Thalassocracy A thalassocracy or thalattocracy sometimes also maritime empire, is a state with primarily maritime realms, an empire at sea, or a seaborne empire. Traditional thalassocracies seldom dominate interiors, even in their home territories. Examples ...
*''
Dune A dune is a landform composed of wind- or water-driven sand. It typically takes the form of a mound, ridge, or hill. An area with dunes is called a dune system or a dune complex. A large dune complex is called a dune field, while broad, f ...
'' *
Majapahit Majapahit ( jv, ꦩꦗꦥꦲꦶꦠ꧀; ), also known as Wilwatikta ( jv, ꦮꦶꦭ꧀ꦮꦠꦶꦏ꧀ꦠ; ), was a Javanese people, Javanese Hinduism, Hindu-Buddhism, Buddhist thalassocracy, thalassocratic empire in Southeast Asia that was ba ...


References

{{DEFAULTSORT:Hydraulic Empire Ancient Egyptian society Theories of history Empires Historical determinism Water and politics