The codex (plural codices ) was the historical ancestor of the modern
book. Instead of being composed of sheets of
paper, it used sheets of
vellum,
papyrus, or other materials. The term ''codex'' is often used for ancient
manuscript books, with handwritten contents. A codex, much like the modern book, is bound by stacking the pages and securing one set of edges by a variety of methods over the centuries, yet in a form analogous to modern
bookbinding
Bookbinding is the process of physically assembling a book of codex format from an ordered stack of ''signatures'', sheets of paper folded together into sections that are bound, along one edge, with a thick needle and strong thread. Cheaper, b ...
. Modern books are divided into
paperback or softback and those bound with stiff boards, called
hardbacks. Elaborate historical bindings are called
treasure bindings. At least in the Western world, the main alternative to the paged codex format for a long document was the continuous
scroll
A scroll (from the Old French ''escroe'' or ''escroue''), also known as a roll, is a roll of papyrus, parchment, or paper containing writing.
Structure
A scroll is usually partitioned into pages, which are sometimes separate sheets of papyrus ...
, which was the dominant form of document in the
ancient world. Some codices are continuously folded like a
concertina, in particular the
Maya codices and
Aztec codices, which are actually long sheets of paper or animal skin folded into pages.
The
Ancient Romans developed the form from
wax tablets
A wax tablet is a tablet made of wood and covered with a layer of wax, often linked loosely to a cover tablet, as a "double-leaved" diptych. It was used as a reusable and portable writing surface in Antiquity and throughout the Middle Ages. C ...
. The gradual replacement of the scroll by the codex has been called the most important advance in book making before the invention of the
printing press. The codex transformed the shape of the book itself, and offered a form that has lasted ever since. The spread of the codex is often associated with the rise of
Christianity, which early on adopted the format for the
Bible. First described in the 1st century of the Common Era, when the Roman poet
Martial
Marcus Valerius Martialis (known in English as Martial ; March, between 38 and 41 AD – between 102 and 104 AD) was a Roman poet from Hispania (modern Spain) best known for his twelve books of ''Epigrams'', published in Rome between AD 86 and ...
praised its convenient use, the codex achieved numerical parity with the scroll around 300 CE,
["Codex" in the '' Oxford Dictionary of Byzantium'', Oxford University Press, New York & Oxford, 1991, p. 473. .] and had completely replaced it throughout what was by then a Christianized
Greco-Roman world
The Greco-Roman civilization (; also Greco-Roman culture; spelled Graeco-Roman in the Commonwealth), as understood by modern scholars and writers, includes the geographical regions and countries that culturally—and so historically—were di ...
by the 6th century.
Etymology and origins
The word codex comes from the
Latin word ''caudex'', meaning "trunk of a tree", “block of wood” or “book”. The codex began to replace the
scroll
A scroll (from the Old French ''escroe'' or ''escroue''), also known as a roll, is a roll of papyrus, parchment, or paper containing writing.
Structure
A scroll is usually partitioned into pages, which are sometimes separate sheets of papyrus ...
almost as soon as it was invented. In
Egypt, by the fifth century, the codex outnumbered the scroll by ten to one based on surviving examples. By the sixth century, the scroll had almost vanished as a medium for literature. The change from rolls to codices roughly coincides with the transition from
papyrus to
parchment as the preferred writing material, but the two developments are unconnected. In fact, any combination of codices and scrolls with papyrus and parchment is technically feasible and common in the historical record.
Technically, even modern
paperbacks are codices, but publishers and scholars reserve the term for
manuscript (hand-written) books produced from
Late antiquity until the
Middle Ages. The scholarly study of these manuscripts is sometimes called
codicology
Codicology (; from French ''codicologie;'' from Latin , genitive , "notebook, book" and Greek , '' -logia'') is the study of codices or manuscript books. It is often referred to as "the archaeology of the book," a term coined by François Masai. ...
. The study of ancient documents in general is called
paleography
Palaeography ( UK) or paleography ( US; ultimately from grc-gre, , ''palaiós'', "old", and , ''gráphein'', "to write") is the study of historic writing systems and the deciphering and dating of historical manuscripts, including the analysi ...
.
The codex provided considerable advantages over other book formats, primarily its compactness, sturdiness, economic use of materials by using both sides (
recto and verso), and ease of reference (a codex accommodates
random access
Random access (more precisely and more generally called direct access) is the ability to access an arbitrary element of a sequence in equal time or any datum from a population of addressable elements roughly as easily and efficiently as any othe ...
, as opposed to a scroll, which uses
sequential access.)
History
The
Romans used precursors made of reusable
wax-covered tablets of wood for taking notes and other informal writings. Two ancient
polyptychs, a ''pentaptych'' and ''octoptych'' excavated at
Herculaneum
Herculaneum (; Neapolitan and it, Ercolano) was an ancient town, located in the modern-day ''comune'' of Ercolano, Campania, Italy. Herculaneum was buried under volcanic ash and pumice in the eruption of Mount Vesuvius in AD 79.
Like the nea ...
, used a unique connecting system that presages later sewing on of thongs or cords.
Julius Caesar
Gaius Julius Caesar (; ; 12 July 100 BC – 15 March 44 BC), was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in a civil war, and ...
may have been the first Roman to reduce scrolls to bound pages in the form of a note-book, possibly even as a papyrus codex. At the turn of the 1st century AD, a kind of folded parchment notebook called ''pugillares membranei'' in Latin became commonly used for writing in the
Roman Empire.
Theodore Cressy Skeat
Theodore Cressy Skeat (15 February 1907 — 25 June 2003) was a librarian at the British Museum, where he worked as Assistant Keeper (from 1931), Deputy Keeper (from 1948), and Keeper of Manuscripts and Egerton Librarian (from 1961 to 1972).
Skeat ...
theorized that this form of notebook was invented in Rome and then spread rapidly to the Near East.
Codices are described in certain works by the
Classical Latin poet,
Martial
Marcus Valerius Martialis (known in English as Martial ; March, between 38 and 41 AD – between 102 and 104 AD) was a Roman poet from Hispania (modern Spain) best known for his twelve books of ''Epigrams'', published in Rome between AD 86 and ...
. He wrote a series of five
couplet
A couplet is a pair of successive lines of metre in poetry. A couplet usually consists of two successive lines that rhyme and have the same metre. A couplet may be formal (closed) or run-on (open). In a formal (or closed) couplet, each of the ...
s meant to accompany gifts of literature that Romans exchanged during the festival of
Saturnalia
Saturnalia is an ancient Roman festival and holiday in honour of the god Saturn, held on 17 December of the Julian calendar and later expanded with festivities through to 23 December. The holiday was celebrated with a sacrifice at the Temple ...
. Three of these books are specifically described by Martial as being in the form of a codex; the poet praises the compendiousness of the form (as opposed to the scroll), as well as the convenience with which such a book can be read on a journey. In another poem by Martial, the poet advertises a new edition of his works, specifically noting that it is produced as a codex, taking less space than a scroll and being more comfortable to hold in one hand. According to
Theodore Cressy Skeat
Theodore Cressy Skeat (15 February 1907 — 25 June 2003) was a librarian at the British Museum, where he worked as Assistant Keeper (from 1931), Deputy Keeper (from 1948), and Keeper of Manuscripts and Egerton Librarian (from 1961 to 1972).
Skeat ...
, this might be the first recorded known case of an entire edition of a literary work (not just a single copy) being published in codex form, though it was likely an isolated case and was not a common practice until a much later time.
In his discussion of one of the earliest parchment codices to survive from
Oxyrhynchus
Oxyrhynchus (; grc-gre, Ὀξύρρυγχος, Oxýrrhynchos, sharp-nosed; ancient Egyptian ''Pr-Medjed''; cop, or , ''Pemdje''; ar, البهنسا, ''Al-Bahnasa'') is a city in Middle Egypt located about 160 km south-southwest of Cairo ...
in Egypt, Eric Turner seems to challenge Skeat's notion when stating, "its mere existence is evidence that this book form had a prehistory", and that "early experiments with this book form may well have taken place outside of Egypt." Early codices of
parchment or
papyrus appear to have been widely used as personal notebooks, for instance in recording copies of letters sent (Cicero ''Fam.'' 9.26.1). Early codices weren't always cohesive. They often contained multiple languages, various topics and even multiple authors. "Such codices formed libraries in their own right." The parchment notebook pages were "more durable, and could withstand being folded and stitched to other sheets". Parchments whose writing was no longer needed were commonly washed or scraped for re-use, creating a
palimpsest; the erased text, which can often be recovered, is older and usually more interesting than the newer text which replaced it. Consequently, writings in a codex were often considered informal and impermanent. Parchment (animal skin) was expensive, and therefore it was used primarily by the wealthy and powerful, who were also able to pay for textual design and color. "Official documents and deluxe manuscripts
n the late Middle Ages">late_Middle_Ages.html" ;"title="n the late Middle Ages">n the late Middle Ageswere written in gold and silver ink on parchment...dyed or painted with costly purple pigments as an expression of imperial power and wealth."
As early as the early 2nd century, there is evidence that a codex—usually of
papyrus—was the preferred format among
Christians. In the library of the Villa of the Papyri">Christianity">Christians. In the library of the Villa of the Papyri,
Herculaneum
Herculaneum (; Neapolitan and it, Ercolano) was an ancient town, located in the modern-day ''comune'' of Ercolano, Campania, Italy. Herculaneum was buried under volcanic ash and pumice in the eruption of Mount Vesuvius in AD 79.
Like the nea ...
(buried in AD 79), all the texts (of Greek literature) are scrolls (see Herculaneum papyri). However, in the Nag Hammadi library, hidden about AD 390, all texts (Gnostic) are codices. Despite this comparison, a fragment of a non-Christian parchment codex of Demosthenes' ''De Falsa Legatione'' from
Oxyrhynchus
Oxyrhynchus (; grc-gre, Ὀξύρρυγχος, Oxýrrhynchos, sharp-nosed; ancient Egyptian ''Pr-Medjed''; cop, or , ''Pemdje''; ar, البهنسا, ''Al-Bahnasa'') is a city in Middle Egypt located about 160 km south-southwest of Cairo ...
in Egypt demonstrates that the surviving evidence is insufficient to conclude whether Christians played a major or central role in the development of early codices—or if they simply adopted the format to distinguish themselves from
Jews.
The earliest surviving fragments from codices come from Egypt, and are variously dated (always tentatively) towards the end of the 1st century or in the first half of the 2nd. This group includes the
Rylands Library Papyrus P52, containing part of St John's Gospel, and perhaps dating from between 125 and 160.
In
Western culture, the codex gradually replaced the scroll. Between the 4th century, when the codex gained wide acceptance, and the
Carolingian Renaissance
The Carolingian Renaissance was the first of three medieval renaissances, a period of cultural activity in the Carolingian Empire. It occurred from the late 8th century to the 9th century, taking inspiration from the State church of the Roman Emp ...
in the 8th century, many works that were not converted from scroll to codex were lost. The codex improved on the scroll in several ways. It could be opened flat at any page for easier reading, pages could be written on both front and back (
recto and verso), and the protection of durable covers made it more compact and easier to transport.
The ancients stored codices with spines facing inward, and not always vertically. The spine could be used for the
incipit
The incipit () of a text is the first few words of the text, employed as an identifying label. In a musical composition, an incipit is an initial sequence of notes, having the same purpose. The word ''incipit'' comes from Latin and means "it beg ...
, before the concept of a proper title developed in medieval times. Though most early codices were made of
papyrus, papyrus was fragile and supplied from Egypt, the only place where papyrus grew. The more durable
parchment and
vellum gained favor, despite the cost.
The codices of
pre-Columbian Mesoamerica (Mexico and Central America) had a similar appearance when closed to the European codex, but were instead made with long folded strips of either fig bark (
amatl) or plant fibers, often with a layer of
whitewash applied before writing.
New World codices were written as late as the 16th century (see
Maya codices and
Aztec codices). Those written before the Spanish conquests seem all to have been single long sheets folded
concertina-style, sometimes written on both sides of the ''
amatl'' paper. There are significant codices produced in the colonial era, with pictorial and alphabetic texts in Spanish or an indigenous language such as
Nahuatl
Nahuatl (; ), Aztec, or Mexicano is a language or, by some definitions, a group of languages of the Uto-Aztecan language family. Varieties of Nahuatl are spoken by about Nahua peoples, most of whom live mainly in Central Mexico and have smaller ...
.
In
East Asia, the scroll remained standard for far longer than in the
Mediterranean world. There were intermediate stages, such as scrolls folded
concertina-style and pasted together at the back and books that were printed only on one side of the paper. This replaced traditional Chinese writing mediums such as
bamboo and wooden slips
Bamboo and wooden slips () were the main media for writing documents in China before the widespread introduction of paper during the first two centuries AD. (Silk was occasionally used, for example in the Chu Silk Manuscript, but was prohibit ...
, as well as
silk and paper scrolls. The evolution of the codex in
China
China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
began with folded-leaf
pamphlet
A pamphlet is an unbound book (that is, without a hard cover or binding). Pamphlets may consist of a single sheet of paper that is printed on both sides and folded in half, in thirds, or in fourths, called a ''leaflet'' or it may consist of a ...
s in the 9th century, during the late
Tang Dynasty (618-907), improved by the 'butterfly' bindings of the
Song dynasty (960-1279), the wrapped back binding of the
Yuan dynasty (1271-1368), the stitched binding of the
Ming (1368-1644) and
Qing
The Qing dynasty ( ), officially the Great Qing,, was a Manchu-led imperial dynasty of China and the last orthodox dynasty in Chinese history. It emerged from the Later Jin dynasty founded by the Jianzhou Jurchens, a Tungusic-speaki ...
dynasties (1644-1912), and finally the adoption of Western-style bookbinding in the 20th century. The initial phase of this evolution, the accordion-folded palm-leaf-style book, most likely came from
India and was introduced to China via
Buddhist missionaries and scriptures.
Judaism still retains the
Torah scroll, at least for ceremonial use.
From scrolls to codex
Among the experiments of earlier centuries, scrolls were sometimes unrolled horizontally, as a succession of columns. (The
Dead Sea Scrolls are a famous example of this format.) This made it possible to fold the scroll as an accordion. The next evolutionary step was to cut the
folios and sew and glue them at their centers, making it easier to use the
papyrus or
vellum recto-verso as with a modern book.
Traditional bookbinders would call one of these assembled, trimmed and bound folios (that is, the "pages" of the book as a whole, comprising the front matter and contents) a ''codex'' in contradistinction to the cover or ''case,'' producing the format of book now colloquially known as a ''hardcover''. In the hardcover bookbinding process, the procedure of binding the codex is very different to that of producing and attaching the case.
Preparation
The first stage in creating a codex is to prepare the animal skin. The skin is washed with water and lime but not together. The skin is soaked in the lime for a couple of days. The hair is removed, and the skin is dried by attaching it to a frame, called a herse.
[Clemens, Raymond, and Timothy Graham. Introduction to Manuscript Studies. Ithaca: Cornell University Press, 2008.] The parchment maker attaches the skin at points around the circumference. The skin attaches to the herse by cords. To prevent it from being torn, the maker wraps the area of the skin attached to the cord around a pebble called a pippin.
After completing that, the maker uses a crescent shaped knife called a ''lunarium'' or ''
lunellum'' to remove any remaining hairs. Once the skin completely dries, the maker gives it a deep clean and processes it into sheets. The number of sheets from a piece of skin depends on the size of the skin and the final product dimensions. For example, the average calfskin can provide three-and-a-half medium sheets of writing material, which can be doubled when they are folded into two conjoint leaves, also known as a ''bifolium''. Historians have found evidence of manuscripts in which the scribe wrote down the medieval instructions now followed by modern membrane makers.
[Thompson, Daniel. "Medieval Parchment-Making." The Library 16, no. 4 (1935).] Defects can often be found in the membrane, whether they are from the original animal, human error during the preparation period, or from when the animal was killed. Defects can also appear during the writing process. Unless the manuscript is kept in perfect condition, defects can also appear later in its life.
Preparation of pages for writing
Firstly, the membrane must be prepared. The first step is to set up the quires. The quire is a group of several sheets put together. Raymond Clemens and Timothy Graham point out, in "Introduction to Manuscript Studies", that "the quire was the scribe's basic writing unit throughout the Middle Ages":
Pricking is the process of making holes in a sheet of parchment (or membrane) in preparation of it ruling. The lines were then made by ruling between the prick marks.... The process of entering ruled lines on the page to serve as a guide for entering text. Most manuscripts were ruled with horizontal lines that served as the baselines on which the text was entered and with vertical bounding lines that marked the boundaries of the columns.
Forming quire
From the Carolingian period to the end of the Middle Ages, different styles of folding the quire came about. For example, in continental Europe throughout the Middle Ages, the quire was put into a system in which each side folded on to the same style. The hair side met the hair side and the flesh side to the flesh side. This was not the same style used in the British Isles, where the membrane was folded so that it turned out an eight-leaf quire, with single leaves in the third and sixth positions.
The next stage was tacking the quire. Tacking is when the scribe would hold together the leaves in quire with thread. Once threaded together, the scribe would then sew a line of parchment up the "spine" of the manuscript to protect the tacking.
Materials
The materials codices are made with are their support, and include
papyrus,
parchment (sometimes referred to as
membrane or
vellum), and
paper. They are written and drawn on with metals,
pigments and
ink
Ink is a gel, sol, or solution that contains at least one colorant, such as a dye or pigment, and is used to color a surface to produce an image, text, or design. Ink is used for drawing or writing with a pen, brush, reed pen, or quill. Thi ...
.
The quality, size, and choice of support determine the status of a codex. Papyrus is found only in
late antiquity and the
early Middle Ages. Codices intended for display were bound with more durable materials than vellum.
Parchment varied widely due to animal species and finish, and identification of animals used to make it has only begun to be studied in the 21st century. How manufacturing influenced the final products, technique, and style, is little understood. However, changes in style are underpinned more by variation in technique.
Before the 14th and 15th century, paper was expensive, and its use may mark off the deluxe copy.
Structure
The structure of a codex includes its size, format/''ordinatio''
(its quires or gatherings),
consisting of sheets folded a number of times, often twice- a ''bifolio''), sewing,
bookbinding
Bookbinding is the process of physically assembling a book of codex format from an ordered stack of ''signatures'', sheets of paper folded together into sections that are bound, along one edge, with a thick needle and strong thread. Cheaper, b ...
and rebinding. A quire consisted of a number of folded sheets inserting into one another- at least three, but most commonly four bifolia,
that is eight sheets and sixteen pages:
Latin quaternio or Greek tetradion, which became a synonym for quires.
Unless an exemplar (text to be copied) was copied exactly, format differed.
In preparation for writing codices, ruling patterns were used that determined the layout of each page. Holes were prickled with a spiked lead wheel and a circle. Ruling was then applied separately on each page or once through the top folio. Ownership markings, decorations and
illumination are also a part of it.
They are specific to the
scriptoria, or any production center, and libraries of codices.
Pages
Watermarks may provide, although often approximate, dates for when the copying occurred. The layout– size of the margin and the number of lines– is determined. There may be textual articulations,
running heads, openings,
chapters and
paragraphs. Space was reserved for illustrations and decorated guide letters. The apparatus of books for scholars became more elaborate during the 13th and 14th centuries when chapter, verse,
page numbering, marginalia finding guides,
indexes,
glossaries and
tables of contents
A table of contents, usually headed simply Contents and abbreviated informally as TOC, is a list, usually found on a page before the start of a written work, of its chapter or section titles or brief descriptions with their commencing page numbe ...
were developed.
The ''libraire''
By a close examination of the physical attributes of a codex, it is sometimes possible to match up long-separated elements originally from the same book. In 13th century
book publishing, due to secularization, stationers or ''libraire''s emerged. They would receive commissions for texts, which they would contract out to scribes, illustrators, and binders, to whom they supplied materials. Due to the systematic format used for assembly by the ''libraire'', the structure can be used to reconstruct the original order of a manuscript. However, complications can arise in the study of a codex. Manuscripts were frequently rebound, and this resulted in a particular codex incorporating works of different dates and origins, thus different internal structures. Additionally, a binder could alter or unify these structures to ensure a better fit for the new binding.
Completed quires or books of quires might constitute independent book units- booklets, which could be returned to the stationer, or combined with other texts to make anthologies or miscellanies. Exemplars were sometimes divided into quires for simultaneous copying and loaned out to students for study. To facilitate this, catchwords were used- a word at the end of a page providing the next page's first word.
See also
*
Aztec codices
*
Grimoire
*
History of books
The history of books became an acknowledged academic discipline in the 1980s. Contributors to the discipline include specialists from the fields of textual scholarship, codicology, bibliography, philology, palaeography, art history, social hi ...
*
History of scrolls
*
List of codices
This is a list of notable codices.
For the purposes of this compilation, as in philology, a "codex" is a manuscript book published from the late Antiquity period through the Middle Ages. (The majority of the books in both the list of manuscripts ...
*
List of florilegia and botanical codices
*
List of New Testament papyri
*
List of New Testament uncials
A New Testament uncial is a section of the New Testament in Greek or Latin majuscule letters, written on parchment or vellum. This style of writing is called ''Biblical Uncial'' or ''Biblical Majuscule''.
New Testament uncials are distinct fro ...
*
Maya codices
*
Traditional Chinese bookbinding
Traditional Chinese bookbinding, also called stitched binding (Chinese: ''xian zhuang''), is the method of bookbinding that the Chinese, Koreans, Japanese, and Vietnamese used before adopting the modern codex form.
History Scroll
Up until the ...
*
Volume (bibliography)
Citations
General and cited references
*
*
*
*
*
*
*
External links
Centre for the History of the BookThe Codex and Canon Consciousness – Draft paper by Robert Kraft on the change from scroll to codexThe Construction of the Codex In Classic- and Postclassic-Period Maya CivilizationMaya Codex and Paper Making
* K. C. Hanson
* [https://web.archive.org/web/20110218052112/http://cdi.uvm.edu/collections/getCollection.xql?pid=manuscripts&title=Medieval%20and%20Renaissance%20Manuscripts Medieval and Renaissance manuscripts, including Vulgates, Breviaries, Contracts, and Herbal Texts from 12 -17th century, Center for Digital Initiatives, University of Vermont Libraries]
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