Bertrand Theorem
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In
classical mechanics Classical mechanics is a physical theory describing the motion of macroscopic objects, from projectiles to parts of machinery, and astronomical objects, such as spacecraft, planets, stars, and galaxies. For objects governed by classi ...
, Bertrand's theorem states that among central-force
potential Potential generally refers to a currently unrealized ability. The term is used in a wide variety of fields, from physics to the social sciences to indicate things that are in a state where they are able to change in ways ranging from the simple r ...
s with bound orbits, there are only two types of central-force (radial)
scalar potential In mathematical physics, scalar potential, simply stated, describes the situation where the difference in the potential energies of an object in two different positions depends only on the positions, not upon the path taken by the object in trav ...
s with the property that all bound orbits are also closed orbits. The first such potential is an inverse-square central force such as the
gravitational In physics, gravity () is a fundamental interaction which causes mutual attraction between all things with mass or energy. Gravity is, by far, the weakest of the four fundamental interactions, approximately 1038 times weaker than the stron ...
or
electrostatic potential Electrostatics is a branch of physics that studies electric charges at rest ( static electricity). Since classical times, it has been known that some materials, such as amber, attract lightweight particles after rubbing. The Greek word for ambe ...
: : V(r) = -\frac with force f(r) = -\frac = -\frac. The second is the radial harmonic oscillator potential: : V(r) = \frac kr^2 with force f(r) = -\frac = -kr. The theorem is named after its discoverer,
Joseph Bertrand Joseph Louis François Bertrand (; 11 March 1822 – 5 April 1900) was a French mathematician who worked in the fields of number theory, differential geometry, probability theory, economics and thermodynamics. Biography Joseph Bertrand was ...
.


Derivation

All attractive
central force In classical mechanics, a central force on an object is a force that is directed towards or away from a point called center of force. : \vec = \mathbf(\mathbf) = \left\vert F( \mathbf ) \right\vert \hat where \vec F is the force, F is a vecto ...
s can produce
circular Circular may refer to: * The shape of a circle * ''Circular'' (album), a 2006 album by Spanish singer Vega * Circular letter (disambiguation) ** Flyer (pamphlet), a form of advertisement * Circular reasoning, a type of logical fallacy * Circular ...
orbits, which are naturally closed orbits. The only requirement is that the central force exactly equals the centripetal force, which determines the required angular velocity for a given circular radius. Non-central forces (i.e., those that depend on the angular variables as well as the radius) are ignored here, since they do not produce circular orbits in general. The equation of motion for the radius ''r'' of a particle of mass ''m'' moving in a
central potential In classical mechanics, a central force on an object is a force that is directed towards or away from a point called center of force. : \vec = \mathbf(\mathbf) = \left\vert F( \mathbf ) \right\vert \hat where \vec F is the force, F is a vecto ...
''V''(''r'') is given by motion equations : m\frac - mr \omega^2 = m\frac - \frac = -\frac, where \omega \equiv \frac, and the
angular momentum In physics, angular momentum (rarely, moment of momentum or rotational momentum) is the rotational analog of linear momentum. It is an important physical quantity because it is a conserved quantity—the total angular momentum of a closed syst ...
''L'' = ''mr''2ω is conserved. For illustration, the first term on the left is zero for circular orbits, and the applied inwards force \frac equals the centripetal force requirement ''mr''ω2, as expected. The definition of
angular momentum In physics, angular momentum (rarely, moment of momentum or rotational momentum) is the rotational analog of linear momentum. It is an important physical quantity because it is a conserved quantity—the total angular momentum of a closed syst ...
allows a change of independent variable from ''t'' to θ: : \frac = \frac \frac, giving the new equation of motion that is independent of time: : \frac \frac \left( \frac \frac \right) - \frac = -\frac. This equation becomes quasilinear on making the change of variables u \equiv \frac and multiplying both sides by \frac (see also
Binet equation The Binet equation, derived by Jacques Philippe Marie Binet, provides the form of a central force given the shape of the orbital motion in plane polar coordinates. The equation can also be used to derive the shape of the orbit for a given force ...
): : \frac + u = -\frac \frac V\left(\frac\right). As noted above, all
central force In classical mechanics, a central force on an object is a force that is directed towards or away from a point called center of force. : \vec = \mathbf(\mathbf) = \left\vert F( \mathbf ) \right\vert \hat where \vec F is the force, F is a vecto ...
s can produce circular orbits given an appropriate initial velocity. However, if some radial velocity is introduced, these orbits need not be stable (i.e., remain in orbit indefinitely) nor closed (repeatedly returning to exactly the same path). Here we show that a necessary condition for stable, exactly closed non-circular orbits is an inverse-square force or radial harmonic oscillator potential. In the following sections, we show that those two force laws produce stable, exactly closed orbits (a '' sufficient condition'') t is unclear to the reader exactly what is the sufficient condition Define ''J''(''u'') as : \frac + u = J(u) \equiv -\frac \frac V\left(\frac\right) = -\frac f\left(\frac\right), where ''f'' represents the radial force. The criterion for perfectly
circular Circular may refer to: * The shape of a circle * ''Circular'' (album), a 2006 album by Spanish singer Vega * Circular letter (disambiguation) ** Flyer (pamphlet), a form of advertisement * Circular reasoning, a type of logical fallacy * Circular ...
motion at a radius ''r''0 is that the first term on the left be zero: where u_0 \equiv 1/r_0. The next step is to consider the equation for ''u'' under '' small perturbations'' \eta \equiv u - u_0 from perfectly circular orbits. On the right, the ''J'' function can be expanded in a standard
Taylor series In mathematics, the Taylor series or Taylor expansion of a function is an infinite sum of terms that are expressed in terms of the function's derivatives at a single point. For most common functions, the function and the sum of its Taylor ser ...
: : J(u) \approx J(u_0) + \eta J'(u_0) + \frac \eta^2 J''(u_0) + \frac \eta^3 J(u_0) + \cdots Substituting this expansion into the equation for ''u'' and subtracting the constant terms yields : \frac + \eta = \eta J'(u_0) + \frac \eta^2 J''(u_0) + \frac \eta^3 J(u_0) + \cdots, which can be written as where \beta^2 \equiv 1 - J'(u_0) is a constant. β2 must be non-negative; otherwise, the radius of the orbit would vary exponentially away from its initial radius. (The solution β = 0 corresponds to a perfectly circular orbit.) If the right side may be neglected (i.e., for small perturbations), the solutions are : \eta(\theta) = h_1 \cos(\beta\theta), where the amplitude ''h''1 is a constant of integration. For the orbits to be closed, β must be a
rational number In mathematics, a rational number is a number that can be expressed as the quotient or fraction of two integers, a numerator and a non-zero denominator . For example, is a rational number, as is every integer (e.g. ). The set of all rat ...
. What's more, it must be the ''same'' rational number for all radii, since β cannot change continuously; the
rational number In mathematics, a rational number is a number that can be expressed as the quotient or fraction of two integers, a numerator and a non-zero denominator . For example, is a rational number, as is every integer (e.g. ). The set of all rat ...
s are
totally disconnected In topology and related branches of mathematics, a totally disconnected space is a topological space that has only singletons as connected subsets. In every topological space, the singletons (and, when it is considered connected, the empty set) ...
from one another. Using the definition of ''J'' along with equation (), : J'(u_0) = \frac \left frac f\left(\frac\right)\right- \left frac f\left(\frac\right)\rightfrac \fracf\left(\frac1\right) = -2 + \frac \fracf\left(\frac1\right) = 1 - \beta^2. Since this must hold for any value of ''u''0, : \frac = (\beta^2 - 3) \frac, which implies that the force must follow a power law : f(r) = -\frac. Hence, ''J'' must have the general form For more general deviations from circularity (i.e., when we cannot neglect the higher-order terms in the Taylor expansion of ''J'' ), η may be expanded in a Fourier series, e.g., : \eta(\theta) = h_0 + h_1 \cos \beta \theta + h_2 \cos 2\beta \theta + h_3 \cos 3\beta \theta + \cdots We substitute this into equation () and equate the coefficients belonging to the same frequency, keeping only the lowest-order terms. As we show below, ''h''0 and ''h''2 are smaller than ''h''1, being of order h_1^2. ''h''3, and all further coefficients, are at least of order h_1^3. This makes sense, since h_0, h_2, h_3, \ldots must all vanish faster than ''h''1 as a circular orbit is approached. : h_0 = h_1^2 \frac, : h_2 = -h_1^2 \frac, : h_3 = -\frac \left h_1 h_2 \frac + h_1^3 \frac \right From the cos(βθ) term, we get : 0 = (2 h_1 h_0 + h_1 h_2) \frac + h_1^3 \frac = \frac \left(3 \beta^2 J(u_0) + 5 J''(u_0)^2\right), where in the last step we substituted in the values of ''h''0 and ''h''2. Using equations () and (), we can calculate the second and third derivatives of ''J'' evaluated at ''u''0: : J''(u_0) = -\frac, : J(u_0) = \frac. Substituting these values into the last equation yields the main result of Bertrand's theorem: : \beta^2 (1 - \beta^2) (4 - \beta^2) = 0. Hence, the only
potential Potential generally refers to a currently unrealized ability. The term is used in a wide variety of fields, from physics to the social sciences to indicate things that are in a state where they are able to change in ways ranging from the simple r ...
s that can produce stable closed non-circular orbits are the inverse-square force law (β = 1) and the radial harmonic-oscillator potential (β = 2). The solution β = 0 corresponds to perfectly circular orbits, as noted above.


Classical field potentials

For an inverse-square force law such as the
gravitational In physics, gravity () is a fundamental interaction which causes mutual attraction between all things with mass or energy. Gravity is, by far, the weakest of the four fundamental interactions, approximately 1038 times weaker than the stron ...
or
electrostatic potential Electrostatics is a branch of physics that studies electric charges at rest ( static electricity). Since classical times, it has been known that some materials, such as amber, attract lightweight particles after rubbing. The Greek word for ambe ...
, the
potential Potential generally refers to a currently unrealized ability. The term is used in a wide variety of fields, from physics to the social sciences to indicate things that are in a state where they are able to change in ways ranging from the simple r ...
can be written : V(\mathbf) = \frac = -ku. The orbit ''u''(θ) can be derived from the general equation : \frac + u = -\frac \frac V\left(\frac\right) = \frac, whose solution is the constant \frac plus a simple sinusoid: : u \equiv \frac = \frac + e \cos(\theta - \theta_0) where ''e'' (the ''eccentricity''), and θ0 (the ''phase offset'') are constants of integration. This is the general formula for a
conic section In mathematics, a conic section, quadratic curve or conic is a curve obtained as the intersection of the surface of a cone with a plane. The three types of conic section are the hyperbola, the parabola, and the ellipse; the circle is a spe ...
that has one focus at the origin; ''e'' = 0 corresponds to a
circle A circle is a shape consisting of all points in a plane that are at a given distance from a given point, the centre. Equivalently, it is the curve traced out by a point that moves in a plane so that its distance from a given point is con ...
, 0 < ''e'' < 1 corresponds to an ellipse, ''e'' = 1 corresponds to a
parabola In mathematics, a parabola is a plane curve which is Reflection symmetry, mirror-symmetrical and is approximately U-shaped. It fits several superficially different Mathematics, mathematical descriptions, which can all be proved to define exact ...
, and ''e'' > 1 corresponds to a
hyperbola In mathematics, a hyperbola (; pl. hyperbolas or hyperbolae ; adj. hyperbolic ) is a type of smooth curve lying in a plane, defined by its geometric properties or by equations for which it is the solution set. A hyperbola has two pieces, ca ...
. The eccentricity ''e'' is related to the total
energy In physics, energy (from Ancient Greek: ἐνέργεια, ''enérgeia'', “activity”) is the quantitative property that is transferred to a body or to a physical system, recognizable in the performance of work and in the form of hea ...
''E'' (see
Laplace–Runge–Lenz vector In classical mechanics, the Laplace–Runge–Lenz (LRL) vector is a vector used chiefly to describe the shape and orientation of the orbit of one astronomical body around another, such as a binary star or a planet revolving around a star. For t ...
): : e = \sqrt. Comparing these formulae shows that ''E'' < 0 corresponds to an ellipse, ''E'' = 0 corresponds to a
parabola In mathematics, a parabola is a plane curve which is Reflection symmetry, mirror-symmetrical and is approximately U-shaped. It fits several superficially different Mathematics, mathematical descriptions, which can all be proved to define exact ...
, and ''E'' > 0 corresponds to a
hyperbola In mathematics, a hyperbola (; pl. hyperbolas or hyperbolae ; adj. hyperbolic ) is a type of smooth curve lying in a plane, defined by its geometric properties or by equations for which it is the solution set. A hyperbola has two pieces, ca ...
. In particular, E = -\frac for perfectly
circular Circular may refer to: * The shape of a circle * ''Circular'' (album), a 2006 album by Spanish singer Vega * Circular letter (disambiguation) ** Flyer (pamphlet), a form of advertisement * Circular reasoning, a type of logical fallacy * Circular ...
orbits.


Harmonic oscillator

To solve for the orbit under a radial harmonic-oscillator potential, it's easier to work in components r = (''x'', ''y'', ''z''). The potential can be written as : V(\mathbf) = \frac kr^2 = \frac k (x^2 + y^2 + z^2). The equation of motion for a particle of mass ''m'' is given by three independent
Euler equations 200px, Leonhard Euler (1707–1783) In mathematics and physics, many topics are named in honor of Swiss mathematician Leonhard Euler (1707–1783), who made many important discoveries and innovations. Many of these items named after Euler include ...
: : \frac + \omega_0^2 x = 0, : \frac + \omega_0^2 y = 0, : \frac + \omega_0^2 z = 0, where the constant \omega_0^2 \equiv \frac must be positive (i.e., ''k'' > 0) to ensure bounded, closed orbits; otherwise, the particle will fly off to infinity. The solutions of these
simple harmonic oscillator In mechanics and physics, simple harmonic motion (sometimes abbreviated ) is a special type of periodic motion of a body resulting from a dynamic equilibrium between an inertial force, proportional to the acceleration of the body away from the ...
equations are all similar: : x = A_x \cos(\omega_0 t + \phi_x), : y = A_y \cos(\omega_0 t + \phi_y), : z = A_z \cos(\omega_0 t + \phi_z), where the positive constants ''Ax'', ''Ay'' and ''Az'' represent the ''amplitudes'' of the oscillations, and the angles φ''x'', φ''y'' and φ''z'' represent their ''phases''. The resulting orbit r(''t'') = 'x''(''t''), ''y''(''y''), ''z''(''t'')is closed because it repeats exactly after one period : T \equiv \frac. The system is also stable because small perturbations in the amplitudes and phases cause correspondingly small changes in the overall orbit.


References


Further reading

* * {{cite journal , title = An English translation of Bertrand's theorem , first1 = F. C. , last1 = Santos , first2 = V. , last2 = Soares , first3 = A. C. , last3 = Tort , date=2011 , journal=Latin American Journal of Physics Education , volume=5 , issue=4 , pages=694–696 , arxiv=0704.2396 , bibcode=2007arXiv0704.2396S Classical mechanics Orbits Physics theorems