Authoritarianism is a
political system characterized by the rejection of
political plurality
Pluralism as a political philosophy is the recognition and affirmation of diversity within a political body, which is seen to permit the peaceful coexistence of different interests, convictions, and lifestyles. While not all political pluralists ...
, the use of strong central power to preserve the political ''
status quo'', and reductions in the
rule of law
The rule of law is the political philosophy that all citizens and institutions within a country, state, or community are accountable to the same laws, including lawmakers and leaders. The rule of law is defined in the ''Encyclopedia Britannica ...
,
separation of powers
Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typic ...
, and
democratic voting
Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which the people have the authority to deliberate and decide legislation (" direct democracy"), or to choose gov ...
.
Political scientists have created many typologies describing variations of authoritarian forms of government.
[ Authoritarian regimes may be either ]autocratic
Autocracy is a system of government in which absolute power over a state is concentrated in the hands of one person, whose decisions are subject neither to external legal restraints nor to regularized mechanisms of popular control (except per ...
or oligarchic
Oligarchy (; ) is a conceptual form of power structure in which power rests with a small number of people. These people may or may not be distinguished by one or several characteristics, such as nobility, fame, wealth, education, or corporate, r ...
and may be based upon the rule of a party
A party is a gathering of people who have been invited by a host for the purposes of socializing, conversation, recreation, or as part of a festival or other commemoration or celebration of a special occasion. A party will often feature f ...
or the military
A military, also known collectively as armed forces, is a heavily armed, highly organized force primarily intended for warfare. It is typically authorized and maintained by a sovereign state, with its members identifiable by their distinct ...
. States that have a blurred boundary between democracy and authoritarianism have some times been characterized as "hybrid democracies", "hybrid regimes
A hybrid regime is a mixed type of political system often created as a result of an incomplete transition from an authoritarian regime to a democratic one (or vice versa). Hybrid regimes are categorized as combine autocratic features with de ...
" or "competitive authoritarian" states.
The political scientist Juan Linz
''Juan'' is a given name, the Spanish and Manx versions of ''John''. It is very common in Spain and in other Spanish-speaking communities around the world and in the Philippines, and also (pronounced differently) in the Isle of Man. In Spanish, ...
, in an influential 1964 work, ''An Authoritarian Regime: Spain'', defined authoritarianism as possessing four qualities:
# Limited political pluralism, is realized with constraints on the legislature
A legislature is an assembly with the authority to make law
Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior,Robertson, ''Crimes against humanity'', 90. with its p ...
, political parties
A political party is an organization that coordinates candidates to compete in a particular country's elections. It is common for the members of a party to hold similar ideas about politics, and parties may promote specific ideological or pol ...
and interest group
Advocacy groups, also known as interest groups, special interest groups, lobbying groups or pressure groups use various forms of advocacy in order to influence public opinion and ultimately policy. They play an important role in the developm ...
s.
# Political legitimacy
In political science, legitimacy is the right and acceptance of an authority, usually a governing law or a regime. Whereas ''authority'' denotes a specific position in an established government, the term ''legitimacy'' denotes a system of gover ...
is based upon appeals to emotion and identification of the regime as a necessary evil to combat "easily recognizable societal problems, such as underdevelopment
Underdevelopment, in the context of international development, reflects a broad condition or phenomena defined and critiqued by theorists in fields such as economics, development studies, and postcolonial studies. Used primarily to distinguish sta ...
or insurgency
An insurgency is a violent, armed rebellion against authority waged by small, lightly armed bands who practice guerrilla warfare from primarily rural base areas. The key descriptive feature of insurgency is its asymmetric nature: small irr ...
."
# Minimal political mobilization
Mass mobilization (also known as social mobilization or popular mobilization) refers to mobilization of civilian population as part of contentious politics. Mass mobilization is defined as a process that engages and motivates a wide range of partne ...
, and suppression of anti-regime activities.
# Ill-defined executive powers, often vague and shifting extends the power of the executive.
Minimally defined, an authoritarian government lacks free and competitive direct elections to legislature
A legislature is an assembly with the authority to make law
Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior,Robertson, ''Crimes against humanity'', 90. with its p ...
s, free and competitive direct or indirect election
An indirect election or ''hierarchical voting'' is an election in which voters do not choose directly among candidates or parties for an office (direct voting system), but elect people who in turn choose candidates or parties. It is one of the old ...
s for executives, or both. Broadly defined, authoritarian states include countries that lack civil liberties
Civil liberties are guarantees and freedoms that governments commit not to abridge, either by constitution, legislation, or judicial interpretation, without due process. Though the scope of the term differs between countries, civil liberties may ...
such as freedom of religion
Freedom of religion or religious liberty is a principle that supports the freedom of an individual or community, in public or private, to manifest religion or belief in teaching, practice, worship, and observance. It also includes the freedom ...
, or countries in which the government and the opposition
Opposition may refer to:
Arts and media
* ''Opposition'' (Altars EP), 2011 EP by Christian metalcore band Altars
* The Opposition (band), a London post-punk band
* '' The Opposition with Jordan Klepper'', a late-night television series on Com ...
do not alternate in power at least once following free elections. Authoritarian states might contain nominally democratic institutions such as political parties, legislatures and elections which are managed to entrench authoritarian rule and can feature fraudulent, non-competitive elections. Since 1946, the share of authoritarian states in the international political system increased until the mid-1970s but declined from then until the year 2000.
Characteristics
Authoritarianism is characterized by highly concentrated and centralized government
A centralized government (also united government) is one in which both executive and legislative power is concentrated centrally at the higher level as opposed to it being more distributed at various lower level governments. In a national contex ...
power maintained by political repression
Political repression is the act of a state entity controlling a citizenry by force for political reasons, particularly for the purpose of restricting or preventing the citizenry's ability to take part in the political life of a society, thereb ...
and the exclusion of potential challengers. It uses political parties
A political party is an organization that coordinates candidates to compete in a particular country's elections. It is common for the members of a party to hold similar ideas about politics, and parties may promote specific ideological or pol ...
and mass organizations to mobilize people around the goals of the regime.[Theodore M. Vesta, '' Ethiopia: A Post-Cold War African State'. Greenwood, 1999, p. 17.] Adam Przeworski
Adam Przeworski (; born May 5, 1940) is a Polish-American professor of political science specializing in comparative politics. He is Carroll and Milton Professor Emeritus in the Department of Politics of New York University. He is a scholar of de ...
has theorized that "authoritarian equilibrium rests mainly on lies, fear and economic prosperity." However, Daniel A. Bell and Wang Pei used China's experience with COVID-19
Coronavirus disease 2019 (COVID-19) is a contagious disease caused by a virus, the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). The first known case was COVID-19 pandemic in Hubei, identified in Wuhan, China, in December ...
to argue that the categories are not so clear cut.
Authoritarianism also tends to embrace the informal and unregulated exercise of political power
In social science and politics, power is the social production of an effect that determines the capacities, actions, beliefs, or conduct of actors. Power does not exclusively refer to the threat or use of force ( coercion) by one actor agains ...
, a leadership that is "self-appointed and even if elected cannot be displaced by citizens' free choice among competitors", the arbitrary deprivation of civil liberties
Civil liberties are guarantees and freedoms that governments commit not to abridge, either by constitution, legislation, or judicial interpretation, without due process. Though the scope of the term differs between countries, civil liberties may ...
and little tolerance for meaningful opposition
Opposition may refer to:
Arts and media
* ''Opposition'' (Altars EP), 2011 EP by Christian metalcore band Altars
* The Opposition (band), a London post-punk band
* '' The Opposition with Jordan Klepper'', a late-night television series on Com ...
. A range of social controls also attempt to stifle civil society
Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere.[armed forces
A military, also known collectively as armed forces, is a heavily armed, highly organized force primarily intended for warfare. It is typically authorized and maintained by a sovereign state, with its members identifiable by their distinct ...]
, a bureaucracy staffed by the regime and creation of allegiance
An allegiance is a duty of fidelity said to be owed, or freely committed, by the people, subjects or citizens to their state or sovereign.
Etymology
From Middle English ''ligeaunce'' (see medieval Latin ''ligeantia'', "a liegance"). The ''al ...
through various means of socialization
In sociology, socialization or socialisation (see spelling differences) is the process of internalizing the norms and ideologies of society. Socialization encompasses both learning and teaching and is thus "the means by which social and cultur ...
and indoctrination.
Authoritarianism is marked by "indefinite political tenure" of the ruler or ruling party
The ruling party or governing party in a democratic parliamentary or presidential system is the political party or coalition holding a majority of elected positions in a parliament, in the case of parliamentary systems, or holding the executive ...
(often in a one-party state
A one-party state, single-party state, one-party system, or single-party system is a type of sovereign state in which only one political party has the right to form the government, usually based on the existing constitution. All other parties ...
) or other authority. The transition from an authoritarian system to a more democratic form of government is referred to as democratization
Democratization, or democratisation, is the transition to a more democratic political regime, including substantive political changes moving in a democratic direction. It may be a hybrid regime in transition from an authoritarian regime to a ful ...
.
Constitutions in authoritarian regimes
Authoritarian regimes often adopt "the institutional trappings" of democracies such as constitution
A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of Legal entity, entity and commonly determine how that entity is to be governed.
When ...
s. Constitutions in authoritarian states may serve a variety of roles, including "operating manual" (describing how the government is to function); "billboard" (signal of regime's intent), "blueprint" (outline of future regime plans), and "window dressing" (material designed to obfuscate, such as provisions setting forth freedoms that are not honored in practice). Authoritarian constitutions may help legitimize, strengthen, and consolidate regimes. An authoritarian constitution "that successfully coordinates government action and defines popular expectations can also help consolidate the regime's grip on power by inhibiting re coordination on a different set of arrangements." Unlike democratic constitutions, authoritarian constitutions do not set direct limits on executive authority; however, in some cases such documents may function as ways for elites to protect their own property rights or constrain autocrats' behavior.
The Soviet Constitution of 1918, the first charter of the new Russian Socialist Federated Soviet Republic (RSFSR), was described by Vladimir Lenin
Vladimir Ilyich Ulyanov. ( 1870 – 21 January 1924), better known as Vladimir Lenin,. was a Russian revolutionary, politician, and political theorist. He served as the first and founding head of government of Soviet Russia from 1917 to 19 ...
as a "revolutionary" document. It was, he said, unlike any constitution drafted by a nation-state. The concept of "authoritarian constitutionalism" has been developed by legal scholar Mark Tushnet
Mark Victor Tushnet (born 18 November 1945) is an American legal scholar. He specializes in constitutional law and theory, including comparative constitutional law, and is currently the William Nelson Cromwell Professor of Law at Harvard Law Sch ...
.[Tushnet, Mark (January 2015)]
"Authoritarian Constitutionalism"
. ''Cornell Law Review''. Cambridge University Press. 100 (2): 36–50. . Tushnet distinguishes authoritarian constitutionalist regimes from "liberal constitutionalist" regimes ("the sort familiar in the modern West, with core commitments to human rights and self-governance implemented by means of varying institutional devices") and from purely authoritarian regimes (which reject the idea of human rights or constraints on leaders' power).[ He describes authoritarian constitutionalist regimes as (1) authoritarian ]dominant-party
A dominant-party system, or one-party dominant system, is a political occurrence in which a single political party continuously dominates election results over running opposition groups or parties. Any ruling party staying in power for more t ...
states that (2) impose sanctions (such as libel judgments) against, but do not arbitrarily arrest, political dissidents; (3) permit "reasonably open discussion and criticism of its policies"; (4) hold "reasonably free and fair elections", without systemic intimidation, but "with close attention to such matters as the drawing of election districts and the creation of party lists to ensure as best it can that it will prevail—and by a substantial margin"; (5) reflect at least occasional responsiveness to public opinion; and (6) create "mechanisms to ensure that the amount of dissent does not exceed the level it regards as desirable." Tushnet cites Singapore
Singapore (), officially the Republic of Singapore, is a sovereign island country and city-state in maritime Southeast Asia. It lies about one degree of latitude () north of the equator, off the southern tip of the Malay Peninsula, borde ...
as an example of an authoritarian constitutionalist state, and connects the concept to that of hybrid regimes
A hybrid regime is a mixed type of political system often created as a result of an incomplete transition from an authoritarian regime to a democratic one (or vice versa). Hybrid regimes are categorized as combine autocratic features with de ...
.[
]
Economy
Scholars such as Seymour Lipset
Seymour Martin Lipset ( ; March 18, 1922 – December 31, 2006) was an American sociologist and political scientist (President of the American Political Science Association). His major work was in the fields of political sociology, trade union o ...
, Carles Boix, Susan Stokes
Susan Carol Stokes (born 1959) is an American political scientist and the Tiffany and Margaret Blake Distinguished Service Professor in the Political Science department of the University of Chicago, and the faculty director of the Chicago Center on ...
, Dietrich Rueschemeyer, Evelyne Stephens and John Stephens argue that economic development increases the likelihood of democratization. Adam Przeworski
Adam Przeworski (; born May 5, 1940) is a Polish-American professor of political science specializing in comparative politics. He is Carroll and Milton Professor Emeritus in the Department of Politics of New York University. He is a scholar of de ...
and Fernando Limongi argue that while economic development makes democracies less likely to turn authoritarian, there is insufficient evidence to conclude that development causes democratization (turning an authoritarian state into a democracy).
Eva Bellin argues that under certain circumstances the bourgeoise
The bourgeoisie ( , ) is a social class, equivalent to the middle or upper middle class. They are distinguished from, and traditionally contrasted with, the proletariat by their affluence, and their great cultural and financial capital. T ...
and labor
Labour or labor may refer to:
* Childbirth, the delivery of a baby
* Labour (human activity), or work
** Manual labour, physical work
** Wage labour, a socioeconomic relationship between a worker and an employer
** Organized labour and the la ...
are more likely to favor democratization, but less so under other circumstances. Economic development can boost public support for authoritarian regimes in the short-to-medium term.
According to Michael Albertus, most land reform programs tend to be implemented by authoritarian regimes that subsequently withhold property rights
The right to property, or the right to own property (cf. ownership) is often classified as a human right for natural persons regarding their possessions. A general recognition of a right to private property is found more rarely and is typically ...
from the beneficiaries of the land reform. Authoritarian regimes do so to gain coercive leverage over rural populations.
Institutions
Within authoritarian systems, there may be nominally democratic institutions such as political parties, legislatures and elections, but they are managed in a way so as to entrench authoritarian regimes. Within democracies, parties serve to coordinate the pursuit of interests for like-minded citizens, whereas in authoritarian systems, they are a way for authoritarian leaders to find capable elites for the regime. In a democracy, a legislature is intended to represent the diversity of interests among citizens, whereas authoritarians use legislatures to signal their own restraint towards other elites as well as to monitor other elites who pose a challenge to the regime.
Fraudulent elections may serve the role of signaling the strength of the regime (to deter elites from challenging the regime) and forcing other elites to demonstrate their loyalty to the regime. By contrast, in democracies, free and fair elections are used to select representatives who represent the will of the citizens. Elections may also motivate authoritarian party members to strengthen patron–client and information-gathering networks, which strengthens the authoritarian regime. Elections may also motivate members of the ruling class to provide public goods
In economics, a public good (also referred to as a social good or collective good)Oakland, W. H. (1987). Theory of public goods. In Handbook of public economics (Vol. 2, pp. 485-535). Elsevier. is a good that is both non-excludable and non-riv ...
.
According to a 2018 study, most party-led dictatorships regularly hold popular elections. Prior to the 1990s, most of these elections had no alternative parties or candidates for voters to choose. Since the end of the Cold War, about two-thirds of elections in authoritarian systems allow for some opposition, but the elections are structured in a way to heavily favor the incumbent authoritarian regime.
Hindrances to free and fair elections in authoritarian systems may include:
* Control of the media by the authoritarian incumbents.
* Interference with opposition campaigning.
* Electoral fraud.
* Violence against opposition.
* Large-scale spending by the state in favor of the incumbents.
* Permitting of some parties, but not others.
* Prohibitions on opposition parties, but not independent candidates.
* Allowing competition between candidates within the incumbent party, but not those who are not in the incumbent party.
Interactions with other elites and the masses
The foundations of stable authoritarian rule are that the authoritarian prevents contestation from the masses and other elites. The authoritarian regime may use co-optation or repression (or carrots and sticks) to prevent revolts. Authoritarian rule entails a balancing act whereby the ruler has to maintain the support of other elites (frequently through the distribution of state and societal resources) and the support of the public (through distribution of the same resources): the authoritarian rule is at risk if the balancing act is lopsided, as it risks a coup by the elites or an uprising by the mass public.
Manipulation of information
According to a 2019 study by Sergei Guriev
Sergey Maratovich Guriyev (russian: Серге́й Мара́тович Гури́ев, os, Гуриаты Мараты фырт Сергей / Gwyriaty Maraty fyrt Sergej) is a Russian economist, who is Provost and a professor of economics at t ...
and Daniel Treisman
Daniel Treisman is an American economist, who is most notable for being the author of the bestselling book Spin Dictators.
Education
He completed his bachelor's degree at the University of Oxford in 1986.
He completed his master's degre ...
, authoritarian regimes have over time become less reliant on violence and mass repression to maintain control. The study shows instead that authoritarians have increasingly resorted to manipulation of information as a means of control. Authoritarians increasingly seek to create an appearance of good performance, conceal state repression, and imitate democracy.
Systemic weakness and resilience
Andrew J. Nathan
Andrew J. Nathan (; born 3 April 1943) is a professor of political science at Columbia University. He specializes in Chinese politics, foreign policy, human rights and political culture. Nathan attended Harvard University, where he earned a B.A. ...
notes that "regime theory holds that authoritarian systems are inherently fragile because of weak legitimacy, overreliance on coercion, over- centralization of decision making, and the predominance of personal power over institutional norms. ... Few authoritarian regimes—be they communist, fascist, corporatist, or personalist—have managed to conduct orderly, peaceful, timely, and stable successions."[Andrew J. Nathan]
"Authoritarian Resilience"
, ''Journal of Democracy'', 14.1 (2003), pp. 6–17.
Political scientist Theodore M. Vestal writes that authoritarian political systems may be weakened through inadequate responsiveness to either popular or elite demands and that the authoritarian tendency to respond to challenges by exerting tighter control, instead of by adapting, may compromise the legitimacy
Legitimacy, from the Latin ''legitimare'' meaning "to make lawful", may refer to:
* Legitimacy (criminal law)
* Legitimacy (family law)
* Legitimacy (political)
See also
* Bastard (law of England and Wales)
* Illegitimacy in fiction
* Legit (d ...
of an authoritarian state and lead to its collapse.
One exception to this general trend is the endurance of the authoritarian rule of the Chinese Communist Party
The Chinese Communist Party (CCP), officially the Communist Party of China (CPC), is the founding and One-party state, sole ruling party of the China, People's Republic of China (PRC). Under the leadership of Mao Zedong, the CCP emerged victoriou ...
which has been unusually resilient among authoritarian regimes. Nathan posits that this can be attributed to four factors such as (1) "the increasingly norm-bound nature of its succession politics"; (2) "the increase in meritocratic as opposed to factional considerations in the promotion of political elites"; (3) "the differentiation and functional specialization of institutions within the regime"; and (4) "the establishment of institutions for political participation and appeal that strengthen the CCP's legitimacy among the public at large."
Violence
Yale University political scientist Milan Svolik argues that violence is a common characteristic of authoritarian systems. Violence tends to be common in authoritarian states because of a lack of independent third parties empowered to settle disputes between the dictator, regime allies, regime soldiers and the masses.
Authoritarians may resort to measures referred to as '' coup-proofing'' (structures that make it hard for any small group to seize power). Coup-proofing strategies include strategically placing family, ethnic, and religious groups in the military; creating of an armed force parallel to the regular military; and developing multiple internal security agencies with overlapping jurisdiction that constantly monitor one another. Research shows that some coup-proofing strategies reduce the risk of coups occurring and reduce the likelihood of mass protests. However, coup-proofing reduces military effectiveness, and limits the rents that an incumbent can extract. A 2016 study shows that the implementation of succession rules reduce the occurrence of coup attempts. Succession rules are believed to hamper coordination efforts among coup plotters by assuaging elites who have more to gain by patience than by plotting. According to political scientists Curtis Bell and Jonathan Powell, coup attempts in neighbouring countries lead to greater coup-proofing and coup-related repression in a region. A 2017 study finds that countries' coup-proofing strategies are heavily influenced by other countries with similar histories. A 2018 study in the ''Journal of Peace Research
The ''Journal of Peace Research'' is a bimonthly peer-reviewed academic journal that publishes scholarly articles and book reviews in the fields of peace and conflict studies, conflict resolution, and international security. It was established by J ...
'' found that leaders who survive coup attempts and respond by purging known and potential rivals are likely to have longer tenures as leaders. A 2019 study in ''Conflict Management and Peace Science'' found that personalist
Personalism is an intellectual stance that emphasizes the importance of human persons. Personalism exists in many different versions, and this makes it somewhat difficult to define as a philosophical and theological movement. Friedrich Schleierm ...
dictatorships are more likely to take coup-proofing measures than other authoritarian regimes; the authors argue that this is because "personalists are characterized by weak institutions and narrow support bases, a lack of unifying ideologies and informal links to the ruler."
According to a 2019 study, personalist dictatorships are more repressive than other forms of dictatorship.
Typologies
According to Yale
Yale University is a private research university in New Haven, Connecticut. Established in 1701 as the Collegiate School, it is the third-oldest institution of higher education in the United States and among the most prestigious in the wor ...
professor Juan José Linz
Juan José Linz Storch de Gracia (24 December 1926 – 1 October 2013) was a Spanish sociologist and political scientist specializing in comparative politics. He was Sterling Professor Emeritus of Sociology and Political Science at Yale Univers ...
there a three main types of political regimes today: democracies
Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which the people have the authority to deliberate and decide legislation (" direct democracy"), or to choose go ...
,
totalitarian regimes
Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
and, sitting between these two, authoritarian regimes (with hybrid regimes
A hybrid regime is a mixed type of political system often created as a result of an incomplete transition from an authoritarian regime to a democratic one (or vice versa). Hybrid regimes are categorized as combine autocratic features with de ...
).
Similar terms
* An authoritarian regime has "a concentration of power in a leader or an elite not constitutionally responsible to the people". Unlike totalitarian states, they will allow social and economic institutions not under governmental control, and tend to rely on passive mass acceptance rather than active popular support.[
* An ]Autocracy
Autocracy is a system of government in which absolute power over a state is concentrated in the hands of one person, whose decisions are subject neither to external legal restraints nor to regularized mechanisms of popular control (except perh ...
is a state/government in which one person possesses "unlimited power".
* A Totalitarian
Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
state is "based on subordination of the individual to the state and strict control of all aspects of the life and productive capacity of the nation especially by coercive measures (such as censorship and terrorism)". and are ruled by a single ruling party made up of loyal supporters. Unlike autocracies, which "seek only to gain absolute political power and to outlaw opposition",[Hannah Arendt"/> totalitarian states are characterized by an official ideology, which "seek only to gain absolute political power and to outlaw opposition",][Hannah Arendt">(according to Hannah Arendt)] and "seek to dominate every aspect of everyone's life as a prelude to world domination".[Hannah Arendt"/>
* A ]Fascist
Fascism is a far-right, Authoritarianism, authoritarian, ultranationalism, ultra-nationalist political Political ideology, ideology and Political movement, movement,: "extreme militaristic nationalism, contempt for electoral democracy and pol ...
state is autocratic and based on a political philosophy/movement, (such as that of the Fascisti of pre-WWII Italy) "that exalts nation and often race above the individual and that stands for a centralized autocratic government headed by a dictatorial leader, severe economic and social regimentation, and forcible suppression of opposition".
Subtypes
Several subtypes of authoritarian regimes have been identified by Linz and others.[Mark J. Gasiorowski, The Political Regimes Project in ''On Measuring Democracy: Its Consequences and Concomitants'' (ed. Alex Inketes), 2006, pp. 110–111.] Linz identified the two most basic subtypes as traditional authoritarian regimes and bureaucratic-military authoritarian regimes:
* Traditional authoritarian regimes are those "in which the ruling authority (generally a single person)" is maintained in power "through a combination of appeals to traditional legitimacy, patron-client ties and repression, which is carried out by an apparatus bound to the ruling authority through personal loyalties." An example is Ethiopia
Ethiopia, , om, Itiyoophiyaa, so, Itoobiya, ti, ኢትዮጵያ, Ítiyop'iya, aa, Itiyoppiya officially the Federal Democratic Republic of Ethiopia, is a landlocked country in the Horn of Africa. It shares borders with Eritrea to the ...
under Haile Selassie I
Haile Selassie I ( gez, ቀዳማዊ ኀይለ ሥላሴ, Qädamawi Häylä Səllasé, ; born Tafari Makonnen; 23 July 189227 August 1975) was Emperor of Ethiopia from 1930 to 1974. He rose to power as Regent Plenipotentiary of Ethiopia ('' ...
.
* Bureaucratic-military authoritarian regimes are those "governed by a coalition of military officers and technocrats who act pragmatically (rather than ideologically) within the limits of their bureaucratic mentality." Mark J. Gasiorowski
Mark J. Gasiorowski (born October 9, 1954) is a political scientist at Tulane University in New Orleans in the field of Middle East politics, Third World politics, and U.S. foreign policy.
He has served frequently as a consultant to the United Sta ...
suggests that it is best to distinguish "simple military authoritarian regimes" from "bureaucratic authoritarian regimes" in which "a powerful group of technocrats uses the state apparatus to try to rationalize and develop the economy" such South Korea
South Korea, officially the Republic of Korea (ROK), is a country in East Asia, constituting the southern part of the Korea, Korean Peninsula and sharing a Korean Demilitarized Zone, land border with North Korea. Its western border is formed ...
under Park Chung-hee
Park Chung-hee (, ; 14 November 1917 – 26 October 1979) was a South Korean politician and army general who served as the dictator of South Korea from 1961 until his assassination in 1979; ruling as an unelected military strongman from 1961 ...
.
According to Barbara Geddes
Barbara Geddes (born October 15, 1944) is an American political scientist. One of the main important theorists of authoritarianism and empirical catalogers of authoritarian regimes, she is currently a full professor at the Department of Political ...
, there are seven typologies of authoritarian regimes: dominant party regimes, military regime, personalist regimes, monarchies, oligarchic regimes, indirect military regimes, or hybrids of the first three.
Subtypes of authoritarian regimes identified by Linz are corporatist
Corporatism is a collectivist political ideology which advocates the organization of society by corporate groups, such as agricultural, labour, military, business, scientific, or guild associations, on the basis of their common interests. The ...
or organic-statistic, racial and ethnic "democracy" and post-totalitarian.
* Corporatist authoritarian regimes "are those in which corporatism institutions are used extensively by the state to coopt and demobilize powerful interest groups." This type has been studied most extensively in Latin America
Latin America or
* french: Amérique Latine, link=no
* ht, Amerik Latin, link=no
* pt, América Latina, link=no, name=a, sometimes referred to as LatAm is a large cultural region in the Americas where Romance languages — languages derived f ...
.
* Racial and ethnic "democracies" are those in which "certain racial or ethnic groups enjoy full democratic rights while others are largely or entirely denied those rights", such as in South Africa under apartheid.
* Post-totalitarian authoritarian regimes are those in which totalitarian institutions (such as the party, secret police
Secret police (or political police) are intelligence, security or police agencies that engage in covert operations against a government's political, religious, or social opponents and dissidents. Secret police organizations are characteristic of ...
and state-controlled mass media) remain, but where "ideological orthodoxy has declined in favor of routinization, repression has declined, the state's top leadership is less personalized and more secure, and the level of mass mobilization has declined substantially." Examples include the Russian Federation
Russia (, , ), or the Russian Federation, is a List of transcontinental countries, transcontinental country spanning Eastern Europe and North Asia, Northern Asia. It is the List of countries and dependencies by area, largest country in the ...
and Soviet
The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nation ...
Eastern Bloc
The Eastern Bloc, also known as the Communist Bloc and the Soviet Bloc, was the group of socialist states of Central and Eastern Europe, East Asia, Southeast Asia, Africa, and Latin America under the influence of the Soviet Union that existed du ...
states in the mid-1980s. The post-Mao Zedong
Mao Zedong pronounced ; also romanised traditionally as Mao Tse-tung. (26 December 1893 – 9 September 1976), also known as Chairman Mao, was a Chinese communist revolutionary who was the founder of the People's Republic of China (PRC) ...
People's Republic of China
China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
was viewed as post-totalitarian in the 1990s and early 2000s, with a limited degree of increase in pluralism and civil society. however, in the 2010s, particularly after Xi Jinping
Xi Jinping ( ; ; ; born 15 June 1953) is a Chinese politician who has served as the general secretary of the Chinese Communist Party (CCP) and chairman of the Central Military Commission (CMC), and thus as the paramount leader of China, s ...
succeeded as General Secretary of the Chinese Communist Party
The general secretary of the Chinese Communist Party () is the head of the Chinese Communist Party (CCP), the sole ruling party of the People's Republic of China (PRC). Since 1989, the CCP general secretary has been the paramount leader o ...
and rose to power in 2012, Chinese state repression sharply increased, aided by digital control
Digital control is a branch of control theory that uses digital computers to act as system controllers.
Depending on the requirements, a digital control system can take the form of a microcontroller to an ASIC to a standard desktop computer. ...
and mass surveillance
Mass surveillance is the intricate surveillance of an entire or a substantial fraction of a population in order to monitor that group of citizens. The surveillance is often carried out by local and federal governments or governmental organizati ...
.
Authoritarian regimes are also sometimes subcategorized by whether they are personalistic or populist
Populism refers to a range of political stances that emphasize the idea of "the people" and often juxtapose this group against " the elite". It is frequently associated with anti-establishment and anti-political sentiment. The term develop ...
. Personalistic authoritarian regimes are characterized by arbitrary rule and authority
In the fields of sociology and political science, authority is the legitimate power of a person or group over other people. In a civil state, ''authority'' is practiced in ways such a judicial branch or an executive branch of government.''The N ...
exercised "mainly through patronage networks and coercion rather than through institutions and formal rules." Personalistic authoritarian regimes have been seen in post-colonial Africa. By contrast, populist authoritarian regimes "are mobilizational regimes in which a strong, charismatic, manipulative leader rules through a coalition involving key lower-class groups." Examples include Argentina
Argentina (), officially the Argentine Republic ( es, link=no, República Argentina), is a country in the southern half of South America. Argentina covers an area of , making it the second-largest country in South America after Brazil, th ...
under Juan Perón
Juan Domingo Perón (, , ; 8 October 1895 – 1 July 1974) was an Argentine Army general and politician. After serving in several government positions, including Minister of Labour and Vice President of a military dictatorship, he was elected P ...
, Egypt
Egypt ( ar, مصر , ), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia via a land bridge formed by the Sinai Peninsula. It is bordered by the Mediter ...
under Gamal Abdel Nasser
Gamal Abdel Nasser Hussein, . (15 January 1918 – 28 September 1970) was an Egyptian politician who served as the second president of Egypt from 1954 until his death in 1970. Nasser led the Egyptian revolution of 1952 and introduced far-re ...
and Venezuela
Venezuela (; ), officially the Bolivarian Republic of Venezuela ( es, link=no, República Bolivariana de Venezuela), is a country on the northern coast of South America, consisting of a continental landmass and many islands and islets in th ...
under Hugo Chávez
Hugo Rafael Chávez Frías (; 28 July 1954 – 5 March 2013) was a Venezuelan politician who was president of Venezuela from 1999 until his death in 2013, except for a brief period in 2002. Chávez was also leader of the Fifth Republ ...
and Nicolás Maduro
Nicolás Maduro Moros (; born 23 November 1962) is a Venezuelan politician and president of Venezuela since 2013, with his presidency under dispute since 2019.
Beginning his working life as a bus driver, Maduro rose to become a trade unio ...
.
A typology of authoritarian regimes by political scientists Brian Lai and Dan Slater includes four categories:
* machine (oligarchic party dictatorships);
* bossism (autocratic party dictatorships);
* juntas (oligarchic military dictatorships
A military dictatorship is a dictatorship in which the military exerts complete or substantial control over political authority, and the dictator is often a high-ranked military officer.
The reverse situation is to have civilian control of the m ...
); and
* strongman
In the 19th century, the term strongman referred to an exhibitor of strength or similar circus performers who performed feats of strength. More recently, strength athletics, also known as strongman competitions, have grown in popularity. Thes ...
(autocratic military dictatorships).[
Lai and Slater argue that single‐party regimes are better than military regimes at developing institutions (e.g. ]mass mobilization
Mass mobilization (also known as social mobilization or popular mobilization) refers to mobilization of civilian population as part of contentious politics. Mass mobilization is defined as a process that engages and motivates a wide range of partne ...
, patronage networks ad coordination of elites) that are effective at continuing the regime's incumbency and diminishing domestic challengers; Lai and Slater also argue that military regimes more often initiate military conflicts or undertake other "desperate measures" to maintain control as compared to single‐party regimes.[
John Duckitt suggests a link between authoritarianism and ]collectivism
Collectivism may refer to:
* Bureaucratic collectivism, a theory of class society whichto describe the Soviet Union under Joseph Stalin
* Collectivist anarchism, a socialist doctrine in which the workers own and manage the production
* Collectivis ...
, asserting that both stand in opposition to individualism
Individualism is the moral stance, political philosophy, ideology and social outlook that emphasizes the intrinsic worth of the individual. Individualists promote the exercise of one's goals and desires and to value independence and self-reli ...
. Duckitt writes that both authoritarianism and collectivism submerge individual rights
Group rights, also known as collective rights, are rights held by a group '' qua'' a group rather than individually by its members; in contrast, individual rights are rights held by individual people; even if they are group-differentiated, which ...
and goals to group goals, expectations and conformities.
According to Steven Levitsky and Lucan Way, authoritarian regimes that are created in social revolutions are far more durable than other kinds of authoritarian regimes.
Authoritarianism and democracy
Authoritarianism and democracy are not necessarily fundamental opposites and may be thought of as poles at opposite ends of a scale, so that it is possible for some democracies to possess authoritarian elements, and for an authoritarian system to have democratic elements. Authoritarian regimes may also be partly responsive to citizen grievances, although this is generally only regarding grievances that do not undermine the stability of the regime. An illiberal democracy
An illiberal democracy describes a governing system in which, although elections take place, citizens are cut off from knowledge about the activities of those who exercise real power because of the lack of civil liberties; thus it does not co ...
, or procedural democracy
Procedural democracy or proceduralist democracy or proceduralism is a term used to denote the particular procedures, such as regular elections based on universal suffrage, that produce an electorally-legitimated government. Procedural democracy, ...
, is distinguished from liberal democracy
Liberal democracy is the combination of a liberal political ideology that operates under an indirect democratic form of government. It is characterized by elections between multiple distinct political parties, a separation of powers into diff ...
, or substantive democracy
Substantive democracy is a form of democracy in which the outcome of elections is representative of the people. In other words, substantive democracy is a form of democracy that functions in the interest of the governed.rule of law
The rule of law is the political philosophy that all citizens and institutions within a country, state, or community are accountable to the same laws, including lawmakers and leaders. The rule of law is defined in the ''Encyclopedia Britannica ...
, protections for minority group
The term 'minority group' has different usages depending on the context. According to its common usage, a minority group can simply be understood in terms of demographic sizes within a population: i.e. a group in society with the least number o ...
s, an independent judiciary Judicial independence is the concept that the judiciary should be independent from the other branches of government. That is, courts should not be subject to improper influence from the other branches of government or from private or partisan inter ...
and the real separation of powers
Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typic ...
.
A further distinction that liberal democracies have rarely made war with one another; research has extended the theory and finds that more democratic countries tend to have few wars (sometimes called militarized interstate dispute Militarized interstate disputes (MIDs) are conflicts between states that do not involve a full-scale war. These include any conflicts in which one or more states threaten, display, or use force against one or more other states. They can vary in int ...
s) causing fewer battle deaths with one another and that democracies have far fewer civil war
A civil war or intrastate war is a war between organized groups within the same state (or country).
The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies ...
s.
Research shows that the democratic nations have much less democide
Democide is a term coined by American political scientist Rudolph Rummel to describe "the intentional killing of an unarmed or disarmed person by government agents acting in their authoritative capacity and pursuant to government policy or high ...
or murder by government. Those were also moderately developed nations before applying liberal democratic policies. Research by the World Bank
The World Bank is an international financial institution that provides loans and grants to the governments of low- and middle-income countries for the purpose of pursuing capital projects. The World Bank is the collective name for the Interna ...
suggests that political institutions are extremely important in determining the prevalence of corruption
Corruption is a form of dishonesty or a criminal offense which is undertaken by a person or an organization which is entrusted in a position of authority, in order to acquire illicit benefits or abuse power for one's personal gain. Corruption m ...
and that parliamentary systems, political stability and freedom of the press
Freedom of the press or freedom of the media is the fundamental principle that communication and expression through various media, including printed and electronic News media, media, especially publication, published materials, should be conside ...
are all associated with lower corruption.
A 2006 study by economist Alberto Abadie
Alberto Abadie (born April 3, 1968) is professor of the department of economics at MIT and Associate Director of the Institute for Data, Systems, and Society (IDSS) also at MIT. He was born in the Basque Country, Spain. He received his PhD in ...
has concluded that terrorism is most common in nations with intermediate political freedom. The nations with the least terrorism
Terrorism, in its broadest sense, is the use of criminal violence to provoke a state of terror or fear, mostly with the intention to achieve political or religious aims. The term is used in this regard primarily to refer to intentional violen ...
are the most and least democratic nations, and that "transitions from an authoritarian regime to a democracy may be accompanied by temporary increases in terrorism." Studies in 2013 and 2017 similarly found a nonlinear relationship between political freedom and terrorism, with the most terrorist attacks occurring in partial democracies and the fewest in "strict autocracies and full-fledged democracies." A 2018 study by Amichai Magen demonstrated that liberal democracies and polyarchies not only suffer fewer terrorist attacks as compared to other regime types, but also suffer fewer casualties in terrorist attacks as compared to other regime types, which may be attributed to higher-quality democracies' responsiveness to their citizens' demands, including "the desire for physical safety", resulting in "investment in intelligence, infrastructure protection, first responders, social resilience, and specialized medical care" which averts casualties.[ Magen also stated that terrorism in closed autocracies sharply increased starting in 2013.][
Within national democratic governments, there may be subnational authoritarian enclaves. A prominent examples of this includes the Southern United States after ]Reconstruction
Reconstruction may refer to:
Politics, history, and sociology
*Reconstruction (law), the transfer of a company's (or several companies') business to a new company
*'' Perestroika'' (Russian for "reconstruction"), a late 20th century Soviet Unio ...
, as well as areas of contemporary Argentina and Mexico.
Competitive authoritarian regimes
Another type of authoritarian regime is the competitive authoritarian regime, a type of civilian regime that arose in the post-Cold War era. In a competitive authoritarian regime, "formal democratic institutions exist and are widely viewed as the primary means of gaining power, but ... incumbents' abuse of the state places them at a significant advantage vis-à-vis their opponents." The term was coined by Steven Levitsky and Lucan A. Way in their 2010 book of the same name to discuss a type of hybrid regime
A hybrid regime is a mixed type of political system often created as a result of an incomplete transition from an authoritarian regime to a democratic one (or vice versa). Hybrid regimes are categorized as combine autocratic features with de ...
that emerged during and after the Cold War
The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
.
Competitive authoritarian regimes differ from fully authoritarian regimes in that elections are regularly held, the opposition can openly operate without a high risk of exile or imprisonment and "democratic procedures are sufficiently meaningful for opposition groups to take them seriously as arenas through which to contest for power." Competitive authoritarian regimes lack one or more of the three characteristics of democracies such as free elections (i.e. elections untainted by substantial fraud or voter intimidation); protection of civil liberties (i.e. the freedom of speech, press and association) and an even playing field (in terms of access to resources, the media and legal recourse).
Authoritarianism and fascism
Authoritarianism is considered a core concept of fascism
Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy an ...
and scholars agree that a fascist regime is foremost an authoritarian form of government, although not all authoritarian regimes are fascist. While authoritarianism is a defining characteristic of fascism, scholars argue that more distinguishing traits are needed to make an authoritarian regime fascist.
Authoritarianism and totalitarianism
Linz distinguished new forms of authoritarianism from personalistic dictatorships and totalitarian states, taking Francoist Spain
Francoist Spain ( es, España franquista), or the Francoist dictatorship (), was the period of Spanish history between 1939 and 1975, when Francisco Franco ruled Spain after the Spanish Civil War with the title . After his death in 1975, Spai ...
as an example. Unlike personalistic dictatorships, new forms of authoritarianism have institutionalized representation of a variety of actors (in Spain's case, including the military, the Catholic Church
The Catholic Church, also known as the Roman Catholic Church, is the largest Christian church, with 1.3 billion baptized Catholics worldwide . It is among the world's oldest and largest international institutions, and has played a ...
, Falange
The Falange Española Tradicionalista y de las Juntas de Ofensiva Nacional Sindicalista (FET y de las JONS; ), frequently shortened to just "FET", was the sole legal party of the Francoist regime in Spain. It was created by General Francisco F ...
, monarchists
Monarchism is the advocacy of the system of monarchy or monarchical rule. A monarchist is an individual who supports this form of government independently of any specific monarch, whereas one who supports a particular monarch is a royalist. ...
, technocrats and others). Unlike totalitarian states, the regime relies on passive mass acceptance rather than popular support.[Todd Landman, ''Studying Human Rights'' (Routledge, 2003), p. 71 (citing Linz 1964 and others).] According to Juan Linz the distinction between an authoritarian regime and a totalitarian
Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
one is that an authoritarian regime seeks to suffocate politics and political mobilization while totalitarianism seeks to control and utilize them. Authoritarianism primarily differs from totalitarianism in that social and economic institutions exist that are not under governmental control. Building on the work of Yale political scientist Juan Linz, Paul C. Sondrol of the University of Colorado at Colorado Springs
The University of Colorado Colorado Springs (UCCS) is a public research university in Colorado Springs, Colorado. It is one of four campuses that make up the University of Colorado system. As of Fall 2017, UCCS had over 12,400 undergraduate a ...
has examined the characteristics of authoritarian and totalitarian dictators and organized them in a chart:
Sondrol argues that while both authoritarianism and totalitarianism are forms of autocracy
Autocracy is a system of government in which absolute power over a state is concentrated in the hands of one person, whose decisions are subject neither to external legal restraints nor to regularized mechanisms of popular control (except perh ...
, they differ in three key dichotomies
A dichotomy is a partition of a whole (or a set) into two parts (subsets). In other words, this couple of parts must be
* jointly exhaustive: everything must belong to one part or the other, and
* mutually exclusive: nothing can belong simulta ...
:
Compared to totalitarianism, "the authoritarian state still maintains a certain distinction between state and society. It is only concerned with political power and as long as that is not contested it gives society a certain degree of liberty. Totalitarianism, on the other hand, invades private life Private Life may refer to:
*life in the private sphere The private sphere is the complement or opposite to the public sphere. The private sphere is a certain sector of societal life in which an individual enjoys a degree of authority, unhampered by ...
and asphyxiates it."[Radu Cinpoes, ''Nationalism and Identity in Romania: A History of Extreme Politics from the Birth of the State to EU Accession'', p. 70.] Another distinction is that "authoritarianism is not animated by utopian ideals in the way totalitarianism is. It does not attempt to change the world and human nature." Carl Joachim Friedrich
Carl Joachim Friedrich (; ; June 5, 1901 – September 19, 1984) was a German-American professor and political theorist. He taught alternately at Harvard and Heidelberg until his retirement in 1971. His writings on state and constitutional theory ...
writes that "a totalist ideology, a party reinforced by a secret police
Secret police (or political police) are intelligence, security or police agencies that engage in covert operations against a government's political, religious, or social opponents and dissidents. Secret police organizations are characteristic of ...
, and monopoly control of ... industrial mass society" are the three features of totalitarian regimes that distinguish them from other autocracies.
Greg Yudin
Grigory Borisovich Yudin, also known as Greg Yudin, (b. 1983) is a Russian political scientist and sociologist. Yudin is an expert in public opinion and Opinion poll, polling in Russia. He is columnist for the newspaper ''Vedomosti'' and the onli ...
, a professor of political philosophy at the Moscow School of Social and Economic Sciences, argues "political passivity and civic disengagement" are "key features" of authoritarianism, while totalitarianism relies on "mass mobilization, terror and homogeneity of beliefs".
Economic effects
The effects of political regime types on economic growth have been debated by scholars. A 1993 assessment of existing scholarship led Adam Przeworski
Adam Przeworski (; born May 5, 1940) is a Polish-American professor of political science specializing in comparative politics. He is Carroll and Milton Professor Emeritus in the Department of Politics of New York University. He is a scholar of de ...
and Fernando Limongi to conclude, "we do not know whether democracy fosters or hinders economic growth." In 2010, Dani Rodrik wrote that democracies outperform autocracies in terms of long-term economic growth, economic stability, adjustments to external economic shocks, human capital investment, and economic equality. A 2019 study by Daron Acemoglu, Suresh Naidu, Pascual Restrepo, and James A. Robinson found that democracy increases GDP per capita by about 20 percent over the long-term. According to Amartya Sen
Amartya Kumar Sen (; born 3 November 1933) is an Indian economist and philosopher, who since 1972 has taught and worked in the United Kingdom and the United States. Sen has made contributions to welfare economics, social choice theory, econom ...
, no functioning liberal democracy has ever suffered a large-scale famine
A famine is a widespread scarcity of food, caused by several factors including war, natural disasters, crop failure, Demographic trap, population imbalance, widespread poverty, an Financial crisis, economic catastrophe or government policies. Th ...
.
Scholars have identified that autocracies may have an advantage when it comes to rapid industrialization. Seymour Martin Lipset
Seymour Martin Lipset ( ; March 18, 1922 – December 31, 2006) was an American sociologist and political scientist (President of the American Political Science Association). His major work was in the fields of political sociology, trade union o ...
argued that low-income authoritarian regimes have certain technocratic "efficiency-enhancing advantages" over low-income democracies that gives authoritarian regimes an advantage in economic development
In the economics study of the public sector, economic and social development is the process by which the economic well-being and quality of life of a nation, region, local community, or an individual are improved according to targeted goals and o ...
.[Morton H. Halperin, Joseph T. Siegle, & Michael M. Weinstein, ]
The Democracy Advantage: How Democracies Promote Prosperity and Peace
'' (Council on Foreign Relations
The Council on Foreign Relations (CFR) is an American think tank
A think tank, or policy institute, is a research institute that performs research and advocacy concerning topics such as social policy, political strategy, economics, mi ...
/Psychology Press, 2005). By contrast, Morton H. Halperin, Joseph T. Siegle and Michael M. Weinstein (2005) argue that democracies "realize superior development performance" over authoritarianism, pointing out that poor democracies are more likely to have steadier economic growth and less likely to experience economic and humanitarian catastrophes (such as refugee crises) than authoritarian regimes; that civil liberties in democracies act as a curb on corruption and misuse of resources; and that democracies are more adaptable than authoritarian regimes.
Studies suggest that several health indicators (life expectancy and infant and maternal mortality) have a stronger and more significant association with democracy than they have with GDP
Gross domestic product (GDP) is a monetary measure of the market value of all the final goods and services produced and sold (not resold) in a specific time period by countries. Due to its complex and subjective nature this measure is ofte ...
per capita, size of the public sector or income inequality.
Historical trends
Post-World War II anti-authoritarianism
Both World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
(ending in 1945) and the Cold War
The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
(ending in 1991) resulted in the replacement of authoritarian regimes by either democratic regimes or regimes that were less authoritarian.
World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
saw the defeat of the Axis powers
The Axis powers, ; it, Potenze dell'Asse ; ja, 枢軸国 ''Sūjikukoku'', group=nb originally called the Rome–Berlin Axis, was a military coalition that initiated World War II and fought against the Allies. Its principal members were ...
by the Allied powers. All the Axis powers (Nazi Germany
Nazi Germany (lit. "National Socialist State"), ' (lit. "Nazi State") for short; also ' (lit. "National Socialist Germany") (officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945) was ...
, Fascist Italy and Imperial Japan
The also known as the Japanese Empire or Imperial Japan, was a historical nation-state and great power that existed from the Meiji Restoration in 1868 until the enactment of the post-World War II 1947 constitution and subsequent forma ...
) had totalitarian or authoritarian governments, and two of the three were replaced by governments based on democratic constitutions. The Allied powers were an alliance of Democratic states and (later) the Communist Soviet Union
The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
. At least in Western Europe the initial post-war era embraced pluralism and freedom of expression in areas that had been under control of authoritarian regimes. The memory of fascism and Nazism was denigrated. The new Federal Republic of Germany
Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated between ...
banned its expression. In reaction to the centralism of the Nazi state, the new constitution of West Germany (Federal Republic of Germany
Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated between ...
) exercised "separation of powers
Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typic ...
" and placed "law enforcement
Law enforcement is the activity of some members of government who act in an organized manner to enforce the law by discovering, deterring, rehabilitating, or punishing people who violate the rules and norms governing that society. The term en ...
firmly in the hands" of the sixteen ''Länder
Länder (singular Land) or Bundesländer (singular Bundesland) is the name for (federal) states in two German-speaking countries. It may more specifically refer to:
* States of Austria, the nine federal subdivisions of Austria
* States of Germany ...
'' or states of the republic, not with the federal German government, at least not at first.
Culturally there was also a strong sense of anti-authoritarianism based on anti-fascism
Anti-fascism is a political movement in opposition to fascist ideologies, groups and individuals. Beginning in European countries in the 1920s, it was at its most significant shortly before and during World War II, where the Axis powers were ...
in Western Europe. This was attributed to the active resistance from occupation
Occupation commonly refers to:
*Occupation (human activity), or job, one's role in society, often a regular activity performed for payment
*Occupation (protest), political demonstration by holding public or symbolic spaces
*Military occupation, th ...
and to fears arising from the development of superpower
A superpower is a state with a dominant position characterized by its extensive ability to exert influence or project power on a global scale. This is done through the combined means of economic, military, technological, political and cultural s ...
s. Anti-authoritarianism also became associated with countercultural
A counterculture is a culture whose values and norms of behavior differ substantially from those of mainstream society, sometimes diametrically opposed to mainstream cultural mores.Eric Donald Hirsch. ''The Dictionary of Cultural Literacy''. Hou ...
and bohemian
Bohemian or Bohemians may refer to:
*Anything of or relating to Bohemia
Beer
* National Bohemian, a brand brewed by Pabst
* Bohemian, a brand of beer brewed by Molson Coors
Culture and arts
* Bohemianism, an unconventional lifestyle, origin ...
movements such as the Beat Generation
The Beat Generation was a literary subculture movement started by a group of authors whose work explored and influenced American culture and politics in the post-war era. The bulk of their work was published and popularized by Silent Generatio ...
in the 1950s, the hippies
A hippie, also spelled hippy, especially in British English, is someone associated with the counterculture of the 1960s, originally a youth movement that began in the United States during the mid-1960s and spread to different countries around ...
in the 1960s["The way of the hippie is antithetical to all repressive hierarchical power structures since they are adverse to the hippie goals of peace, love and freedom ... Hippies don't impose their beliefs on others. Instead, hippies seek to change the world through reason and by living what they believe."] and punk
Punk or punks may refer to:
Genres, subculture, and related aspects
* Punk rock, a music genre originating in the 1970s associated with various subgenres
* Punk subculture, a subculture associated with punk rock, or aspects of the subculture s ...
s in the 1970s.
In South America, Argentina, Bolivia, Brazil, Paraguay, Chile and Uruguay moved away from dictatorships to democracy between 1982 and 1990.
With the fall of the Berlin Wall
The Berlin Wall (german: Berliner Mauer, ) was a guarded concrete barrier that encircled West Berlin from 1961 to 1989, separating it from East Berlin and East Germany (GDR). Construction of the Berlin Wall was commenced by the government ...
in 1989 and the Soviet Union
The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
in 1991
File:1991 Events Collage.png, From left, clockwise: Boris Yeltsin, elected as Russia's first president, waves the new flag of Russia after the 1991 Soviet coup d'état attempt, orchestrated by Soviet hardliners; Mount Pinatubo erupts in the Phil ...
, the other authoritarian/totalitarian "half" of the Allied Powers of World War II collapsed. This led not so much to revolt against authority in general, but to the belief that authoritarian states (and state control of economies) were outdated. The idea that "liberal democracy was the final form toward which all political striving was directed" became very popular in Western countries and was celebrated in Francis Fukuyama
Francis Yoshihiro Fukuyama (; born October 27, 1952) is an American political scientist, political economist, international relations scholar and writer.
Fukuyama is known for his book ''The End of History and the Last Man'' (1992), which argue ...
's book ''The End of History and the Last Man
''The End of History and the Last Man'' is a 1992 book of political philosophy by American political scientist Francis Fukuyama which argues that with the ascendancy of Western liberal democracy—which occurred after the Cold War (1945–1991) ...
''. According to Charles H. Fairbanks Jr., "all the new states that stumbled out of the ruins of the Soviet bloc, except Uzbekistan and Turkmenistan, seemed indeed to be moving towards democracy in the early 1990s" as were the countries of East Central Europe and the Balkans.
In December 2010, the Arab Spring
The Arab Spring ( ar, الربيع العربي) was a series of Nonviolent resistance, anti-government protests, Rebellion, uprisings and Insurgency, armed rebellions that spread across much of the Arab world in the early 2010s. It began in T ...
arose in response to unrest over economic stagnation but also in opposition to oppressive authoritarian regimes, first in Tunisia
)
, image_map = Tunisia location (orthographic projection).svg
, map_caption = Location of Tunisia in northern Africa
, image_map2 =
, capital = Tunis
, largest_city = capital
, ...
, and spreading to Libya
Libya (; ar, ليبيا, Lībiyā), officially the State of Libya ( ar, دولة ليبيا, Dawlat Lībiyā), is a country in the Maghreb region in North Africa. It is bordered by the Mediterranean Sea to the north, Egypt to Egypt–Libya bo ...
, Egypt
Egypt ( ar, مصر , ), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia via a land bridge formed by the Sinai Peninsula. It is bordered by the Mediter ...
, Yemen
Yemen (; ar, ٱلْيَمَن, al-Yaman), officially the Republic of Yemen,, ) is a country in Western Asia. It is situated on the southern end of the Arabian Peninsula, and borders Saudi Arabia to the Saudi Arabia–Yemen border, north and ...
, Syria
Syria ( ar, سُورِيَا or سُورِيَة, translit=Sūriyā), officially the Syrian Arab Republic ( ar, الجمهورية العربية السورية, al-Jumhūrīyah al-ʻArabīyah as-Sūrīyah), is a Western Asian country loc ...
, Bahrain
Bahrain ( ; ; ar, البحرين, al-Bahrayn, locally ), officially the Kingdom of Bahrain, ' is an island country in Western Asia. It is situated on the Persian Gulf, and comprises a small archipelago made up of 50 natural islands and an ...
and elsewhere. Regimes were toppled in Tunisia
)
, image_map = Tunisia location (orthographic projection).svg
, map_caption = Location of Tunisia in northern Africa
, image_map2 =
, capital = Tunis
, largest_city = capital
, ...
, Libya
Libya (; ar, ليبيا, Lībiyā), officially the State of Libya ( ar, دولة ليبيا, Dawlat Lībiyā), is a country in the Maghreb region in North Africa. It is bordered by the Mediterranean Sea to the north, Egypt to Egypt–Libya bo ...
, Egypt
Egypt ( ar, مصر , ), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia via a land bridge formed by the Sinai Peninsula. It is bordered by the Mediter ...
and partially in Yemen
Yemen (; ar, ٱلْيَمَن, al-Yaman), officially the Republic of Yemen,, ) is a country in Western Asia. It is situated on the southern end of the Arabian Peninsula, and borders Saudi Arabia to the Saudi Arabia–Yemen border, north and ...
while other countries saw riots, civil wars or insurgencies. Most Arab Spring revolutions failed to lead to enduring democratization. In the decade following the Arab Spring, of the countries in which an autocracy was toppled in the Arab spring, only Tunisia had become a genuine democracy; Egypt backslid to return to a military-run authoritarian state, while Libya, Syria and Yemen experienced devastating civil wars.
2000s authoritarian revival
Since 2005, observers noted what some have called a " democratic recession", although some such as Steven Levitsky and Lucan Way have disputed that there was a significant democratic decline before 2013. In 2018, the Freedom House
Freedom House is a non-profit, majority U.S. government funded organization in Washington, D.C., that conducts research and advocacy on democracy, political freedom, and human rights. Freedom House was founded in October 1941, and Wendell Wil ...
declared that from 2006 to 2018 "113 countries" around the world showed "a net decline" in "political rights and civil liberties" while "only 62" experienced "a net improvement." Its 2020 report marked the fourteenth consecutive year of declining scores. By 2020, all countries marked as "not free" by Freedom House
Freedom House is a non-profit, majority U.S. government funded organization in Washington, D.C., that conducts research and advocacy on democracy, political freedom, and human rights. Freedom House was founded in October 1941, and Wendell Wil ...
had also developed practices of transnational authoritarianism, aiming to police and control dissent beyond state borders.
Writing in 2018, American political journalist David Frum
David Jeffrey Frum (; born June 30, 1960) is a Canadian-American political commentator and a former speechwriter for President George W. Bush, who is currently a senior editor at ''The Atlantic'' as well as an MSNBC contributor. In 2003, Frum a ...
stated: "The hopeful world of the very late 20th century—the world of NAFTA and an expanding NATO
The North Atlantic Treaty Organization (NATO, ; french: Organisation du traité de l'Atlantique nord, ), also called the North Atlantic Alliance, is an intergovernmental military alliance between 30 member states – 28 European and two No ...
; of the World Wide Web 1.0 and liberal interventionism; of the global spread of democracy under leaders such as Václav Havel
Václav Havel (; 5 October 193618 December 2011) was a Czech statesman, author, poet, playwright, and former dissident. Havel served as the last president of Czechoslovakia from 1989 until the dissolution of Czechoslovakia in 1992 and then ...
and Nelson Mandela
Nelson Rolihlahla Mandela (; ; 18 July 1918 – 5 December 2013) was a South African Internal resistance to apartheid, anti-apartheid activist who served as the President of South Africa, first president of South Africa from 1994 to 1 ...
—now looks battered and delusive."
Michael Ignatieff
Michael Grant Ignatieff (; born May 12, 1947) is a Canadian author, academic and former politician who served as the leader of the Liberal Party of Canada and Leader of the Official Opposition from 2008 until 2011. Known for his work as a histo ...
wrote that Fukuyama's idea of liberalism vanquishing authoritarianism "now looks like a quaint artifact of a vanished unipolar moment" and Fukuyama himself expressed concern. By 2018, only one Arab Spring uprising (that in Tunisia) resulted in a transition to constitutional democratic governance and a "resurgence of authoritarianism and Islamic extremism
Islamic extremism, Islamist extremism, or radical Islam, is used in reference to extremist beliefs and behaviors which are associated with the Islamic religion. These are controversial terms with varying definitions, ranging from academic unde ...
" in the region was dubbed the Arab Winter
The Arab Winter is a term for the resurgence of authoritarianism and Islamic extremism in some Arab countries in the 2010s in the aftermath of the Arab Spring protests. The term "Arab Winter" refers to the events across Arab League countries i ...
.
Various explanations have been offered for the new spread of authoritarianism. They include the downside of globalization, and the subsequent rise of populist
Populism refers to a range of political stances that emphasize the idea of "the people" and often juxtapose this group against " the elite". It is frequently associated with anti-establishment and anti-political sentiment. The term develop ...
neo-nationalism
Neo-nationalism, or new nationalism, is an ideology and political movement built on the basic characteristics of classical nationalism. It developed to its final form by applying elements with reactionary character generated as a reaction to th ...
, and the success of the Beijing Consensus
The Beijing Consensus ( zh, 北京共识) or China Model ( zh, 中国模式), also known as the Chinese Economic Model, is the political and economic policies of the People's Republic of China (PRC)Zhang Weiwei,"The allure of the Chinese model", ...
, i.e. the authoritarian model of the People's Republic of China
China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
. In countries such as the United States, factors blamed for the growth of authoritarianism include the financial crisis of 2007–2008
Finance is the study and discipline of money, currency and capital assets. It is related to, but not synonymous with economics, the study of production, distribution, and consumption of money, assets, goods and services (the discipline of fi ...
and slower real wage growth as well as social media's elimination of so-called "gatekeepers" of knowledge – the equivalent of disintermediation in economics – so that a large fraction of the population considers to be opinion what were once "viewed as verifiable facts" – including everything from the danger of global warming to the preventing the spread of disease through vaccination – and considers to be fact what are actually only unproven fringe opinions.
In United States politics
The politics of the United States function within a framework of a constitutional federal republic and presidential system, with three distinct branches that share powers. These are: the U.S. Congress which forms the legislative branch, a b ...
, the terms "extreme right", "far-right", and "ultra-right" are labels used to describe "militant forms of insurgent revolutionary right ideology and separatist ethnocentric nationalism", such as Christian Identity
Christian Identity (also known as Identity Christianity) is an interpretation of Christianity which advocates the belief that only Celtic and Germanic peoples, such as the Anglo-Saxon, Nordic nations, or Aryan people and people of kindred blood, ...
, the Creativity Movement
Creativity, historically known as The (World) Church of the Creator, is an atheistic ( "nontheistic") white supremacist religious movement which espouses white separatism, antitheism, antisemitism, scientific racism, homophobia, and religious ...
, the Ku Klux Klan
The Ku Klux Klan (), commonly shortened to the KKK or the Klan, is an American white supremacist, right-wing terrorist, and hate group whose primary targets are African Americans, Jews, Latinos, Asian Americans, Native Americans, and ...
, the National Socialist Movement National Socialist Movement may refer to:
* Nazi Party, a political movement in Germany
* National Socialist Movement (UK, 1962), a British neo-Nazi group
* National Socialist Movement (United Kingdom), a British neo-Nazi group active during the lat ...
,
the National Alliance, the Joy of Satan Ministries
Joy of Satan Ministries, also referred to as Joy of Satan (JoS), is a website and western esoteric occult organization founded in 2002 by Andrea M. Dietrich ( Maxine Dietrich). Joy of Satan Ministries advocates "Spiritual Satanism", an ideolo ...
, and the Order of Nine Angles
The Order of Nine Angles (ONA or O9A) is a Satanic and left-hand path occultist group which is based in the United Kingdom, and associated groups are based in other parts of the world. Claiming to have been established in the 1960s, it rose to ...
. These far-right groups share conspiracist views of power which are overwhelmingly anti-Semitic
Antisemitism (also spelled anti-semitism or anti-Semitism) is hostility to, prejudice towards, or discrimination against Jews. A person who holds such positions is called an antisemite. Antisemitism is considered to be a form of racism.
Antis ...
and reject pluralist democracy
A pluralist democracy describes a political system where there is more than one center of power. Modern Democracy, democracies are by definition Pluralism (political theory), pluralist as democracies allow freedom of association. However, plurali ...
in favour of an organic oligarchy
Oligarchy (; ) is a conceptual form of power structure in which power rests with a small number of people. These people may or may not be distinguished by one or several characteristics, such as nobility, fame, wealth, education, or corporate, r ...
that would unite the perceived homogeneously racial '' Völkish'' nation. The far-right in the United States is composed of various Neo-fascist
Neo-fascism is a post-World War II far-right ideology that includes significant elements of fascism. Neo-fascism usually includes ultranationalism, racial supremacy, populism, authoritarianism, nativism, xenophobia, and anti-immigration s ...
, Neo-Nazi, White nationalist
White nationalism is a type of racial nationalism or pan-nationalism which espouses the belief that white people are a raceHeidi Beirich and Kevin Hicks. "Chapter 7: White nationalism in America". In Perry, Barbara. ''Hate Crimes''. Greenwoo ...
, and White supremacist
White supremacy or white supremacism is the belief that white people are superior to those of other Race (human classification), races and thus should dominate them. The belief favors the maintenance and defense of any Power (social and polit ...
organizations and networks who have been known to refer to an "acceleration
In mechanics, acceleration is the rate of change of the velocity of an object with respect to time. Accelerations are vector quantities (in that they have magnitude and direction). The orientation of an object's acceleration is given by the ...
" of racial conflict through violent means such as assassination
Assassination is the murder of a prominent or important person, such as a head of state, head of government, politician, world leader, member of a royal family or CEO. The murder of a celebrity, activist, or artist, though they may not have ...
s, murder
Murder is the unlawful killing of another human without justification (jurisprudence), justification or valid excuse (legal), excuse, especially the unlawful killing of another human with malice aforethought. ("The killing of another person wit ...
s, terrorist attacks
The following is a list of terrorist incidents that have not been carried out by a state or its forces (see state terrorism and state-sponsored terrorism). Assassinations are listed at List of assassinated people.
Definitions of terrori ...
, and societal collapse
Societal collapse (also known as civilizational collapse) is the fall of a complex human society characterized by the loss of cultural identity and of socioeconomic complexity, the downfall of government, and the rise of violence. Possible cause ...
, in order to achieve the building of a White ethnostate
A White ethnostate is a proposed type of state in which residence or citizenship would be limited to whites, and non-whites, such as Blacks, Asians, Jews, Middle Easterners and North Africans and Hispanics would be excluded from citizenship. Wi ...
.
Examples
There is no one consensus definition of authoritarianism, but several annual measurements are attempted, including Freedom House
Freedom House is a non-profit, majority U.S. government funded organization in Washington, D.C., that conducts research and advocacy on democracy, political freedom, and human rights. Freedom House was founded in October 1941, and Wendell Wil ...
's annual ''Freedom in the World
''Freedom in the World'' is a yearly survey and report by the U.S.-based non-governmental organization Freedom House that measures the degree of civil liberties and political rights in every nation and significant related and disputed territo ...
'' report. Some countries such as Venezuela, among others, that are currently or historically recognized as authoritarian did not become authoritarian upon taking power or fluctuated between an authoritarian, flawed or illiberal-democratic regime. The time period reflects their time in power rather than the years they were authoritarian regimes. Some countries such as China and fascist
Fascism is a far-right, Authoritarianism, authoritarian, ultranationalism, ultra-nationalist political Political ideology, ideology and Political movement, movement,: "extreme militaristic nationalism, contempt for electoral democracy and pol ...
regimes have also been characterized as totalitarian
Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
, with some periods being depicted as more authoritarian, or totalitarian, than others. The chiama no Mapinduzi would not enter this category as a hybrid democracy or the Botswana Democratic Party as a hybrid democracies.
Current
The following is a non-exhaustive list of examples of states which are currently or frequently characterized as authoritarian.
Historical
The following is a non-exhaustive list of examples of states which were historically authoritarian.
See also
* Authoritarian capitalism
Authoritarian capitalism, or illiberal capitalism, is an economic system in which a capitalist market economy exists alongside an authoritarian government. Related to and overlapping with state capitalism, a system in which the state underta ...
* Authoritarian socialism
* Criticism of democracy
Criticism of democracy has been a key part of democracy and its functions. As Josiah Ober explains, "the legitimate role of critics" of democracy may be difficult to define, but one "approach is to divide critics into 'good internal' critics ...
* Left-wing dictatorship
* Right-wing dictatorship
A right-wing dictatorship, sometimes also referred to as a rightist dictatorship or right-wing authoritarianism, is an authoritarian or sometimes totalitarian regime following right-wing policies. Right-wing dictatorships are typically characteriz ...
* Absolute monarchy
Absolute monarchy (or Absolutism as a doctrine) is a form of monarchy in which the monarch rules in their own right or power. In an absolute monarchy, the king or queen is by no means limited and has absolute power, though a limited constitut ...
* One-party state
A one-party state, single-party state, one-party system, or single-party system is a type of sovereign state in which only one political party has the right to form the government, usually based on the existing constitution. All other parties ...
* Autocracy
Autocracy is a system of government in which absolute power over a state is concentrated in the hands of one person, whose decisions are subject neither to external legal restraints nor to regularized mechanisms of popular control (except perh ...
* Criticism of liberal democracy
* Managed democracy
Guided democracy, also called managed democracy, is a formally democratic government that functions as a ''de facto'' authoritarian government or in some cases, as an autocratic government. Such hybrid regimes are legitimized by elections tha ...
References
Informational notes
Citations
Bibliography
* Linz, Juan J. (1964). "An Authoritarian Regime: The Case of Spain". In Allard, Eric; Littunen, Yrjo. ''Cleavages, Ideologies and Party Systems''. Helsinki: Academic Bookstore.
Further reading
* Frantz; Erica; Geddes, Barbara; Wrights, Joseph (2018). ''How Dictatorships Work''. Cambridge: Cambridge University Press. .
External links
*
{{authority control
Authority
Political culture
Political theories
Social theories