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Film theory is a set of scholarly approaches within the
academic An academy (Attic Greek: Ἀκαδήμεια; Koine Greek Ἀκαδημία) is an institution of secondary or tertiary higher learning (and generally also research or honorary membership). The name traces back to Plato's school of philosophy, ...
discipline of film or cinema studies that began in the 1920s by questioning the formal essential attributes of
motion pictures A film also called a movie, motion picture, moving picture, picture, photoplay or (slang) flick is a work of visual art that simulates experiences and otherwise communicates ideas, stories, perceptions, feelings, beauty, or atmosphere ...
; and that now provides conceptual frameworks for understanding film's relationship to
reality Reality is the sum or aggregate of all that is real or existent within a system, as opposed to that which is only imaginary. The term is also used to refer to the ontological status of things, indicating their existence. In physical terms, r ...
, the other
art Art is a diverse range of human activity, and resulting product, that involves creative or imaginative talent expressive of technical proficiency, beauty, emotional power, or conceptual ideas. There is no generally agreed definition of wha ...
s, individual viewers, and
society A society is a group of individuals involved in persistent social interaction, or a large social group sharing the same spatial or social territory, typically subject to the same political authority and dominant cultural expectations. Soci ...
at large. Film theory is not to be confused with general film criticism, or
film history The history of film chronicles the development of a visual art, visual art form created using history of film technology, film technologies that began in the late 19th century. The advent of film as an artistic medium is not clearly defined. ...
, though these three disciplines interrelate. Although some branches of film theory are derived from
linguistics Linguistics is the science, scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure ...
and literary theory, it also originated and overlaps with the
philosophy of film The philosophy of film is a branch of aesthetics within the discipline of philosophy that seeks to understand the most basic questions about film. Philosophy of film has significant overlap with film theory, a branch of film studies. History The ...
.


History


Early theory, before 1945

French philosopher Henri Bergson's ''
Matter and Memory ''Matter and Memory'' (French: ''Matière et mémoire'', 1896) is a book by the French philosopher Henri Bergson. Its subtitle is ''Essay on the relation of body and spirit'' (''Essai sur la relation du corps à l’esprit''), and the work prese ...
'' (1896) anticipated the development of film theory during the birth of cinema in the early twentieth century. Bergson commented on the need for new ways of thinking about movement, and coined the terms "the movement-image" and "the time-image". However, in his 1906 essay ''L'illusion cinématographique'' (in ''L'évolution créatrice''; English: ''The cinematic illusion'') he rejects film as an example of what he had in mind. Nonetheless, decades later, in '' Cinéma I and Cinema II'' (1983–1985), the philosopher Gilles Deleuze took ''Matter and Memory'' as the basis of his
philosophy of film The philosophy of film is a branch of aesthetics within the discipline of philosophy that seeks to understand the most basic questions about film. Philosophy of film has significant overlap with film theory, a branch of film studies. History The ...
and revisited Bergson's concepts, combining them with the
semiotics Semiotics (also called semiotic studies) is the systematic study of sign processes ( semiosis) and meaning making. Semiosis is any activity, conduct, or process that involves signs, where a sign is defined as anything that communicates something ...
of
Charles Sanders Peirce Charles Sanders Peirce ( ; September 10, 1839 – April 19, 1914) was an American philosopher, logician, mathematician and scientist who is sometimes known as "the father of pragmatism". Educated as a chemist and employed as a scientist for t ...
. Early film theory arose in the silent era and was mostly concerned with defining the crucial elements of the medium.
Ricciotto Canudo Ricciotto Canudo (; 2 January 1877, Gioia del Colle – 10 November 1923, Paris) was an early Italian film theoretician who lived primarily in France. In 1913 he published a bimonthly avant-garde magazine entitled ''Montjoie!'', promoting Cubism ...
was an early Italian film theoretician who saw cinema as "''plastic art in motion''", and gave cinema the label "''the Sixth Art''", later changed to "''the Seventh Art''". In 1915,
Vachel Lindsay Nicholas Vachel Lindsay (; November 10, 1879 – December 5, 1931) was an American poet. He is considered a founder of modern ''singing poetry,'' as he referred to it, in which verses are meant to be sung or chanted. Early years Lindsay was bor ...
wrote a book on film, followed a year later by Hugo Münsterberg. Lindsay argued that films could be classified into three categories: ''action films'', ''intimate films'', as well as ''films of splendour''. According to him, the action film was ''sculpture-in-motion'', while the intimate film was ''painting-in-motion'', and splendour film ''architecture-in-motion''. He also argued against the contemporary notion of calling films ''photoplays'' and seen as filmed versions of theatre, instead seeing film with ''camera-born'' opportunities. He also described cinema as ''hieroglyphic'' in the sense of containing symbols in its images. He believed this visuality gave film the potential for universal accessibility. Münsterberg in turn noted the analogies between cinematic techniques and certain mental processes. For example, he compared the close-up to the mind paying attention. The flashback, in turn, was similar to remembering. This was later followed by the ''formalism'' of
Rudolf Arnheim Rudolf Arnheim (July 15, 1904 – June 9, 2007) was a German-born writer, art and film theorist, and perceptual psychologist. He learned Gestalt psychology from studying under Max Wertheimer and Wolfgang Köhler at the University of Berlin and ap ...
, who studied how techniques influenced film as art. Among early French theorists,
Germaine Dulac Germaine Dulac (; born Charlotte Elisabeth Germaine Saisset-Schneider; 17 November 1882 – 20 July 1942)Flitterman-Lewis 1996 was a French filmmaker, film theorist, journalist and critic. She was born in Amiens and moved to Paris in early chil ...
brought the concept of ''
impressionism Impressionism was a 19th-century art movement characterized by relatively small, thin, yet visible brush strokes, open composition, emphasis on accurate depiction of light in its changing qualities (often accentuating the effects of the passage ...
'' to film by describing cinema that explored the malleability of the border between internal experience and external reality, for example through
superimposition Superimposition is the placement of one thing over another, typically so that both are still evident. Graphics In graphics, superimposition is the placement of an image or video on top of an already-existing image or video, usually to add to t ...
. '' Surrealism'' also had an influence on early French film culture. The term ''photogénie'' was important to both, having been brought to use by
Louis Delluc Louis Delluc (; 14 October 1890 – 22 March 1924) was an Impressionist French film director, screenwriter and film critic. Biography Delluc was born in Cadouin in 1890. His family moved to Paris in 1903. After graduating from the university, ...
in 1919 and becoming widespread in its usage to capture the unique power of cinema. Jean Epstein noted how filming gives a "personality" or a "spirit" to objects while also being able to reveal "the untrue, the unreal, the 'surreal'". This was similar to
defamiliarization Defamiliarization or ''ostranenie'' ( rus, остранение, p=ɐstrɐˈnʲenʲɪjə) is the artistic technique of presenting to audiences common things in an unfamiliar or strange way so they could gain new perspectives and see the world diff ...
used by
avant-garde The avant-garde (; In 'advance guard' or ' vanguard', literally 'fore-guard') is a person or work that is experimental, radical, or unorthodox with respect to art, culture, or society.John Picchione, The New Avant-garde in Italy: Theoretical ...
artists to recreate the world. He saw the close-up as the essence of ''photogénie''.
Béla Balázs Béla Balázs (; 4 August 1884 in Szeged – 17 May 1949 in Budapest), born Herbert Béla Bauer, was a Hungarian film critic, aesthetician, writer and poet of Jewish heritage. He was a proponent of formalist film theory. Career Balázs was th ...
also praised the close-up for similar reasons. Arnheim also believed defamiliarization to be a critical element of film. After the Russian Revolution, a chaotic situation in the country also created a sense of excitement at new possibilities. This gave rise to montage theory in the work of
Dziga Vertov Dziga Vertov (russian: Дзига Вертов, born David Abelevich Kaufman, russian: Дави́д А́белевич Ка́уфман, and also known as Denis Kaufman; – 12 February 1954) was a Soviet pioneer documentary film and newsre ...
and
Sergei Eisenstein Sergei Mikhailovich Eisenstein (russian: Сергей Михайлович Эйзенштейн, p=sʲɪrˈɡʲej mʲɪˈxajləvʲɪtɕ ɪjzʲɪnˈʂtʲejn, 2=Sergey Mikhaylovich Eyzenshteyn; 11 February 1948) was a Soviet film director, scree ...
. After the establishment of the Moscow Film School,
Lev Kuleshov Lev Vladimirovich Kuleshov (russian: Лев Владимирович Кулешов; – 29 March 1970) was a Russian and Soviet filmmaker and film theorist, one of the founders of the world's first film school, the Moscow Film School. He ...
set up a workshop to study the formal structure of film, focusing on editing as "the essence of cinematography". This produced findings on the
Kuleshov effect The Kuleshov effect is a film editing (montage) effect demonstrated by Russian film-maker Lev Kuleshov in the 1910s and 1920s. It is a mental phenomenon by which viewers derive more meaning from the interaction of two sequential shots than from a ...
. Editing was also associated with the foundational Marxist concept of dialectical materialism. To this end, Eisenstein claimed that "montage is conflict". Eisenstein's theories were focused on montage having the ability create meaning transcending the sum of its parts with a ''thematic effect'' in a way that
ideograms An ideogram or ideograph (from Greek "idea" and "to write") is a graphic symbol that represents an idea or concept, independent of any particular language, and specific words or phrases. Some ideograms are comprehensible only by familiari ...
turned graphics into abstract symbols. Multiple scenes could work to produce themes (''tonal montage''), while multiple themes could create even higher levels of meaning (''intellectual montage''). Vertov in turn focused on developing
Kino-Pravda ''Kino-Pravda'' (russian: Кино-Правда, translation=Film Truth) was a series of 23 newsreels by Dziga Vertov, Elizaveta Svilova, and Mikhail Kaufman launched in June 1922. Vertov referred to the twenty-three issues of ''Kino-Pravda'' ...
, ''film truth,'' and the Kino-Eye , which he claimed showed a deeper truth than could be seen with the naked eye.Bulgakowa, Oksana. 2008. "The Ear against the Eye: Vertov's symphony." ''Kieler Beiträge zur Filmmusikforschung'' (2): 142-158. p. 142


Later theory, after 1945

In the years after
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
, the French film critic and theorist
André Bazin André Bazin (; 18 April 1918 – 11 November 1958) was a renowned and influential French film critic and film theorist. Bazin started to write about film in 1943 and was a co-founder of the renowned film magazine ''Cahiers du cinéma'' in 1951, ...
argued that film's essence lay in its ability to mechanically reproduce reality, not in its difference from reality. This had followed the rise of ''
poetic realism Poetic realism was a film movement in France of the 1930s. More a tendency than a movement, poetic realism is not strongly unified like Soviet montage or French Impressionism but were individuals who created this lyrical style. Its leading filmm ...
'' in French cinema in the 1930's. He believed that the purpose of art is to preserve reality, even famously claiming that "The photographic image is the object itself". Based on this, he advocated for the use of long takes and
deep focus Deep focus is a photographic and cinematographic technique using a large depth of field. Depth of field is the front-to-back range of focus in an image, or how much of it appears sharp and clear. In deep focus, the foreground, middle ground, and ...
, to reveal the ''structural depth'' of reality and finding meaning objectively in images. This was soon followed by the rise of
Italian neorealism Italian neorealism ( it, Neorealismo), also known as the Golden Age, is a national film movement characterized by stories set amongst the poor and the working class. They are filmed on location, frequently with non-professional actors. They pri ...
.
Siegfried Kracauer Siegfried Kracauer (; ; February 8, 1889 – November 26, 1966) was a German writer, journalist, sociologist, cultural critic, and film theorist. He has sometimes been associated with the Frankfurt School of critical theory. He is notable for a ...
was also notable for arguing that
realism Realism, Realistic, or Realists may refer to: In the arts *Realism (arts), the general attempt to depict subjects truthfully in different forms of the arts Arts movements related to realism include: *Classical Realism *Literary realism, a move ...
is the most important function of cinema. The
Auteur An auteur (; , 'author') is an artist with a distinctive approach, usually a film director whose filmmaking control is so unbounded but personal that the director is likened to the "author" of the film, which thus manifests the director's unique ...
theory derived from the approach of critic and filmmaker
Alexandre Astruc Alexandre Astruc (; 13 July 1923 – 19 May 2016) was a French film critic and film director. Biography Before becoming a film director he was a journalist, novelist and film critic. His contribution to the auteur theory centers on his notion ...
, among others, and was originally developed in articles in '' Cahiers du Cinéma'', a film journal that had been co-founded by Bazin. François Truffaut issued auteurism's manifestos in two ''Cahiers'' essays: "Une certaine tendance du cinéma français" (January 1954) and "Ali Baba et la 'Politique des auteurs'" (February 1955). His approach was brought to American criticism by
Andrew Sarris Andrew Sarris (October 31, 1928 – June 20, 2012) was an American film critic. He was a leading proponent of the auteur theory of film criticism. Early life Sarris was born in Brooklyn, New York, to Greek immigrant parents, Themis (née Katav ...
in 1962. The auteur theory was based on films depicting the directors' own worldviews and impressions of the subject matter, by varying lighting, camerawork, staging, editing, and so on.
Georges Sadoul Georges Sadoul (4 February 1904 – 13 October 1967) was a French film critic, journalist and cinema writer. He is known for writing encyclopedias of film and filmmakers, many of which have been translated into English. Biography Sadoul was ...
deemed a film's putative "author" potentially even an actor, but a film indeed collaborative.
Aljean Harmetz Aljean Meltsir Harmetz (born December 30, 1929) is an American journalist and film historian. She was the Hollywood correspondent for '' The New York Times'' from 1978 to 1990. Her film books include '' The Making of The Wizard of Oz'' (1977), ...
cited major control even by film executives.Aljean Harmetz, ''Round up the Usual Suspects'', p. 29. David Kipen's view of screenwriter as indeed main author is termed '' Schreiber theory''. In the 1960s and 1970s, film theory took up residence in academia importing concepts from established disciplines like
psychoanalysis PsychoanalysisFrom Greek: + . is a set of theories and therapeutic techniques"What is psychoanalysis? Of course, one is supposed to answer that it is many things — a theory, a research method, a therapy, a body of knowledge. In what might b ...
,
gender studies Gender studies is an interdisciplinary academic field devoted to analysing gender identity and gendered representation. Gender studies originated in the field of women's studies, concerning women, feminism, gender, and politics. The field ...
,
anthropology Anthropology is the scientific study of humanity, concerned with human behavior, human biology, cultures, societies, and linguistics, in both the present and past, including past human species. Social anthropology studies patterns of be ...
, literary theory,
semiotics Semiotics (also called semiotic studies) is the systematic study of sign processes ( semiosis) and meaning making. Semiosis is any activity, conduct, or process that involves signs, where a sign is defined as anything that communicates something ...
and
linguistics Linguistics is the science, scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure ...
as advanced by scholars such as Christian Metz. However, not until the late 1980s or early 1990s did film theory ''per se'' achieve much prominence in American universities by displacing the prevailing humanistic,
auteur theory An auteur (; , 'author') is an artist with a distinctive approach, usually a film director whose filmmaking control is so unbounded but personal that the director is likened to the "author" of the film, which thus manifests the director's unique ...
that had dominated cinema studies and which had been focused on the practical elements of film writing, production, editing and criticism.Weddle, David.
Lights, Camera, Action. Marxism, Semiotics, Narratology: Film School Isn't What It Used to Be, One Father Discovers
" ''Los Angeles Times'', July 13, 2003; URL retrieved 22 Jan 2011.
American scholar David Bordwell has spoken against many prominent developments in film theory since the 1970s. He uses the derogatory term "SLAB theory" to refer to
film studies Film studies is an academic discipline that deals with various theoretical, historical, and critical approaches to cinema as an art form and a medium. It is sometimes subsumed within media studies and is often compared to television studies. ...
based on the ideas of Ferdinand de Saussure, Jacques Lacan, Louis Althusser, and
Roland Barthes Roland Gérard Barthes (; ; 12 November 1915 – 26 March 1980) was a French literary theorist, essayist, philosopher, critic, and semiotician. His work engaged in the analysis of a variety of sign systems, mainly derived from Western popula ...
. Instead, Bordwell promotes what he describes as " neoformalism" (a revival of
formalist film theory Formalist film theory is an approach to film theory that is focused on the formal or technical elements of a film: i.e., the lighting, scoring, sound and set design, use of color, shot composition, and editing. This approach was proposed by Hugo M ...
). During the 1990s the digital revolution in image technologies has influenced film theory in various ways. There has been a refocus onto celluloid film's ability to capture an "indexical" image of a moment in time by theorists like Mary Ann Doane, Philip Rosen and
Laura Mulvey Laura Mulvey (born 15 August 1941) is a British feminist film theorist. She was educated at St Hilda's College, Oxford. She is currently professor of film and media studies at Birkbeck, University of London. She previously taught at Bulmershe ...
who was informed by psychoanalysis. From a psychoanalytical perspective, after the Lacanian notion of "the Real", Slavoj Žižek offered new aspects of "the
gaze In critical theory, sociology, and psychoanalysis, the gaze (French ''le regard''), in the philosophical and figurative sense, is an individual's (or a group's) awareness and perception of other individuals, other groups, or oneself. The concept ...
" extensively used in contemporary film analysis. From the 1990s onward the Matrixial theory of artist and psychoanalyst Bracha L. Ettinger revolutionized
feminist film theory Feminist film theory is a theoretical film criticism derived from feminist politics and feminist theory influenced by Second Wave Feminism and brought about around the 1970s in the United States. With the advancements in film throughout the years ...
. Her concept
The Matrixial Gaze ''The Matrixial Gaze'' is a 1995 book by artist, psychoanalyst, clinical psychologist, writer and painter Bracha L. Ettinger.Ettinger Bracha L. (1995). ''The Matrixial Gaze.'' Feminist Arts & Histories Network, It is a work of feminist film t ...
, that has established a feminine gaze and has articulated its differences from the phallic gaze and its relation to feminine as well as maternal specificities and potentialities of "coemergence", offering a critique of
Sigmund Freud Sigmund Freud ( , ; born Sigismund Schlomo Freud; 6 May 1856 – 23 September 1939) was an Austrian neurologist and the founder of psychoanalysis, a clinical method for evaluating and treating pathologies explained as originating in conflicts ...
's and Jacques Lacan's psychoanalysis, is extensively used in analysis of films by female authors, like Chantal Akerman, as well as by male authors, like
Pedro Almodovar Pedro is a masculine given name. Pedro is the Spanish, Portuguese, and Galician name for ''Peter''. Its French equivalent is Pierre while its English and Germanic form is Peter. The counterpart patronymic surname of the name Pedro, meaning " ...
. The matrixial gaze offers the female the position of a subject, not of an object, of the gaze, while deconstructing the structure of the subject itself, and offers border-time, border-space and a possibility for compassion and witnessing. Ettinger's notions articulate the links between aesthetics, ethics and trauma. There has also been a historical revisiting of early cinema screenings, practices and spectatorship modes by writers Tom Gunning,
Miriam Hansen Miriam Hansen (28 April 1949 – 5 February 2011) was a film historian who made important contributions to the study of early cinema and mass culture. Career Born Miriam Bratu to Jewish parents, Arthur Egon Bratu and Ruth Bratu, in Offen ...
and Yuri Tsivian. In ''Critical Cinema: Beyond the Theory of Practice'' (2011), Clive Meyer suggests that 'cinema is a different experience to watching a film at home or in an art gallery', and argues for film theorists to re-engage the specificity of philosophical concepts for cinema as a medium distinct from others.


Specific theories of film


See also

*
Cinematography Cinematography (from ancient Greek κίνημα, ''kìnema'' "movement" and γράφειν, ''gràphein'' "to write") is the art of motion picture (and more recently, electronic video camera) photography. Cinematographers use a lens to foc ...
*
Digital cinema Digital cinema refers to adoption of digital technology within the film industry to distribute or project motion pictures as opposed to the historical use of reels of motion picture film, such as 35 mm film. Whereas film reels have to be sh ...
* 3D film * Film *
Film studies Film studies is an academic discipline that deals with various theoretical, historical, and critical approaches to cinema as an art form and a medium. It is sometimes subsumed within media studies and is often compared to television studies. ...
* Glossary of motion picture terms * Invisible auditor *
List of film periodicals Film periodicals combine discussion of individual films, genres and directors with in-depth considerations of the medium and the conditions of its production and reception. Their articles contrast with film reviewing in newspapers and magazines whi ...
*
Narrative film Narrative film, fictional film or fiction film is a motion picture that tells a fictional or fictionalized story, event or narrative. Commercial narrative films with running times of over an hour are often referred to as feature films, or feature ...
*
Philosophy of film The philosophy of film is a branch of aesthetics within the discipline of philosophy that seeks to understand the most basic questions about film. Philosophy of film has significant overlap with film theory, a branch of film studies. History The ...
* Psychology of film


References


Further reading

* Dudley Andrew, ''Concepts in Film Theory'', Oxford, New York: Oxford University Press, 1984. * Dudley Andrew, ''The Major Film Theories: An Introduction'', Oxford, New York: Oxford University Press, 1976. * Francesco Casetti, ''Theories of Cinema, 1945–1990'', Austin: University of Texas Press, 1999. *
Stanley Cavell Stanley Louis Cavell (; September 1, 1926 – June 19, 2018) was an American philosopher. He was the Walter M. Cabot Professor of Aesthetics and the General Theory of Value at Harvard University. He worked in the fields of ethics, aesthetics, an ...

''The World Viewed: Reflections on the Ontology of Film''
(1971); 2nd enlarged ed. (1979) * Bill Nichols, ''Representing Reality: Issues and Concepts in Documentary'', Bloomington: Indiana University Press, 1991. * ''The Oxford Guide to Film Studies'', edited by John Hill and Pamela Church Gibson,
Oxford University Press Oxford University Press (OUP) is the university press of the University of Oxford. It is the largest university press in the world, and its printing history dates back to the 1480s. Having been officially granted the legal right to print books ...
, 1998. * ''The Routledge Encyclopedia of Film Theory'', edited by Edward Branigan, Warren Buckland, Routledge, 2015. {{DEFAULTSORT:Film Theory Aesthetics The arts Cinematography Concepts in aesthetics Critical theory Filmmaking Postmodernism Film and video technology Film production