Dick Ellis
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Charles Howard "Dick" Ellis (1895–1975), was an Australian-born British intelligence officer who is alleged to have also been a
double agent In the field of counterintelligence, a double agent is an employee of a secret intelligence service for one country, whose primary purpose is to spy on a target organization of another country, but who is now spying on their own country's organi ...
for
Germany Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated betwe ...
and the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
. According to
Nigel West Rupert William Simon Allason (born 8 November 1951) is a British former Conservative Party politician and professional author. He was the Member of Parliament (MP) for Torbay in Devon, from 1987 to 1997. He writes books and articles on the subj ...
the SIS believed that Ellis had been a spy for the Abwehr.Nigel West, ''ELLIS, DICK'', ''Dictionary of British Intelligence''. Ellis was accused by
Chapman Pincher Henry Chapman Pincher (29 March 1914 – 5 August 2014) was an English journalist, historian and novelist whose writing mainly focused on espionage and related matters, after some early books on scientific subjects. Early life Pincher was born ...
of being a traitor. During the 1980s, Prime Minister
Margaret Thatcher Margaret Hilda Thatcher, Baroness Thatcher (; 13 October 19258 April 2013) was Prime Minister of the United Kingdom from 1979 to 1990 and Leader of the Conservative Party (UK), Leader of the Conservative Party from 1975 to 1990. S ...
's refusal to confirm or deny Pincher's allegation caused distress to the Ellis family. Ellis was born in Sydney, to parents who had emigrated from
Devon Devon ( , historically known as Devonshire , ) is a ceremonial and non-metropolitan county in South West England. The most populous settlement in Devon is the city of Plymouth, followed by Devon's county town, the city of Exeter. Devon is ...
, and spent his early life in
Melbourne Melbourne ( ; Boonwurrung/Woiwurrung: ''Narrm'' or ''Naarm'') is the capital and most populous city of the Australian state of Victoria, and the second-most populous city in both Australia and Oceania. Its name generally refers to a met ...
and
Tasmania ) , nickname = , image_map = Tasmania in Australia.svg , map_caption = Location of Tasmania in AustraliaCoordinates: , subdivision_type = Country , subdi ...
. In 1914, he travelled to England, intending to study at
Oxford University Oxford () is a city in England. It is the county town and only city of Oxfordshire. In 2020, its population was estimated at 151,584. It is north-west of London, south-east of Birmingham and north-east of Bristol. The city is home to the ...
.


Military service

Following the outbreak of the
First World War World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
(1914–18), Dick Ellis enlisted as a Private in the
Territorial Force The Territorial Force was a part-time volunteer component of the British Army, created in 1908 to augment British land forces without resorting to conscription. The new organisation consolidated the 19th-century Volunteer Force and yeomanry i ...
, and became part of the 100th Provisional Battalion, which later was renamed the 29th (CITY OF LONDON) Battalion. He saw action on the Western Front and was wounded three times, before being commissioned as an officer in September 1917.Cain, Frank,
Ellis, Charles Howard (Dick) (1895–1975)
, ''
Australian Dictionary of Biography The ''Australian Dictionary of Biography'' (ADB or AuDB) is a national co-operative enterprise founded and maintained by the Australian National University (ANU) to produce authoritative biographical articles on eminent people in Australia's ...
'', National Centre of Biography, Australian National University, accessed 4 April 2012.
In 1918, he transferred to the Intelligence Corps and there served for several months, before the
Armistice An armistice is a formal agreement of warring parties to stop fighting. It is not necessarily the end of a war, as it may constitute only a cessation of hostilities while an attempt is made to negotiate a lasting peace. It is derived from the La ...
of 11 November 1918. In 1919, Ellis then was sent to
Transcaspia The Transcaspian Oblast (russian: Закаспійская область), or just simply Transcaspia (russian: Закаспія), was the section of Russian Empire and early Soviet Russia to the east of the Caspian Sea during the second half of ...
, as part of the
Malleson mission The Malleson mission was a military action by a small autonomous force of British troops, led by General Wilfrid Malleson, operating against Bolshevik forces over large distances in Transcaspia (modern Turkmenistan) between 1918 and 1919. Backg ...
against the
Bolshevik The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
s in Turkmenistan; and he participated in the Afghan War of 1919; that same year, Ellis was awarded the OBE (military) for being a good soldier.Mr C. H. Ellis (Obituaries) ''The Times'' 16 July 1975.


Intelligence career

After leaving the army, Ellis resumed his studies, learning Russian at
St Edmund Hall, Oxford St Edmund Hall (sometimes known as The Hall or informally as Teddy Hall) is a constituent college of the University of Oxford. The college claims to be "the oldest surviving academic society to house and educate undergraduates in any university ...
and the
Sorbonne Sorbonne may refer to: * Sorbonne (building), historic building in Paris, which housed the University of Paris and is now shared among multiple universities. *the University of Paris (c. 1150 – 1970) *one of its components or linked institution, ...
. He joined the
Secret Intelligence Service The Secret Intelligence Service (SIS), commonly known as MI6 ( Military Intelligence, Section 6), is the foreign intelligence service of the United Kingdom, tasked mainly with the covert overseas collection and analysis of human intelligenc ...
in Paris in 1923. Ellis held diplomatic and consular posts in Turkey and the Balkans. In December 1923, Ellis became British vice-consul in Berlin and later worked in Vienna and Geneva as foreign correspondent for the ''
Morning Post ''The Morning Post'' was a conservative daily newspaper published in London from 1772 to 1937, when it was acquired by ''The Daily Telegraph''. History The paper was founded by John Bell. According to historian Robert Darnton, ''The Morning Po ...
''. While in Geneva, Ellis wrote a major book on the League of Nations. Although for long attributed to British-Finnish League official
Konni Zilliacus Konni Zilliacus (13 September 1894 – 6 July 1967) was the Member of Parliament for Gateshead from 1945 until 1950, and for Manchester Gorton from 1955 until his death. He was a left-wing Labour Party politician. Zilliacus spoke nine l ...
, it has been proven that Ellis was the real author. In 1938 he was brought back to England to supervise the German embassy's telephone lines. Ribbentrop's staff soon developed an uncharacteristic discretion during telephone conversations. Ellis was subsequently sent to Liverpool to establish a mail censorship centre. In summer 1940 he became deputy-head of
British Security Co-ordination British Security Co-ordination (BSC) was a covert organisation set up in New York City by the British Secret Intelligence Service (MI6) in May 1940 upon the authorisation of the Prime Minister, Winston Churchill. Its purpose was to investigate ...
in New York. Here, in the period before
Pearl Harbor Pearl Harbor is an American lagoon harbor on the island of Oahu, Hawaii, west of Honolulu. It was often visited by the Naval fleet of the United States, before it was acquired from the Hawaiian Kingdom by the U.S. with the signing of the Re ...
, Ellis briefed J Edgar Hoover in
counter-espionage Counterintelligence is an activity aimed at protecting an agency's intelligence program from an opposition's intelligence service. It includes gathering information and conducting activities to prevent espionage, sabotage, assassinations or o ...
techniques. He provided the blueprint from which
William J. Donovan William Joseph "Wild Bill" Donovan (January 1, 1883 – February 8, 1959) was an American soldier, lawyer, intelligence officer and diplomat, best known for serving as the head of the Office of Strategic Services (OSS), the precursor to the Bur ...
was able to set up the
Office of Strategic Services The Office of Strategic Services (OSS) was the intelligence agency of the United States during World War II. The OSS was formed as an agency of the Joint Chiefs of Staff (JCS) to coordinate espionage activities behind enemy lines for all branc ...
and consequently was awarded the American Legion of Merit."Mr C. H. Ellis", H. M. H., ''The Times'', 21 July 1975 At the end of the War he was appointed a
CBE The Most Excellent Order of the British Empire is a British order of chivalry, rewarding contributions to the arts and sciences, work with charitable and welfare organisations, and public service outside the civil service. It was established o ...
for his work. In 1945, the SIS learned from captured German spy controller
Walter Schellenberg Walter Friedrich Schellenberg (16 January 1910 – 31 March 1952) was a German SS functionary during the Nazi era. He rose through the ranks of the SS, becoming one of the highest ranking men in the '' Sicherheitsdienst'' (SD) and eventually a ...
that a man named Ellis had betrayed the organisation. However, it failed to act and Pincher believes that Ellis was subsequently blackmailed into spying for the Soviets.Chapman Pincher, Letters:"Security risks", ''The Times'', 6 May 1981 Ellis was subsequently sent to Singapore on the staff of the United Kingdom Commissioner-General for South-East Asia. He was 'controller Western Hemisphere' and 'controller Far East' during the early 1950s. Ellis also helped set up the Australian Secret (Intelligence) Service. He retired in 1953 and was awarded the CMG. A lengthy investigation into the allegations against Ellis was code-named "Emerton". A former in-house CIA historian, Thomas F. Troy, stated that
James Angleton James Jesus Angleton (December 9, 1917 – May 11, 1987) was chief of counterintelligence for the Central Intelligence Agency (CIA) from 1954 to 1974. His official position within the organization was Associate Deputy Director of Operations for ...
had warned him in 1963 that Ellis was under investigation as a suspected Soviet agent. Pincher alleged that in 1965 Ellis was challenged and admitted to spying for Germany. ''
The Independent ''The Independent'' is a British online newspaper. It was established in 1986 as a national morning printed paper. Nicknamed the ''Indy'', it began as a broadsheet and changed to tabloid format in 2003. The last printed edition was publis ...
s James Dalrymple said that Ellis 'sold "vast quantities of information" about the British secret service to the Germans', aiding the production of the Gestapo handbook for the Invasion of Britain.


Malleson mission

In retirement C. H. Ellis wrote a book about the Malleson mission: ''The Transcaspian Episode''. Among the incidents addressed in the book was the execution of 26 Commissars – including
Stepan Shahumyan Stepan Georgevich Shaumian (; , ''Step’an Ge'vorgi Shahumyan''; 1 October 1878 – 20 September 1918) was a Bolshevik revolutionary and politician active throughout the Caucasus. Arzumanyan, M. Շահումյան, Ստեփան Գևորգի. ...
– of a Soviet
client Client(s) or The Client may refer to: * Client (business) * Client (computing), hardware or software that accesses a remote service on another computer * Customer or client, a recipient of goods or services in return for monetary or other valuable ...
, the
Centrocaspian Dictatorship The Centro-Caspian Dictatorship, also known as the Central-Caspian Dictatorship (russian: Диктатура Центрокаспия, ''Diktatura Tsentrokaspiya'') ( Azerbaijani: Sentrokaspi Diktaturası), was a short-lived anti-Soviet administ ...
, in September 1918. The commissars had earlier fled the Mussavatist Azerbaijan advanced guard in the
September Days The September Days ( hy, 1918 թ. Բաքվի հայերի կոտորած, translit=Bakvi hayeri kotorats, translation=1918 massacre of Baku Armenians) refers to a period during the Russian Civil War in September 1918 when Armenian inhabitants o ...
of 1918 just before the Turks occupied Baku. They planned to sail to
Astrakhan Astrakhan ( rus, Астрахань, p=ˈastrəxənʲ) is the largest city and administrative centre of Astrakhan Oblast in Southern Russia. The city lies on two banks of the Volga, in the upper part of the Volga Delta, on eleven islands of the ...
, the only
Caspian Caspian can refer to: *The Caspian Sea *The Caspian Depression, surrounding the northern part of the Caspian Sea *The Caspians, the ancient people living near the Caspian Sea *Caspian languages, collection of languages and dialects of Caspian peopl ...
port still in Bolshevik hands but were instead dumped at the port of Krasnovodsk where they were summarily executed by the local Menshevik garrison. Ellis fundamentally disagreed with claims by the
Socialist Revolutionary The Socialist Revolutionary Party, or the Party of Socialist-Revolutionaries (the SRs, , or Esers, russian: эсеры, translit=esery, label=none; russian: Партия социалистов-революционеров, ), was a major politi ...
journalist Vadim Chaikin that British officers were responsible for the deaths of the Commisars, pointing out that it had been a triumph for Soviet propaganda. In a letter to ''
The Times ''The Times'' is a British daily national newspaper based in London. It began in 1785 under the title ''The Daily Universal Register'', adopting its current name on 1 January 1788. ''The Times'' and its sister paper ''The Sunday Times'' (fou ...
'' in 1961, Ellis placed the blame with the "
Menshevik The Mensheviks (russian: меньшевики́, from меньшинство 'minority') were one of the three dominant factions in the Russian socialist movement, the others being the Bolsheviks and Socialist Revolutionaries. The factions eme ...
-Socialist Revolutionary"
Transcaspian Government The Transcaspian Government (1918 - July 1919) was a "Menshevik-Socialist Revolutionary" coalition set up by the Railway workers of the Trans-Caspian Railway in 1918. It was based at Ashgabat, Transcaspian Oblast. Origin Autonomous sentiments we ...
, which had jurisdiction over the prisoners. According to Ellis the claim of British involvement arose only after the Socialist Revolutionaries found the need to ingratiate themselves with the stronger
Bolsheviks The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
.


Biography

Ellis is the subject of British-Australian author Jesse Fink's biography ''The Eagle in the Mirror''.


Footnotes


References

*Ellis, C. H,
The British Intervention in Transcaspia 1918–1919
University of California Press The University of California Press, otherwise known as UC Press, is a publishing house associated with the University of California that engages in academic publishing. It was founded in 1893 to publish scholarly and scientific works by faculty ...
, 1963 *James Cotton, ‘”The Standard Work in English on the League” and Its Authorship: Charles Howard Ellis, an Unlikely Australian Internationalist’, History of European Ideas, 42:8, 1089-1104, 2016 DOI: 10.1080/01916599.2016.1182568 {{DEFAULTSORT:Ellis, Dick 1895 births 1975 deaths People from Sydney Allied intervention in the Russian Civil War Alumni of St Edmund Hall, Oxford Officers of the Order of the British Empire Commanders of the Order of the British Empire Recipients of the Legion of Merit Companions of the Order of St Michael and St George British diplomats Secret Intelligence Service personnel World War II spies for Germany Australian emigrants to England Australian expatriates in England