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''Carnaval'', Op. 9, is a work by
Robert Schumann Robert Schumann (; 8 June 181029 July 1856) was a German composer, pianist, and influential music critic. He is widely regarded as one of the greatest composers of the Romantic era. Schumann left the study of law, intending to pursue a career a ...
for piano solo, written in 1834–1835 and subtitled ''Scènes mignonnes sur quatre notes'' (Little Scenes on Four Notes). It consists of 21 short pieces representing masked revelers at
Carnival Carnival is a Catholic Christian festive season that occurs before the liturgical season of Lent. The main events typically occur during February or early March, during the period historically known as Shrovetide (or Pre-Lent). Carnival t ...
, a festival before
Lent Lent ( la, Quadragesima, 'Fortieth') is a solemn religious moveable feast#Lent, observance in the liturgical calendar commemorating the 40 days Jesus spent fasting in the desert and enduring Temptation of Jesus, temptation by Satan, according ...
. Schumann gives musical expression to himself, his friends and colleagues, and characters from improvised Italian comedy (''
commedia dell'arte (; ; ) was an early form of professional theatre, originating from Italian theatre, that was popular throughout Europe between the 16th and 18th centuries. It was formerly called Italian comedy in English and is also known as , , and . Charact ...
''). He dedicated the work to the violinist Karol Lipiński.


Background

''Carnaval'' had its origin in a set of
variations Variation or Variations may refer to: Science and mathematics * Variation (astronomy), any perturbation of the mean motion or orbit of a planet or satellite, particularly of the moon * Genetic variation, the difference in DNA among individua ...
on a ''Sehnsuchtswalzer'' by
Franz Schubert Franz Peter Schubert (; 31 January 179719 November 1828) was an Austrian composer of the late Classical and early Romantic eras. Despite his short lifetime, Schubert left behind a vast ''oeuvre'', including more than 600 secular vocal wo ...
, whose music Schumann had only discovered in 1827. The catalyst for writing the variations may have been a work for piano and orchestra by Schumann's close friend Ludwig Schuncke, a set of variations on the same Schubert theme. Schumann felt that Schuncke's heroic treatment was an inappropriate reflection of the tender nature of the Schubert piece, so he set out to approach his variations in a more intimate way, working on them in 1833 and 1834. Schumann's work was never completed, however, and Schuncke died in December 1834, but he did re-use the opening 24 measures for the opening of ''Carnaval''. Pianist Andreas Boyde has since reconstructed the original set of variations from Schumann's manuscript (published by Hofmeister Musikverlag), premiered this reconstruction in New York and recorded it for Athene Records. Romanian pianist Herbert Schuch has also recorded this reconstruction, with his own editorial emendations, for the Oehms Classics label. The 21 pieces are connected by a recurring motif. The four notes are encoded puzzles, and Schumann predicted that "deciphering my masked ball will be a real game for you." In each section of ''Carnaval'' there appears one or both of two series of musical notes. These are musical cryptograms, as follows: * A, E, C, B – German: A–Es–C–H (the Es is pronounced as a word for the letter S) * A, C, B – German: As–C–H * E, C, B, A – German: as Es–C–H–A The first two spell the German name for the town of Asch (now
Aš (; german: Asch) is a town in Cheb District in the Karlovy Vary Region of the Czech Republic. It has about 12,000 inhabitants. Administrative parts Villages of Dolní Paseky, Doubrava, Horní Paseky, Kopaniny, Mokřiny, Nebesa, Nový ...
in the Czech Republic), in which Schumann's then fiancée, Ernestine von Fricken, was born. The sequence of letters also appears in the German word , meaning carnival. In addition, is German for "Ash", as in
Ash Wednesday Ash Wednesday is a holy day of prayer and fasting in many Western Christian denominations. It is preceded by Shrove Tuesday and falls on the first day of Lent (the six weeks of penitence before Easter). It is observed by Catholics in the ...
, the first day of Lent. Lastly, it encodes a version of the composer's name, Robert Alexander Schumann. The third series, S–C–H–A, encodes the composer's name again with the musical letters appearing in Schumann, in their correct order. Heinz Dill has mentioned Schumann's use of musical quotes and codes in this work. Eric Sams has discussed literary allusions in the work, such as to novels of
Jean Paul Jean Paul (; born Johann Paul Friedrich Richter, 21 March 1763 – 14 November 1825) was a German Romantic writer, best known for his humorous novels and stories. Life and work Jean Paul was born at Wunsiedel, in the Fichtelgebirge mountain ...
. In ''Carnaval'', Schumann goes further musically than in '' Papillons'', Op. 2, for he himself conceives the story for which it serves as a musical illustration. Each piece has a title, and the work as a whole is a musical representation of an elaborate and imaginative masked ball during carnival season. ''Carnaval'' remains famous for its resplendent chordal passages and its use of rhythmic displacement and has long been a staple of the pianist's repertoire. Both Schumann and his wife Clara considered his solo piano works too difficult for the general public. (
Frédéric Chopin Frédéric François Chopin (born Fryderyk Franciszek Chopin; 1 March 181017 October 1849) was a Polish composer and virtuoso pianist of the Romantic period, who wrote primarily for solo piano. He has maintained worldwide renown as a leadin ...
is reported to have said that ''Carnaval'' was not music at all. Chopin did not warm to Schumann on the two occasions they met briefly and had a generally low opinion of his music.) Consequently, the works for solo piano were rarely performed in public during Schumann's lifetime, although
Franz Liszt Franz Liszt, in modern usage ''Liszt Ferenc'' . Liszt's Hungarian passport spelled his given name as "Ferencz". An orthographic reform of the Hungarian language in 1922 (which was 36 years after Liszt's death) changed the letter "cz" to simpl ...
performed selections from ''Carnaval'' in Leipzig in March 1840, omitting certain movements with Schumann's consent. Six months after Schumann's death, Liszt would write to
Wilhelm Joseph von Wasielewski Wilhelm Joseph von Wasielewski (17 June 1822 – 13 December 1896) was a German violinist, conductor, and musicologist. Life Wasielewski was born on 17 June 1822 in the village of Groß-Leesen (Polish: Leźno), near Danzig as the eighth of el ...
, Schumann's future biographer, that ''Carnaval'' was a work "that will assume its natural place in the public eye alongside
Beethoven Ludwig van Beethoven (baptised 17 December 177026 March 1827) was a German composer and pianist. Beethoven remains one of the most admired composers in the history of Western music; his works rank amongst the most performed of the classic ...
's ''
Diabelli Variations The ''33 Variations on a waltz by Anton Diabelli'', Op. 120, commonly known as the ''Diabelli Variations'', is a set of variations for the piano written between 1819 and 1823 by Ludwig van Beethoven on a waltz composed by Anton Diabelli. It f ...
'', which in my opinion it even surpasses in melodic invention and conciseness".


Sections

The work has 21 sections, plus a separate line in between the 8th and 9th sections, titled ''Sphinxes'', that contains a description of the aforementioned musical codes. Sections 16 and 17 are actually a single piece with the middle section having its own title; they are commonly numbered separately. 1. ''Préambule'' (A major; ''Quasi maestoso'') : The Préambule is one of the few pieces in the set not explicitly organized around the A–S–C–H idea. It was taken from the incomplete ''Variations on a Theme of Schubert''. The theme was Schubert's ''Sehnsuchtswalzer'', Op. 9/2, D. 365. 2. ''Pierrot'' (E major; ''Moderato'') : This is a depiction of Pierrot, a character from the ''
commedia dell'arte (; ; ) was an early form of professional theatre, originating from Italian theatre, that was popular throughout Europe between the 16th and 18th centuries. It was formerly called Italian comedy in English and is also known as , , and . Charact ...
'', commonly represented in costume at a ball. 3. ''Arlequin'' (B major; ''Vivo'') : This is a depiction of
Harlequin Harlequin (; it, Arlecchino ; lmo, Arlechin, Bergamasque pronunciation ) is the best-known of the '' zanni'' or comic servant characters from the Italian '' commedia dell'arte'', associated with the city of Bergamo. The role is traditional ...
, another character from the ''commedia dell'arte''. 4. ''Valse noble'' (B major; ''Un poco maestoso'') 5. ''Eusebius'' (E major; ''Adagio'') : Depicting the composer's calm, deliberate side. 6. ''Florestan'' (G minor; ''Passionato'') : Depicting the composer's fiery, impetuous side. Schumann quotes the main waltz theme from his earlier work '' Papillons'', Op. 2, in this movement. 7. ''Coquette'' (B major; ''Vivo'') : Depicting a flirtatious girl. 8. ''Replique'' (B major – G minor; ''L'istesso tempo'') : A 'reply' to the coquette. —. ''Sphinxs'' : This consists of three sections, each consisting of one bar on a single staff in bass (F) clef, with no key, tempo, or dynamic indications. The notes are written as breves or double whole notes. The pitches given are the notes EC B A (SCHA) and AC B (AsCH) and A EC B (ASCH). Many pianists and editors, including Clara Schumann, advocate for omitting the Sphinxs in performance. 9. ''Papillons'' (B major; ''Prestissimo'') : This piece is unrelated to his earlier work of the same name. 10. ''A.S.C.H.  S.C.H.A. (Lettres Dansantes)'' (E major; ''Presto'') : Despite the title, the pattern used is As–C–H. 11. ''Chiarina'' (C minor; ''Passionato'') : A depiction of Clara Schumann. 12. ''Chopin'' (A major; ''Agitato'') : An evocation of his colleague
Frédéric Chopin Frédéric François Chopin (born Fryderyk Franciszek Chopin; 1 March 181017 October 1849) was a Polish composer and virtuoso pianist of the Romantic period, who wrote primarily for solo piano. He has maintained worldwide renown as a leadin ...
. 13. ''Estrella'' (F minor; ''Con affetto'') : Depicting Ernestine von Fricken. 14. ''Reconnaissance'' (A major; ''Animato'') : Likely depicting Schumann and Ernestine recognizing each other at the ball. 15. ''Pantalon et Colombine'' (F minor (ends in F major); ''Presto'') : The characters Pantalone and
Columbina Columbina (in Italian Colombina, meaning "little dove"; in French and English Colombine) is a stock character in the ''commedia dell'arte''. She is Harlequin's mistress, a comic servant playing the tricky slave type, and wife of Pierrot. Rudli ...
from the ''commedia dell'arte''. 16–17. ''Valse allemande'' – ''Paganini'' (A major – F minor – A major; ''Molto vivace'' – ''Intermezzo: Presto'') : A German waltz, with an evocation of Niccolò Paganini in the middle. 16 and 17 are actually a single piece in ABA form: #16 consisting of the initial A-part (Molto vivace) entitled ''"Valse Allemande"'', followed by #17 the B-part (Intermezzo: Presto) entitled ''"Paganini"'' and a reprise of the entire Valse A-part again (Tempo I: ma più vivo). 18. ''Aveu'' (F minor – A major; ''Passionato'') : Depicting a confession of love. 19. ''Promenade'' (D major; ''Con moto'') 20. ''Pause'' (A major; ''Vivo'') : A short introduction and a quote of the first section ''Préambule'', leads into the final section. 21. ''Marche des “Davidsbündler” contre les Philistins'' (A major; ''Non allegro'') :
Quotations A quotation is the repetition of a sentence, phrase, or passage from speech or text that someone has said or written. In oral speech, it is the representation of an utterance (i.e. of something that a speaker actually said) that is introduced by ...
from a number of the previous sections fleetingly reappear; the ''
Großvatertanz The Grossvatertanz (Grandfather Dance) is a German dance tune from the 17th century. It is generally considered a traditional folk tune. It is a tripartite tune: * 8 bars in time, Andante * 4 bars of a different theme in time, Allegro (repeated ...
'', identified by Schumann in the score as a "Theme from the 17th century" and intended to represent those holding to old-fashioned, outdated and inartistic ideals (i.e.,
Philistines The Philistines ( he, פְּלִשְׁתִּים, Pəlīštīm; Koine Greek ( LXX): Φυλιστιείμ, romanized: ''Phulistieím'') were an ancient people who lived on the south coast of Canaan from the 12th century BC until 604 BC, whe ...
) is quoted from his earlier work ''Papillons'', Op. 2.


Orchestrations

In 1910,
Michel Fokine Michael Fokine, ''Mikhail Mikhaylovich Fokin'', group=lower-alpha ( – 22 August 1942) was a groundbreaking Imperial Russian choreographer and dancer. Career Early years Fokine was born in Saint Petersburg to a prosperous merchant an ...
choreographed ''
Carnaval Carnival is a Catholic Christian festive season that occurs before the liturgical season of Lent. The main events typically occur during February or early March, during the period historically known as Shrovetide (or Pre-Lent). Carnival ty ...
'' for a production by Sergei Diaghilev's
Ballets Russes The Ballets Russes () was an itinerant ballet company begun in Paris that performed between 1909 and 1929 throughout Europe and on tours to North and South America. The company never performed in Russia, where the Revolution disrupted society. ...
, with orchestration written collaboratively by
Alexander Glazunov Alexander Konstantinovich Glazunov; ger, Glasunow (, 10 August 1865 – 21 March 1936) was a Russian composer, music teacher, and conductor of the late Russian Romantic period. He was director of the Saint Petersburg Conservatory between 190 ...
,
Nikolai Rimsky-Korsakov Nikolai Andreyevich Rimsky-Korsakov . At the time, his name was spelled Николай Андреевичъ Римскій-Корсаковъ. la, Nicolaus Andreae filius Rimskij-Korsakov. The composer romanized his name as ''Nicolas Rimsk ...
, Anatoly Lyadov and
Alexander Tcherepnin Alexander Nikolayevich Tcherepnin (russian: Алекса́ндр Никола́евич Черепни́н, link=no; 21 January 1899 – 29 September 1977) was a Russian-born composer and pianist. His father, Nikolai Tcherepnin (pupil of Niko ...
. Among others who have orchestrated ''Carnaval'' are
Maurice Ravel Joseph Maurice Ravel (7 March 1875 – 28 December 1937) was a French composer, pianist and conductor. He is often associated with Impressionism along with his elder contemporary Claude Debussy, although both composers rejected the term. In ...
(1914) and Giampaolo Testoni (1995).Casa Musicale Sonzogno: Giampaolo Testoni
/ref>


References


External links

*
Recording of original piano solo arrangement
by Boris Giltburg (archived on the
Wayback Machine The Wayback Machine is a digital archive of the World Wide Web founded by the Internet Archive, a nonprofit based in San Francisco, California. Created in 1996 and launched to the public in 2001, it allows the user to go "back in time" and see ...
) * , performed by Claudio Arrau * , performed by
Youri Egorov Youri Aleksandrovich Egorov (russian: Юрий Александрович Егоров; 28 May 1954 – 16 April 1988) was a Soviet and Monegasque classical pianist. Early years Born in Kazan, USSR, Youri Egorov studied music at the Kazan Conser ...
{{Authority control Piano music by Robert Schumann Compositions for solo piano 1835 compositions Music dedicated to ensembles or performers ASCH Works adapted into ballets