Cognitive Constraints On Compositional Systems
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"Cognitive Constraints on Compositional Systems" is an essay by
Fred Lerdahl Alfred Whitford (Fred) Lerdahl (born March 10, 1943, in Madison, Wisconsin) is the Fritz Reiner Professor Emeritus of Musical Composition at Columbia University, and a composer and music theorist best known for his work on musical grammar and cogn ...
that cites
Pierre Boulez Pierre Louis Joseph Boulez (; 26 March 1925 – 5 January 2016) was a French composer, conductor and writer, and the founder of several musical institutions. He was one of the dominant figures of post-war Western classical music. Born in Mont ...
's ''
Le Marteau sans maître ''Le Marteau sans maître'' (; The Hammer without a Master) is a chamber cantata by French composer Pierre Boulez. The work, which received its premiere in 1955, sets surrealist poetry by René Char for contralto and six instrumentalists. It i ...
'' (1955) as an example of "a huge gap between compositional system and cognized result," though he "could have illustrated just as well with works by
Milton Babbitt Milton Byron Babbitt (May 10, 1916 – January 29, 2011) was an American composer, music theorist, mathematician, and teacher. He is particularly noted for his Serialism, serial and electronic music. Biography Babbitt was born in Philadelphia t ...
, Elliott Carter, Luigi Nono,
Karlheinz Stockhausen Karlheinz Stockhausen (; 22 August 1928 – 5 December 2007) was a German composer, widely acknowledged by critics as one of the most important but also controversial composers of the 20th and early 21st centuries. He is known for his groun ...
, or Iannis Xenakis". (In semiological terms, this is a gap between the esthesic and poietic processes.) To explain this gap, and in hopes of bridging it, Lerdahl proposes the concept of a musical grammar, "a limited set of rules that can generate indefinitely large sets of musical events and/or their structural descriptions". He divides this further into compositional grammar and listening grammar, the latter being one "more or less unconsciously employed by auditors, that generates mental representations of the music". He divides the former into natural and artificial compositional grammars. While the two have historically been fruitfully mixed, a natural grammar arises spontaneously in a culture while an artificial one is a conscious invention of an individual or group in a culture; the gap can arise only between listening grammar and artificial grammars. To begin to understand the listening grammar, Lerdahl and
Ray Jackendoff Ray Jackendoff (born January 23, 1945) is an American linguist. He is professor of philosophy, Seth Merrin Chair in the Humanities and, with Daniel Dennett, co-director of the Center for Cognitive Studies at Tufts University. He has always str ...
created a theory of musical cognition, '' A Generative Theory of Tonal Music'' (1983; ). That theory is outlined in the essay.


Constraints

Lerdahl's constraints on artificial compositional grammars are:


Event sequences

*''Constraint 1'': The musical surface must be capable of being parsed into a sequence of discrete events. ** Ligeti, computer music">György_Ligeti.html" ;"title="ounterexample: György Ligeti">Ligeti, computer music] *''Constraint 2'': The musical surface must be available for hierarchical structuring by the listening grammar. **[through grouping structure, metrical structure, time-span reduction, and prolongational reduction. "Associational" factors such as motivic development and
timbral In music, timbre ( ), also known as tone color or tone quality (from psychoacoustics), is the perceived sound quality of a musical note, sound or tone. Timbre distinguishes different types of sound production, such as choir voices and musical ...
relations are ignored, but for "Timbral Hierarchies" see Lerdahl 1987] *''Constraint 3'': The establishment of local grouping boundaries requires the presence of salient distinctive transitions at the musical surface. ** ounterexample: minimal music">minimal_music.html" ;"title="ounterexample: minimal music">ounterexample: minimal music*''Constraint 4'': Projections of groups, especially at larger levels, depends on symmetry and on the establishment of musical parallelism (music), parallelisms. *''Constraint 5'': The establishment of a Metre (poetry), metrical structure requires a degree of regularity in the placement of phenomenal accents. *''Constraint 6'': A complex time-span segmentation depends on the projection of complex grouping and metrical structures. *''Constraint 7'': The projection of a time-span tree depends on a complex time-span segmentation in conjunction with a set of stability conditions. *''Constraint 8'': The projection of a prolongational tree depends on a corresponding time-span tree in conjunction with a set of stability conditions.


Underlying materials

*''Constraint 9'': Stability conditions must operate on a fixed collection of elements. ** sually pitches or rather fundamentals with harmonic partials*''Constraint 10'':
Intervals Interval may refer to: Mathematics and physics * Interval (mathematics), a range of numbers ** Partially ordered set#Intervals, its generalization from numbers to arbitrary partially ordered sets * A statistical level of measurement * Interval est ...
between elements of a collection arranged along a scale should fall within a certain range of magnitude. *''Constraint 11'': A pitch collection should recur at the
octave In music, an octave ( la, octavus: eighth) or perfect octave (sometimes called the diapason) is the interval between one musical pitch and another with double its frequency. The octave relationship is a natural phenomenon that has been refer ...
to produce pitch classes. ** *''Constraint 12'': There must be a strong psychoacoustic basis for stability conditions. For pitch collections, that requires intervals that proceed gradually from very small to comparatively large frequency
ratio In mathematics, a ratio shows how many times one number contains another. For example, if there are eight oranges and six lemons in a bowl of fruit, then the ratio of oranges to lemons is eight to six (that is, 8:6, which is equivalent to the ...
s. ** *''Constraint 13'': Division of the octave into equal parts facilitates transposition and reduces memory load. ** *''Constraint 14'': Assume pitch sets of ''n''-fold equal divisions of the octave. Then subsets that satisfy uniqueness, coherence, and simplicity will facilitate location within the overall pitch space. **[only certain divisions of the octave, 12 and 20 included, allow uniqueness, coherence, and transpositional simplicity, and only the diatonic and pentatonic subsets of the 12-tone chromatic set follow these constraints (Balzano, 1980, 1982)]


Pitch space

*''Constraint 15'': Any but the most primitive stability conditions must be susceptible to multidimensional representation, where spatial distance correlates with cognitive distance. *''Constraint 16'': Levels of pitch space must be sufficiently available from musical surfaces to be internalized. *''Constraint 17'': A reductionally organized pitch space is needed to express the steps and skips by which cognitive distance is measured and to express degrees of melodic completeness. ** ompletedness resembles implication-realization theory (Meyer, 1973 and Narmour, 1977), the ''Zug'', '' Urlinie">ompletedness resembles implication-realization theory (Meyer, 1973 and Narmour, 1977), the ''Zug'', '' Schenker).">Urlinie'', and ''Bassbrechung'' (Heinrich Schenker">Schenker). He concludes, "Some of these constraints seem to me binding, others optional. Constraints 9–12 are essential for the very existence of stability conditions. Constraints 13–17, on the other hand, can be variously jettisoned." Examples given are South Indian music Carnatic music, known as or in the South Indian languages, is a system of music commonly associated with South India, including the modern Indian states of Karnataka, Andhra Pradesh, Telangana, Kerala and Tamil Nadu, and Sri Lanka. It is ...
, which doesn't modulate and isn't equally tempered (13 & 14), and music such as that of modulation (music)">modulate and isn't equally tempered (13 & 14), and music such as that of Claude Debussy, Béla Bartók">Claude Debussy">modulation (music)">modulate and isn't equally tempered (13 & 14), and music such as that of Claude Debussy, Béla Bartók, and others who "have developed consonance-dissonance patterns directly from the total chromatic" (14–17).


Comprehensibility and value

*''Aesthetic Claim 1'': The best music utilizes the full potential of our cognitive resources. *''Aesthetic Claim 2'': The best music arises from an alliance of a compositional grammar with the listening grammar. To these ends he proposes the use of the terms "
complexity Complexity characterises the behaviour of a system or model whose components interaction, interact in multiple ways and follow local rules, leading to nonlinearity, randomness, collective dynamics, hierarchy, and emergence. The term is generall ...
" and "complicatedness", complexity being hierarchical structural richness, and complicatedness being "numerous non-redundant events per unit time." On Lerdahl's view complexity has aesthetic value, while complicatedness is neutral. He writes, "All sorts of music satisfy these criteria – for example, Indian
raga A ''raga'' or ''raag'' (; also ''raaga'' or ''ragam''; ) is a melodic framework for improvisation in Indian classical music akin to a musical mode, melodic mode. The ''rāga'' is a unique and central feature of the classical Indian music tradit ...
, Japanese koto,
jazz Jazz is a music genre that originated in the African-American communities of New Orleans, Louisiana in the late 19th and early 20th centuries, with its roots in blues and ragtime. Since the 1920s Jazz Age, it has been recognized as a major ...
, and most Western art music.
Rock music Rock music is a broad genre of popular music that originated as " rock and roll" in the United States in the late 1940s and early 1950s, developing into a range of different styles in the mid-1960s and later, particularly in the United States an ...
fails on grounds of insufficient complexity. Much
contemporary music Contemporary classical music is classical music composed close to the present day. At the beginning of the 21st century, it commonly referred to the post-1945 modern forms of post-tonal music after the death of Anton Webern, and included serial ...
pursues complicatedness as compensation for a lack of complexity. In short, these criteria allow for infinite variety but only along certain lines." "I find this conclusion both exciting and – initially at least – alarming...the constraints are tighter than I bargained for." "My second aesthetic claim in effect rejects this progressivist"attitude in favor of the older view that music-making should be based on "nature". For the ancients, nature may have resided in the music of the spheres, but for us it lies in the musical mind."


Reception

Lerdahl's paper has elicited many responses. Roger Scruton praised it, calling it "hard-hitting".
Nicholas Cook Nicholas Cook, (born 5 June 1950COOK, Prof. Nicholas (John)’, Who's Who 2012, A & C Black, 2012; online edn, Oxford University Press, Dec 2011 ; online edn, Nov 201accessed 9 April 2012/ref>) is a British musicologist and writer born in Athens ...
wrote, "The idea that music is a process of communication in which listeners decode structures that composers have encoded... is... based on several disputable assumptions: that people choose to listen grammatically; that there is, or ought to be, an equivalence between compositional and listening grammars; and, most fundamentally, that there is such a thing as musical grammar". He writes that Lerdahl
assume that there should be a more or less linear relationship between the manner in which a composer conceives a composition and the manner in which a listener perceives it. ...Lerdahl's aim is to specify the conditions that must be fulfilled if there is to be conformity between "compositional grammar" and "listening grammar". And... he ends up by measuring existing music against the stipulations of his theory, using this as a basis for aesthetic evaluation. The result is to write off not only the Darmstadt avant-garde and minimalism, but also huge swathes of non-Western and popular music.
He asks:
What... does an article like Lerdahl's "Cognitive Constraints on Compositional Systems" actually do? By subordinating the production and reception of music to theoretically defined criteria of communicative success, it creates a charmed hermeneutic circle that excludes everything from critical musicology to social psychology. It slips imperceptibly from description to prescription, so reinforcing the hegemony of theory. In this way, while the literary genre of Lerdahl's article is the scientific paper – a genre predicated on the transparent representation of an external reality – its substance lies at least equally in its illocutionary force.
Morag Josephine Grant wrote, "The paradox of Lerdahl's argument... is that while it is perfectly acceptable to adopt the composer's own system when dealing with compositional-technical analysis, it seems equally acceptable to revert to musical thinking of a quite different type when the aural result comes to be analysed". She continued, "Lerdahl's argument that musical language, like spoken language, is generative in structure excludes the possibility of other, non-hierarchical methods of achieving musical coherence... Lerdahl's concentration on the audibility of the row... blinds or deafens him to the simple fact that the use of the row is itself a constraint, not just on the composer, but in the aid of comprehensibility as well". John Croft's master's degree thesis examines Lerdahl's essay in depth. In his conclusion, he wrote:
we have plenty of music that does not conform to Lerdahl's grammar: what, then, are people who claim to find it as interesting as tonal-metrical music actually doing? Either they are deluding themselves, or they are lying, or they have non-human brains. None of these answers seems entirely satisfactory. But if we do not like any of these answers, then we must admit that it is a matter of exposure and acquired understanding after all, in which case we are certainly a far cry from innate psychological universals ..Vague language and tacit assumptions can be brought into the service of conservatism and aesthetic authoritarianism. It points to the misguided nature of attempts to turn the question of the dissemination of post-tonal music from an aesthetic, political, and indeed economic issue into a cognitive-scientific one. In this age when words like "accessibility" and "communication" are used too frequently and with too little understanding, it is of some significance that at least one major attempt to give scientific respectability to the conservative side of the debate fails.
For additional opinions and discussion, see , , , , , , and .


References

Sources * * * * * * * * * * * *


Further reading

* Ashby, Arved. 2004. "Intention and Meaning in Modernist Music." In ''The Pleasure of Modernist Music: Listening, Meaning, Intention, Ideology'', ed. Arved Ashby, 23–45. Rochester, New York: University of Rochester Press. * Bauer, Amy. 2004. "'Tone-Color, Movement, Changing Harmonic Planes': Cognition, Constraints, and Conceptual Blends in Modernist Music." In ''The Pleasure of Modernist Music: Listening, Meaning, Intention, Ideology'', ed. Arved Ashby, 121–152. Rochester, New York: University of Rochester Press. * Bouz, John. 2013. ''Examining the Application of Principles of Auditory Perception to Music Analysis: Building a Perception-based Music Theory to Capture Musical Features of Palestrina's Missa Aeterna Christi Munera.'' Master of Arts thesis, Department of Music, University of Calgary. * Cook, Nicholas. 2007. ''Music, Performance, Meaning: Selected Essays.'' Ashgate Contemporary Thinkers on Critical Musicology Series. Aldershot: Ashgate. * Horn, Walter. 2015. "Tonality, Musical Form, and Aesthetic Value". ''
Perspectives of New Music ''Perspectives of New Music'' (PNM) is a peer-reviewed academic journal specializing in music theory and analysis. It was established in 1962 by Arthur Berger and Benjamin Boretz (who were its initial editors-in-chief). ''Perspectives'' was first ...
'' 53, no. 2: 201–235. * Lerdahl, Fred (1988). "Cognitive Constraints on Compositional Systems." In ''Generative Processes in Music: The Psychology of Performance, Improvisation, and Composition'', ed. John Sloboda, 231–259. Oxford: Oxford University Press. Reprinted in ''Contemporary Music Review'' 6/2 (1992), pp. 97–121.
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* Meelberg, Vincent. 2006. ''New Sounds, New Stories: Narrativity in Contemporary Music.'' Leiden: Leiden University Press. * Rowe, Robert. 1992. ''Interactive Music Systems.'' Cambridge, Massachusetts: MIT Press. {{div col end Music cognition Essays about music 1988 essays Philosophy of music Cognitive musicology