Gregory Bateson (9 May 1904 – 4 July 1980) was an English
anthropologist
An anthropologist is a scientist engaged in the practice of anthropology. Anthropologists study aspects of humans within past and present societies. Social anthropology, cultural anthropology and philosophical anthropology study the norms, values ...
,
social scientist
Social science (often rendered in the plural as the social sciences) is one of the branches of science, devoted to the study of societies and the relationships among members within those societies. The term was formerly used to refer to the ...
,
linguist
Linguistics is the scientific study of language. The areas of linguistic analysis are syntax (rules governing the structure of sentences), semantics (meaning), Morphology (linguistics), morphology (structure of words), phonetics (speech sounds ...
,
visual anthropologist,
semiotician
Semiotics ( ) is the systematic study of sign processes and the communication of meaning. In semiotics, a sign is defined as anything that communicates intentional and unintentional meaning or feelings to the sign's interpreter.
Semiosis is an ...
, and
cyberneticist
Cybernetics is the transdisciplinary study of circular causal processes such as feedback and recursion, where the effects of a system's actions (its outputs) return as inputs to that system, influencing subsequent action. It is concerned with ...
whose work intersected that of many other fields. His writings include ''
Steps to an Ecology of Mind'' (1972) and ''Mind and Nature'' (1979).
In
Palo Alto
Palo Alto ( ; Spanish language, Spanish for ) is a charter city in northwestern Santa Clara County, California, United States, in the San Francisco Bay Area, named after a Sequoia sempervirens, coastal redwood tree known as El Palo Alto.
Th ...
, California, Bateson and in these days his non-colleagues developed the
double-bind theory of
schizophrenia
Schizophrenia () is a mental disorder characterized variously by hallucinations (typically, Auditory hallucination#Schizophrenia, hearing voices), delusions, thought disorder, disorganized thinking and behavior, and Reduced affect display, f ...
.
Bateson's interest in
systems theory
Systems theory is the Transdisciplinarity, transdisciplinary study of systems, i.e. cohesive groups of interrelated, interdependent components that can be natural or artificial. Every system has causal boundaries, is influenced by its context, de ...
forms a thread running through his work. He was one of the original members of the core group of the
Macy conferences
The Macy conferences were a set of meetings of scholars from various academic disciplines held in New York under the direction of Frank Fremont-Smith at the Josiah Macy Jr. Foundation starting in 1941 and ending in 1960. The explicit aim of th ...
in Cybernetics (1941–1960), and the later set on Group Processes (1954–1960), where he represented the social and behavioral sciences. He was interested in the relationship of these fields to
epistemology
Epistemology is the branch of philosophy that examines the nature, origin, and limits of knowledge. Also called "the theory of knowledge", it explores different types of knowledge, such as propositional knowledge about facts, practical knowle ...
. His association with the editor and author
Stewart Brand
Stewart Brand (born December 14, 1938) is an American project developer and writer, best known as the co-founder and editor of the ''Whole Earth Catalog''. He has founded a number of organizations, including the WELL, the Global Business Networ ...
helped widen his influence.
Early life and education
Bateson was born in
Grantchester
Grantchester () is a village and civil parish on the River Cam or Granta (river), Granta in South Cambridgeshire, England. It lies about south of Cambridge.
Name
The village of Grantchester is listed in the 1086 Domesday Book as ''Granteset ...
in
Cambridgeshire
Cambridgeshire (abbreviated Cambs.) is a Ceremonial counties of England, ceremonial county in the East of England and East Anglia. It is bordered by Lincolnshire to the north, Norfolk to the north-east, Suffolk to the east, Essex and Hertfor ...
, England, on 9 May 1904. He was the third and youngest son of (Caroline) Beatrice Durham and the distinguished geneticist
William Bateson
William Bateson (8 August 1861 – 8 February 1926) was an English biologist who was the first person to use the term genetics to describe the study of heredity, and the chief populariser of the ideas of Gregor Mendel following their rediscover ...
. He was named Gregory after
Gregor Mendel
Gregor Johann Mendel Order of Saint Augustine, OSA (; ; ; 20 July 1822 – 6 January 1884) was an Austrian Empire, Austrian biologist, meteorologist, mathematician, Augustinians, Augustinian friar and abbot of St Thomas's Abbey, Brno, St. Thom ...
, the Austrian monk who founded the modern science of
genetics
Genetics is the study of genes, genetic variation, and heredity in organisms.Hartl D, Jones E (2005) It is an important branch in biology because heredity is vital to organisms' evolution. Gregor Mendel, a Moravian Augustinians, Augustinian ...
.
The younger Bateson attended
Charterhouse School
Charterhouse is a Public school (United Kingdom), public school (English independent boarding school for pupils aged 13–18) in Godalming, Surrey, England. Founded by Thomas Sutton in 1611 on the site of the old Carthusian monastery in Charter ...
from 1917 to 1921, obtained a
Bachelor of Arts
A Bachelor of Arts (abbreviated B.A., BA, A.B. or AB; from the Latin ', ', or ') is the holder of a bachelor's degree awarded for an undergraduate program in the liberal arts, or, in some cases, other disciplines. A Bachelor of Arts deg ...
in
biology
Biology is the scientific study of life and living organisms. It is a broad natural science that encompasses a wide range of fields and unifying principles that explain the structure, function, growth, History of life, origin, evolution, and ...
at
St. John's College, Cambridge, in 1925, and continued at Cambridge from 1927 to 1929.
According to Lipset (1982), Bateson's life was greatly affected by the death of his two brothers. John Bateson (1898–1918), the eldest of the three, was killed in
World War I
World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
. Martin Bateson (1900–1922), the second brother, was then expected to follow in his father's footsteps as a scientist, but came into conflict with his father over his ambition to become a poet and playwright. The resulting stress, combined with a disappointment in love, resulted in Martin's public suicide by gunshot under the statue of
Anteros in
Piccadilly Circus
Piccadilly Circus is a road junction and public space of London's West End of London, West End in the City of Westminster. It was built in 1819 to connect Regent Street with Piccadilly. In this context, a ''List of road junctions in the Unite ...
on 22 April 1922, which was John's birthday. After this event, which transformed a private family tragedy into a public scandal, the parents' ambitious expectations fell on Gregory.
Career
In 1928, Bateson lectured in linguistics at the
University of Sydney
The University of Sydney (USYD) is a public university, public research university in Sydney, Australia. Founded in 1850, it is the oldest university in both Australia and Oceania. One of Australia's six sandstone universities, it was one of the ...
.
From 1931 to 1937, he was a Fellow of St. John's College, Cambridge. He spent the years before
World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
in the South Pacific in
New Guinea
New Guinea (; Hiri Motu: ''Niu Gini''; , fossilized , also known as Papua or historically ) is the List of islands by area, world's second-largest island, with an area of . Located in Melanesia in the southwestern Pacific Ocean, the island is ...
and
Bali
Bali (English:; Balinese language, Balinese: ) is a Provinces of Indonesia, province of Indonesia and the westernmost of the Lesser Sunda Islands. East of Java and west of Lombok, the province includes the island of Bali and a few smaller o ...
doing anthropology.
In the 1940s, he helped extend
systems theory
Systems theory is the Transdisciplinarity, transdisciplinary study of systems, i.e. cohesive groups of interrelated, interdependent components that can be natural or artificial. Every system has causal boundaries, is influenced by its context, de ...
and
cybernetics
Cybernetics is the transdisciplinary study of circular causal processes such as feedback and recursion, where the effects of a system's actions (its outputs) return as inputs to that system, influencing subsequent action. It is concerned with ...
to the social and behavioral sciences.
Although initially reluctant to join the intelligence services, Bateson served in the
OSS during
World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
along with dozens of other anthropologists.
[Price, David H. (Dr.)]
"Gregory Bateson and the OSS: World War II and Bateson's Assessment of Applied Anthropology."
currentconcerns.ch He was stationed in the same offices as
Julia Child
Julia Carolyn Child (Birth name#Maiden and married names, née McWilliams; August 15, 1912 – August 13, 2004) was an American chef, author, and television personality. She is recognized for having brought French cuisine to the American pu ...
(then Julia McWilliams),
Paul Cushing Child, and others. He spent much of the war designing '
black propaganda' radio broadcasts. He was deployed on covert operations in Burma and Thailand, and worked in China, India, and Ceylon as well. Bateson used his theory of
schismogenesis to help foster discord among enemy fighters. He was upset by his wartime experience and disagreed with his wife over whether science should be applied to social planning or used only to foster understanding rather than action.
In
Palo Alto
Palo Alto ( ; Spanish language, Spanish for ) is a charter city in northwestern Santa Clara County, California, United States, in the San Francisco Bay Area, named after a Sequoia sempervirens, coastal redwood tree known as El Palo Alto.
Th ...
, California, Bateson developed the
double-bind theory, together with his non-colleagues
Donald Jackson,
Jay Haley and
John H. Weakland, also known as the ''
Bateson Project'' (1953–1963).
In 1956, he became a
naturalised citizen of the United States.
Bateson was one of the original members of the core group of the
Macy conferences
The Macy conferences were a set of meetings of scholars from various academic disciplines held in New York under the direction of Frank Fremont-Smith at the Josiah Macy Jr. Foundation starting in 1941 and ending in 1960. The explicit aim of th ...
in
cybernetics
Cybernetics is the transdisciplinary study of circular causal processes such as feedback and recursion, where the effects of a system's actions (its outputs) return as inputs to that system, influencing subsequent action. It is concerned with ...
(1941–1960), and the later set on Group Processes (1954–1960), where he represented the social and behavioral sciences.
In the 1970s, he taught at the Humanistic Psychology Institute in San Francisco, which was renamed the
Saybrook University
Saybrook University is a private university in Pasadena, California. It was founded in 1971 by Eleanor Camp Criswell and others. It offers postgraduate education with a focus on humanistic psychology. It features low residency, master's, and ...
, and in 1972 joined the faculty of
Kresge College at the
University of California, Santa Cruz
The University of California, Santa Cruz (UC Santa Cruz or UCSC) is a public university, public Land-grant university, land-grant research university in Santa Cruz, California, United States. It is one of the ten campuses in the University of C ...
.
In 1976, he was elected a Fellow of the
American Academy of Arts and Sciences
The American Academy of Arts and Sciences (The Academy) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, and other ...
.
California Governor
Jerry Brown
Edmund Gerald Brown Jr. (born April 7, 1938) is an American lawyer, author, and politician who served as the 34th and 39th governor of California from 1975 to 1983 and 2011 to 2019. A member of the Democratic Party (United States), Democratic P ...
appointed him to the
Regents of the University of California
The Regents of the University of California (also referred to as the Board of Regents to distinguish the board from the corporation it governs of the same name) is the governing board of the University of California (UC), a state university sys ...
, a position he held until his death, although he resigned from the Special Research Projects committee in 1979 in opposition to the university's work on
nuclear weapons
A nuclear weapon is an explosive device that derives its destructive force from nuclear reactions, either nuclear fission, fission (fission or atomic bomb) or a combination of fission and nuclear fusion, fusion reactions (thermonuclear weap ...
.
Bateson spent the last decade of his life developing a "meta-science" of
epistemology
Epistemology is the branch of philosophy that examines the nature, origin, and limits of knowledge. Also called "the theory of knowledge", it explores different types of knowledge, such as propositional knowledge about facts, practical knowle ...
to bring together the various early forms of systems theory developed in different fields of science.
Personal life
From 1936 until 1950, he was married to American cultural anthropologist
Margaret Mead
Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist, author and speaker, who appeared frequently in the mass media during the 1960s and the 1970s.
She earned her bachelor's degree at Barnard Col ...
. He applied his knowledge to the war effort before moving to the United States.
Encyclopædia Britannica
The is a general knowledge, general-knowledge English-language encyclopaedia. It has been published by Encyclopædia Britannica, Inc. since 1768, although the company has changed ownership seven times. The 2010 version of the 15th edition, ...
(2007). "Gregory Bateson". Retrieved fro
Britannica Concise
5 August 2007 Bateson and Mead had a daughter,
Mary Catherine Bateson (1939–2021), who also became an anthropologist. Bateson separated from Mead in 1947, and they were divorced in 1950.
[''To Cherish the Life of the World: Selected Letters of Margaret Mead''. Margaret M. Caffey and Patricia A. Francis, eds. With foreword by Mary Catherine Bateson. New York. ]Basic Books
Basic Books is a book publisher founded in 1950 and located in New York City, now an imprint of Hachette Book Group. It publishes books in the fields of psychology, philosophy, economics, science, politics, sociology, current affairs, and his ...
. 2006. In 1951, he married Elizabeth "Betty" Sumner, the daughter of the
Episcopalian
Anglicanism, also known as Episcopalianism in some countries, is a Western Christian tradition which developed from the practices, liturgy, and identity of the Church of England following the English Reformation, in the context of the Protes ...
Bishop of Oregon,
Walter Taylor Sumner. They had a son, John Sumner Bateson (1951–2015), as well as twins who died shortly after birth in 1953. Bateson and Sumner were divorced in 1957, after which Bateson was married a third time, to therapist and social worker Lois Cammack (born 1928), in 1961. They had one daughter, Nora Bateson (born 1969).
Bateson was a lifelong atheist, as his family had been for several generations. He was a member of
William Irwin Thompson's esoteric
Lindisfarne Association.
Bateson died on July 4, 1980, at age 76, in the guest house of the
San Francisco Zen Center.
The 2014 novel ''Euphoria'' by
Lily King is a fictionalized account of Bateson's relationships with Mead and
Reo Fortune in pre-WWII New Guinea.
Philosophy
Where others might see a set of inexplicable details, Bateson perceived simple relationships.
In "From Versailles to Cybernetics," Bateson argues that the history of the twentieth century can be perceived as the history of a malfunctioning relationship. In his view, the
Treaty of Versailles
The Treaty of Versailles was a peace treaty signed on 28 June 1919. As the most important treaty of World War I, it ended the state of war between Germany and most of the Allies of World War I, Allied Powers. It was signed in the Palace ...
exemplifies a whole pattern of human relationships based on betrayal and hate. He therefore claims that the Treaty of Versailles and the development of
cybernetics
Cybernetics is the transdisciplinary study of circular causal processes such as feedback and recursion, where the effects of a system's actions (its outputs) return as inputs to that system, influencing subsequent action. It is concerned with ...
—which for him represented the possibility of ''improved'' relationships—are the only two anthropologically important events of the twentieth century.
Work
New Guinea
Bateson's beginning years as an anthropologist were spent floundering, lost without a specific objective in mind. He began in 1927 with a trip to
New Guinea
New Guinea (; Hiri Motu: ''Niu Gini''; , fossilized , also known as Papua or historically ) is the List of islands by area, world's second-largest island, with an area of . Located in Melanesia in the southwestern Pacific Ocean, the island is ...
, spurred by his mentor
A. C. Haddon.
His goal, as suggested by Haddon, was to explore the effects of contact between the
Sepik natives and whites. Unfortunately for Bateson, his time spent with the
Baining of New Guinea was halted and difficult. The Baining were not particularly accommodating of his research, and he missed out on many communal activities. They were also not inclined to share their religious practices with him.
He left the Baining frustrated. Next, he set out to study the
Sulka, belonging to another native population of New Guinea. Although the Sulka were very different from the Baining and their culture was more easily observed, he felt their culture was dying, which left him dispirited and discouraged.
He experienced more success with the
Iatmul people, an indigenous people living along New Guinea's
Sepik River
The Sepik () is the longest river on the island of New Guinea, and the third largest in Oceania by discharge volume after the Fly River, Fly and Mamberamo River, Mamberamo. The majority of the river flows through the Papua New Guinea (PNG) provi ...
. The observations he made among the Iatmul people allowed him to develop his concept of
schismogenesis. In his 1936 book ''Naven'' he defined the term, based on his Iatmul fieldwork, as "a process of differentiation in the norms of individual behaviour resulting from cumulative interaction between individuals" (p. 175). The book was named after the 'naven' rite, an honorific ceremony among the Iatmul, still continued today, that celebrates first-time cultural achievements. The ceremony entails behaviours that are otherwise forbidden in everyday social life. For example, men and women reverse and exaggerate gender roles; men dress in women's skirts, and women dress in men's attire and ornaments.
Additionally, some women smear mud in the faces of other relatives, beat them with sticks, and hurl bawdy insults. Mothers may drop to the ground so their celebrated 'child' walks over them. And during a male rite, a mother's brother may slide his buttocks down the leg of his honoured sister's son, a complex gesture of masculine birthing, pride, and insult, rarely performed before women, that brings the honoured sister's son to tears. Bateson suggested the influence of a circular system of causation, and proposed that women watched:
for the spectacular performances of the men, and there can be no reasonable doubt that the presence of an audience is a very important factor in shaping the men's behavior. In fact, it is probable that the men are more exhibitionistic because the women admire their performances. Conversely, there can be no doubt that the spectacular behavior is a stimulus which summons the audience together, promoting in the women the appropriate … behavior.
In short, the behaviour of person X affects person Y, and the reaction of person Y to person X's behaviour will then affect person X's behaviour, which in turn will affect person Y, and so on. Bateson called this the "vicious circle."
He then discerned two models of schismogenesis: symmetrical and complementary.
Symmetrical relationships are those in which the two parties are equals, competitors, such as in sports. Complementary relationships feature an unequal balance, such as dominance-submission (parent-child), or exhibitionism-spectatorship (performer-audience). Bateson's experiences with the Iatmul led him to publish a book in 1936 titled ''Naven: A Survey of the Problems Suggested by a Composite Picture of the Culture of a New Guinea Tribe Drawn from Three Points of View'' (Cambridge University Press). The book proved to be a watershed in anthropology and modern social science.
Until Bateson published ''Naven,'' most anthropologists assumed a realist approach to studying culture, in which one simply described social reality. Bateson's book argued that this approach was naive, since an anthropologist's account of a culture was always and fundamentally shaped by whatever theory the anthropologist employed to define and analyse the data. To think otherwise, stated Bateson, was to be guilty of what
Alfred North Whitehead
Alfred North Whitehead (15 February 1861 – 30 December 1947) was an English mathematician and philosopher. He created the philosophical school known as process philosophy, which has been applied in a wide variety of disciplines, inclu ...
called the "fallacy of misplaced concreteness." There was no singular or self-evident way to understand the Iatmul naven rite. Instead, Bateson analysed the rite from three unique points of view:
sociological
Sociology is the scientific study of human society that focuses on society, human social behavior, patterns of social relationships, social interaction, and aspects of culture associated with everyday life. The term sociology was coined in ...
,
ethological
Ethology is a branch of zoology that studies the behavior, behaviour of non-human animals. It has its scientific roots in the work of Charles Darwin and of American and German ornithology, ornithologists of the late 19th and early 20th cen ...
, and eidological. The book, then, was not a presentation of anthropological analysis but an epistemological account that explored the nature of anthropological analysis itself.
The sociological point of view sought to identify how the ritual helped bring about social integration. In the 1930s, most anthropologists understood marriage rules to regularly ensure that social groups renewed their alliances. But Iatmul, argued Bateson, had contradictory marriage rules. Marriage, in other words, could not guarantee that a marriage between two clans would at some definite point in the future recur. Instead, Bateson continued, the naven rite filled this function by regularly ensuring exchanges of food, valuables, and sentiment between mothers' brothers and their sisters' children, or between separate lineages. Naven, from this angle, held together the different social groups of each village into a unified whole.
The ethological point of view interpreted the ritual in terms of the conventional emotions associated with normative male and female behaviour, which Bateson called ethos. In Iatmul culture, observed by Bateson, men and women lived different emotional lives. For example, women were rather submissive and took delight in the achievements of others; men were fiercely competitive and flamboyant. During the ritual, however, men celebrated the achievements of their nieces and nephews while women were given a ritual license to act raucously. In effect, naven allowed men and women to experience momentarily the emotional lives of each other, thereby to achieve a level of psychological integration.
The third and final point of view, the eidological, was the least successful. Here Bateson endeavoured to correlate the organisational structure of the naven ceremony with the habitual patterns of Iatmul thought. Much later, Bateson would harness the very same idea in the development of the
double-bind theory of schizophrenia.
In the Epilogue to the book, Bateson was clear: "The writing of this book has been an experiment, or rather a series of experiments, in methods of thinking about anthropological material." That is to say, his overall point was not to describe Iatmul culture of the naven ceremony but to explore how different modes of analysis, using different premises and analytic frameworks, could lead to different explanations of the same sociocultural phenomenon. Not only did Bateson's approach re-shape fundamentally the anthropological approach to culture, but the naven rite itself has remained a locus classicus in the discipline. In fact, the meaning of the ritual continues to inspire anthropological analysis.
Bali
From March 1936 until February 1938, Bateson traveled to
Bali
Bali (English:; Balinese language, Balinese: ) is a Provinces of Indonesia, province of Indonesia and the westernmost of the Lesser Sunda Islands. East of Java and west of Lombok, the province includes the island of Bali and a few smaller o ...
with his new wife
Margaret Mead
Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist, author and speaker, who appeared frequently in the mass media during the 1960s and the 1970s.
She earned her bachelor's degree at Barnard Col ...
to study the people of the village of Bajoeng Gede.
Here, Lipset states, "in the short history of
ethnographic
Ethnography is a branch of anthropology and the systematic study of individual cultures. It explores cultural phenomena from the point of view of the subject of the study. Ethnography is also a type of social research that involves examining ...
fieldwork, film was used both on a large scale and as the primary research tool."
Bateson took 25,000 photographs of their Balinese subjects.
He discovered that the people of Bajoeng Gede raised their children very unlike children raised in Western societies. Instead of attention being paid to a child who was displaying a climax of emotion (love or anger), Balinese mothers would ignore them. Bateson notes, "The child responds to
mother'sadvances with either affection or temper, but the response falls into a vacuum. In Western cultures, such sequences lead to small climaxes of love or anger, but not so in Bali. At the moment when a child throws its arms around the mother's neck or bursts into tears, the mother's attention wanders".
This model of stimulation and refusal was also seen in other areas of the culture. Bateson later described the style of Balinese relations as stasis instead of schismogenesis. Their interactions were "muted" and did not follow the schismogenetic process because they did not often escalate competition, dominance, or submission.
New Guinea, 1938
In 1938, Bateson and Mead returned to the Sepik River, and settled in the village of Tambunum, where Bateson had spent three days in the 1920s.
Their aim to replicate the Balinese project on the relationship between child-raising and temperament, and between conventions of the body – such as pose, grimace, holding infants, facial expressions, etc. – reflected wider cultural themes and values. Bateson snapped some 10,000 black and white photographs, and Mead typed thousands of pages of fieldnotes. But Bateson and Mead never published anything substantial from this research.
Bateson's encounter with Mead on the Sepik river (Chapter 16) and their life together in Bali (Chapter 17) are described in Mead's autobiography ''Blackberry Winter: My Earlier Years'' (
Angus and Robertson
Angus & Robertson (A&R) is a major Australian bookseller, publisher and printer. As book publishers, A&R has contributed substantially to the promotion and development of Australian literature.Alison, Jennifer (2001). "Publishers and editors: A ...
. London. 1973). Their daughter Catherine's birth in New York on 8 December 1939 is recounted in Chapter 18.
Double bind theory of schizophrenia
In 1956 in
Palo Alto
Palo Alto ( ; Spanish language, Spanish for ) is a charter city in northwestern Santa Clara County, California, United States, in the San Francisco Bay Area, named after a Sequoia sempervirens, coastal redwood tree known as El Palo Alto.
Th ...
, Bateson and his colleagues
Donald Jackson,
Jay Haley, and
John Weakland articulated a related theory of schizophrenia stemming from
double bind
A double bind is a dilemma in communication in which an individual (or group) receives two or more mutually conflicting messages. In some scenarios (such as within families or romantic relationships), this can be emotionally distressing, creati ...
situations. The
double bind
A double bind is a dilemma in communication in which an individual (or group) receives two or more mutually conflicting messages. In some scenarios (such as within families or romantic relationships), this can be emotionally distressing, creati ...
refers to a communication paradox described first in families with a schizophrenic member. The first place where double binds were described (though not named as such) was according to Bateson, in
Samuel Butler's ''
The Way of All Flesh'' (a semi-autobiographical novel about Victorian hypocrisy and cover-up).
Full double bind requires several conditions to be met:
# The victim of double bind receives contradictory injunctions or emotional messages on different levels of communication (for example, love is expressed by words, and
hate
Hatred or hate is an intense negative emotional response towards certain people, things or ideas, usually related to opposition or revulsion toward something. Hatred is often associated with intense feelings of anger, contempt, and disgust. Ha ...
or detachment by nonverbal behaviour; or a child is encouraged to speak freely, but criticised or silenced whenever he or she actually does so).
# No metacommunication is possible – for example, asking which of the two messages is valid or describing the communication as making no sense.
# The victim cannot leave the communication field.
# Failing to fulfill the contradictory injunctions is punished (for example, by withdrawal of love).
The strange behaviour and speech of schizophrenics were explained by Bateson et al. as an expression of this paradoxical situation, and were seen in fact as an adaptive response, which should be valued as a cathartic and transformative experience.
The double bind was originally presented (probably mainly under the influence of Bateson's psychiatric co-workers) as an explanation of part of the
etiology
Etiology (; alternatively spelled aetiology or ætiology) is the study of causation or origination. The word is derived from the Greek word ''()'', meaning "giving a reason for" (). More completely, etiology is the study of the causes, origins ...
of
schizophrenia
Schizophrenia () is a mental disorder characterized variously by hallucinations (typically, Auditory hallucination#Schizophrenia, hearing voices), delusions, thought disorder, disorganized thinking and behavior, and Reduced affect display, f ...
. Currently, it is considered to be more important as an example of Bateson's approach to the complexities of communication, which is what he understood it to be.
The role of somatic change in evolution
Bateson writes about how the actual physical changes in the body occur within
evolutionary
Evolution is the change in the heritable characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, resulting in certa ...
processes.
He describes this through the introduction of the concept of "economics of flexibility".
In his conclusion he makes seven statements or theoretical positions which may be supported by his ideology.
The first is the idea that although environmental stresses have theoretically been believed to guide or dictate the changes in the
soma (physical body), the introduction of new stresses does not automatically result in the physical changes necessary for survival as suggested by original evolutionary theory.
In fact, the introduction of these stresses can greatly weaken the organism. An example that he gives is the sheltering of a sick person from the weather or the fact that someone who works in an office would have a hard time working as a rock climber and vice versa. The second position states that "the economics of flexibility has a logical structure-each successive demand upon flexibility fractioning the set of available possibilities".
This means that theoretically speaking each demand or variable creates a new set of possibilities. Bateson's third conclusion is "that the
genotypic change commonly makes demand upon the adjustive ability of the soma".
This, he states, is the commonly held belief among biologists although there is no evidence to support the claim. Added demands are made on the soma by sequential genotypic modifications in the fourth position. Through this he suggests the following three expectations:
# The idea that organisms that have been through recent modifications will be delicate.
# The belief that these organisms will become progressively harmful or dangerous.
# That over time these new "breeds" will become more resistant to the stresses of the environment and changes in
genetic traits.
The fifth theoretical position which Bateson believes is supported by his data is that characteristics within an organism that have been modified due to environmental stresses may coincide with genetically determined attributes.
His sixth position is that it takes less economic flexibility to create somatic change than it does to cause a genotypic modification. The seventh and final theory he believes to be supported is the idea that, on rare occasions there will be populations whose changes will not be in accordance with the thesis presented within this paper. According to Bateson, none of these positions (at the time) could be tested but he called for the creation of a test which could possibly prove or disprove the theoretical positions suggested within.
Ecological anthropology and cybernetics
In his book ''
Steps to an Ecology of Mind'', Bateson applied
cybernetics
Cybernetics is the transdisciplinary study of circular causal processes such as feedback and recursion, where the effects of a system's actions (its outputs) return as inputs to that system, influencing subsequent action. It is concerned with ...
to the field of
ecological anthropology and the concept of
homeostasis
In biology, homeostasis (British English, British also homoeostasis; ) is the state of steady internal physics, physical and chemistry, chemical conditions maintained by organism, living systems. This is the condition of optimal functioning fo ...
.
He saw the world as a series of systems containing those of individuals, societies and ecosystems. Within each system is found competition and dependency. Each of these systems has adaptive changes which depend upon
feedback loops to control balance by changing multiple variables. Bateson believed that these self-correcting systems were conservative by controlling exponential slippage. He saw the natural ecological system as innately good as long as it was allowed to maintain homeostasis
and that the key unit of survival in evolution was an organism and its environment.
Bateson also viewed that all three systems of the individual, society and ecosystem were all together a part of one supreme cybernetic system that controls everything instead of just interacting systems.
This supreme cybernetic system is beyond the self of the individual and could be equated to what many people refer to as God, though Bateson referred to it as Mind.
While Mind is a cybernetic system, it can only be distinguished as a whole and not parts. Bateson felt Mind was immanent in the messages and pathways of the supreme cybernetic system. He saw the root of the system collapse as a result of
Occidental or
Western
Western may refer to:
Places
*Western, Nebraska, a village in the US
*Western, New York, a town in the US
*Western Creek, Tasmania, a locality in Australia
*Western Junction, Tasmania, a locality in Australia
*Western world, countries that id ...
epistemology
Epistemology is the branch of philosophy that examines the nature, origin, and limits of knowledge. Also called "the theory of knowledge", it explores different types of knowledge, such as propositional knowledge about facts, practical knowle ...
. According to Bateson, consciousness is the bridge between the cybernetic networks of individuals, society and ecology and the mismatch between the systems due to improper understanding will result in the degradation of the entire supreme cybernetic system or Mind. Bateson thought that consciousness as developed through Occidental epistemology was at direct odds with Mind.
At the heart of the matter is scientific
hubris
Hubris (; ), or less frequently hybris (), is extreme or excessive pride or dangerous overconfidence and complacency, often in combination with (or synonymous with) arrogance.
Hubris, arrogance, and pretension are related to the need for vi ...
. Bateson argues that Occidental epistemology perpetuates a system of understanding which is purpose or means-to-an-end driven.
Purpose controls attention and narrows perception, thus limiting what comes into consciousness and therefore limiting the amount of wisdom that can be generated from the perception. Additionally, Occidental epistemology propagates the false notion that man exists outside Mind and this leads man to believe in what Bateson calls the philosophy of control based upon false knowledge.
Bateson presents Occidental epistemology as a method of thinking that leads to a mindset in which man exerts an
autocratic
Autocracy is a form of government in which absolute power is held by the head of state and Head of government, government, known as an autocrat. It includes some forms of monarchy and all forms of dictatorship, while it is contrasted with demo ...
rule over all cybernetic systems.
In exerting his autocratic rule man changes the environment to suit him and in doing so he unbalances the natural cybernetic system of controlled competition and mutual dependency. The purpose-driven accumulation of knowledge ignores the supreme cybernetic system and leads to the eventual breakdown of the entire system. Bateson claims that man will never be able to control the whole system because it does not operate in a
linear
In mathematics, the term ''linear'' is used in two distinct senses for two different properties:
* linearity of a '' function'' (or '' mapping'');
* linearity of a '' polynomial''.
An example of a linear function is the function defined by f(x) ...
fashion and if man creates his own rules for the system, he opens himself up to becoming a slave to the self-made system due to the non-linear nature of cybernetics. Lastly, man's technological prowess combined with his scientific hubris gives him the potential to irrevocably damage and destroy the supreme cybernetic system, instead of just disrupting the system temporally until the system can self-correct.
Bateson argues for a position of humility and acceptance of the natural cybernetic system instead of scientific arrogance as a solution.
He believes that humility can come about by abandoning the view of operating through consciousness alone. Consciousness is only one way in which to obtain knowledge and without complete knowledge of the entire cybernetic system disaster is inevitable. The limited conscious must be combined with the unconscious in a complete synthesis. Only when thought and emotion are combined in whole is man able to obtain complete knowledge. He believed that religion and art are some of the few areas in which a man acts as a whole individual in complete consciousness. By acting with this greater wisdom of the supreme cybernetic system as a whole man can change his relationship to Mind from one of
schism
A schism ( , , or, less commonly, ) is a division between people, usually belonging to an organization, movement, or religious denomination. The word is most frequently applied to a split in what had previously been a single religious body, suc ...
, in which he is endlessly tied up in constant competition, to one of
complementarity. Bateson argues for a culture that promotes the most general wisdom and is able to flexibly change within the supreme cybernetic system.
Other terms used by Bateson
*Abductive Process. Originally coined by American philosopher/logician Charles Sanders Peirce,
abduction refers to the process by which scientific hypotheses are generated
(along with
induction and
deduction). Bateson, however, thought of "abductive process" very differently. For Bateson, abductive process is the way one context becomes a description of another: "Every abduction may be seen as a double or multiple description of some object or event or sequence."
Bateson often used abductive process as a way to compare patterns of relationship and their symmetry or asymmetry (as in, for example,
comparative anatomy
Comparative anatomy is the study of similarities and differences in the anatomy of different species. It is closely related to evolutionary biology and phylogeny (the evolution of species).
The science began in the classical era, continuing in t ...
), especially in complex organic (or mental) systems.
*Conscious Purpose. In a series of papers and talks during the late 1960s, Bateson formulated an argument that there was a deep-seated mismatch between the complex, cybernetic, self-corrective loop processes of nature and the linear, causal, selective problem-solving that characterizes much human activity. Bateson referred to this as "conscious purpose" – the tendency to "follow the shortest logical or causal path" to addressing a problem, or in reaching a desired goal.
*Creatura and
Pleroma
Pleroma (, literally "fullness") generally refers to the totality of divine powers. It is used in Christian theological contexts, as well as in Gnosticism. The term also appears in the Epistle to the Colossians, which is traditionally attributed ...
. Borrowed from
Carl Jung
Carl Gustav Jung ( ; ; 26 July 1875 – 6 June 1961) was a Swiss psychiatrist, psychotherapist, and psychologist who founded the school of analytical psychology. A prolific author of Carl Jung publications, over 20 books, illustrator, and corr ...
who applied these
gnostic
Gnosticism (from Ancient Greek: , romanized: ''gnōstikós'', Koine Greek: �nostiˈkos 'having knowledge') is a collection of religious ideas and systems that coalesced in the late 1st century AD among early Christian sects. These diverse g ...
terms in his "Seven Sermons To the Dead". Like the
Hindu
Hindus (; ; also known as Sanātanīs) are people who religiously adhere to Hinduism, also known by its endonym Sanātana Dharma. Jeffery D. Long (2007), A Vision for Hinduism, IB Tauris, , pp. 35–37 Historically, the term has also be ...
term
maya
Maya may refer to:
Ethnic groups
* Maya peoples, of southern Mexico and northern Central America
** Maya civilization, the historical civilization of the Maya peoples
** Mayan languages, the languages of the Maya peoples
* Maya (East Africa), a p ...
, the basic idea captured in this distinction is that meaning and organisation are projected onto the world. Pleroma refers to the non-living world that is undifferentiated by subjectivity; Creatura for the living world, subject to perceptual difference, distinction, and information.
*Criteria of Mental Process (i.e. Mind)
#A mind is an aggregate of interacting parts or components.
#The interaction between parts of the mind is triggered by difference…
#Mental process requires collateral energy.
#Mental process requires circular (or more complex) chains of determination.
#In the mental process the effects of difference are to be regarded as transforms (that is, coded versions) of the difference which preceded them.
#The description and classification of these processes of transformation disclose a hierarchy of
logical types immanent in the phenomena.
*. A term he coined in the 1940s referring to the organisation of learning, or learning to learn:
* Information – Bateson defined information as "a difference which makes a difference." This definition, however, is taken out of its context and lacks Bateson's reference to the requirement of energy to make a difference, and his definition of a difference as a matter that can be abstract also. For Bateson, information in fact mediated
Alfred Korzybski
Alfred Habdank Skarbek Korzybski (; ; July 3, 1879 – March 1, 1950) was a Polish-American philosopher and independent scholar who developed a field called general semantics, which he viewed as both distinct from, and more encompassing than, ...
's
map–territory relation
The map–territory relation is the relationship between an object and a representation of that object, as in the relation between a geographical territory and a map of it. Mistaking the map for the territory is a logical fallacy that occurs wh ...
, and thereby resolved, according to Bateson, the mind-body problem.
*
Schismogenesis – the emergence of divisions within social groups.
Continuing extensions of his work
In 1984, his daughter Mary Catherine Bateson published a joint biography of her parents (Bateson and
Margaret Mead
Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist, author and speaker, who appeared frequently in the mass media during the 1960s and the 1970s.
She earned her bachelor's degree at Barnard Col ...
).
His other daughter the filmmaker Nora Bateson released ''An Ecology of Mind'', a documentary that premiered at the
Vancouver International Film Festival
The Vancouver International Film Festival (VIFF) is an annual film festival held in Vancouver, British Columbia, Canada, for two weeks in late September and early October.
The festival is operated by the Greater Vancouver International Film Festi ...
. This film was selected as the audience favourite with the ''Morton Marcus Documentary Feature Award'' at the 2011
Santa Cruz Film Festival, and honoured with the 2011 ''John Culkin Award for Outstanding Praxis in the Field of Media Ecology'' by the
Media Ecology Association.
The Bateson Idea Group (BIG) initiated a web presence in October 2010. The group collaborated with the
American Society for Cybernetics for a joint meeting in July 2012 at the
Asilomar Conference Grounds in California.
The modern view of artificial intelligence based on social machines has deep links to Bateson's ecological perspectives of intelligence.
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*Possamai, Tiziano (2009). ''Dove il pensiero esita. Gregory Bateson e il doppio vincolo.'' Edizioni Ombre Corte.
*Possamai, Tiziano (2022). ''Where Thought Hesitates. Gregory Bateson and the Double Bind''. Mimesis International.
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* , 2 reels. The film was an inductee of the 1999
National Film Registry
The National Film Registry (NFR) is the United States National Film Preservation Board's (NFPB) collection of films selected for preservation (library and archival science), preservation, each selected for its cultural, historical, and aestheti ...
list.
* , 2 reels.
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* , 1 reel.
See also
*
Ray Birdwhistell
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Complex systems
A complex system is a system composed of many components that may interact with one another. Examples of complex systems are Earth's global climate, organisms, the human brain, infrastructure such as power grid, transportation or communication s ...
*
Constructivist epistemology
Constructivism is a view in the philosophy of science that maintains that scientific knowledge is constructed by the scientific community, which seeks to measure and construct models of the natural world. According to constructivists, natural ...
*
Family therapy
Family therapy (also referred to as family counseling, family systems therapy, marriage and family therapy, couple and family therapy) is a branch of psychotherapy focused on families and couples in intimate relationships to nurture change and ...
*
Holism
Holism is the interdisciplinary idea that systems possess properties as wholes apart from the properties of their component parts. Julian Tudor Hart (2010''The Political Economy of Health Care''pp.106, 258
The aphorism "The whole is greater than t ...
*
Ignacio Matte Blanco
*
Macy Conferences
The Macy conferences were a set of meetings of scholars from various academic disciplines held in New York under the direction of Frank Fremont-Smith at the Josiah Macy Jr. Foundation starting in 1941 and ending in 1960. The explicit aim of th ...
*
Mary Catherine Bateson
*
Mind-body problem
*
Niklas Luhmann
Niklas Luhmann (; ; December 8, 1927 – November 11, 1998) was a German sociologist, philosopher of social science, and systems theorist.
Niklas Luhmann is one of the most influential German sociologists of the 20th century. His thinking was ...
*
Second-order cybernetics
Second-order cybernetics, also known as the cybernetics of cybernetics, is the recursive application of cybernetics to itself and the reflexive practice of cybernetics according to such a critique. It is cybernetics where "the role of the observer ...
*
Systems philosophy
*
Systems theory in anthropology
*
Systems thinking
Systems thinking is a way of making sense of the complexity of the world by looking at it in terms of wholes and relationships rather than by splitting it down into its parts.Anderson, Virginia, & Johnson, Lauren (1997). ''Systems Thinking Ba ...
References
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* Gregory Bateson comments, p. 215.
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External links
Bateson Idea Group(official)
International Bateson InstituteInstitute for Intercultural Studies*
{{DEFAULTSORT:Bateson, Gregory
1904 births
1980 deaths
People from Grantchester
People educated at Charterhouse School
English emigrants to the United States
Alumni of St John's College, Cambridge
English anthropologists
English atheists
Communication theorists
British consciousness researchers and theorists
Cyberneticists
Fellows of the American Academy of Arts and Sciences
General semantics
Humor researchers
Philosophers of mind
Psychological anthropologists
British semioticians
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University of California, Santa Cruz faculty
Gregory
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