Action Principle
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In physics, action is a
scalar quantity Scalar may refer to: *Scalar (mathematics), an element of a field, which is used to define a vector space, usually the field of real numbers *Scalar (physics), a physical quantity that can be described by a single element of a number field such a ...
describing how a
physical system A physical system is a collection of physical objects. In physics, it is a portion of the physical universe chosen for analysis. Everything outside the system is known as the environment. The environment is ignored except for its effects on the ...
has changed over time. Action is significant because the equations of motion of the system can be derived through the
principle of stationary action The stationary-action principle – also known as the principle of least action – is a variational principle that, when applied to the ''action'' of a mechanical system, yields the equations of motion for that system. The principle states that ...
. In the simple case of a single particle moving with a constant velocity (
uniform linear motion Linear motion, also called rectilinear motion, is one-dimensional motion along a straight line, and can therefore be described mathematically using only one spatial dimension. The linear motion can be of two types: uniform linear motion, with co ...
), the action is the
momentum In Newtonian mechanics, momentum (more specifically linear momentum or translational momentum) is the product of the mass and velocity of an object. It is a vector quantity, possessing a magnitude and a direction. If is an object's mass an ...
of the particle times the distance it moves, added up along its path; equivalently, action is twice the particle's kinetic energy times the duration for which it has that amount of energy. For more complicated systems, all such quantities are combined. More formally, action is a mathematical functional which takes the trajectory (also called path or history) of the system as its argument and has a real number as its result. Generally, the action takes different values for different paths. Action has dimensions of energy ×  time or
momentum In Newtonian mechanics, momentum (more specifically linear momentum or translational momentum) is the product of the mass and velocity of an object. It is a vector quantity, possessing a magnitude and a direction. If is an object's mass an ...
 × 
length Length is a measure of distance. In the International System of Quantities, length is a quantity with dimension distance. In most systems of measurement a base unit for length is chosen, from which all other units are derived. In the Interna ...
, and its SI unit is joule-second (like the Planck constant ''h'').


Introduction

Hamilton's principle states that the differential equations of motion for ''any'' physical system can be re-formulated as an equivalent integral equation. Thus, there are two distinct approaches for formulating dynamical models. It applies not only to the classical mechanics of a single particle, but also to classical fields such as the electromagnetic and gravitational fields. Hamilton's principle has also been extended to quantum mechanics and
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines classical field theory, special relativity, and quantum mechanics. QFT is used in particle physics to construct physical models of subatomic particles and ...
—in particular the path integral formulation of quantum mechanics makes use of the concept—where a physical system randomly follows one of the possible paths, with the phase of the probability amplitude for each path being determined by the action for the path.Quantum Mechanics, E. Abers, Pearson Ed., Addison Wesley, Prentice Hall Inc, 2004,


Solution of differential equation

Empirical laws are frequently expressed as differential equations, which describe how physical quantities such as
position Position often refers to: * Position (geometry), the spatial location (rather than orientation) of an entity * Position, a job or occupation Position may also refer to: Games and recreation * Position (poker), location relative to the dealer * ...
and
momentum In Newtonian mechanics, momentum (more specifically linear momentum or translational momentum) is the product of the mass and velocity of an object. It is a vector quantity, possessing a magnitude and a direction. If is an object's mass an ...
change continuously with time, space or a generalization thereof. Given the initial and boundary conditions for the situation, the "solution" to these empirical equations is one or more functions that describe the behavior of the system and are called '' equations of motion''.


Minimization of action integral

''Action'' is a part of an alternative approach to finding such equations of motion. Classical mechanics postulates that the path actually followed by a physical system is that for which the ''action is minimized'', or more generally, is
stationary In addition to its common meaning, stationary may have the following specialized scientific meanings: Mathematics * Stationary point * Stationary process * Stationary state Meteorology * A stationary front is a weather front that is not moving ...
. In other words, the action satisfies a variational principle: the
principle of stationary action The stationary-action principle – also known as the principle of least action – is a variational principle that, when applied to the ''action'' of a mechanical system, yields the equations of motion for that system. The principle states that ...
(see also below). The action is defined by an integral, and the classical equations of motion of a system can be derived by minimizing the value of that integral. This simple principle provides deep insights into physics, and is an important concept in modern theoretical physics.


History

''Action'' was defined in several now obsolete ways during the development of the concept.Analytical Mechanics, L.N. Hand, J.D. Finch, Cambridge University Press, 2008, * Gottfried Leibniz, Johann Bernoulli and Pierre Louis Maupertuis defined the action for light as the integral of its speed or inverse speed along its path length. * Leonhard Euler (and, possibly, Leibniz) defined action for a material particle as the integral of the particle's speed along its path through space. * Pierre Louis Maupertuis introduced several ''ad hoc'' and contradictory definitions of action within a single article, defining action as potential energy, as virtual kinetic energy, and as a hybrid that ensured conservation of momentum in collisions.


Mathematical definition

Expressed in mathematical language, using the
calculus of variations The calculus of variations (or Variational Calculus) is a field of mathematical analysis that uses variations, which are small changes in functions and functionals, to find maxima and minima of functionals: mappings from a set of functions t ...
, the evolution of a physical system (i.e., how the system actually progresses from one state to another) corresponds to a stationary point (usually, a minimum) of the action. Several different definitions of "the action" are in common use in physics. The action is usually an integral over time. However, when the action pertains to fields, it may be integrated over spatial variables as well. In some cases, the action is integrated along the path followed by the physical system. The action is typically represented as an integral over time, taken along the path of the system between the initial time and the final time of the development of the system: \mathcal = \int_^ L \, dt, where the integrand ''L'' is called the
Lagrangian Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
. For the action integral to be well-defined, the trajectory has to be bounded in time and space. Action has the dimensions of nergynbsp;×  ime and its SI unit is joule-second, which is identical to the unit of angular momentum.


Action in classical physics

In
classical physics Classical physics is a group of physics theories that predate modern, more complete, or more widely applicable theories. If a currently accepted theory is considered to be modern, and its introduction represented a major paradigm shift, then the ...
, the term "action" has a number of meanings.


Action (functional)

Most commonly, the term is used for a
functional Functional may refer to: * Movements in architecture: ** Functionalism (architecture) ** Form follows function * Functional group, combination of atoms within molecules * Medical conditions without currently visible organic basis: ** Functional sy ...
\mathcal which takes a function of time and (for fields) space as input and returns a scalar.The Road to Reality, Roger Penrose, Vintage books, 2007, T. W. B. Kibble, ''Classical Mechanics'', European Physics Series, McGraw-Hill (UK), 1973, In classical mechanics, the input function is the evolution q(''t'') of the system between two times ''t''1 and ''t''2, where q represents the generalized coordinates. The action \mathcal mathbf(t)/math> is defined as the integral of the
Lagrangian Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
''L'' for an input evolution between the two times: \mathcal mathbf(t)= \int_^ L(\mathbf(t),\dot(t),t)\, dt, where the endpoints of the evolution are fixed and defined as \mathbf_ = \mathbf(t_) and \mathbf_ = \mathbf(t_). According to Hamilton's principle, the true evolution qtrue(''t'') is an evolution for which the action \mathcal mathbf(t)/math> is
stationary In addition to its common meaning, stationary may have the following specialized scientific meanings: Mathematics * Stationary point * Stationary process * Stationary state Meteorology * A stationary front is a weather front that is not moving ...
(a minimum, maximum, or a
saddle point In mathematics, a saddle point or minimax point is a point on the surface of the graph of a function where the slopes (derivatives) in orthogonal directions are all zero (a critical point), but which is not a local extremum of the function ...
). This principle results in the equations of motion in Lagrangian mechanics.


Abbreviated action (functional)

The abbreviated action is also a
functional Functional may refer to: * Movements in architecture: ** Functionalism (architecture) ** Form follows function * Functional group, combination of atoms within molecules * Medical conditions without currently visible organic basis: ** Functional sy ...
. It is usually denoted as \mathcal_. Here the input function is the ''path'' followed by the physical system without regard to its parameterization by time. For example, the path of a planetary orbit is an ellipse, and the path of a particle in a uniform gravitational field is a parabola; in both cases, the path does not depend on how fast the particle traverses the path. The abbreviated action \mathcal_ is defined as the integral of the generalized momenta along a path in the generalized coordinates: \mathcal_0 = \int \mathbf \cdot d\mathbf = \int p_i \,dq_i. Spelled out concretely, this is \mathcal_0 = \int_^ \mathbf(t) \cdot \dot(t)\, dt = \int_^ p_i(t) \,\frac \,dt. According to Maupertuis' principle, the true path is a path for which the abbreviated action \mathcal_ is
stationary In addition to its common meaning, stationary may have the following specialized scientific meanings: Mathematics * Stationary point * Stationary process * Stationary state Meteorology * A stationary front is a weather front that is not moving ...
.


Hamilton's principal function

Hamilton's principal function S=S(q,t;q_0,t_0) is obtained from the action functional \mathcal by fixing the initial time t_0 and the initial endpoint q_0, while allowing the upper time limit t and the second endpoint q to vary. The Hamilton's principal function satisfies the Hamilton–Jacobi equation, a formulation of classical mechanics. Due to a similarity with the Schrödinger equation, the Hamilton–Jacobi equation provides, arguably, the most direct link with quantum mechanics.


Hamilton's characteristic function

When the total energy ''E'' is conserved, the Hamilton–Jacobi equation can be solved with the additive separation of variables: S(q_1, \dots, q_N, t) = W(q_1, \dots, q_N) - E \cdot t, where the time-independent function ''W''(''q''1, ''q''2, ..., ''qN'') is called ''Hamilton's characteristic function''. The physical significance of this function is understood by taking its total time derivative \frac = \frac \dot q_i = p_i \dot q_i. This can be integrated to give W(q_1, \dots, q_N) = \int p_i\dot q_i \,dt = \int p_i \,dq_i, which is just the abbreviated action.


Other solutions of Hamilton–Jacobi equations

The Hamilton–Jacobi equations are often solved by additive separability; in some cases, the individual terms of the solution, e.g., ''Sk''(''qk''), are also called an "action".


Action of a generalized coordinate

This is a single variable ''Jk'' in the action-angle coordinates, defined by integrating a single generalized momentum around a closed path in
phase space In dynamical system theory, a phase space is a space in which all possible states of a system are represented, with each possible state corresponding to one unique point in the phase space. For mechanical systems, the phase space usually ...
, corresponding to rotating or oscillating motion: J_k = \oint p_k \,dq_k The variable ''Jk'' is called the "action" of the generalized coordinate ''qk''; the corresponding canonical variable conjugate to ''Jk'' is its "angle" ''wk'', for reasons described more fully under action-angle coordinates. The integration is only over a single variable ''qk'' and, therefore, unlike the integrated dot product in the abbreviated action integral above. The ''Jk'' variable equals the change in ''Sk''(''qk'') as ''qk'' is varied around the closed path. For several physical systems of interest, Jk is either a constant or varies very slowly; hence, the variable ''Jk'' is often used in perturbation calculations and in determining adiabatic invariants.


Action for a Hamiltonian flow

See tautological one-form.


Euler–Lagrange equations

In Lagrangian mechanics, the requirement that the action integral be
stationary In addition to its common meaning, stationary may have the following specialized scientific meanings: Mathematics * Stationary point * Stationary process * Stationary state Meteorology * A stationary front is a weather front that is not moving ...
under small perturbations is equivalent to a set of differential equations (called the Euler–Lagrange equations) that may be obtained using the
calculus of variations The calculus of variations (or Variational Calculus) is a field of mathematical analysis that uses variations, which are small changes in functions and functionals, to find maxima and minima of functionals: mappings from a set of functions t ...
.


The action principle


Classical fields

The action principle can be extended to obtain the equations of motion for fields, such as the
electromagnetic field An electromagnetic field (also EM field or EMF) is a classical (i.e. non-quantum) field produced by (stationary or moving) electric charges. It is the field described by classical electrodynamics (a classical field theory) and is the classical c ...
or
gravitational field In physics, a gravitational field is a model used to explain the influences that a massive body extends into the space around itself, producing a force on another massive body. Thus, a gravitational field is used to explain gravitational phenome ...
. The Einstein equation utilizes the '' Einstein–Hilbert action'' as constrained by a variational principle. The trajectory (path in spacetime) of a body in a gravitational field can be found using the action principle. For a free falling body, this trajectory is a
geodesic In geometry, a geodesic () is a curve representing in some sense the shortest path ( arc) between two points in a surface, or more generally in a Riemannian manifold. The term also has meaning in any differentiable manifold with a connection. ...
.


Conservation laws

Implications of symmetries in a physical situation can be found with the action principle, together with the Euler–Lagrange equations, which are derived from the action principle. An example is Noether's theorem, which states that to every continuous symmetry in a physical situation there corresponds a
conservation law In physics, a conservation law states that a particular measurable property of an isolated physical system does not change as the system evolves over time. Exact conservation laws include conservation of energy, conservation of linear momentum, c ...
(and conversely). This deep connection requires that the action principle be assumed.


Quantum mechanics and quantum field theory

In quantum mechanics, the system does not follow a single path whose action is stationary, but the behavior of the system depends on all permitted paths and the value of their action. The action corresponding to the various paths is used to calculate the path integral, which gives the probability amplitudes of the various outcomes. Although equivalent in classical mechanics with Newton's laws, the action principle is better suited for generalizations and plays an important role in modern physics. Indeed, this principle is one of the great generalizations in physical science. It is best understood within quantum mechanics, particularly in Richard Feynman's path integral formulation, where it arises out of destructive interference of quantum amplitudes. Maxwell's equations can also be derived as conditions of stationary action.


Single relativistic particle

When relativistic effects are significant, the action of a point particle of mass ''m'' travelling a world line ''C'' parametrized by the proper time \tau is S = - m c^2 \int_ \, d \tau. If instead, the particle is parametrized by the coordinate time ''t'' of the particle and the coordinate time ranges from ''t''1 to ''t''2, then the action becomes S = \int_^ L \, dt, where the
Lagrangian Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
isL. D. Landau and E. M. Lifshitz (1971). ''The Classical Theory of Fields''. Addison-Wesley. Sec. 8. p. 24–25. L = -mc^2 \sqrt.


Modern extensions

The action principle can be generalized still further. For example, the action need not be an integral, because nonlocal actions are possible. The configuration space need not even be a functional space, given certain features such as noncommutative geometry. However, a physical basis for these mathematical extensions remains to be established experimentally.


See also

*
Calculus of variations The calculus of variations (or Variational Calculus) is a field of mathematical analysis that uses variations, which are small changes in functions and functionals, to find maxima and minima of functionals: mappings from a set of functions t ...
*
Functional derivative In the calculus of variations, a field of mathematical analysis, the functional derivative (or variational derivative) relates a change in a functional (a functional in this sense is a function that acts on functions) to a change in a function on ...
* Functional integral * Hamiltonian mechanics *
Lagrangian Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
* Lagrangian mechanics *
Measure (physics) The measure in quantum physics is the integration measure used for performing a path integral. In quantum field theory, one must sum over all possible histories of a system. When summing over possible histories, which may be very similar to each ...
* Noether's theorem * Path integral formulation * Principle of least action *
Principle of maximum entropy The principle of maximum entropy states that the probability distribution which best represents the current state of knowledge about a system is the one with largest entropy, in the context of precisely stated prior data (such as a proposition ...
* Some actions: **
Nambu–Goto action The Nambu–Goto action is the simplest invariant action (physics), action in bosonic string theory, and is also used in other theories that investigate string-like objects (for example, cosmic strings). It is the starting point of the analysis of ...
** Polyakov action **
Bagger–Lambert–Gustavsson action In theoretical physics, in the context of M-theory, the action for the '' N''=8 M2 branes in full is (with some indices hidden): : S = \intd\sigma^3 where is a generalisation of a Lie bracket which gives the group constants. The only known com ...
** Einstein–Hilbert action


References


Sources and further reading

For an annotated bibliography, see Edwin F. Taylor wh
lists
among other things, the following books * ''The Cambridge Handbook of Physics Formulas'', G. Woan, Cambridge University Press, 2010, . * Cornelius Lanczos
The Variational Principles of Mechanics
(Dover Publications, New York, 1986). . ''The'' reference most quoted by all those who explore this field. *
L. D. Landau Lev Davidovich Landau (russian: Лев Дави́дович Ланда́у; 22 January 1908 – 1 April 1968) was a Soviet-Azerbaijani physicist of Jewish descent who made fundamental contributions to many areas of theoretical physics. His ...
and
E. M. Lifshitz Evgeny Mikhailovich Lifshitz (russian: Евге́ний Миха́йлович Ли́фшиц; February 21, 1915, Kharkiv, Russian Empire – October 29, 1985, Moscow, Russian SFSR) was a leading Soviet physicist and brother of the physicist ...
, Mechanics, Course of Theoretical Physics (Butterworth-Heinenann, 1976), 3rd ed., Vol. 1. . Begins with the principle of least action. * Thomas A. Moore "Least-Action Principle" in Macmillan Encyclopedia of Physics (Simon & Schuster Macmillan, 1996), Volume 2, , , pages 840–842. * Gerald Jay Sussman and Jack Wisdom
Structure and Interpretation of Classical Mechanics
(MIT Press, 2001). Begins with the principle of least action, uses modern mathematical notation, and checks the clarity and consistency of procedures by programming them in computer language. * Dare A. Wells, Lagrangian Dynamics, Schaum's Outline Series (McGraw-Hill, 1967) , A 350-page comprehensive "outline" of the subject. * Robert Weinstock, Calculus of Variations, with Applications to Physics and Engineering (Dover Publications, 1974). . An oldie but goodie, with the formalism carefully defined before use in physics and engineering. *
Wolfgang Yourgrau Wolfgang is a German male given name traditionally popular in Germany, Austria and Switzerland. The name is a combination of the Old High German words '' wolf'', meaning "wolf", and '' gang'', meaning "path", "journey", "travel". Besides the reg ...
and Stanley Mandelstam
Variational Principles in Dynamics and Quantum Theory
(Dover Publications, 1979). A nice treatment that does not avoid the philosophical implications of the theory and lauds the Feynman treatment of quantum mechanics that reduces to the principle of least action in the limit of large mass. * Edwin F. Taylor'


External links



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